CIK: 0001180391 · Show all filings
Period: Q3 2025 (← Previous) (Next →)
Filing Date: Nov 13, 2025
Total Value ($000): $49,021 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CAPITAL SOUTHWEST CORP | 12,286,000 | $11,887 | 24.2% | $0.96 | — | NOTE 5.125%11/1 | 140501AE7 |
| — | WISDOMTREE INC | 9,351,000 | $10,646 | 21.7% | $0.97 | — | NOTE 3.250% 6/1 | 97717PAD6 |
| SPHY | SPDR SERIES TRUST | 200,000 | $4,760 | 9.7% | $23.75 | — | PORTFLI HIGH YLD | 78468R606 |
| TRIN | TRINITY CAP INC | 138,961 | $2,097 | 4.3% | $11.63 | +22.0% | COM | 896442308 |
| CSWC | CAPITAL SOUTHWEST CORP | 76,509 | $1,555 | 3.2% | $19.11 | +12.0% | COM | 140501107 |
| VICI | VICI PPTYS INC | 44,111 | $1,323 | 2.7% | $28.13 | +14.0% | COM | 925652109 |
| PSEC | PROSPECT CAP CORP | 438,847 | $1,167 | 2.4% | $2.82 | -3.7% | COM | 74348T102 |
| OWL | BLUE OWL CAPITAL INC | 67,902 | $1,071 | 2.2% | $18.75 | +1.4% | COM CL A | 09581B103 |
| MAIN | MAIN STR CAP CORP | 18,678 | $1,063 | 2.2% | $41.63 | +55.2% | COM | 56035L104 |
| CG | CARLYLE GROUP INC | 19,005 | $1,013 | 2.1% | $42.57 | +44.4% | COM | 14316J108 |
| CIVI | CIVITAS RESOURCES INC | 25,731 | $742 | 1.5% | $44.84 | -30.7% | COM NEW | 17888H103 |
| HTGC | HERCULES CAPITAL INC | 40,565 | $727 | 1.5% | $19.17 | 0.0% | COM | 427096508 |
| — | WISDOMTREE INC | 548,000 | $650 | 1.3% | $1.19 | — | NOTE 3.250% 8/1 | 97717PAH7 |
| DKS | DICKS SPORTING GOODS INC | 2,723 | $603 | 1.2% | $182.31 | +18.2% | COM | 253393102 |
| SPY | SPDR S&P 500 ETF TR | 824 | $562 | 1.1% | $617.76 | — | TR UNIT | 78462F103 |
| HPK | HIGHPEAK ENERGY INC | 68,830 | $458 | 0.9% | $8.15 | 0.0% | COM | 43114Q105 |
| O | REALTY INCOME CORP | 7,698 | $446 | 0.9% | $48.62 | +17.1% | COM | 756109104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 7,652 | $421 | 0.9% | $41.77 | — | FTSE EMR MKT ETF | 922042858 |
| EFA | ISHARES TR | 4,250 | $402 | 0.8% | $79.86 | — | MSCI EAFE ETF | 464287465 |
| RITM | RITHM CAPITAL CORP | 35,944 | $394 | 0.8% | $10.92 | — | COM NEW | 64828T201 |
| HASI | HA SUSTAINABLE INFRA CAP INC | 13,823 | $383 | 0.8% | $29.55 | -9.1% | COM | 41068X100 |
| FUBO | FUBOTV INC | 99,075 | $375 | 0.8% | $3.78 | 0.0% | COM | 35953D104 |
| — | ADAMS DIVERSIFIED EQUITY FD | 13,188 | $307 | 0.6% | $16.19 | — | COM | 006212104 |
| — | GRANITE CONSTR INC | 200,000 | $291 | 0.6% | $1.46 | — | NOTE 3.250% 6/1 | 387328AF4 |
| — | CALAMOS STRATEGIC TOTAL RETU | 15,081 | $291 | 0.6% | $13.47 | — | COM SH BEN INT | 128125101 |
| — | VIRTUS EQUITY & CONV INCM FD | 10,689 | $277 | 0.6% | $26.24 | — | COM | 92841M101 |
| CGBD | CARLYLE SECURED LENDING INC | 21,925 | $277 | 0.6% | $12.97 | -0.6% | COM | 872280102 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 24,089 | $265 | 0.5% | $11.56 | — | COM | 01879R106 |
| — | BLACKROCK CORPOR HI YLD FD I | 26,560 | $253 | 0.5% | $10.35 | — | COM | 09255P107 |
| — | LYFT INC | 200,000 | $248 | 0.5% | $1.24 | — | NOTE 0.625% 3/0 | 55087PAD6 |
| — | BLACKROCK CR ALLOCATION INCO | 22,123 | $247 | 0.5% | $12.34 | — | COM | 092508100 |
| SLQT | SELECTQUOTE INC | 118,244 | $246 | 0.5% | $2.12 | 0.0% | COM | 816307300 |
| — | GABELLI DIVID & INCOME TR | 9,063 | $246 | 0.5% | $21.80 | — | COM | 36242H104 |
| IIPR | INNOVATIVE INDL PPTYS INC | 4,890 | $245 | 0.5% | $50.15 | — | COM | 45781V101 |
| APO | APOLLO GLOBAL MGMT INC | 1,875 | $233 | 0.5% | $140.75 | 0.0% | COM | 03769M106 |
| GROW | U S GLOBAL INVS INC | 91,457 | $228 | 0.5% | $6.76 | -63.4% | CL A | 902952100 |
| — | EATON VANCE TAX ADVT DIV INC | 8,999 | $222 | 0.5% | $22.44 | — | COM | 27828G107 |
| — | HANCOCK JOHN TAX-ADVANTAGED | 8,804 | $219 | 0.4% | $23.22 | — | COM | 41013V100 |
| QQQ | INVESCO QQQ TR | 348 | $219 | 0.4% | $629.59 | — | UNIT SER 1 | 46090E103 |
| AMT | AMERICAN TOWER CORP NEW | 1,200 | $215 | 0.4% | $204.56 | 0.0% | COM | 03027X100 |
| — | BLACKLINE INC | 200,000 | $215 | 0.4% | $1.07 | — | NOTE 1.000% 6/0 | 09239BAF6 |
| WT | WISDOMTREE INC | 17,885 | $214 | 0.4% | $5.42 | +146.7% | COM | 97717P104 |
| NXDT | NEXPOINT DIVERSIFIED REL ET | 60,349 | $192 | 0.4% | $11.55 | — | COM NEW | 65340G205 |
| — | COHEN & STEERS QUALITY INCOM | 14,871 | $180 | 0.4% | $12.56 | — | COM | 19247L106 |
| — | BLACKROCK MULTI SECTOR INC T | 12,642 | $167 | 0.3% | $15.99 | — | COM | 09258A107 |
| — | NUVEEN QUALITY MUNCP INCOME | 12,115 | $145 | 0.3% | $15.82 | — | COM | 67066V101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 12,201 | $142 | 0.3% | $15.46 | — | COM | 670657105 |
| — | ALLIANCEBERNSTEIN NATL MUN I | 12,609 | $139 | 0.3% | $15.08 | — | COM | 01864U106 |
| — | EATON VANCE MUN BD FD | 13,620 | $136 | 0.3% | $12.96 | — | COM | 27827X101 |
| — | TEMPLETON EMERGING MKTS INCO | 20,864 | $135 | 0.3% | $7.43 | — | COM | 880192109 |
| AFCG | ADVANCED FLOWER CAP INC | 26,000 | $85 | 0.2% | $8.38 | -48.9% | COM | 00109K105 |