Location: Brooklyn, NY
CIK: 0001860998 · Show all filings
Period: Q3 2024 (← Previous) (Next →)
Filing Date: Nov 14, 2024
Total Value: $413M (62.3% shares, 37.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ROYAL CARIBBEAN GROUP | 17,905,000 | $64M | 15.5% | $3.57 | — | NOTE 6.000% 8/1 | 780153BQ4 |
| — | CENTERPOINT ENERGY INC CONV PFD TAXBL | 1,528,713 | $57.28M | 13.9% | $37.47 | — | EQUITY | 15189T206 |
| — | RBC BEARINGS INC | 386,487 | $51.26M | 12.4% | $121.63 | — | 5% CNV PFD SR A | 75524B203 |
| — | WTS/CALIFORNIA RESOURCES CORPO EXP10/23/2024 | 1,389,464 | $23.3M | 5.6% | $19.37 | — | WARR | 13057Q123 |
| ASTS | AST SPACEMOBILE INC | 623,300 | $16.3M | 3.9% | $5.09 | +343.1% | Call | 00217D100 |
| — | NRG ENERGY INC | 7,235,000 | $16.04M | 3.9% | $2.18 | — | DBCV 2.750% 6/0 | 629377CG5 |
| — | EPR PPTYS | 677,266 | $15.18M | 3.7% | $23.22 | — | PFD C CV 5.75% | 26884U208 |
| — | CONTRA CB BOOKING HLDG D04/30/21 00.750 MN25 | 6,049,000 | $13.54M | 3.3% | $2.24 | — | FIXED INCOME | 098CSHAA7 |
| CRC | CALIFORNIA RES CORP | 176,700 | $9.271M | 2.2% | — | — | Put | 13057Q305 |
| CORZW | CORE SCIENTIFIC INC NEW | 1,279,698 | $8.6M | 2.1% | $2.29 | — | *W EXP 01/23/202 | 21874A114 |
| — | MICROSTRATEGY INC | 4,500,000 | $6.129M | 1.5% | $1.28 | — | NOTE 2/1 | 594972AE1 |
| — | PEABODY ENGR CORP | 4,000,000 | $5.987M | 1.4% | $1.40 | — | NOTE 3.250% 3/0 | 704551AD2 |
| — | TRANSOCEAN INC. 144A 4.625 09/30/2029 | 3,900,000 | $5.76M | 1.4% | $2.24 | — | FIXED INCOME | 893830BU2 |
| — | MICROSTRATEGY INCORPORATED 14 0.625 03/15/2030 | 4,150,000 | $5.494M | 1.3% | $1.33 | — | FIXED INCOME | 594972AH4 |
| ASTS | AST SPACEMOBILE INC | 189,600 | $4.958M | 1.2% | $5.09 | +343.1% | Put | 00217D100 |
| — | SUNRUN INC. 144A 4 03/01/2030 | 3,500,000 | $4.695M | 1.1% | $0.98 | — | FIXED INCOME | 86771WAC9 |
| — | CTO REALTY GROWTH INC. 3.875 04/15/2025 | 3,596,000 | $4.686M | 1.1% | $1.10 | — | FIXED INCOME | 210226AD8 |
| — | SNAP INC | 4,568,000 | $4.408M | 1.1% | $1.05 | — | NOTE 0.250% 5/0 | 83304AAD8 |
| — | HEWLETT PACKARD ENTERPRISE C | 71,748 | $4.341M | 1.1% | $60.51 | — | 7.625 MAND CONV | 42824C208 |
| NVAX | NOVAVAX INC | 333,887 | $4.217M | 1.0% | $9.87 | +30.9% | COM NEW | 670002401 |
| MCHP | MICROCHIP TECHNOLOGY INC. | 50,300 | $4.039M | 1.0% | — | — | Call | 595017104 |
| — | STARWOOD PPTY TR INC | 3,607,000 | $3.85M | 0.9% | $1.06 | — | NOTE 6.750% 7/1 | 85571BBA2 |
| — | JETBLUE AIRWAYS CORPORATION 1 2.5 09/01/2029 | 3,000,000 | $3.771M | 0.9% | $1.26 | — | FIXED INCOME | 477143AQ4 |
