Radcliffe Capital Management, L.P. Diversified Active

CIK: 0001218275 · Show all filings

Period: Q2 2019 (← Previous) (Next →)

Filing Date: Aug 14, 2019

Total Value ($000): $567,634 (0.4% shares, 99.6% debt)

Holdings (39)

— Twitter, Inc. 17.3%

Value ($000) $98,207 Shares 98,835,000 Est. Cost $0.95 Unrealized —

— PROSPECT CAPITAL CORP 12.4%

Value ($000) $70,263 Shares 69,808,000 Est. Cost $0.99 Unrealized —

— Ares Capital Corporation 9.3%

Value ($000) $52,986 Shares 51,500,000 Est. Cost $0.99 Unrealized —

— New Mountain Finance Corporation 7.4%

Value ($000) $42,236 Shares 41,000,000 Est. Cost $1.01 Unrealized —

— Blackrock TCP Capital Corp 7.2%

Value ($000) $40,659 Shares 40,325,000 Est. Cost $1.00 Unrealized —

— PROSPECT CAPITAL CORP 5.4%

Value ($000) $30,612 Shares 30,000,000 Est. Cost $0.98 Unrealized —

— TPG Specialty Lending, Inc. 5.3%

Value ($000) $30,342 Shares 30,156,000 Est. Cost $1.01 Unrealized —

— Goldman Sachs BDC Inc. 5.0%

Value ($000) $28,135 Shares 28,118,000 Est. Cost $1.02 Unrealized —

— TPG Specialty Lending, Inc. 4.1%

Value ($000) $23,081 Shares 22,421,000 Est. Cost $1.02 Unrealized —

— ELECTRONICS FOR IMAGING, INC 3.8%

Value ($000) $21,617 Shares 21,747,000 Est. Cost $0.99 Unrealized —

— BlackRock Capital Investment Corp 3.8%

Value ($000) $21,496 Shares 21,495,000 Est. Cost $1.02 Unrealized —

— Hercules Capital, Inc. 3.7%

Value ($000) $20,759 Shares 20,717,000 Est. Cost $0.98 Unrealized —

— Blackrock TCP Capital Corp 3.4%

Value ($000) $19,456 Shares 19,224,000 Est. Cost $1.04 Unrealized —

— Ares Capital Corporation 3.1%

Value ($000) $17,657 Shares 17,360,000 Est. Cost $1.02 Unrealized —

— Cemex S.A. 2.7%

Value ($000) $15,517 Shares 15,532,000 Est. Cost $1.00 Unrealized —

— Cemex S.A. 2.1%

Value ($000) $11,735 Shares 11,747,000 Est. Cost $1.00 Unrealized —

— Nuance Communications, Inc. 1.6%

Value ($000) $9,046 Shares 9,624,000 Est. Cost $0.90 Unrealized —

— Twitter, Inc. 1.0%

Value ($000) $5,768 Shares 6,021,000 Est. Cost $0.92 Unrealized —

— SYNAPTICS INC 0.6%

Value ($000) $3,125 Shares 3,500,000 Est. Cost $0.89 Unrealized —

— Iconix Brand Group, Inc. 0.3%

Value ($000) $1,423 Shares 5,400,000 Est. Cost $0.43 Unrealized —

— PROSPECT CAPITAL CORP 0.2%

Value ($000) $1,239 Shares 1,225,000 Est. Cost $1.01 Unrealized —

— Trinity Merger Corp. 0.0%

Value ($000) $155 Shares 15,000 Est. Cost $10.24 Unrealized —

— Trident Acquisitions Corp. 0.0%

Value ($000) $155 Shares 15,000 Est. Cost $10.24 Unrealized —

— Mudrick Capital Acquisition 0.0%

Value ($000) $153 Shares 15,000 Est. Cost $10.20 Unrealized —

— Forum Merger II Corp 0.0%

Value ($000) $151 Shares 15,000 Est. Cost $9.95 Unrealized —

— ARYA Sciences Acquisition 0.0%

Value ($000) $150 Shares 15,000 Est. Cost $10.00 Unrealized —

— Graf Industrial Corp 0.0%

Value ($000) $149 Shares 15,000 Est. Cost $9.84 Unrealized —

— Monocle Acquisition Corp 0.0%

Value ($000) $149 Shares 15,000 Est. Cost $9.93 Unrealized —

— Boxwood Merger Corp 0.0%

Value ($000) $148 Shares 15,000 Est. Cost $9.87 Unrealized —

— AMCI Acquisition Corp 0.0%

Value ($000) $147 Shares 14,803 Est. Cost $9.93 Unrealized —

— Social Capital Hedosophia Holdings Corp. 0.0%

Value ($000) $116 Shares 11,144 Est. Cost $10.41 Unrealized —

— LF Capital Acquisition Corp. 0.0%

Value ($000) $102 Shares 10,000 Est. Cost $10.20 Unrealized —

— Sentinel Energy Services Inc. 0.0%

Value ($000) $102 Shares 10,000 Est. Cost $10.00 Unrealized —

— Allegro Merger Corp. 0.0%

