Ulysses Management LLC Hedge Fund

CIK: 0001510912 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $857,244 (100.0% shares, 0.0% debt)

Holdings (46)

SPY SPDR S&P 500 ETF TR 31.5%

Value ($000) $270,375 Shares 1,250,000 Est. Cost — Unrealized —

IWM ISHARESRUT2000 21.7%

Value ($000) $186,315 Shares 1,500,000 Est. Cost — Unrealized —

TSLA TESLA MOTORS INC 3.8%

Value ($000) $32,645 Shares 160,000 Est. Cost — Unrealized —

— IAC INTERACTIVECORP 3.7%

Value ($000) $32,059 Shares 513,187 Est. Cost $2009.44 Unrealized —

— SHUTTERFLY INC 3.2%

Value ($000) $27,733 Shares 621,265 Est. Cost $12320.39 Unrealized —

— DISCOVER FINANCIAL SERVICES 3.1%

Value ($000) $26,861 Shares 475,000 Est. Cost $53.85 Unrealized —

C CITIGROUP INC 3.1%

Value ($000) $26,846 Shares 568,400 Est. Cost $37.39 Unrealized -8.7%

— INTRALINKS HLDG 2.7%

Value ($000) $22,944 Shares 2,280,729 Est. Cost $5598.85 Unrealized —

C CITIGROUP INC 2.3%

Value ($000) $19,836 Shares 420,000 Est. Cost $37.39 Unrealized -8.7%

BUD ANHEUSER BUSCH INBEV SA/NV 2.3%

Value ($000) $19,317 Shares 147,000 Est. Cost $90.26 Unrealized —

— DISCOVER FINANCIAL SERVICES 1.8%

Value ($000) $15,551 Shares 275,000 Est. Cost $53.85 Unrealized —

MSFT MICROSOFT CORP 1.8%

Value ($000) $15,466 Shares 268,500 Est. Cost $26.70 Unrealized +88.3%

CCOI COGENT COMMUNICATIONS HLDGS 1.7%

Value ($000) $14,507 Shares 394,125 Est. Cost $19.75 Unrealized +22.3%

— ATLANTIC CAPITAL BANCSHARES INC 1.6%

Value ($000) $14,071 Shares 939,367 Est. Cost $14.98 Unrealized —

— BRIDGE BANCORP INC 1.5%

Value ($000) $13,203 Shares 461,814 Est. Cost $26.69 Unrealized —

— TIME WARNER INC 1.3%

Value ($000) $11,543 Shares 145,000 Est. Cost $66.90 Unrealized —

PJT PJT PARTNERS 1.3%

Value ($000) $10,722 Shares 393,148 Est. Cost $21.21 Unrealized +6.5%

— WTS COMERICA EXP 11/14/18 1.1%

Value ($000) $9,175 Shares 500,000 Est. Cost $13.70 Unrealized —

— AV HOMES INC 1.1%

Value ($000) $9,053 Shares 544,080 Est. Cost $2729.99 Unrealized —

— MATCH GROUP 1.0%

Value ($000) $8,875 Shares 498,875 Est. Cost $13.11 Unrealized —

— WEBMD HEALTH CORP 0.9%

Value ($000) $7,455 Shares 150,000 Est. Cost $49.70 Unrealized —

TMUS T-MOBILE US INC 0.8%

Value ($000) $7,242 Shares 155,000 Est. Cost $27.22 Unrealized +62.9%

FRBKQ REPUBLIC FIRST BANCORP INC 0.8%

Value ($000) $6,532 Shares 1,589,149 Est. Cost $4.56 Unrealized -6.8%

— BLACKHAWK NETWORK HLDGS INC 0.8%

Value ($000) $6,474 Shares 214,600 Est. Cost $30.17 Unrealized —

XLE ENERGY SECTOR SPDR 0.6%

Value ($000) $5,295 Shares 75,000 Est. Cost — Unrealized —

