BANTA ASSET MANAGEMENT LP Diversified Active

CIK: 0001426960 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Jan 22, 2021

Total Value ($000): $139,778 (100.0% shares, 0.0% debt)

Holdings (12)

VERI VERITONE INC 47.2%

Value ($000) $66,006 Shares 2,320,075 Est. Cost $17.30 Unrealized 0.0%

QQQ INVESCO QQQ TR 17.0%

Value ($000) $23,792 Shares 75,834 Est. Cost $313.74 Unrealized —

VOO VANGUARD INDEX FDS 12.3%

Value ($000) $17,241 Shares 50,163 Est. Cost $343.70 Unrealized —

PFF ISHARES TR 6.8%

Value ($000) $9,563 Shares 248,325 Est. Cost $38.86 Unrealized —

HYG ISHARES TR 6.7%

Value ($000) $9,435 Shares 108,070 Est. Cost $87.30 Unrealized —

AAPL APPLE INC 6.5%

Value ($000) $9,076 Shares 68,402 Est. Cost $73.50 Unrealized +59.2%

SPY SPDR S&P 500 ETF TR 1.0%

Value ($000) $1,435 Shares 3,837 Est. Cost $373.99 Unrealized —

DIA SPDR DOW JONES INDL AVERAGE 0.9%

Value ($000) $1,277 Shares 4,177 Est. Cost $305.72 Unrealized —

PG PROCTER AND GAMBLE CO 0.8%

Value ($000) $1,133 Shares 8,141 Est. Cost $56.02 Unrealized +119.9%

MSFT MICROSOFT CORP 0.3%

Value ($000) $404 Shares 1,816 Est. Cost $206.04 Unrealized 0.0%

DIS DISNEY WALT CO 0.2%

Value ($000) $215 Shares 1,185 Est. Cost $99.73 Unrealized +40.6%

— INVESCO EXCH TRD SLF IDX FD 0.1%

Value ($000) $201 Shares 8,875 Est. Cost $22.65 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VERI	VERITONE INC	2,320,075	$66,006	47.2%	$17.30	0.0%	COM	92347M100
QQQ	INVESCO QQQ TR	75,834	$23,792	17.0%	$313.74	—	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	50,163	$17,241	12.3%	$343.70	—	S&P 500 ETF SHS	922908363
PFF	ISHARES TR	248,325	$9,563	6.8%	$38.86	—	PFD AND INCM SEC	464288687
HYG	ISHARES TR	108,070	$9,435	6.7%	$87.30	—	IBOXX HI YD ETF	464288513
AAPL	APPLE INC	68,402	$9,076	6.5%	$73.50	+59.2%	COM	037833100
SPY	SPDR S&P 500 ETF TR	3,837	$1,435	1.0%	$373.99	—	TR UNIT	78462F103
DIA	SPDR DOW JONES INDL AVERAGE	4,177	$1,277	0.9%	$305.72	—	UT SER 1	78467X109
PG	PROCTER AND GAMBLE CO	8,141	$1,133	0.8%	$56.02	+119.9%	COM	742718109
MSFT	MICROSOFT CORP	1,816	$404	0.3%	$206.04	0.0%	COM	594918104
DIS	DISNEY WALT CO	1,185	$215	0.2%	$99.73	+40.6%	COM	254687106
—	INVESCO EXCH TRD SLF IDX FD	8,875	$201	0.1%	$22.65	—	BULSHS 2025 CB	46138J825