Ulysses Management LLC Hedge Fund

Location: New York, NY

CIK: 0001510912 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value: $857M (100.0% shares, 0.0% debt)

Holdings (46)

SPY SPDR S&P 500 ETF TR 31.5%

Value $270M Shares 1,250,000 Est. Cost — Unrealized —

IWM ISHARESRUT2000 21.7%

Value $186M Shares 1,500,000 Est. Cost — Unrealized —

TSLA TESLA MOTORS INC 3.8%

Value $32.65M Shares 160,000 Est. Cost — Unrealized —

— IAC INTERACTIVECORP 3.7%

Value $32.06M Shares 513,187 Est. Cost $2009.44 Unrealized —

— SHUTTERFLY INC 3.2%

Value $27.73M Shares 621,265 Est. Cost $12320.39 Unrealized —

— DISCOVER FINANCIAL SERVICES 3.1%

Value $26.86M Shares 475,000 Est. Cost $53.85 Unrealized —

C CITIGROUP INC 3.1%

Value $26.85M Shares 568,400 Est. Cost $37.39 Unrealized -8.7%

— INTRALINKS HLDG 2.7%

Value $22.94M Shares 2,280,729 Est. Cost $5598.85 Unrealized —

C CITIGROUP INC 2.3%

Value $19.84M Shares 420,000 Est. Cost $37.39 Unrealized -8.7%

BUD ANHEUSER BUSCH INBEV SA/NV 2.3%

Value $19.32M Shares 147,000 Est. Cost $90.26 Unrealized —

— DISCOVER FINANCIAL SERVICES 1.8%

Value $15.55M Shares 275,000 Est. Cost $53.85 Unrealized —

MSFT MICROSOFT CORP 1.8%

Value $15.47M Shares 268,500 Est. Cost $26.70 Unrealized +88.3%

CCOI COGENT COMMUNICATIONS HLDGS 1.7%

Value $14.51M Shares 394,125 Est. Cost $19.75 Unrealized +22.3%

— ATLANTIC CAPITAL BANCSHARES INC 1.6%

Value $14.07M Shares 939,367 Est. Cost $14.98 Unrealized —

— BRIDGE BANCORP INC 1.5%

Value $13.2M Shares 461,814 Est. Cost $26.69 Unrealized —

— TIME WARNER INC 1.3%

Value $11.54M Shares 145,000 Est. Cost $66.90 Unrealized —

PJT PJT PARTNERS 1.3%

Value $10.72M Shares 393,148 Est. Cost $21.21 Unrealized +6.5%

— WTS COMERICA EXP 11/14/18 1.1%

Value $9.175M Shares 500,000 Est. Cost $13.70 Unrealized —

— AV HOMES INC 1.1%

Value $9.053M Shares 544,080 Est. Cost $2729.99 Unrealized —

— MATCH GROUP 1.0%

Value $8.875M Shares 498,875 Est. Cost $13.11 Unrealized —

— WEBMD HEALTH CORP 0.9%

Value $7.455M Shares 150,000 Est. Cost $49.70 Unrealized —

TMUS T-MOBILE US INC 0.8%

Value $7.242M Shares 155,000 Est. Cost $27.22 Unrealized +62.9%

FRBKQ REPUBLIC FIRST BANCORP INC 0.8%

Value $6.532M Shares 1,589,149 Est. Cost $4.56 Unrealized -6.8%

— BLACKHAWK NETWORK HLDGS INC 0.8%

Value $6.474M Shares 214,600 Est. Cost $30.17 Unrealized —

XLE ENERGY SECTOR SPDR 0.6%

Value $5.295M Shares 75,000 Est. Cost — Unrealized —

TFIN TRIUMPH BANCORP 0.5%