TFIN TRIUMPH BANCORP 0.5%

Value ($000) $4,067 Shares 205,000 Est. Cost $13.12 Unrealized +38.0%

AAPL APPLE COMPUTER INC 0.3%

Value ($000) $2,826 Shares 25,000 Est. Cost — Unrealized —

LLY LILLY ELI & CO 0.3%

Value ($000) $2,809 Shares 35,000 Est. Cost — Unrealized —

KEY KEYCORP 0.3%

Value ($000) $2,483 Shares 204,000 Est. Cost $8.09 Unrealized 0.0%

EBAY EBAY INC 0.3%

Value ($000) $2,468 Shares 75,000 Est. Cost $21.23 Unrealized +26.6%

— TELETECH HOLDINGS INC 0.3%

Value ($000) $2,322 Shares 80,100 Est. Cost $27.25 Unrealized —

— GENERAL ELECTRIC CO 0.2%

Value ($000) $2,074 Shares 70,000 Est. Cost — Unrealized —

— LIBERTY INTERACTIVE CORP 0.2%

Value ($000) $2,001 Shares 100,000 Est. Cost $20.01 Unrealized —

IDCC INTERDIGITAL INC 0.2%

Value ($000) $1,980 Shares 25,000 Est. Cost $42.42 Unrealized +57.4%

— SENSATA TECHNOLOGIES HLDG NV 0.2%

Value ($000) $1,939 Shares 50,000 Est. Cost $38.84 Unrealized —

AKAM AKAMAI TECHNOLOGIES INC. 0.2%

Value ($000) $1,590 Shares 30,000 Est. Cost $53.52 Unrealized 0.0%

ALSN ALLISON TRANSMISSION HOLDINGS 0.2%

Value ($000) $1,434 Shares 50,000 Est. Cost $24.27 Unrealized 0.0%

ADBE ADOBE SYSTEMS 0.2%

Value ($000) $1,357 Shares 12,500 Est. Cost $100.34 Unrealized 0.0%

PFE PFIZER INC 0.2%

Value ($000) $1,354 Shares 40,000 Est. Cost — Unrealized —

JNJ JOHNSON & JOHNSON 0.1%

Value ($000) $1,181 Shares 10,000 Est. Cost $72.48 Unrealized +29.1%

AMGN AMGEN INC 0.1%

Value ($000) $1,167 Shares 7,000 Est. Cost $116.70 Unrealized +9.4%

HON HONEYWELL INTL INC 0.1%

Value ($000) $1,166 Shares 10,000 Est. Cost $74.28 Unrealized +15.8%

CALY CALLAWAY GOLF CO 0.1%

Value ($000) $1,135 Shares 97,800 Est. Cost $7.41 Unrealized +49.0%

— EASTERLY GOVERNMENT PROPERTY 0.1%

Value ($000) $763 Shares 40,000 Est. Cost $15.93 Unrealized —

MRK MERCK & COMPANY 0.1%

Value ($000) $624 Shares 10,000 Est. Cost — Unrealized —

PYPL PAYPAL HOLDINGS INC 0.0%

Value ($000) $409 Shares 10,000 Est. Cost $36.05 Unrealized +6.4%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	1,250,000	$270,375	31.5%	—	—	Put	78462F103
IWM	ISHARESRUT2000	1,500,000	$186,315	21.7%	—	—	Put	464287655
TSLA	TESLA MOTORS INC	160,000	$32,645	3.8%	—	—	Put	88160R101
—	IAC INTERACTIVECORP	513,187	$32,059	3.7%	$2009.44	—	COM	44919P508
—	SHUTTERFLY INC	621,265	$27,733	3.2%	$12320.39	—	COM	82568P304
—	DISCOVER FINANCIAL SERVICES	475,000	$26,861	3.1%	$53.85	—	Call	254709108
C	CITIGROUP INC	568,400	$26,846	3.1%	$37.39	-8.7%	Call	172967424
—	INTRALINKS HLDG	2,280,729	$22,944	2.7%	$5598.85	—	COM	46118H104