| NVAX | NOVAVAX INC | 281,600 | $3.557M | 0.9% | $9.87 | +30.9% | Put | 670002401 |
| MSTR | MICROSTRATEGY INC | 20,000 | $3.372M | 0.8% | $142.98 | -0.0% | Put | 594972408 |
| — | MARATHON DIGITAL HOLDINGS IN 2.125 09/01/2031 | 2,500,000 | $2.84M | 0.7% | $1.14 | — | FIXED INCOME | 565788AC0 |
| — | NUSCALE PWR CORP | 863,963 | $2.747M | 0.7% | $2.73 | — | *W EXP 05/02/202 | 67079K118 |
| AAL | AMERICAN AIRLS GROUP INC | 238,000 | $2.675M | 0.6% | — | — | Call | 02376R102 |
| MSTR | MICROSTRATEGY INC | 15,093 | $2.545M | 0.6% | $142.98 | -0.0% | CL A NEW | 594972408 |
| CCL | CARNIVAL CORP | 131,887 | $2.437M | 0.6% | $16.93 | 0.0% | UNIT 99/99/9999 | 143658300 |
| CORZ | CORE SCIENTIFIC INC NEW | 191,373 | $2.27M | 0.5% | $10.36 | 0.0% | COM | 21874A106 |
| RCL | ROYAL CARIBBEAN GROUP | 11,900 | $2.111M | 0.5% | $141.32 | +12.7% | Put | V7780T103 |
| CORZ | CORE SCIENTIFIC INC NEW | 173,500 | $2.058M | 0.5% | $10.36 | 0.0% | Call | 21874A106 |
| CCL | CARNIVAL CORP | 107,200 | $1.981M | 0.5% | $16.93 | 0.0% | Put | 143658300 |
| — | BRIGHTSPRING HEALTH SVCS INC | 32,476 | $1.81M | 0.4% | $47.70 | — | UNIT 02/01/2027 | 10950A205 |
| — | AAOI 5 1/4 12/15/26 | 1,517,000 | $1.779M | 0.4% | $1.33 | — | FIXED INCOME | 03823UAC6 |
| — | LI AUTO INC | 1,415,000 | $1.691M | 0.4% | $1.23 | — | NOTE 0.250% 5/0 | 50202MAB8 |
| ENVX | ENOVIX CORPORATION | 172,300 | $1.609M | 0.4% | — | — | Call | 293594107 |
| — | NCR VOYIX CORPORATION PFD 5.5000 03/16/2024 SERIES A | 1,500 | $1.606M | 0.4% | $1070.90 | — | EQUITY | 62886E207 |
| — | ENVX 3 05/01/28 | 1,750,000 | $1.576M | 0.4% | $1.33 | — | FIXED INCOME | 293594AC1 |
| — | ARBOR REALTY TRUST INC | 1,542,000 | $1.564M | 0.4% | $1.01 | — | NOTE 7.500% 8/0 | 038923BA5 |
| — | AMC NETWORKS INC. 144A 4.25 02/15/2029 | 1,700,000 | $1.564M | 0.4% | $0.96 | — | FIXED INCOME | 00164VAH6 |
| — | DYNAVAX TECHNOLOGIES CORP | 1,275,000 | $1.547M | 0.4% | $1.50 | — | NOTE 2.500% 5/1 | 268158AD4 |
| MSTR | MICROSTRATEGY INC | 9,000 | $1.517M | 0.4% | $142.98 | -0.0% | Call | 594972408 |
| — | SPIRIT AIRLS INC | 2,000,000 | $1.447M | 0.4% | $1.94 | — | NOTE 4.750% 5/1 | 848577AA0 |
| OPK | OPKO HEALTH INC | 920,900 | $1.372M | 0.3% | $1.48 | 0.0% | Put | 68375N103 |
| ASTS | AST SPACEMOBILE INC | 50,421 | $1.319M | 0.3% | $5.09 | +343.1% | COM CL A | 00217D100 |
| — | NOVAVAX INC | 1,000,000 | $1.259M | 0.3% | $0.62 | — | NOTE 5.000%12/1 | 670002AD6 |
| OPK | OPKO HEALTH INC | 844,652 | $1.259M | 0.3% | $1.48 | 0.0% | COM | 68375N103 |
