Sio Capital Management, LLC Hedge Fund

CIK: 0001482416 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 14, 2017

Total Value ($000): $171,392 (100.0% shares, 0.0% debt)

Holdings (43)

ACAD ACADIA PHARMACEUTICALS INC 9.5%

Value ($000) $16,243 Shares 563,200 Est. Cost — Unrealized —

— QUOTIENT LTD 6.3%

Value ($000) $10,831 Shares 2,237,771 Est. Cost $13.82 Unrealized —

SNY SANOFI SA 5.0%

Value ($000) $8,492 Shares 210,000 Est. Cost $43.75 Unrealized —

— CERNER CORP 4.1%

Value ($000) $7,068 Shares 149,200 Est. Cost — Unrealized —

— GLAXOSMITHKLINE PLC 4.1%

Value ($000) $6,963 Shares 180,811 Est. Cost $38.51 Unrealized —

— GLAXOSMITHKLINE PLC 3.8%

Value ($000) $6,547 Shares 170,000 Est. Cost $38.51 Unrealized —

PHG KONINKLIJKE PHILIPS NV 3.7%

Value ($000) $6,404 Shares 209,502 Est. Cost $28.32 Unrealized —

— HILL-ROM HOLDINGS INC 3.5%

Value ($000) $5,984 Shares 106,594 Est. Cost $52.87 Unrealized —

— TABULA RASA HEALTHCARE INC 3.4%

Value ($000) $5,813 Shares 388,054 Est. Cost $14.32 Unrealized —

EW EDWARDS LIFESCIENCES CORP 3.0%

Value ($000) $5,154 Shares 55,000 Est. Cost $32.40 Unrealized 0.0%

CAH CARDINAL HEALTH INC 2.9%

Value ($000) $5,038 Shares 70,000 Est. Cost $60.99 Unrealized -9.3%

CAH CARDINAL HEALTH INC 2.9%

Value ($000) $4,958 Shares 68,885 Est. Cost $60.99 Unrealized -9.3%

LLY ELI LILLY AND CO 2.9%

Value ($000) $4,928 Shares 67,000 Est. Cost $64.22 Unrealized 0.0%

ZBH ZIMMER BIOMET HOLDINGS INC 2.8%

Value ($000) $4,822 Shares 46,723 Est. Cost $99.44 Unrealized 0.0%

— WALGREENS BOOTS ALLIANCE INC 2.8%

Value ($000) $4,717 Shares 57,000 Est. Cost — Unrealized —

AMGN AMGEN INC 2.6%

Value ($000) $4,386 Shares 30,000 Est. Cost $114.37 Unrealized 0.0%

ZTS ZOETIS INC 2.5%

Value ($000) $4,282 Shares 80,000 Est. Cost — Unrealized —

— ALLERGAN PLC 2.5%

Value ($000) $4,200 Shares 20,000 Est. Cost — Unrealized —

— ADVANCED ACCELERATOR APPLICATIONS SA 2.4%

Value ($000) $4,103 Shares 153,332 Est. Cost $28.98 Unrealized —

ACRS ACLARIS THERAPEUTICS INC 2.2%

Value ($000) $3,757 Shares 138,441 Est. Cost $25.50 Unrealized 0.0%

— ADAMIS PHARMACEUTICALS CORP 1.9%

Value ($000) $3,311 Shares 1,051,063 Est. Cost $4.93 Unrealized —

— NATUS MEDICAL INC 1.8%

Value ($000) $3,162 Shares 90,865 Est. Cost $37.56 Unrealized —

PHG KONINKLIJKE PHILIPS NV 1.8%

Value ($000) $3,057 Shares 100,000 Est. Cost $28.32 Unrealized —

