Location: Fort Worth, TX
CIK: 0001180391 · Show all filings
Period: Q3 2025 (← Previous) (Next →)
Filing Date: Nov 13, 2025
Total Value: $49.02M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | CAPITAL SOUTHWEST CORP | 12,286,000 | $11.89M | 24.2% | $0.97 | $0.96 | — | NOTE 5.125%11/1 | 140501AE7 |
| — | WISDOMTREE INC | 9,351,000 | $10.65M | 21.7% | $1.14 | $0.97 | — | NOTE 3.250% 6/1 | 97717PAD6 |
| SPHY | SPDR SERIES TRUST | 200,000 | $4.76M | 9.7% | $23.80 | $23.67 | +1.1% | PORTFLI HIGH YLD | 78468R606 |
| TRIN | TRINITY CAP INC | 138,961 | $2.097M | 4.3% | $15.09 * | $11.63 | +25.9% | COM | 896442308 |
| CSWC | CAPITAL SOUTHWEST CORP | 76,509 | $1.555M | 3.2% | $20.32 * | $19.11 | +9.2% | COM | 140501107 |
| VICI | VICI PPTYS INC | 44,111 | $1.323M | 2.7% | $29.99 * | $28.13 | +14.1% | COM | 925652109 |
| PSEC | PROSPECT CAP CORP | 438,847 | $1.167M | 2.4% | $2.66 * | $2.82 | -8.7% | COM | 74348T102 |
| OWL | BLUE OWL CAPITAL INC | 67,902 | $1.071M | 2.2% | $15.77 * | $18.75 | -9.7% | COM CL A | 09581B103 |
| MAIN | MAIN STR CAP CORP | 18,678 | $1.063M | 2.2% | $56.92 * | $41.63 | +52.7% | COM | 56035L104 |
| CG | CARLYLE GROUP INC | 19,005 | $1.013M | 2.1% | $53.32 * | $42.57 | +45.4% | COM | 14316J108 |
| CIVI | CIVITAS RESOURCES INC | 25,731 | $742K | 1.5% | $28.83 * | $44.84 | -28.8% | COM NEW | 17888H103 |
| HTGC | HERCULES CAPITAL INC | 40,565 | $727K | 1.5% | $17.92 * | $19.17 | -1.3% | COM | 427096508 |
| — | WISDOMTREE INC | 548,000 | $650K | 1.3% | $1.19 | $1.19 | — | NOTE 3.250% 8/1 | 97717PAH7 |
| DKS | DICKS SPORTING GOODS INC | 2,723 | $603K | 1.2% | $221.45 | $182.31 | +21.2% | COM | 253393102 |
| SPY | SPDR S&P 500 ETF TR | 824 | $562K | 1.1% | $682.46 * | $571.64 | +16.5% | TR UNIT | 78462F103 |
| HPK | HIGHPEAK ENERGY INC | 68,830 | $458K | 0.9% | $6.65 * | $8.15 | -13.8% | COM | 43114Q105 |
| O | REALTY INCOME CORP | 7,698 | $446K | 0.9% | $57.98 * | $48.62 | +22.7% | COM | 756109104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 7,652 | $421K | 0.9% | $54.97 | $40.81 | +32.8% | FTSE EMR MKT ETF | 922042858 |
| EFA | ISHARES TR | 4,250 | $402K | 0.8% | $94.48 | $76.49 | +22.1% | MSCI EAFE ETF | 464287465 |
| RITM | RITHM CAPITAL CORP | 35,944 | $394K | 0.8% | $10.97 | $10.92 | — | COM NEW | 64828T201 |
| HASI | HA SUSTAINABLE INFRA CAP INC | 13,823 | $383K | 0.8% | $27.71 * | $29.55 | +1.2% | COM | 41068X100 |
| FUBO | FUBOTV INC | 99,075 | $375K | 0.8% | $3.78 * | $3.78 | +9.8% | COM | 35953D104 |
| — | ADAMS DIVERSIFIED EQUITY FD | 13,188 | $307K | 0.6% | $23.28 | $16.19 | — | COM | 006212104 |
| — | GRANITE CONSTR INC | 200,000 | $291K | 0.6% | $1.46 | $1.46 | — | NOTE 3.250% 6/1 | 387328AF4 |