| CRC | CALIFORNIA RES CORP | 22,900 | $1.202M | 0.3% | — | — | Call | 13057Q305 |
| RBC | RBC BEARINGS INC | 4,000 | $1.198M | 0.3% | — | — | Put | 75524B104 |
| SMR | NUSCALE PWR CORP | 100,300 | $1.161M | 0.3% | — | — | Call | 67079K100 |
| RIVN | RIVIAN AUTOMOTIVE INC | 100,000 | $1.122M | 0.3% | — | — | Call | 76954A103 |
| — | MICROSTRATEGY INCORPORATED 14 2.25 06/15/2032 | 1,000,000 | $1.105M | 0.3% | $0.95 | — | FIXED INCOME | 594972AM3 |
| SMR | NUSCALE PWR CORP | 95,300 | $1.104M | 0.3% | — | — | Put | 67079K100 |
| CORZ | CORE SCIENTIFIC INC NEW | 84,400 | $1.001M | 0.2% | $10.36 | 0.0% | Put | 21874A106 |
| — | SABLE OFFSHORE CORP | 79,814 | $966K | 0.2% | $12.10 | — | *W EXP 02/14/202 | 78574H112 |
| — | PLUG PWR INC | 1,000,000 | $951K | 0.2% | $0.93 | — | NOTE 3.750% 6/0 | 72919PAD5 |
| STWD | STARWOOD PPTY TR INC | 46,500 | $948K | 0.2% | — | — | Put | 85571B105 |
| AAOI | APPLIED OPTOELECTRONICS INC | 57,500 | $823K | 0.2% | — | — | Put | 03823U102 |
| BBAI | BIGBEAR AI HLDGS INC | 479,800 | $701K | 0.2% | $1.56 | -5.5% | Call | 08975B109 |
| RIVN | RIVIAN AUTOMOTIVE INC | 60,000 | $673K | 0.2% | — | — | Put | 76954A103 |
| SRPT | SAREPTA THERAPEUTICS INC | 5,100 | $637K | 0.2% | — | — | Call | 803607100 |
| AAL | AMERICAN AIRLS GROUP INC | 50,000 | $562K | 0.1% | — | — | Put | 02376R102 |
| CNK | CINEMARK HLDGS INC | 20,000 | $557K | 0.1% | $25.11 | 0.0% | Put | 17243V102 |
| LI | LI AUTO INC | 21,300 | $546K | 0.1% | — | — | Call | 50202M102 |
| AAOI | APPLIED OPTOELECTRONICS INC | 34,800 | $498K | 0.1% | — | — | Call | 03823U102 |
| ENVX | ENOVIX CORPORATION | 50,100 | $468K | 0.1% | — | — | Put | 293594107 |
| — | AMG CAPITAL TRUST II CONV PFD USD2.5750(5.15) | 8,360 | $452K | 0.1% | $54.05 | — | EQUITY | 00170F209 |
| ABR | ARBOR REALTY TRUST INC | 28,600 | $445K | 0.1% | — | — | Call | 038923108 |
| MCHP | MICROCHIP TECHNOLOGY INC. | 5,400 | $434K | 0.1% | — | — | Put | 595017104 |
| CNK | CINEMARK HLDGS INC | 14,000 | $390K | 0.1% | $25.11 | 0.0% | Call | 17243V102 |
| — | SPIRIT AEROSYSTEMS HLDGS INC | 11,300 | $367K | 0.1% | $32.87 | — | COM CL A | 848574109 |
| — | APOLLO GLOBAL MGMT INC | 5,172 | $352K | 0.1% | $67.99 | — | SER A MAND CNV | 03769M304 |
| — | SPIRIT AIRLS INC | 140,100 | $336K | 0.1% | — | — | Call | 848577102 |
| HLF | HERBALIFE LTD | 46,140 | $332K | 0.1% | $9.95 | -7.4% | COM SHS | G4412G101 |
| OXY/WS | OCCIDENTAL PETE CORP | 11,083 | $329K | 0.1% | $36.94 | — | *W EXP 08/03/202 | 674599162 |