— RIGEL PHARMACEUTICALS INC 1.8%

Value ($000) $3,007 Shares 1,263,390 Est. Cost $2.14 Unrealized —

AMGN AMGEN INC 1.7%

Value ($000) $2,924 Shares 20,000 Est. Cost $114.37 Unrealized 0.0%

BSX BOSTON SCIENTIFIC CORP 1.5%

Value ($000) $2,606 Shares 120,500 Est. Cost $21.82 Unrealized 0.0%

UNH UNITEDHEALTH GROUP INC 1.5%

Value ($000) $2,591 Shares 16,187 Est. Cost $121.12 Unrealized +6.6%

HUM HUMANA INC 1.5%

Value ($000) $2,550 Shares 12,500 Est. Cost — Unrealized —

— AETNA INC 1.4%

Value ($000) $2,480 Shares 20,000 Est. Cost $124.00 Unrealized —

BSX BOSTON SCIENTIFIC CORP 1.4%

Value ($000) $2,455 Shares 113,500 Est. Cost $21.82 Unrealized 0.0%

PRGO PERRIGO COMPANY PLC 1.4%

Value ($000) $2,441 Shares 29,329 Est. Cost $92.15 Unrealized -5.9%

— CHEMOCENTRYX INC 1.4%

Value ($000) $2,407 Shares 325,250 Est. Cost $4.49 Unrealized —

AMGN AMGEN INC 1.4%

Value ($000) $2,402 Shares 16,430 Est. Cost $114.37 Unrealized 0.0%

SYK STRYKER CORP 1.4%

Value ($000) $2,396 Shares 20,000 Est. Cost — Unrealized —

— IMMUNOMEDICS INC 1.1%

Value ($000) $1,861 Shares 506,978 Est. Cost $3.67 Unrealized —

— ACTINIUM PHARMACEUTICALS INC 0.8%

Value ($000) $1,443 Shares 1,649,078 Est. Cost $1.34 Unrealized —

— ADAMAS PHARMACEUTICALS INC 0.7%

Value ($000) $1,170 Shares 69,215 Est. Cost $16.30 Unrealized —

SRPT SAREPTA THERAPEUTICS INC 0.6%

Value ($000) $960 Shares 35,000 Est. Cost — Unrealized —

— FLAMEL TECHNOLOGIES SA 0.6%

Value ($000) $950 Shares 91,413 Est. Cost $10.39 Unrealized —

— AEGLEA BIO THERAPEUTICS INC 0.5%

Value ($000) $820 Shares 188,485 Est. Cost $4.87 Unrealized —

— FORWARD PHARMA A/S 0.4%

Value ($000) $769 Shares 51,246 Est. Cost $17.92 Unrealized —

OASMY OASMIA PHARMACEUTICAL AB 0.3%

Value ($000) $512 Shares 182,270 Est. Cost $3.35 Unrealized —

— BIOPHARMX CORP 0.2%

Value ($000) $428 Shares 1,143,400 Est. Cost $0.37 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ACAD	ACADIA PHARMACEUTICALS INC	563,200	$16,243	9.5%	—	—	Put	004225108
—	QUOTIENT LTD	2,237,771	$10,831	6.3%	$13.82	—	SHS	G73268107
SNY	SANOFI SA	210,000	$8,492	5.0%	$43.75	—	Put	80105N105
—	CERNER CORP	149,200	$7,068	4.1%	—	—	Put	156782104
—	GLAXOSMITHKLINE PLC	180,811	$6,963	4.1%	$38.51	—	SPONSORED ADR	37733W105
—	GLAXOSMITHKLINE PLC	170,000	$6,547	3.8%	$38.51	—	Call	37733W105
PHG	KONINKLIJKE PHILIPS NV	209,502	$6,404	3.7%	$28.32	—	NY REG SH NEW	500472303