C	CITIGROUP INC	420,000	$19,836	2.3%	$37.39	-8.7%	COM NEW	172967424
BUD	ANHEUSER BUSCH INBEV SA/NV	147,000	$19,317	2.3%	$90.26	—	SPONSORED ADR	03524A108
—	DISCOVER FINANCIAL SERVICES	275,000	$15,551	1.8%	$53.85	—	COM	254709108
MSFT	MICROSOFT CORP	268,500	$15,466	1.8%	$26.70	+88.3%	COM	594918104
CCOI	COGENT COMMUNICATIONS HLDGS	394,125	$14,507	1.7%	$19.75	+22.3%	COM NEW	19239V302
—	ATLANTIC CAPITAL BANCSHARES INC	939,367	$14,071	1.6%	$14.98	—	COM	048269203
—	BRIDGE BANCORP INC	461,814	$13,203	1.5%	$26.69	—	COM	108035106
—	TIME WARNER INC	145,000	$11,543	1.3%	$66.90	—	COM NEW	887317303
PJT	PJT PARTNERS	393,148	$10,722	1.3%	$21.21	+6.5%	COM CL A	69343T107
—	WTS COMERICA EXP 11/14/18	500,000	$9,175	1.1%	$13.70	—	*W EXP 11/14/2018	200340115
—	AV HOMES INC	544,080	$9,053	1.1%	$2729.99	—	COM	00234P102
—	MATCH GROUP	498,875	$8,875	1.0%	$13.11	—	COM	57665R106
—	WEBMD HEALTH CORP	150,000	$7,455	0.9%	$49.70	—	COM	94770V102
TMUS	T-MOBILE US INC	155,000	$7,242	0.8%	$27.22	+62.9%	COM	872590104
FRBKQ	REPUBLIC FIRST BANCORP INC	1,589,149	$6,532	0.8%	$4.56	-6.8%	COM	760416107
—	BLACKHAWK NETWORK HLDGS INC	214,600	$6,474	0.8%	$30.17	—	COM	09238E104
XLE	ENERGY SECTOR SPDR	75,000	$5,295	0.6%	—	—	Call	81369Y506
TFIN	TRIUMPH BANCORP	205,000	$4,067	0.5%	$13.12	+38.0%	COM	89679E300
AAPL	APPLE COMPUTER INC	25,000	$2,826	0.3%	—	—	Call	037833100
LLY	LILLY ELI & CO	35,000	$2,809	0.3%	—	—	Call	532457108
KEY	KEYCORP	204,000	$2,483	0.3%	$8.09	0.0%	COM	493267108
EBAY	EBAY INC	75,000	$2,468	0.3%	$21.23	+26.6%	COM	278642103
—	TELETECH HOLDINGS INC	80,100	$2,322	0.3%	$27.25	—	COM	879939106
—	GENERAL ELECTRIC CO	70,000	$2,074	0.2%	—	—	Call	369604103
—	LIBERTY INTERACTIVE CORP	100,000	$2,001	0.2%	$20.01	—	QVC GP COM SER A	53071M104
IDCC	INTERDIGITAL INC	25,000	$1,980	0.2%	$42.42	+57.4%	COM	45867G101
—	SENSATA TECHNOLOGIES HLDG NV	50,000	$1,939	0.2%	$38.84	—	SHS	N7902X106
AKAM	AKAMAI TECHNOLOGIES INC.	30,000	$1,590	0.2%	$53.52	0.0%	COM	00971T101
ALSN	ALLISON TRANSMISSION HOLDINGS	50,000	$1,434	0.2%	$24.27	0.0%	COM	01973R101
ADBE	ADOBE SYSTEMS	12,500	$1,357	0.2%	$100.34	0.0%	COM	00724F101
PFE	PFIZER INC	40,000	$1,354	0.2%	—	—	Call	717081103
JNJ	JOHNSON & JOHNSON	10,000	$1,181	0.1%	$72.48	+29.1%	COM	478160104
AMGN	AMGEN INC	7,000	$1,167	0.1%	$116.70	+9.4%	COM	031162100
HON	HONEYWELL INTL INC	10,000	$1,166	0.1%	$74.28	+15.8%	COM	438516106
CALY	CALLAWAY GOLF CO	97,800	$1,135	0.1%	$7.41	+49.0%	COM	131193104
—	EASTERLY GOVERNMENT PROPERTY	40,000	$763	0.1%	$15.93	—	COM	27616P103
MRK	MERCK & COMPANY	10,000	$624	0.1%	—	—	Call	58933Y105
PYPL	PAYPAL HOLDINGS INC	10,000	$409	0.0%	$36.05	+6.4%	COM	70450Y103