Ulysses Management LLC Hedge Fund

CIK: 0001510912 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 15, 2016

Total Value ($000): $849,689 (100.0% shares, 0.0% debt)

Holdings (44)

SPY SPDR S&P 500 ETF TR 28.8%

Value ($000) $245,086 Shares 1,170,000 Est. Cost — Unrealized —

IWM ISHARES TR 23.7%

Value ($000) $201,215 Shares 1,750,000 Est. Cost — Unrealized —

C CITIGROUP INC 5.1%

Value ($000) $43,170 Shares 1,018,400 Est. Cost $37.39 Unrealized -11.5%

— DISCOVER FINANCIAL SERVICES 4.1%

Value ($000) $34,833 Shares 650,000 Est. Cost $53.85 Unrealized —

— IAC INTERACTIVECORP 3.4%

Value ($000) $28,893 Shares 513,187 Est. Cost $2009.44 Unrealized —

— SHUTTERFLY INC 3.4%

Value ($000) $28,538 Shares 612,288 Est. Cost $12500.37 Unrealized —

IDCC INTERDIGITAL INC 3.0%

Value ($000) $25,571 Shares 459,250 Est. Cost $42.42 Unrealized +33.3%

BUD ANHEUSER BUSCH INBEV SA/NV 2.3%

Value ($000) $19,357 Shares 147,000 Est. Cost $90.26 Unrealized —

CCOI COGENT COMMUNICATIONS 2.1%

Value ($000) $18,224 Shares 454,925 Est. Cost $19.75 Unrealized +23.1%

C CITIGROUP INC 2.1%

Value ($000) $17,804 Shares 420,000 Est. Cost $37.39 Unrealized -11.5%

— INTRALINKS HLDG INC 1.7%

Value ($000) $14,825 Shares 2,280,729 Est. Cost $5598.85 Unrealized —

— DISCOVER FINANCIAL SERVICES 1.7%

Value ($000) $14,737 Shares 275,000 Est. Cost $53.85 Unrealized —

TLT ISHARES TR 1.6%

Value ($000) $13,890 Shares 100,000 Est. Cost — Unrealized —

MSFT MICROSOFT CORP 1.6%

Value ($000) $13,739 Shares 268,500 Est. Cost $26.70 Unrealized +72.2%

— ATLANTIC CAPITAL BANCSHARES 1.6%

Value ($000) $13,584 Shares 939,367 Est. Cost $14.98 Unrealized —

— BRIDGE BANCORP INC 1.5%

Value ($000) $13,116 Shares 461,814 Est. Cost $26.69 Unrealized —

— MATCH GROUP 1.4%

Value ($000) $11,701 Shares 776,178 Est. Cost $13.11 Unrealized —

— TIME WARNER INC 1.3%

Value ($000) $11,398 Shares 155,000 Est. Cost $66.90 Unrealized —

PJT PJT PARTNERS INC 1.0%

Value ($000) $8,674 Shares 377,139 Est. Cost $21.15 Unrealized +2.5%

MLM MARTIN MARIETTA MATERIALS 0.8%

Value ($000) $7,104 Shares 37,000 Est. Cost $109.04 Unrealized +52.6%

TMUS T-MOBILE US INC 0.8%

Value ($000) $7,040 Shares 162,700 Est. Cost $27.22 Unrealized +45.5%

FRBKQ REPUBLIC FIRST BANCORP INC 0.8%

Value ($000) $6,849 Shares 1,589,149 Est. Cost $4.56 Unrealized -2.9%

— AV HOMES INC 0.8%

Value ($000) $6,648 Shares 544,080 Est. Cost $2729.99 Unrealized —

— WTS COMERICA EXP 11/14/18 0.8%

Value ($000) $6,500 Shares 500,000 Est. Cost $13.70 Unrealized —