Value $4.067M Shares 205,000 Est. Cost $13.12 Unrealized +38.0%

AAPL APPLE COMPUTER INC 0.3%

Value $2.826M Shares 25,000 Est. Cost — Unrealized —

LLY LILLY ELI & CO 0.3%

Value $2.809M Shares 35,000 Est. Cost — Unrealized —

KEY KEYCORP 0.3%

Value $2.483M Shares 204,000 Est. Cost $8.09 Unrealized 0.0%

EBAY EBAY INC 0.3%

Value $2.468M Shares 75,000 Est. Cost $21.23 Unrealized +26.6%

— TELETECH HOLDINGS INC 0.3%

Value $2.322M Shares 80,100 Est. Cost $27.25 Unrealized —

— GENERAL ELECTRIC CO 0.2%

Value $2.074M Shares 70,000 Est. Cost — Unrealized —

— LIBERTY INTERACTIVE CORP 0.2%

Value $2.001M Shares 100,000 Est. Cost $20.01 Unrealized —

IDCC INTERDIGITAL INC 0.2%

Value $1.98M Shares 25,000 Est. Cost $42.42 Unrealized +57.4%

— SENSATA TECHNOLOGIES HLDG NV 0.2%

Value $1.939M Shares 50,000 Est. Cost $38.84 Unrealized —

AKAM AKAMAI TECHNOLOGIES INC. 0.2%

Value $1.59M Shares 30,000 Est. Cost $53.52 Unrealized 0.0%

ALSN ALLISON TRANSMISSION HOLDINGS 0.2%

Value $1.434M Shares 50,000 Est. Cost $24.27 Unrealized 0.0%

ADBE ADOBE SYSTEMS 0.2%

Value $1.357M Shares 12,500 Est. Cost $100.34 Unrealized 0.0%

PFE PFIZER INC 0.2%

Value $1.354M Shares 40,000 Est. Cost — Unrealized —

JNJ JOHNSON & JOHNSON 0.1%

Value $1.181M Shares 10,000 Est. Cost $72.48 Unrealized +29.1%

AMGN AMGEN INC 0.1%

Value $1.167M Shares 7,000 Est. Cost $116.70 Unrealized +9.4%

HON HONEYWELL INTL INC 0.1%

Value $1.166M Shares 10,000 Est. Cost $74.28 Unrealized +15.8%

CALY CALLAWAY GOLF CO 0.1%

Value $1.135M Shares 97,800 Est. Cost $7.41 Unrealized +49.0%

— EASTERLY GOVERNMENT PROPERTY 0.1%

Value $763K Shares 40,000 Est. Cost $15.93 Unrealized —

MRK MERCK & COMPANY 0.1%

Value $624K Shares 10,000 Est. Cost — Unrealized —

PYPL PAYPAL HOLDINGS INC 0.0%

Value $409K Shares 10,000 Est. Cost $36.05 Unrealized +6.4%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	1,250,000	$270M	31.5%	—	—	Put	78462F103
IWM	ISHARESRUT2000	1,500,000	$186M	21.7%	—	—	Put	464287655
TSLA	TESLA MOTORS INC	160,000	$32.65M	3.8%	—	—	Put	88160R101
—	IAC INTERACTIVECORP	513,187	$32.06M	3.7%	$2009.44	—	COM	44919P508
—	SHUTTERFLY INC	621,265	$27.73M	3.2%	$12320.39	—	COM	82568P304
—	DISCOVER FINANCIAL SERVICES	475,000	$26.86M	3.1%	$53.85	—	Call	254709108
C	CITIGROUP INC	568,400	$26.85M	3.1%	$37.39	-8.7%	Call	172967424
—	INTRALINKS HLDG	2,280,729	$22.94M	2.7%	$5598.85	—	COM	46118H104
C	CITIGROUP INC	420,000	$19.84M	2.3%	$37.39	-8.7%	COM NEW	172967424
BUD	ANHEUSER BUSCH INBEV SA/NV	147,000	$19.32M	2.3%	$90.26	—	SPONSORED ADR	03524A108
