BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Jan 22, 2021

Total Value: $140M (100.0% shares, 0.0% debt)

Holdings (12)

VERI VERITONE INC 47.2%

Value $66.01M Shares 2,320,075 Share Price $28.45 Est. Cost/Share $17.30 Unrealized @ Report Date +64.4%

QQQ INVESCO QQQ TR 17.0%

Value $23.79M Shares 75,834 Share Price $313.74 Est. Cost/Share $293.57 Unrealized @ Report Date +6.9%

VOO VANGUARD INDEX FDS 12.3%

Value $17.24M Shares 50,163 Share Price $343.70 Est. Cost/Share $326.00 Unrealized @ Report Date +5.4%

PFF ISHARES TR 6.8%

Value $9.563M Shares 248,325 Share Price $38.51 Est. Cost/Share $38.68 Unrealized @ Report Date -0.4%

HYG ISHARES TR 6.7%

Value $9.435M Shares 108,070 Share Price $87.30 Est. Cost/Share $85.62 Unrealized @ Report Date +2.0%

AAPL APPLE INC 6.5%

Value $9.076M Shares 68,402 Share Price $132.69 * Est. Cost/Share $73.50 Unrealized @ Report Date +75.7%

SPY SPDR S&P 500 ETF TR 1.0%

Value $1.435M Shares 3,837 Share Price $373.99 Est. Cost/Share $354.77 Unrealized @ Report Date +5.4%

DIA SPDR DOW JONES INDL AVERAGE 0.9%

Value $1.277M Shares 4,177 Share Price $305.72 Est. Cost/Share $291.05 Unrealized @ Report Date +5.1%

PG PROCTER AND GAMBLE CO 0.8%

Value $1.133M Shares 8,141 Share Price $139.17 * Est. Cost/Share $56.02 Unrealized @ Report Date +119.2%

MSFT MICROSOFT CORP 0.3%

Value $404K Shares 1,816 Share Price $222.47 * Est. Cost/Share $206.04 Unrealized @ Report Date +3.6%

DIS DISNEY WALT CO 0.2%

Value $215K Shares 1,185 Share Price $181.43 * Est. Cost/Share $99.73 Unrealized @ Report Date +77.5%

— INVESCO EXCH TRD SLF IDX FD 0.1%

Value $201K Shares 8,875 Share Price $22.65 Est. Cost/Share $22.65 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VERI	VERITONE INC	2,320,075	$66.01M	47.2%	$28.45	$17.30	+64.4%	COM	92347M100
QQQ	INVESCO QQQ TR	75,834	$23.79M	17.0%	$313.74	$293.57	+6.9%	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	50,163	$17.24M	12.3%	$343.70	$326.00	+5.4%	S&P 500 ETF SHS	922908363
PFF	ISHARES TR	248,325	$9.563M	6.8%	$38.51	$38.68	-0.4%	PFD AND INCM SEC	464288687
HYG	ISHARES TR	108,070	$9.435M	6.7%	$87.30	$85.62	+2.0%	IBOXX HI YD ETF	464288513
AAPL	APPLE INC	68,402	$9.076M	6.5%	$132.69 *	$73.50	+75.7%	COM	037833100
SPY	SPDR S&P 500 ETF TR	3,837	$1.435M	1.0%	$373.99	$354.77	+5.4%	TR UNIT	78462F103
DIA	SPDR DOW JONES INDL AVERAGE	4,177	$1.277M	0.9%	$305.72	$291.05	+5.1%	UT SER 1	78467X109
PG	PROCTER AND GAMBLE CO	8,141	$1.133M	0.8%	$139.17 *	$56.02	+119.2%	COM	742718109
MSFT	MICROSOFT CORP	1,816	$404K	0.3%	$222.47 *	$206.04	+3.6%	COM	594918104
DIS	DISNEY WALT CO	1,185	$215K	0.2%	$181.43 *	$99.73	+77.5%	COM	254687106
—	INVESCO EXCH TRD SLF IDX FD	8,875	$201K	0.1%	$22.65	$22.65	—	BULSHS 2025 CB	46138J825