— EASTERLY GOVERNMENT PROPERTY 0.7%

Value ($000) $5,640 Shares 285,833 Est. Cost $15.93 Unrealized —

TFIN TRIUMPH BANCORP INC 0.4%

Value ($000) $3,280 Shares 205,000 Est. Cost $13.12 Unrealized +21.0%

— SUFFOLK BANKCORP 0.4%

Value ($000) $3,145 Shares 100,445 Est. Cost $25.59 Unrealized —

— FIRST NIAGARA FINANCIAL GROUP INC 0.3%

Value ($000) $2,922 Shares 300,000 Est. Cost $9.81 Unrealized —

— TWENTY FIRST CENTURY FOX INC 0.3%

Value ($000) $2,726 Shares 100,000 Est. Cost $27.07 Unrealized —

— TELETECH HOLDINGS INC 0.3%

Value ($000) $2,716 Shares 100,100 Est. Cost $27.25 Unrealized —

EBAY EBAY INC 0.3%

Value ($000) $2,575 Shares 110,000 Est. Cost $21.23 Unrealized +1.1%

MCD MCDONALDS CORP 0.2%

Value ($000) $2,106 Shares 17,500 Est. Cost $74.56 Unrealized +33.0%

PFE PFIZER INC 0.2%

Value ($000) $1,760 Shares 50,000 Est. Cost — Unrealized —

— SENSATA TECHNOLOGIES 0.2%

Value ($000) $1,395 Shares 40,000 Est. Cost $38.85 Unrealized —

BSRR SIERRA BANCORP 0.2%

Value ($000) $1,338 Shares 80,174 Est. Cost $10.96 Unrealized +14.0%

JNJ JOHNSON & JOHNSON 0.1%

Value ($000) $1,213 Shares 10,000 Est. Cost $72.48 Unrealized +20.1%

HON HONEYWELL INTL INC 0.1%

Value ($000) $1,163 Shares 10,000 Est. Cost $74.28 Unrealized +13.3%

AMGN AMGEN INC 0.1%

Value ($000) $1,141 Shares 7,500 Est. Cost $116.70 Unrealized 0.0%

PEP PEPSICO INC 0.1%

Value ($000) $1,059 Shares 10,000 Est. Cost $56.00 Unrealized +37.7%

CALY CALLAWAY GOLF CO 0.1%

Value ($000) $998 Shares 97,800 Est. Cost $7.41 Unrealized +28.5%

— FIRST CONN BANCORP 0.1%

Value ($000) $828 Shares 50,000 Est. Cost $15.81 Unrealized —

GDX VANECK VECTORS ETF TR 0.1%

Value ($000) $555 Shares 20,000 Est. Cost $27.75 Unrealized —

PYPL PAYPAL HOLDINGS INC 0.1%

Value ($000) $547 Shares 15,000 Est. Cost $36.05 Unrealized +5.8%

PGC PEAPACK GLADSTONE FINCL CORP 0.0%

Value ($000) $86 Shares 4,648 Est. Cost $17.15 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	1,170,000	$245,086	28.8%	—	—	Put	78462F103
IWM	ISHARES TR	1,750,000	$201,215	23.7%	—	—	Put	464287655
C	CITIGROUP INC	1,018,400	$43,170	5.1%	$37.39	-11.5%	Call	172967424
—	DISCOVER FINANCIAL SERVICES	650,000	$34,833	4.1%	$53.85	—	Call	254709108
—	IAC INTERACTIVECORP	513,187	$28,893	3.4%	$2009.44	—	COM	44919P508
—	SHUTTERFLY INC	612,288	$28,538	3.4%	$12500.37	—	COM	82568P304
IDCC	INTERDIGITAL INC	459,250	$25,571	3.0%	$42.42	+33.3%	COM	45867G101
BUD	ANHEUSER BUSCH INBEV SA/NV	147,000	$19,357	2.3%	$90.26	—	SPONSORED ADR	03524A108