| MARA | MARA HOLDINGS INC | 20,000 | $324K | 0.1% | — | — | Call | 565788106 |
| HLF | HERBALIFE LTD | 43,900 | $316K | 0.1% | $9.95 | -7.4% | Put | G4412G101 |
| NIO | NIO INC | 47,000 | $314K | 0.1% | — | — | Call | 62914V106 |
| CCL | CARNIVAL CORP | 14,900 | $275K | 0.1% | $16.93 | 0.0% | Call | 143658300 |
| W | WAYFAIR INC | 4,900 | $275K | 0.1% | — | — | Call | 94419L101 |
| RUN | SUNRUN INC | 15,000 | $271K | 0.1% | — | — | Put | 86771W105 |
| — | LANDSEA HOMES CORP | 891,137 | $261K | 0.1% | $0.45 | — | *W EXP 01/08/202 | 51509P111 |
| — | SPIRIT AIRLS INC | 101,500 | $244K | 0.1% | — | — | Put | 848577102 |
| F | FORD MTR CO | 20,900 | $221K | 0.1% | — | — | Call | 345370860 |
| CNK | CINEMARK HLDGS INC | 7,571 | $211K | 0.1% | $25.11 | 0.0% | COM | 17243V102 |
| STWD | STARWOOD PPTY TR INC | 10,300 | $210K | 0.1% | — | — | Call | 85571B105 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 10,000 | $205K | 0.0% | — | — | Call | 42824C109 |
| W | WAYFAIR INC | 3,000 | $169K | 0.0% | — | — | Put | 94419L101 |
| — | SPIRIT AEROSYSTEMS HLDGS INC | 5,000 | $163K | 0.0% | $32.87 | — | Put | 848574109 |
| PAYO | PAYONEER GLOBAL INC | 21,300 | $160K | 0.0% | $6.49 | 0.0% | Put | 70451X104 |
| PAYO | PAYONEER GLOBAL INC | 21,200 | $160K | 0.0% | $6.49 | 0.0% | COM | 70451X104 |
| VFS | VINFAST AUTO LTD | 32,600 | $125K | 0.0% | — | — | Call | Y9390M103 |
| BE | BLOOM ENERGY CORP | 11,000 | $116K | 0.0% | — | — | Call | 093712107 |
| NCLH | NORWEGIAN CRUISE LINE HLDG L | 5,000 | $103K | 0.0% | — | — | Put | G66721104 |
| — | MAXEON SOLAR TECHNOLOGIES LT | 887,068 | $85,779 | 0.0% | $0.10 | — | SHS | Y58473102 |
| INSM | INSMED INC | 1,100 | $80,300 | 0.0% | — | — | Put | 457669307 |
| PCT | PURECYCLE TECHNOLOGIES INC | 7,500 | $71,250 | 0.0% | — | — | Put | 74623V103 |
| BTU | PEABODY ENERGY CORP | 2,500 | $66,350 | 0.0% | — | — | Call | 704551100 |
| JBLU | JETBLUE AWYS CORP | 10,000 | $65,600 | 0.0% | — | — | Call | 477143101 |
| NVAX | NOVAVAX INC | 4,900 | $61,887 | 0.0% | $9.87 | +30.9% | Call | 670002401 |
| — | UNITED STATES STL CORP | 23,000 | $61,295 | 0.0% | $3.11 | — | NOTE 5.000%11/0 | 912909AT5 |
| — | ALBEMARLE CORP | 987 | $44,415 | 0.0% | $45.00 | — | 7.25% DEP SHS A | 012653200 |
| RUM | RUMBLE INC | 7,400 | $39,664 | 0.0% | — | — | Call | 78137L105 |
| ARRY | ARRAY TECHNOLOGIES INC | 6,000 | $39,600 | 0.0% | — | — | Call | 04271T100 |
| EOSE | EOS ENERGY ENTERPRISES INC | 11,000 | $32,670 | 0.0% | — | — | Call | 29415C101 |
