INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

Location: Boston, MA

CIK: 0001165830 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Jan 29, 2020

Total Value: $249M (100.0% shares, 0.0% debt)

Holdings (21)

— WESTERN DIGITAL CORP 9.7%

Value $24.25M Shares 24,760,000 Share Price $0.98 Est. Cost/Share $0.98 Unrealized @ Report Date —

— PROSPECT CAPITAL CORPORATION 9.0%

Value $22.32M Shares 21,775,000 Share Price $1.03 Est. Cost/Share $1.01 Unrealized @ Report Date —

— PRICELINE GRP INC 8.9%

Value $22.11M Shares 19,188,000 Share Price $1.15 Est. Cost/Share $1.03 Unrealized @ Report Date —

— ARES CAP CORP 8.8%

Value $22.01M Shares 21,235,000 Share Price $1.04 Est. Cost/Share $1.01 Unrealized @ Report Date —

— SPIRIT RLTY CAP INC NEW 8.2%

Value $20.46M Shares 19,688,000 Share Price $1.04 Est. Cost/Share $1.05 Unrealized @ Report Date —

— TPG SPECIALTY LENDING INC 8.1%

Value $20.18M Shares 19,055,000 Share Price $1.06 Est. Cost/Share $1.02 Unrealized @ Report Date —

— AMERICAN RLTY CAP PPTYS INC 7.0%

Value $17.38M Shares 17,164,000 Share Price $1.01 Est. Cost/Share $1.02 Unrealized @ Report Date —

— TEVA PHARMACEUTICAL FIN LLC 5.9%

Value $14.73M Shares 15,541,000 Share Price $0.95 Est. Cost/Share $1.00 Unrealized @ Report Date —

— ILLUMINA INC 5.6%

Value $13.92M Shares 10,015,000 Share Price $1.39 Est. Cost/Share $1.51 Unrealized @ Report Date —

— HERCULES CAPITAL INC 5.1%

Value $12.68M Shares 12,415,000 Share Price $1.02 Est. Cost/Share $1.00 Unrealized @ Report Date —

— AKAMAI TECHNOLOGIES INC 4.5%

Value $11.25M Shares 10,185,000 Share Price $1.10 Est. Cost/Share $1.10 Unrealized @ Report Date —

— ANTHEM INC 4.4%

Value $10.94M Shares 2,604,000 Share Price $4.20 Est. Cost/Share $2.06 Unrealized @ Report Date —

— ILLUMINA INC 3.6%

Value $8.871M Shares 8,050,000 Share Price $1.10 Est. Cost/Share $1.10 Unrealized @ Report Date —

— MACQUARIE INFRASTRUCTURE COR 3.2%

Value $7.997M Shares 8,362,000 Share Price $0.96 Est. Cost/Share $0.93 Unrealized @ Report Date —

— ALZA CORP 3.1%

Value $7.748M Shares 3,864,000 Share Price $2.01 Est. Cost/Share $1.42 Unrealized @ Report Date —

— WELLS FARGO CO NEW 1.6%

Value $4.006M Shares 2,765 Share Price $1448.82 Est. Cost/Share $1448.82 Unrealized @ Report Date —

— BANK AMER CORP 1.4%

Value $3.56M Shares 2,457 Share Price $1448.92 Est. Cost/Share $1448.92 Unrealized @ Report Date —

— TWITTER INC 0.9%

Value $2.154M Shares 2,215,000 Share Price $0.97 Est. Cost/Share $0.97 Unrealized @ Report Date —

— ON SEMICONDUCTOR CORP 0.4%

Value $1.025M Shares 754,000 Share Price $1.36 Est. Cost/Share $0.89 Unrealized @ Report Date —

— NABORS INDS INC NEW 0.4%

Value $943K Shares 1,265,000 Share Price $0.75 Est. Cost/Share $0.78 Unrealized @ Report Date —

— DANAHER CORPORATION 0.3%

Value $667K Shares 114,000 Share Price $5.85 Est. Cost/Share $2.26 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	WESTERN DIGITAL CORP	24,760,000	$24.25M	9.7%	$0.98	$0.98	—	NOTE 1.500% 2/0	958102AP0
—	PROSPECT CAPITAL CORPORATION	21,775,000	$22.32M	9.0%	$1.03	$1.01	—	NOTE 4.950% 7/1	74348TAR3
—	PRICELINE GRP INC	19,188,000	$22.11M	8.9%	$1.15	$1.03	—	NOTE 0.900% 9/1	741503AX4
—	ARES CAP CORP	21,235,000	$22.01M	8.8%	$1.04	$1.01	—	NOTE 3.750% 2/0	04010LAT0
—	SPIRIT RLTY CAP INC NEW	19,688,000	$20.46M	8.2%	$1.04	$1.05	—	NOTE 3.750% 5/1	84860WAB8
—	TPG SPECIALTY LENDING INC	19,055,000	$20.18M	8.1%	$1.06	$1.02	—	NOTE 4.500% 8/0	87265KAD4
—	AMERICAN RLTY CAP PPTYS INC	17,164,000	$17.38M	7.0%	$1.01	$1.02	—	NOTE 3.750%12/1	02917TAB0
—	TEVA PHARMACEUTICAL FIN LLC	15,541,000	$14.73M	5.9%	$0.95	$1.00	—	DBCV 0.250% 2/0	88163VAE9
—	ILLUMINA INC	10,015,000	$13.92M	5.6%	$1.39	$1.51	—	NOTE 0.500% 6/1	452327AH2
—	HERCULES CAPITAL INC	12,415,000	$12.68M	5.1%	$1.02	$1.00	—	DBCV 4.375% 2/0	427096AF9
—	AKAMAI TECHNOLOGIES INC	10,185,000	$11.25M	4.5%	$1.10	$1.10	—	NOTE 0.125% 5/0	00971TAJ0
—	ANTHEM INC	2,604,000	$10.94M	4.4%	$4.20	$2.06	—	NOTE 2.750%10/1	94973VBG1
—	ILLUMINA INC	8,050,000	$8.871M	3.6%	$1.10	$1.10	—	NOTE 8/1	452327AK5
—	MACQUARIE INFRASTRUCTURE COR	8,362,000	$7.997M	3.2%	$0.96	$0.93	—	NOTE 2.000%10/0	55608BAB1
—	ALZA CORP	3,864,000	$7.748M	3.1%	$2.01	$1.42	—	SDCV 7/2	02261WAB5
—	WELLS FARGO CO NEW	2,765	$4.006M	1.6%	$1448.82	$1448.82	—	PERP PFD CNV A	949746804
—	BANK AMER CORP	2,457	$3.56M	1.4%	$1448.92	$1448.92	—	7.25%CNV PFD L	060505682
—	TWITTER INC	2,215,000	$2.154M	0.9%	$0.97	$0.97	—	NOTE 1.000% 9/1	90184LAD4
—	ON SEMICONDUCTOR CORP	754,000	$1.025M	0.4%	$1.36	$0.89	—	NOTE 1.000%12/0	682189AK1
—	NABORS INDS INC NEW	1,265,000	$943K	0.4%	$0.75	$0.78	—	NOTE 0.750% 1/1	62957HAB1
—	DANAHER CORPORATION	114,000	$667K	0.3%	$5.85	$2.26	—	DBCV 1/2	235851AF9