| — | CALAMOS STRATEGIC TOTAL RETU | 15,081 | $291K | 0.6% | $19.30 | $13.47 | — | COM SH BEN INT | 128125101 |
| — | VIRTUS EQUITY & CONV INCM FD | 10,689 | $277K | 0.6% | $25.93 | $26.24 | — | COM | 92841M101 |
| CGBD | CARLYLE SECURED LENDING INC | 21,925 | $277K | 0.6% | $12.64 * | $12.97 | -6.7% | COM | 872280102 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 24,089 | $265K | 0.5% | $11.01 | $11.56 | — | COM | 01879R106 |
| — | BLACKROCK CORPOR HI YLD FD I | 26,560 | $253K | 0.5% | $9.51 | $10.35 | — | COM | 09255P107 |
| — | LYFT INC | 200,000 | $248K | 0.5% | $1.24 | $1.24 | — | NOTE 0.625% 3/0 | 55087PAD6 |
| — | BLACKROCK CR ALLOCATION INCO | 22,123 | $247K | 0.5% | $11.17 | $12.34 | — | COM | 092508100 |
| SLQT | SELECTQUOTE INC | 118,244 | $246K | 0.5% | $2.08 * | $2.12 | -7.3% | COM | 816307300 |
| — | GABELLI DIVID & INCOME TR | 9,063 | $246K | 0.5% | $27.11 | $21.80 | — | COM | 36242H104 |
| IIPR | INNOVATIVE INDL PPTYS INC | 4,890 | $245K | 0.5% | $50.15 | $50.15 | — | COM | 45781V101 |
| APO | APOLLO GLOBAL MGMT INC | 1,875 | $233K | 0.5% | $124.30 * | $140.75 | -5.7% | COM | 03769M106 |
| GROW | U S GLOBAL INVS INC | 91,457 | $228K | 0.5% | $2.49 * | $6.76 | -59.3% | CL A | 902952100 |
| — | EATON VANCE TAX ADVT DIV INC | 8,999 | $222K | 0.5% | $24.64 | $22.44 | — | COM | 27828G107 |
| — | HANCOCK JOHN TAX-ADVANTAGED | 8,804 | $219K | 0.4% | $24.90 | $23.22 | — | COM | 41013V100 |
| QQQ | INVESCO QQQ TR | 348 | $219K | 0.4% | $629.59 * | $572.63 | +4.8% | UNIT SER 1 | 46090E103 |
| AMT | AMERICAN TOWER CORP NEW | 1,200 | $215K | 0.4% | $178.98 * | $204.56 | -6.9% | COM | 03027X100 |
| — | BLACKLINE INC | 200,000 | $215K | 0.4% | $1.07 | $1.07 | — | NOTE 1.000% 6/0 | 09239BAF6 |
| WT | WISDOMTREE INC | 17,885 | $214K | 0.4% | $11.96 * | $5.42 | +156.6% | COM | 97717P104 |
| NXDT | NEXPOINT DIVERSIFIED REL ET | 60,349 | $192K | 0.4% | $3.18 | $11.55 | — | COM NEW | 65340G205 |
| — | COHEN & STEERS QUALITY INCOM | 14,871 | $180K | 0.4% | $12.09 | $12.56 | — | COM | 19247L106 |
| — | BLACKROCK MULTI SECTOR INC T | 12,642 | $167K | 0.3% | $13.24 | $15.99 | — | COM | 09258A107 |
| — | NUVEEN QUALITY MUNCP INCOME | 12,115 | $145K | 0.3% | $11.99 | $15.82 | — | COM | 67066V101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 12,201 | $142K | 0.3% | $11.65 | $15.46 | — | COM | 670657105 |
| — | ALLIANCEBERNSTEIN NATL MUN I | 12,609 | $139K | 0.3% | $10.99 | $15.08 | — | COM | 01864U106 |
| — | EATON VANCE MUN BD FD | 13,620 | $136K | 0.3% | $9.96 | $12.96 | — | COM | 27827X101 |
| — | TEMPLETON EMERGING MKTS INCO | 20,864 | $135K | 0.3% | $6.46 | $7.43 | — | COM | 880192109 |
| AFCG | ADVANCED FLOWER CAP INC | 26,000 | $84,500 | 0.2% | $3.25 * | $8.38 | -54.3% | COM | 00109K105 |