| PSQH/WS | PSQ HOLDINGS INC | 142,941 | $24,657 | 0.0% | $0.77 | — | *W EXP 99/99/999 | 693691115 |
| LEGWQ | THE LION ELECTRIC COMPANY | 311,227 | $21,817 | 0.0% | $0.44 | — | *W EXP 12/16/202 | 536221120 |
| — | MAXEON SOLAR TECHNOLOGIES LT | 200,000 | $19,340 | 0.0% | $0.10 | — | Call | Y58473102 |
| RNWWW | RENEW ENERGY GLOBAL PLC | 53,493 | $17,786 | 0.0% | $1.11 | — | *W EXP 08/21/202 | G7500M120 |
| — | STEM INC | 49,000 | $17,062 | 0.0% | — | — | Call | 85859N102 |
| VFSWW | VINFAST AUTO LTD | 34,528 | $14,156 | 0.0% | $3.07 | — | *W EXP 08/11/202 | Y9390M111 |
| — | INTUITIVE MACHINES INC | 4,357 | $10,936 | 0.0% | $2.51 | — | *W EXP 99/99/999 | 46125A118 |
| OPFI/WS | OPPFI INC | 47,164 | $9,904 | 0.0% | $0.36 | — | *W EXP 07/20/202 | 68386H111 |
| BBAI/WS | BIGBEAR AI HLDGS INC | 56,770 | $7,948 | 0.0% | $0.33 | — | *W EXP 12/08/202 | 08975B117 |
| JBLU | JETBLUE AWYS CORP | 1,200 | $7,872 | 0.0% | — | — | Put | 477143101 |
| AMPX | AMPRIUS TECHNOLOGIES INC | 6,700 | $7,437 | 0.0% | — | — | Call | 03214Q108 |
| LVWR/WS | LIVEWIRE GROUP INC | 79,000 | $7,031 | 0.0% | $0.51 | — | *W EXP 09/26/202 | 53838J113 |
| TE | FREYR BATTERY INC | 7,200 | $6,985 | 0.0% | — | — | Call | 35834F104 |
| — | VERTEX ENERGY INC | 55,300 | $6,393 | 0.0% | $2.75 | — | Put | 92534K107 |
| AMPX/WS | AMPRIUS TECHNOLOGIES INC | 44,378 | $6,212 | 0.0% | $0.47 | — | *W EXP 09/14/202 | 03214Q116 |
| — | CONTRA WTS CORE SCI& | 500 | $5,880 | 0.0% | $11.76 | — | WARR | 218WTS014 |
| — | VERTEX ENERGY INC | 49,111 | $5,677 | 0.0% | $2.75 | — | COM | 92534K107 |
| — | MAXEON SOLAR TECHNOLOGIES LT | 28,700 | $2,775 | 0.0% | $0.10 | — | Put | Y58473102 |
| PSQH | PSQ HOLDINGS INC | 900 | $2,214 | 0.0% | — | — | Call | 693691107 |
| SURG | SURGEPAYS INC | 1,100 | $2,024 | 0.0% | — | — | Call | 86882L204 |
| MNYWW | MONEYHERO LIMITED | 49,000 | $1,617 | 0.0% | $0.08 | — | *W EXP 09/13/202 | G6202B119 |
| GAME | GAMESQUARE HLDGS INC | 1,600 | $1,168 | 0.0% | — | — | Call | 36468G103 |
| — | UCOMMUNE INTERNATIONAL LTD | 48,592 | $505 | 0.0% | $0.08 | — | *W EXP 11/01/202 | G9449A118 |
| CSSLQ | WTS/CHICKEN SOUP FOR THE SOUL 11.5000EXP10/22/2026 | 156,418 | $501 | 0.0% | $0.06 | — | WARR | 16842Q134 |
| ASCRF | RTS/A SPAC II ACQUISITION CORP EXP12/31/2099 | 25,319 | $327 | 0.0% | $0.10 | — | EQUITY | G0543H133 |
| — | BROOGE ENERGY LTD | 90,000 | $324 | 0.0% | $0.02 | — | *W EXP 12/20/202 | G1611B115 |
| — | WTS/VIVEON HEALTH ACQUISITION EXP12/31/2049 | 60,777 | $304 | 0.0% | $0.21 | — | WARR | 92853V114 |
