BANTA ASSET MANAGEMENT LP Diversified Active

CIK: 0001426960 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 12, 2015

Total Value ($000): $59,355 (100.0% shares, 0.0% debt)

Holdings (34)

PFF ISHARES TR US PFD STK IDX 7.6%

Value ($000) $4,525 Shares 117,239 Est. Cost $39.25 Unrealized —

AAPL APPLE COMPUTER INC 6.0%

Value ($000) $3,569 Shares 32,360 Est. Cost $25.04 Unrealized +5.0%

— MAIDEN HLDGS NORTH AMER LTD GT 4.4%

Value ($000) $2,591 Shares 96,150 Est. Cost $21.82 Unrealized —

PG PROCTER & GAMBLE COMPANY 3.9%

Value ($000) $2,340 Shares 32,524 Est. Cost $56.02 Unrealized +0.6%

COP CONOCOPHILLIPS 3.8%

Value ($000) $2,266 Shares 47,240 Est. Cost $43.53 Unrealized -15.5%

QCOM QUALCOMM INC 3.8%

Value ($000) $2,250 Shares 41,885 Est. Cost $51.66 Unrealized -14.6%

— QWEST CORP NT 3.6%

Value ($000) $2,155 Shares 89,800 Est. Cost $23.02 Unrealized —

— BAXALTA INC COM 3.6%

Value ($000) $2,153 Shares 68,335 Est. Cost $31.51 Unrealized —

— PITNEY BOWES NT 6.7% 3.5%

Value ($000) $2,049 Shares 78,508 Est. Cost $25.13 Unrealized —

— BANC CALIF INC SR NT 3.4%

Value ($000) $2,016 Shares 79,566 Est. Cost $25.39 Unrealized —

CMI CUMMINS ENGINE INC 3.4%

Value ($000) $2,010 Shares 18,515 Est. Cost $92.93 Unrealized 0.0%

— MALLINCKRODT PUB LTD CO SHS 3.4%

Value ($000) $1,995 Shares 31,203 Est. Cost $63.94 Unrealized —

MU MICRON TECHNOLOGY INC 3.1%

Value ($000) $1,866 Shares 124,550 Est. Cost $16.78 Unrealized 0.0%

JNJ JOHNSON & JOHNSON 3.1%

Value ($000) $1,850 Shares 19,820 Est. Cost $72.48 Unrealized 0.0%

— MONSANTO CO NEW 3.1%

Value ($000) $1,845 Shares 21,615 Est. Cost $85.36 Unrealized —

FCX FREEPORT MCMORAN COPPER&GOLDCL 3.0%

Value ($000) $1,771 Shares 182,807 Est. Cost $20.64 Unrealized -47.6%

— UNITED TECHNOLOGIES CORP 3.0%

Value ($000) $1,768 Shares 19,870 Est. Cost $91.25 Unrealized —

— FIRST REP BK SAN FRANCISCO CDE 3.0%

Value ($000) $1,754 Shares 68,875 Est. Cost $22.27 Unrealized —

GILD GILEAD SCIENCES INC COM 2.9%

Value ($000) $1,716 Shares 17,475 Est. Cost $77.50 Unrealized 0.0%

DIS DISNEY WALT PRODTNS 2.8%

Value ($000) $1,644 Shares 16,090 Est. Cost $99.73 Unrealized 0.0%

— RAIT FINANCIAL TRUST SR NT 7.6 2.7%

Value ($000) $1,595 Shares 74,400 Est. Cost $24.08 Unrealized —

EMR EMERSON ELEC CO 2.5%

Value ($000) $1,487 Shares 33,665 Est. Cost $37.33 Unrealized 0.0%

Value ($000) $1,483 Shares 10,228 Est. Cost $95.35 Unrealized 0.0%

BA BOEING CO 2.5%

Value ($000) $1,456 Shares 11,120 Est. Cost $123.33 Unrealized 0.0%

— CHESAPEAKE ENERGY CORP 2.4%

Value ($000) $1,437 Shares 196,085 Est. Cost $7.33 Unrealized —

— NAVIOS MARITIME HLDGS INC SPN 2.2%

Value ($000) $1,324 Shares 74,000 Est. Cost $25.71 Unrealized —

— UNITED STATES CELLULAR CORP SR 2.1%

Value ($000) $1,225 Shares 48,400 Est. Cost $25.32 Unrealized —

ABBV ABBVIE INC COM 1.9%

Value ($000) $1,137 Shares 20,905 Est. Cost $42.52 Unrealized 0.0%

— ARBOR RLTY TR INC CUM RED PFD 1.9%

Value ($000) $1,114 Shares 44,900 Est. Cost $25.23 Unrealized —

— COUNTRYWIDE CAP V GTD CAP SEC 1.9%

