INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

CIK: 0001165830 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Jan 29, 2020

Total Value ($000): $249,203 (100.0% shares, 0.0% debt)

Holdings (21)

— WESTERN DIGITAL CORP 9.7%

Value ($000) $24,249 Shares 24,760,000 Est. Cost $0.98 Unrealized —

— PROSPECT CAPITAL CORPORATION 9.0%

Value ($000) $22,321 Shares 21,775,000 Est. Cost $1.01 Unrealized —

— PRICELINE GRP INC 8.9%

Value ($000) $22,112 Shares 19,188,000 Est. Cost $1.03 Unrealized —

— ARES CAP CORP 8.8%

Value ($000) $22,011 Shares 21,235,000 Est. Cost $1.01 Unrealized —

— SPIRIT RLTY CAP INC NEW 8.2%

Value ($000) $20,456 Shares 19,688,000 Est. Cost $1.05 Unrealized —

— TPG SPECIALTY LENDING INC 8.1%

Value ($000) $20,182 Shares 19,055,000 Est. Cost $1.02 Unrealized —

— AMERICAN RLTY CAP PPTYS INC 7.0%

Value ($000) $17,377 Shares 17,164,000 Est. Cost $1.02 Unrealized —

— TEVA PHARMACEUTICAL FIN LLC 5.9%

Value ($000) $14,732 Shares 15,541,000 Est. Cost $1.00 Unrealized —

— ILLUMINA INC 5.6%

Value ($000) $13,924 Shares 10,015,000 Est. Cost $1.51 Unrealized —

— HERCULES CAPITAL INC 5.1%

Value ($000) $12,680 Shares 12,415,000 Est. Cost $1.00 Unrealized —

— AKAMAI TECHNOLOGIES INC 4.5%

Value ($000) $11,252 Shares 10,185,000 Est. Cost $1.10 Unrealized —

— ANTHEM INC 4.4%

Value ($000) $10,936 Shares 2,604,000 Est. Cost $2.06 Unrealized —

— ILLUMINA INC 3.6%

Value ($000) $8,871 Shares 8,050,000 Est. Cost $1.10 Unrealized —

— MACQUARIE INFRASTRUCTURE COR 3.2%

Value ($000) $7,997 Shares 8,362,000 Est. Cost $0.93 Unrealized —

— ALZA CORP 3.1%

Value ($000) $7,748 Shares 3,864,000 Est. Cost $1.42 Unrealized —

— WELLS FARGO CO NEW 1.6%

Value ($000) $4,006 Shares 2,765 Est. Cost $1448.82 Unrealized —

— BANK AMER CORP 1.4%

Value ($000) $3,560 Shares 2,457 Est. Cost $1448.92 Unrealized —

— TWITTER INC 0.9%

Value ($000) $2,154 Shares 2,215,000 Est. Cost $0.97 Unrealized —

— ON SEMICONDUCTOR CORP 0.4%

Value ($000) $1,025 Shares 754,000 Est. Cost $0.89 Unrealized —

— NABORS INDS INC NEW 0.4%

Value ($000) $943 Shares 1,265,000 Est. Cost $0.78 Unrealized —

— DANAHER CORPORATION 0.3%

Value ($000) $667 Shares 114,000 Est. Cost $2.26 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	WESTERN DIGITAL CORP	24,760,000	$24,249	9.7%	$0.98	—	NOTE 1.500% 2/0	958102AP0
—	PROSPECT CAPITAL CORPORATION	21,775,000	$22,321	9.0%	$1.01	—	NOTE 4.950% 7/1	74348TAR3
—	PRICELINE GRP INC	19,188,000	$22,112	8.9%	$1.03	—	NOTE 0.900% 9/1	741503AX4
—	ARES CAP CORP	21,235,000	$22,011	8.8%	$1.01	—	NOTE 3.750% 2/0	04010LAT0
—	SPIRIT RLTY CAP INC NEW	19,688,000	$20,456	8.2%	$1.05	—	NOTE 3.750% 5/1	84860WAB8
—	TPG SPECIALTY LENDING INC	19,055,000	$20,182	8.1%	$1.02	—	NOTE 4.500% 8/0	87265KAD4
—	AMERICAN RLTY CAP PPTYS INC	17,164,000	$17,377	7.0%	$1.02	—	NOTE 3.750%12/1	02917TAB0
—	TEVA PHARMACEUTICAL FIN LLC	15,541,000	$14,732	5.9%	$1.00	—	DBCV 0.250% 2/0	88163VAE9
—	ILLUMINA INC	10,015,000	$13,924	5.6%	$1.51	—	NOTE 0.500% 6/1	452327AH2
—	HERCULES CAPITAL INC	12,415,000	$12,680	5.1%	$1.00	—	DBCV 4.375% 2/0	427096AF9
—	AKAMAI TECHNOLOGIES INC	10,185,000	$11,252	4.5%	$1.10	—	NOTE 0.125% 5/0	00971TAJ0
—	ANTHEM INC	2,604,000	$10,936	4.4%	$2.06	—	NOTE 2.750%10/1	94973VBG1
—	ILLUMINA INC	8,050,000	$8,871	3.6%	$1.10	—	NOTE 8/1	452327AK5
—	MACQUARIE INFRASTRUCTURE COR	8,362,000	$7,997	3.2%	$0.93	—	NOTE 2.000%10/0	55608BAB1
—	ALZA CORP	3,864,000	$7,748	3.1%	$1.42	—	SDCV 7/2	02261WAB5
—	WELLS FARGO CO NEW	2,765	$4,006	1.6%	$1448.82	—	PERP PFD CNV A	949746804
—	BANK AMER CORP	2,457	$3,560	1.4%	$1448.92	—	7.25%CNV PFD L	060505682
—	TWITTER INC	2,215,000	$2,154	0.9%	$0.97	—	NOTE 1.000% 9/1	90184LAD4
—	ON SEMICONDUCTOR CORP	754,000	$1,025	0.4%	$0.89	—	NOTE 1.000%12/0	682189AK1
—	NABORS INDS INC NEW	1,265,000	$943	0.4%	$0.78	—	NOTE 0.750% 1/1	62957HAB1
—	DANAHER CORPORATION	114,000	$667	0.3%	$2.26	—	DBCV 1/2	235851AF9