Location: Bala Cynwyd, PA
CIK: 0001218275 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 14, 2019
Total Value: $568M (0.4% shares, 99.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Twitter, Inc. | 98,835,000 | $98.21M | 17.3% | $0.99 | $0.95 | — | CONVRT BOND | 90184LAB8 |
| — | PROSPECT CAPITAL CORP | 69,808,000 | $70.26M | 12.4% | $1.01 | $0.99 | — | CONVRT BOND | 74348TAR3 |
| — | Ares Capital Corporation | 51,500,000 | $52.99M | 9.3% | $1.03 | $0.99 | — | CONVRT BOND | 04010LAW3 |
| — | New Mountain Finance Corporation | 41,000,000 | $42.24M | 7.4% | $1.03 | $1.01 | — | CONVRT BOND | 647551AC4 |
| — | Blackrock TCP Capital Corp | 40,325,000 | $40.66M | 7.2% | $1.01 | $1.00 | — | CONVRT BOND | 87238QAB9 |
| — | PROSPECT CAPITAL CORP | 30,000,000 | $30.61M | 5.4% | $1.02 | $0.98 | — | CONVRT BOND | 74348TAT9 |
| — | TPG Specialty Lending, Inc. | 30,156,000 | $30.34M | 5.3% | $1.01 | $1.01 | — | CONVRT BOND | 87265KAB8 |
| — | Goldman Sachs BDC Inc. | 28,118,000 | $28.14M | 5.0% | $1.00 | $1.02 | — | CONVRT BOND | 38147UAB3 |
| — | TPG Specialty Lending, Inc. | 22,421,000 | $23.08M | 4.1% | $1.03 | $1.02 | — | CONVRT BOND | 87265KAD4 |
| — | ELECTRONICS FOR IMAGING, INC | 21,747,000 | $21.62M | 3.8% | $0.99 | $0.99 | — | CONVRT BOND | 286082AC6 |
| — | BlackRock Capital Investment Corp | 21,495,000 | $21.5M | 3.8% | $1.00 | $1.02 | — | CONVRT BOND | 092533AC2 |
| — | Hercules Capital, Inc. | 20,717,000 | $20.76M | 3.7% | $1.00 | $0.98 | — | CONVRT BOND | 427096AF9 |
| — | Blackrock TCP Capital Corp | 19,224,000 | $19.46M | 3.4% | $1.01 | $1.04 | — | CONVRT BOND | 87238QAD5 |
| — | Ares Capital Corporation | 17,360,000 | $17.66M | 3.1% | $1.02 | $1.02 | — | CONVRT BOND | 04010LAT0 |
| — | Cemex S.A. | 15,532,000 | $15.52M | 2.7% | $1.00 | $1.00 | — | CONVRT BOND | 151290BR3 |
| — | Cemex S.A. | 11,747,000 | $11.73M | 2.1% | $1.00 | $1.00 | — | CONVRT BOND | 151290BT9 |
| — | Nuance Communications, Inc. | 9,624,000 | $9.046M | 1.6% | $0.94 | $0.90 | — | CONVRT BOND | 67020YAK6 |
| — | Twitter, Inc. | 6,021,000 | $5.768M | 1.0% | $0.96 | $0.92 | — | CONVRT BOND | 90184LAD4 |
| — | SYNAPTICS INC | 3,500,000 | $3.125M | 0.6% | $0.89 | $0.89 | — | CONVRT BOND | 87157DAD1 |
| — | Iconix Brand Group, Inc. | 5,400,000 | $1.423M | 0.3% | $0.26 | $0.43 | — | CONVRT BOND | 451055AG2 |
| — | PROSPECT CAPITAL CORP | 1,225,000 | $1.239M | 0.2% | $1.01 | $1.01 | — | CONVRT BOND | 74348TAQ5 |
| — | Trident Acquisitions Corp. | 15,000 | $155K | 0.0% | $10.33 | $10.24 | — | COMMON | 89615T106 |
| — | Trinity Merger Corp. | 15,000 | $155K | 0.0% | $10.33 | $10.24 | — | COMMON | 89653L106 |
| — | Mudrick Capital Acquisition | 15,000 | $153K | 0.0% | $10.20 | $10.20 | — | COMMON | 624745105 |
| — | Forum Merger II Corp | 15,000 | $151K | 0.0% | $10.07 | $9.95 | — | COMMON | 34986F103 |
| — | ARYA Sciences Acquisition | 15,000 | $150K | 0.0% | $10.00 | $10.00 | — | COMMON | G3165V109 |
| — | Monocle Acquisition Corp | 15,000 | $149K | 0.0% | $9.93 | $9.93 | — | COMMON | 609754106 |
| — | Graf Industrial Corp | 15,000 | $149K | 0.0% | $9.93 | $9.84 | — | COMMON | 384278107 |
| — | Boxwood Merger Corp | 15,000 | $148K | 0.0% | $9.87 | $9.87 | — | COMMON | 10319T101 |
| — | AMCI Acquisition Corp | 14,803 | $147K | 0.0% | $9.93 | $9.93 | — | COMMON | 00165R101 |
| — | Social Capital Hedosophia Holdings Corp. | 11,144 | $116K | 0.0% | $10.41 | $10.41 | — | COMMON | G8250R103 |
| — | LF Capital Acquisition Corp. | 10,000 | $102K | 0.0% | $10.20 | $10.20 | — | COMMON | 50200K108 |
| — | Sentinel Energy Services Inc. | 10,000 | $102K | 0.0% | $10.20 | $10.00 | — | COMMON | 81728P105 |
| — | Allegro Merger Corp. | 10,000 | $100K | 0.0% | $10.00 | $9.90 | — | COMMON | 01749N103 |
| — | ChaSerg Technology Acquisition Corp. | 10,000 | $100K | 0.0% | $10.00 | $10.00 | — | COMMON | 16166A103 |
| — | Megalith Financial Acquisition Corp. | 10,000 | $100K | 0.0% | $10.00 | $10.00 | — | COMMON | 58518F109 |
| — | DD3 Acquisition Corp. | 10,000 | $100K | 0.0% | $10.00 | $10.00 | — | COMMON | G2692M103 |
| — | Hennessy Capital Acquisition | 10,000 | $99,000 | 0.0% | $9.90 | $9.90 | — | COMMON | 42589C104 |
| — | EdtechX Holding Acquisition | 10,000 | $99,000 | 0.0% | $9.90 | $9.90 | — | COMMON | 28138X103 |