INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

Location: Boston, MA

CIK: 0001165830 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 12, 2019

Total Value: $206M (100.0% shares, 0.0% debt)

Holdings (16)

— PRICELINE GRP INC 11.2%

Value $23M Shares 20,163,000 Share Price $1.14 Est. Cost/Share $1.03 Unrealized @ Report Date —

— ARES CAP CORP 10.7%

Value $22M Shares 21,400,000 Share Price $1.03 Est. Cost/Share $1.01 Unrealized @ Report Date —

— SPIRIT RLTY CAP INC NEW 9.7%

Value $20M Shares 19,833,000 Share Price $1.01 Est. Cost/Share $1.05 Unrealized @ Report Date —

— ANTHEM INC 9.2%

Value $19M Shares 4,851,000 Share Price $3.92 Est. Cost/Share $2.06 Unrealized @ Report Date —

— AMERICAN RLTY CAP PPTYS INC 8.3%

Value $17M Shares 16,414,000 Share Price $1.04 Est. Cost/Share $1.02 Unrealized @ Report Date —

— TPG SPECIALTY LENDING INC 8.3%

Value $17M Shares 16,700,000 Share Price $1.02 Est. Cost/Share $1.01 Unrealized @ Report Date —

— NOVELLUS SYS INC 6.8%

Value $14M Shares 2,498,000 Share Price $5.60 Est. Cost/Share $2.79 Unrealized @ Report Date —

— ALZA CORP 6.8%

Value $14M Shares 7,339,000 Share Price $1.91 Est. Cost/Share $1.42 Unrealized @ Report Date —

— TEVA PHARMACEUTICAL FIN LLC 6.8%

Value $14M Shares 15,589,000 Share Price $0.90 Est. Cost/Share $1.00 Unrealized @ Report Date —

— ILLUMINA INC 6.3%

Value $13M Shares 8,300,000 Share Price $1.57 Est. Cost/Share $1.53 Unrealized @ Report Date —

— HERCULES CAPITAL INC 5.8%

Value $12M Shares 11,719,000 Share Price $1.02 Est. Cost/Share $1.00 Unrealized @ Report Date —

— PROSPECT CAPITAL CORPORATION 5.3%

Value $11M Shares 10,700,000 Share Price $1.03 Est. Cost/Share $0.99 Unrealized @ Report Date —

— MACQUARIE INFRASTRUCTURE COR 3.4%

Value $7M Shares 8,362,000 Share Price $0.84 Est. Cost/Share $0.93 Unrealized @ Report Date —

— DANAHER CORPORATION 0.5%

Value $1M Shares 264,000 Share Price $3.79 Est. Cost/Share $2.26 Unrealized @ Report Date —

— ON SEMICONDUCTOR CORP 0.5%

Value $1M Shares 814,000 Share Price $1.23 Est. Cost/Share $0.89 Unrealized @ Report Date —

— NABORS INDS INC NEW 0.5%

Value $1M Shares 1,375,000 Share Price $0.73 Est. Cost/Share $0.78 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	PRICELINE GRP INC	20,163,000	$23M	11.2%	$1.14	$1.03	—	NOTE 0.900% 9/1	741503AX4
—	ARES CAP CORP	21,400,000	$22M	10.7%	$1.03	$1.01	—	NOTE 3.750% 2/0	04010LAT0
—	SPIRIT RLTY CAP INC NEW	19,833,000	$20M	9.7%	$1.01	$1.05	—	NOTE 3.750% 5/1	84860WAB8
—	ANTHEM INC	4,851,000	$19M	9.2%	$3.92	$2.06	—	NOTE 2.750%10/1	94973VBG1
—	AMERICAN RLTY CAP PPTYS INC	16,414,000	$17M	8.3%	$1.04	$1.02	—	NOTE 3.750%12/1	02917TAB0
—	TPG SPECIALTY LENDING INC	16,700,000	$17M	8.3%	$1.02	$1.01	—	NOTE 4.500% 8/0	87265KAD4
—	NOVELLUS SYS INC	2,498,000	$14M	6.8%	$5.60	$2.79	—	NOTE 2.625% 5/1	670008AD3
—	ALZA CORP	7,339,000	$14M	6.8%	$1.91	$1.42	—	SDCV 7/2	02261WAB5
—	TEVA PHARMACEUTICAL FIN LLC	15,589,000	$14M	6.8%	$0.90	$1.00	—	DBCV 0.250% 2/0	88163VAE9
—	ILLUMINA INC	8,300,000	$13M	6.3%	$1.57	$1.53	—	NOTE 0.500% 6/1	452327AH2
—	HERCULES CAPITAL INC	11,719,000	$12M	5.8%	$1.02	$1.00	—	DBCV 4.375% 2/0	427096AF9
—	PROSPECT CAPITAL CORPORATION	10,700,000	$11M	5.3%	$1.03	$0.99	—	NOTE 4.950% 7/1	74348TAR3
—	MACQUARIE INFRASTRUCTURE COR	8,362,000	$7M	3.4%	$0.84	$0.93	—	NOTE 2.000%10/0	55608BAB1
—	DANAHER CORPORATION	264,000	$1M	0.5%	$3.79	$2.26	—	DBCV 1/2	235851AF9
—	ON SEMICONDUCTOR CORP	814,000	$1M	0.5%	$1.23	$0.89	—	NOTE 1.000%12/0	682189AK1
—	NABORS INDS INC NEW	1,375,000	$1M	0.5%	$0.73	$0.78	—	NOTE 0.750% 1/1	62957HAB1