BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Jul 11, 2013

Total Value: $36.28M (100.0% shares, 0.0% debt)

Holdings (28)

PFF ISHARES TR US PFD STK IDX 20.3%

Value $7.367M Shares 187,546 Est. Cost $39.28 Unrealized —

— PITNEY BOWES NT 6.7% 6.2%

Value $2.24M Shares 88,700 Est. Cost $25.25 Unrealized —

FCX FREEPORT MCMORAN COPPER&GOLDCL 6.1%

Value $2.198M Shares 79,605 Est. Cost $24.45 Unrealized 0.0%

— QWEST CORP NT 5.8%

Value $2.117M Shares 87,825 Est. Cost $24.10 Unrealized —

— APPLE COMPUTER INC 5.8%

Value $2.105M Shares 5,308 Est. Cost $396.57 Unrealized —

— CLIFFS NAT RES INC COM 5.4%

Value $1.977M Shares 121,685 Est. Cost $16.25 Unrealized —

— FIRST PACTRUST BANCORP INC SR 5.3%

Value $1.922M Shares 76,100 Est. Cost $25.26 Unrealized —

— CLIFFS NAT RES INC DEP1/40TH P 3.9%

Value $1.429M Shares 80,575 Est. Cost $17.74 Unrealized —

ABBV ABBVIE INC COM 3.7%

Value $1.359M Shares 32,885 Est. Cost $26.55 Unrealized 0.0%

— FIRST PACTRUST BANCORP INC COM 3.7%

Value $1.352M Shares 99,555 Est. Cost $13.58 Unrealized —

— LORILLARD INC COM 3.6%

Value $1.308M Shares 29,955 Est. Cost $43.67 Unrealized —

— GENERAL ELEC CAP CORP NT 53 3.6%

Value $1.29M Shares 56,200 Est. Cost $22.95 Unrealized —

— JOY GLOBAL INC 3.4%

Value $1.224M Shares 25,230 Est. Cost $48.51 Unrealized —

QCOM QUALCOMM INC 3.2%

Value $1.177M Shares 19,260 Est. Cost $45.06 Unrealized 0.0%

— COVIDIEN PLC 3.1%

Value $1.12M Shares 17,828 Est. Cost $62.82 Unrealized —

— GLOBE SPECIALTY METALS INC COM 3.0%

Value $1.084M Shares 99,740 Est. Cost $10.87 Unrealized —

ZTS ZOETIS INC CL A 2.5%

Value $916K Shares 29,655 Est. Cost $29.32 Unrealized 0.0%

— CORTS TR II GOLDMAN SACHS CATR 2.2%

Value $814K Shares 32,750 Est. Cost $24.85 Unrealized —

PG PROCTER & GAMBLE COMPANY 2.0%

Value $731K Shares 9,501 Est. Cost $55.00 Unrealized 0.0%

— COUNTRYWIDE CAP V GTD CAP SEC 1.2%

Value $448K Shares 17,825 Est. Cost $25.13 Unrealized —

— CITIGROUP CAP XI CAP TRUPS 6.0 1.2%

Value $440K Shares 17,643 Est. Cost $24.94 Unrealized —

— MERRILL LYNCH CAP TR III PFD G 0.9%

Value $331K Shares 13,100 Est. Cost $25.27 Unrealized —

Value $287K Shares 1,502 Est. Cost $118.94 Unrealized 0.0%

XOM EXXON MOBIL CORP 0.6%

Value $231K Shares 2,552 Est. Cost $53.69 Unrealized 0.0%

Value $207K Shares 1,896 Est. Cost $61.26 Unrealized 0.0%

— AVON PRODS INC 0.6%

Value $203K Shares 9,650 Est. Cost $21.04 Unrealized —

PM PHILIP MORRIS INTL INC 0.6%

Value $203K Shares 2,346 Est. Cost $49.85 Unrealized 0.0%

CVX CHEVRON CORP NEW 0.6%

Value $201K Shares 1,695 Est. Cost $71.30 Unrealized 0.0%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
PFF	ISHARES TR US PFD STK IDX	187,546	$7.367M	20.3%	$39.28	—	PREFERRED STOCKS	464288687
—	PITNEY BOWES NT 6.7%	88,700	$2.24M	6.2%	$25.25	—	PREFERRED STOCKS	724479506
FCX	FREEPORT MCMORAN COPPER&GOLDCL	79,605	$2.198M	6.1%	$24.45	0.0%	COM	35671D857
—	QWEST CORP NT	87,825	$2.117M	5.8%	$24.10	—	PREFERRED STOCKS	74913G600
—	APPLE COMPUTER INC	5,308	$2.105M	5.8%	$396.57	—	COM	37833100
—	CLIFFS NAT RES INC COM	121,685	$1.977M	5.4%	$16.25	—	COM	18683K101
—	FIRST PACTRUST BANCORP INC SR	76,100	$1.922M	5.3%	$25.26	—	PREFERRED STOCKS	33589V309
—	CLIFFS NAT RES INC DEP1/40TH P	80,575	$1.429M	3.9%	$17.74	—	PREFERRED STOCKS	18683K408
ABBV	ABBVIE INC COM	32,885	$1.359M	3.7%	$26.55	0.0%	COM	00287Y109
—	FIRST PACTRUST BANCORP INC COM	99,555	$1.352M	3.7%	$13.58	—	COM	33589V101
—	LORILLARD INC COM	29,955	$1.308M	3.6%	$43.67	—	COM	544147101
—	GENERAL ELEC CAP CORP NT 53	56,200	$1.29M	3.6%	$22.95	—	PREFERRED STOCKS	369622394
—	JOY GLOBAL INC	25,230	$1.224M	3.4%	$48.51	—	COM	481165108
QCOM	QUALCOMM INC	19,260	$1.177M	3.2%	$45.06	0.0%	COM	747525103
—	COVIDIEN PLC	17,828	$1.12M	3.1%	$62.82	—	COM	G2554F113
—	GLOBE SPECIALTY METALS INC COM	99,740	$1.084M	3.0%	$10.87	—	COM	37954N206
ZTS	ZOETIS INC CL A	29,655	$916K	2.5%	$29.32	0.0%	COM	98978V103
—	CORTS TR II GOLDMAN SACHS CATR	32,750	$814K	2.2%	$24.85	—	PREFERRED STOCKS	22082P208
PG	PROCTER & GAMBLE COMPANY	9,501	$731K	2.0%	$55.00	0.0%	COM	742718109
—	COUNTRYWIDE CAP V GTD CAP SEC	17,825	$448K	1.2%	$25.13	—	PREFERRED STOCKS	222388209
—	CITIGROUP CAP XI CAP TRUPS 6.0	17,643	$440K	1.2%	$24.94	—	PREFERRED STOCKS	17307Q205
—	MERRILL LYNCH CAP TR III PFD G	13,100	$331K	0.9%	$25.27	—	PREFERRED STOCKS	59025D207
IBM	IBM	1,502	$287K	0.8%	$118.94	0.0%	COM	459200101
XOM	EXXON MOBIL CORP	2,552	$231K	0.6%	$53.69	0.0%	COM	30231G102
MMM	3M CO	1,896	$207K	0.6%	$61.26	0.0%	COM	88579Y101
—	AVON PRODS INC	9,650	$203K	0.6%	$21.04	—	COM	54303102
PM	PHILIP MORRIS INTL INC	2,346	$203K	0.6%	$49.85	0.0%	COM	718172109
CVX	CHEVRON CORP NEW	1,695	$201K	0.6%	$71.30	0.0%	COM	166764100