—	DISCOVER FINANCIAL SERVICES	275,000	$15.55M	1.8%	$53.85	—	COM	254709108
MSFT	MICROSOFT CORP	268,500	$15.47M	1.8%	$26.70	+88.3%	COM	594918104
CCOI	COGENT COMMUNICATIONS HLDGS	394,125	$14.51M	1.7%	$19.75	+22.3%	COM NEW	19239V302
—	ATLANTIC CAPITAL BANCSHARES INC	939,367	$14.07M	1.6%	$14.98	—	COM	048269203
—	BRIDGE BANCORP INC	461,814	$13.2M	1.5%	$26.69	—	COM	108035106
—	TIME WARNER INC	145,000	$11.54M	1.3%	$66.90	—	COM NEW	887317303
PJT	PJT PARTNERS	393,148	$10.72M	1.3%	$21.21	+6.5%	COM CL A	69343T107
—	WTS COMERICA EXP 11/14/18	500,000	$9.175M	1.1%	$13.70	—	*W EXP 11/14/2018	200340115
—	AV HOMES INC	544,080	$9.053M	1.1%	$2729.99	—	COM	00234P102
—	MATCH GROUP	498,875	$8.875M	1.0%	$13.11	—	COM	57665R106
—	WEBMD HEALTH CORP	150,000	$7.455M	0.9%	$49.70	—	COM	94770V102
TMUS	T-MOBILE US INC	155,000	$7.242M	0.8%	$27.22	+62.9%	COM	872590104
FRBKQ	REPUBLIC FIRST BANCORP INC	1,589,149	$6.532M	0.8%	$4.56	-6.8%	COM	760416107
—	BLACKHAWK NETWORK HLDGS INC	214,600	$6.474M	0.8%	$30.17	—	COM	09238E104
XLE	ENERGY SECTOR SPDR	75,000	$5.295M	0.6%	—	—	Call	81369Y506
TFIN	TRIUMPH BANCORP	205,000	$4.067M	0.5%	$13.12	+38.0%	COM	89679E300
AAPL	APPLE COMPUTER INC	25,000	$2.826M	0.3%	—	—	Call	037833100
LLY	LILLY ELI & CO	35,000	$2.809M	0.3%	—	—	Call	532457108
KEY	KEYCORP	204,000	$2.483M	0.3%	$8.09	0.0%	COM	493267108
EBAY	EBAY INC	75,000	$2.468M	0.3%	$21.23	+26.6%	COM	278642103
—	TELETECH HOLDINGS INC	80,100	$2.322M	0.3%	$27.25	—	COM	879939106
—	GENERAL ELECTRIC CO	70,000	$2.074M	0.2%	—	—	Call	369604103
—	LIBERTY INTERACTIVE CORP	100,000	$2.001M	0.2%	$20.01	—	QVC GP COM SER A	53071M104
IDCC	INTERDIGITAL INC	25,000	$1.98M	0.2%	$42.42	+57.4%	COM	45867G101
—	SENSATA TECHNOLOGIES HLDG NV	50,000	$1.939M	0.2%	$38.84	—	SHS	N7902X106
AKAM	AKAMAI TECHNOLOGIES INC.	30,000	$1.59M	0.2%	$53.52	0.0%	COM	00971T101
ALSN	ALLISON TRANSMISSION HOLDINGS	50,000	$1.434M	0.2%	$24.27	0.0%	COM	01973R101
ADBE	ADOBE SYSTEMS	12,500	$1.357M	0.2%	$100.34	0.0%	COM	00724F101
PFE	PFIZER INC	40,000	$1.354M	0.2%	—	—	Call	717081103
JNJ	JOHNSON & JOHNSON	10,000	$1.181M	0.1%	$72.48	+29.1%	COM	478160104
AMGN	AMGEN INC	7,000	$1.167M	0.1%	$116.70	+9.4%	COM	031162100
HON	HONEYWELL INTL INC	10,000	$1.166M	0.1%	$74.28	+15.8%	COM	438516106
CALY	CALLAWAY GOLF CO	97,800	$1.135M	0.1%	$7.41	+49.0%	COM	131193104
—	EASTERLY GOVERNMENT PROPERTY	40,000	$763K	0.1%	$15.93	—	COM	27616P103
MRK	MERCK & COMPANY	10,000	$624K	0.1%	—	—	Call	58933Y105
PYPL	PAYPAL HOLDINGS INC	10,000	$409K	0.0%	$36.05	+6.4%	COM	70450Y103