—	HILL-ROM HOLDINGS INC	106,594	$5,984	3.5%	$52.87	—	COM	431475102
—	TABULA RASA HEALTHCARE INC	388,054	$5,813	3.4%	$14.32	—	COM	873379101
EW	EDWARDS LIFESCIENCES CORP	55,000	$5,154	3.0%	$32.40	0.0%	COM	28176E108
CAH	CARDINAL HEALTH INC	70,000	$5,038	2.9%	$60.99	-9.3%	Put	14149Y108
CAH	CARDINAL HEALTH INC	68,885	$4,958	2.9%	$60.99	-9.3%	COM	14149Y108
LLY	ELI LILLY AND CO	67,000	$4,928	2.9%	$64.22	0.0%	COM	532457108
ZBH	ZIMMER BIOMET HOLDINGS INC	46,723	$4,822	2.8%	$99.44	0.0%	COM	98956P102
—	WALGREENS BOOTS ALLIANCE INC	57,000	$4,717	2.8%	—	—	Put	931427108
AMGN	AMGEN INC	30,000	$4,386	2.6%	$114.37	0.0%	Put	031162100
ZTS	ZOETIS INC	80,000	$4,282	2.5%	—	—	Put	98978V103
—	ALLERGAN PLC	20,000	$4,200	2.5%	—	—	Put	G0177J108
—	ADVANCED ACCELERATOR APPLICATIONS SA	153,332	$4,103	2.4%	$28.98	—	SPONSORED ADS	00790T100
ACRS	ACLARIS THERAPEUTICS INC	138,441	$3,757	2.2%	$25.50	0.0%	COM	00461U105
—	ADAMIS PHARMACEUTICALS CORP	1,051,063	$3,311	1.9%	$4.93	—	COM NEW	00547W208
—	NATUS MEDICAL INC	90,865	$3,162	1.8%	$37.56	—	COM	639050103
PHG	KONINKLIJKE PHILIPS NV	100,000	$3,057	1.8%	$28.32	—	Call	500472303
—	RIGEL PHARMACEUTICALS INC	1,263,390	$3,007	1.8%	$2.14	—	COM NEW	766559603
AMGN	AMGEN INC	20,000	$2,924	1.7%	$114.37	0.0%	Call	031162100
BSX	BOSTON SCIENTIFIC CORP	120,500	$2,606	1.5%	$21.82	0.0%	Call	101137107
UNH	UNITEDHEALTH GROUP INC	16,187	$2,591	1.5%	$121.12	+6.6%	COM	91324P102
HUM	HUMANA INC	12,500	$2,550	1.5%	—	—	Put	444859102
—	AETNA INC	20,000	$2,480	1.4%	$124.00	—	COM	00817Y108
BSX	BOSTON SCIENTIFIC CORP	113,500	$2,455	1.4%	$21.82	0.0%	COM	101137107
PRGO	PERRIGO COMPANY PLC	29,329	$2,441	1.4%	$92.15	-5.9%	SHS	G97822103
—	CHEMOCENTRYX INC	325,250	$2,407	1.4%	$4.49	—	COM	16383L106
AMGN	AMGEN INC	16,430	$2,402	1.4%	$114.37	0.0%	COM	031162100
SYK	STRYKER CORP	20,000	$2,396	1.4%	—	—	Put	863667101
—	IMMUNOMEDICS INC	506,978	$1,861	1.1%	$3.67	—	COM	452907108
—	ACTINIUM PHARMACEUTICALS INC	1,649,078	$1,443	0.8%	$1.34	—	COM	00507W107
—	ADAMAS PHARMACEUTICALS INC	69,215	$1,170	0.7%	$16.30	—	COM	00548A106
SRPT	SAREPTA THERAPEUTICS INC	35,000	$960	0.6%	—	—	Put	803607100
—	FLAMEL TECHNOLOGIES SA	91,413	$950	0.6%	$10.39	—	SPONSORED ADR	338488109
—	AEGLEA BIO THERAPEUTICS INC	188,485	$820	0.5%	$4.87	—	COM	00773J103
—	FORWARD PHARMA A/S	51,246	$769	0.4%	$17.92	—	SPONSORED ADR	34986J105
OASMY	OASMIA PHARMACEUTICAL AB	182,270	$512	0.3%	$3.35	—	ADR	67421W109
—	BIOPHARMX CORP	1,143,400	$428	0.2%	$0.37	—	COM	09072X101