CCOI	COGENT COMMUNICATIONS	454,925	$18,224	2.1%	$19.75	+23.1%	COM NEW	19239V302
C	CITIGROUP INC	420,000	$17,804	2.1%	$37.39	-11.5%	COM NEW	172967424
—	INTRALINKS HLDG INC	2,280,729	$14,825	1.7%	$5598.85	—	COM	46118H104
—	DISCOVER FINANCIAL SERVICES	275,000	$14,737	1.7%	$53.85	—	COM	254709108
TLT	ISHARES TR	100,000	$13,890	1.6%	—	—	Put	464287432
MSFT	MICROSOFT CORP	268,500	$13,739	1.6%	$26.70	+72.2%	COM	594918104
—	ATLANTIC CAPITAL BANCSHARES	939,367	$13,584	1.6%	$14.98	—	COM	048269203
—	BRIDGE BANCORP INC	461,814	$13,116	1.5%	$26.69	—	COM	108035106
—	MATCH GROUP	776,178	$11,701	1.4%	$13.11	—	COM	57665R106
—	TIME WARNER INC	155,000	$11,398	1.3%	$66.90	—	COM NEW	887317303
PJT	PJT PARTNERS INC	377,139	$8,674	1.0%	$21.15	+2.5%	COM CL A	69343T107
MLM	MARTIN MARIETTA MATERIALS	37,000	$7,104	0.8%	$109.04	+52.6%	COM	573284106
TMUS	T-MOBILE US INC	162,700	$7,040	0.8%	$27.22	+45.5%	COM	872590104
FRBKQ	REPUBLIC FIRST BANCORP INC	1,589,149	$6,849	0.8%	$4.56	-2.9%	COM	760416107
—	AV HOMES INC	544,080	$6,648	0.8%	$2729.99	—	COM	00234P102
—	WTS COMERICA EXP 11/14/18	500,000	$6,500	0.8%	$13.70	—	*W EXP 11/14/2018	200340115
—	EASTERLY GOVERNMENT PROPERTY	285,833	$5,640	0.7%	$15.93	—	COM	27616P103
TFIN	TRIUMPH BANCORP INC	205,000	$3,280	0.4%	$13.12	+21.0%	COM	89679E300
—	SUFFOLK BANKCORP	100,445	$3,145	0.4%	$25.59	—	COM	864739107
—	FIRST NIAGARA FINANCIAL GROUP INC	300,000	$2,922	0.3%	$9.81	—	COM	33582V108
—	TWENTY FIRST CENTURY FOX INC	100,000	$2,726	0.3%	$27.07	—	CL B	90130A200
—	TELETECH HOLDINGS INC	100,100	$2,716	0.3%	$27.25	—	COM	879939106
EBAY	EBAY INC	110,000	$2,575	0.3%	$21.23	+1.1%	COM	278642103
MCD	MCDONALDS CORP	17,500	$2,106	0.2%	$74.56	+33.0%	COM	580135101
PFE	PFIZER INC	50,000	$1,760	0.2%	—	—	Call	717081103
—	SENSATA TECHNOLOGIES	40,000	$1,395	0.2%	$38.85	—	SHS	N7902X106
BSRR	SIERRA BANCORP	80,174	$1,338	0.2%	$10.96	+14.0%	COM	82620P102
JNJ	JOHNSON & JOHNSON	10,000	$1,213	0.1%	$72.48	+20.1%	COM	478160104
HON	HONEYWELL INTL INC	10,000	$1,163	0.1%	$74.28	+13.3%	COM	438516106
AMGN	AMGEN INC	7,500	$1,141	0.1%	$116.70	0.0%	COM	031162100
PEP	PEPSICO INC	10,000	$1,059	0.1%	$56.00	+37.7%	COM	713448108
CALY	CALLAWAY GOLF CO	97,800	$998	0.1%	$7.41	+28.5%	COM	131193104
—	FIRST CONN BANCORP	50,000	$828	0.1%	$15.81	—	COM	319850103
GDX	VANECK VECTORS ETF TR	20,000	$555	0.1%	$27.75	—	GOLD MINERS ETF	92189F106
PYPL	PAYPAL HOLDINGS INC	15,000	$547	0.1%	$36.05	+5.8%	COM	70450Y103
PGC	PEAPACK GLADSTONE FINCL CORP	4,648	$86	0.0%	$17.15	0.0%	COM	704699107