Value ($000) $100 Shares 10,000 Est. Cost $9.90 Unrealized —

— ChaSerg Technology Acquisition Corp. 0.0%

Value ($000) $100 Shares 10,000 Est. Cost $10.00 Unrealized —

— Megalith Financial Acquisition Corp. 0.0%

Value ($000) $100 Shares 10,000 Est. Cost $10.00 Unrealized —

— DD3 Acquisition Corp. 0.0%

Value ($000) $100 Shares 10,000 Est. Cost $10.00 Unrealized —

— Hennessy Capital Acquisition 0.0%

Value ($000) $99 Shares 10,000 Est. Cost $9.90 Unrealized —

— EdtechX Holding Acquisition 0.0%

Value ($000) $99 Shares 10,000 Est. Cost $9.90 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Twitter, Inc.	98,835,000	$98,207	17.3%	$0.95	—	CONVRT BOND	90184LAB8
—	PROSPECT CAPITAL CORP	69,808,000	$70,263	12.4%	$0.99	—	CONVRT BOND	74348TAR3
—	Ares Capital Corporation	51,500,000	$52,986	9.3%	$0.99	—	CONVRT BOND	04010LAW3
—	New Mountain Finance Corporation	41,000,000	$42,236	7.4%	$1.01	—	CONVRT BOND	647551AC4
—	Blackrock TCP Capital Corp	40,325,000	$40,659	7.2%	$1.00	—	CONVRT BOND	87238QAB9
—	PROSPECT CAPITAL CORP	30,000,000	$30,612	5.4%	$0.98	—	CONVRT BOND	74348TAT9
—	TPG Specialty Lending, Inc.	30,156,000	$30,342	5.3%	$1.01	—	CONVRT BOND	87265KAB8
—	Goldman Sachs BDC Inc.	28,118,000	$28,135	5.0%	$1.02	—	CONVRT BOND	38147UAB3
—	TPG Specialty Lending, Inc.	22,421,000	$23,081	4.1%	$1.02	—	CONVRT BOND	87265KAD4
—	ELECTRONICS FOR IMAGING, INC	21,747,000	$21,617	3.8%	$0.99	—	CONVRT BOND	286082AC6
—	BlackRock Capital Investment Corp	21,495,000	$21,496	3.8%	$1.02	—	CONVRT BOND	092533AC2
—	Hercules Capital, Inc.	20,717,000	$20,759	3.7%	$0.98	—	CONVRT BOND	427096AF9
—	Blackrock TCP Capital Corp	19,224,000	$19,456	3.4%	$1.04	—	CONVRT BOND	87238QAD5
—	Ares Capital Corporation	17,360,000	$17,657	3.1%	$1.02	—	CONVRT BOND	04010LAT0
—	Cemex S.A.	15,532,000	$15,517	2.7%	$1.00	—	CONVRT BOND	151290BR3
—	Cemex S.A.	11,747,000	$11,735	2.1%	$1.00	—	CONVRT BOND	151290BT9
—	Nuance Communications, Inc.	9,624,000	$9,046	1.6%	$0.90	—	CONVRT BOND	67020YAK6
—	Twitter, Inc.	6,021,000	$5,768	1.0%	$0.92	—	CONVRT BOND	90184LAD4
—	SYNAPTICS INC	3,500,000	$3,125	0.6%	$0.89	—	CONVRT BOND	87157DAD1
—	Iconix Brand Group, Inc.	5,400,000	$1,423	0.3%	$0.43	—	CONVRT BOND	451055AG2
—	PROSPECT CAPITAL CORP	1,225,000	$1,239	0.2%	$1.01	—	CONVRT BOND	74348TAQ5
—	Trinity Merger Corp.	15,000	$155	0.0%	$10.24	—	COMMON	89653L106
—	Trident Acquisitions Corp.	15,000	$155	0.0%	$10.24	—	COMMON	89615T106
—	Mudrick Capital Acquisition	15,000	$153	0.0%	$10.20	—	COMMON	624745105
—	Forum Merger II Corp	15,000	$151	0.0%	$9.95	—	COMMON	34986F103
—	ARYA Sciences Acquisition	15,000	$150	0.0%	$10.00	—	COMMON	G3165V109
—	Graf Industrial Corp	15,000	$149	0.0%	$9.84	—	COMMON	384278107
—	Monocle Acquisition Corp	15,000	$149	0.0%	$9.93	—	COMMON	609754106
—	Boxwood Merger Corp	15,000	$148	0.0%	$9.87	—	COMMON	10319T101
—	AMCI Acquisition Corp	14,803	$147	0.0%	$9.93	—	COMMON	00165R101
—	Social Capital Hedosophia Holdings Corp.	11,144	$116	0.0%	$10.41	—	COMMON	G8250R103
—	LF Capital Acquisition Corp.	10,000	$102	0.0%	$10.20	—	COMMON	50200K108
—	Sentinel Energy Services Inc.	10,000	$102	0.0%	$10.00	—	COMMON	81728P105
—	Allegro Merger Corp.	10,000	$100	0.0%	$9.90	—	COMMON	01749N103
—	ChaSerg Technology Acquisition Corp.	10,000	$100	0.0%	$10.00	—	COMMON	16166A103
—	Megalith Financial Acquisition Corp.	10,000	$100	0.0%	$10.00	—	COMMON	58518F109
—	DD3 Acquisition Corp.	10,000	$100	0.0%	$10.00	—	COMMON	G2692M103
—	Hennessy Capital Acquisition	10,000	$99	0.0%	$9.90	—	COMMON	42589C104
—	EdtechX Holding Acquisition	10,000	$99	0.0%	$9.90	—	COMMON	28138X103