Value ($000) $1,105 Shares 43,033 Est. Cost $25.27 Unrealized —

ENH 7.5 PERP B ENDURANCE SPECIALTY HLDGS LTPF 1.6%

Value ($000) $951 Shares 36,876 Est. Cost $25.28 Unrealized —

— MERRILL LYNCH CAP TR III PFD G 0.6%

Value ($000) $355 Shares 13,900 Est. Cost $25.26 Unrealized —

— MERRILL LYNCH CAP TR II PFD GD 0.5%

Value ($000) $304 Shares 11,985 Est. Cost $24.59 Unrealized —

— FIRST REPUBLIC B 7.000% 00/00/ 0.4%

Value ($000) $249 Shares 9,083 Est. Cost $25.66 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PFF	ISHARES TR US PFD STK IDX	117,239	$4,525	7.6%	$39.25	—	PREFERRED STOCKS	464288687
AAPL	APPLE COMPUTER INC	32,360	$3,569	6.0%	$25.04	+5.0%	COM	037833100
—	MAIDEN HLDGS NORTH AMER LTD GT	96,150	$2,591	4.4%	$21.82	—	PREFERRED STOCKS	56029Q408
PG	PROCTER & GAMBLE COMPANY	32,524	$2,340	3.9%	$56.02	+0.6%	COM	742718109
COP	CONOCOPHILLIPS	47,240	$2,266	3.8%	$43.53	-15.5%	COM	20825C104
QCOM	QUALCOMM INC	41,885	$2,250	3.8%	$51.66	-14.6%	COM	747525103
—	QWEST CORP NT	89,800	$2,155	3.6%	$23.02	—	PREFERRED STOCKS	74913G600
—	BAXALTA INC COM	68,335	$2,153	3.6%	$31.51	—	COM	07177M103
—	PITNEY BOWES NT 6.7%	78,508	$2,049	3.5%	$25.13	—	PREFERRED STOCKS	724479506
—	BANC CALIF INC SR NT	79,566	$2,016	3.4%	$25.39	—	PREFERRED STOCKS	05990K304
CMI	CUMMINS ENGINE INC	18,515	$2,010	3.4%	$92.93	0.0%	COM	231021106
—	MALLINCKRODT PUB LTD CO SHS	31,203	$1,995	3.4%	$63.94	—	COM	G5785G107
MU	MICRON TECHNOLOGY INC	124,550	$1,866	3.1%	$16.78	0.0%	COM	595112103
JNJ	JOHNSON & JOHNSON	19,820	$1,850	3.1%	$72.48	0.0%	COM	478160104
—	MONSANTO CO NEW	21,615	$1,845	3.1%	$85.36	—	COM	61166W101
FCX	FREEPORT MCMORAN COPPER&GOLDCL	182,807	$1,771	3.0%	$20.64	-47.6%	COM	35671D857
—	UNITED TECHNOLOGIES CORP	19,870	$1,768	3.0%	$91.25	—	COM	913017109
—	FIRST REP BK SAN FRANCISCO CDE	68,875	$1,754	3.0%	$22.27	—	PREFERRED STOCKS	33616C407
GILD	GILEAD SCIENCES INC COM	17,475	$1,716	2.9%	$77.50	0.0%	COM	375558103
DIS	DISNEY WALT PRODTNS	16,090	$1,644	2.8%	$99.73	0.0%	COM	254687106
—	RAIT FINANCIAL TRUST SR NT 7.6	74,400	$1,595	2.7%	$24.08	—	PREFERRED STOCKS	749227807
EMR	EMERSON ELEC CO	33,665	$1,487	2.5%	$37.33	0.0%	COM	291011104
IBM	IBM	10,228	$1,483	2.5%	$95.35	0.0%	COM	459200101
BA	BOEING CO	11,120	$1,456	2.5%	$123.33	0.0%	COM	097023105
—	CHESAPEAKE ENERGY CORP	196,085	$1,437	2.4%	$7.33	—	COM	165167107
—	NAVIOS MARITIME HLDGS INC SPN	74,000	$1,324	2.2%	$25.71	—	PREFERRED STOCKS	63938Y100
—	UNITED STATES CELLULAR CORP SR	48,400	$1,225	2.1%	$25.32	—	PREFERRED STOCKS	911684504
ABBV	ABBVIE INC COM	20,905	$1,137	1.9%	$42.52	0.0%	COM	00287Y109
—	ARBOR RLTY TR INC CUM RED PFD	44,900	$1,114	1.9%	$25.23	—	PREFERRED STOCKS	038923801
—	COUNTRYWIDE CAP V GTD CAP SEC	43,033	$1,105	1.9%	$25.27	—	PREFERRED STOCKS	222388209
ENH 7.5 PERP B	ENDURANCE SPECIALTY HLDGS LTPF	36,876	$951	1.6%	$25.28	—	PREFERRED STOCKS	G30397304
—	MERRILL LYNCH CAP TR III PFD G	13,900	$355	0.6%	$25.26	—	PREFERRED STOCKS	59025D207
—	MERRILL LYNCH CAP TR II PFD GD	11,985	$304	0.5%	$24.59	—	PREFERRED STOCKS	59024T203
—	FIRST REPUBLIC B 7.000% 00/00/	9,083	$249	0.4%	$25.66	—	PREFERRED STOCKS	33616C860