| PSQH | PSQ HOLDINGS INC | 100 | $246 | 0.0% | — | — | Put | 693691107 |
| ASCWF | WTS/A SPAC II ACQUISITION CORP EXP10/15/2026 | 22,000 | $158 | 0.0% | $0.02 | — | WARR | G0543H117 |
| — | VERTEX ENERGY INC | 1,000 | $116 | 0.0% | $2.75 | — | Call | 92534K107 |
| TE/WS | FREYR BATTERY INC | 2,094 | $116 | 0.0% | $0.06 | — | *W EXP 07/09/202 | 35834F112 |
| EVTWF | VERTICAL AEROSPACE LTD | 2,800 | $52 | 0.0% | $0.02 | — | *W EXP 12/16/202 | G9471C115 |
| ANGHW | ANGHAMI INC | 3,098 | $47 | 0.0% | $0.02 | — | *W EXP 02/03/202 | G0369L119 |
| ICCRW | WTS/ICORECONNECT INC. EXP08/21/2028 | 16,750 | $18 | 0.0% | — | — | WARR | 450958111 |
| PMVCW | WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 9,826 | $3 | 0.0% | $0.00 | — | WARR | 693486110 |
| — | WTS/DISCOVERY LABS INC. 2.8000 EXP02/22/2016 | 8,750 | $0 | 0.0% | — | — | WARR | 254993397 |
| CLVRW | WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 35,519 | $0 | 0.0% | $0.03 | — | WARR | 186760112 |
| AGLWQ | AGILETHOUGHT INC 11.5000EXP01/10/2025 | 46,807 | $0 | 0.0% | $0.04 | — | WARR | 00857F118 |
| — | WTS/XOMA CORPORATION 1.7600 EXP03/09/2017 | 9,470 | $0 | 0.0% | — | — | WARR | 983992991 |
| — | WTS/SEMILUX INTERNATIONAL LTD EXP12/31/2024 | 26,250 | $0 | 0.0% | — | — | WARR | G8021C112 |
| — | WTS/SELINA HOSPITALITY PLC EXP01/01/2059 | 12,649,446 | $0 | 0.0% | — | — | WARR | 813992435 |
| — | WTS/PYXIS ONCOLOGY INC EXP07/29/2027 | 73,130 | $0 | 0.0% | — | — | WARR | 747324119 |
| — | WTS/PARKER DRILLING COMPANY EXP09/16/2024 | 29,534 | $0 | 0.0% | $0.02 | — | WARR | 701081119 |
| — | WTS/MODULAR MEDICAL INC. 6.6000 EXP02/14/2027 | 24,000 | $0 | 0.0% | — | — | WARR | 60785L116 |
| — | WTS/HECLA MINING COMPANY 2.4500 EXP06/09/2014 | 50,000 | $0 | 0.0% | — | — | WARR | 422992792 |
| GNRWQ | WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 13,100 | $0 | 0.0% | — | — | WARR | 395392111 |
| — | WTS/FIBROCELL SCIENCE INC. 0.3000 EXP05/24/2017 | 250,000 | $0 | 0.0% | — | — | WARR | 315991380 |
| — | WTS/ENVIRONMENTAL IMPACT ACQUI 11.5000EXP09/30/2027 | 5,000 | $0 | 0.0% | — | — | WARR | 39536G113 |
| — | LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 392,968 | $0 | 0.0% | $0.85 | — | WARR | 53228T119 |
| SLNWF | SELINA HOSPITALITY PLC 11.5000EXP02/26/2023 | 100 | $0 | 0.0% | — | — | WARR | G8059B119 |
| — | SELINA HOSPITALITY PLC 6 11/01/2029 | 3,468,891 | $0 | 0.0% | — | — | FIXED INCOME | 81635BAE8 |
| SHPSQ | SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 155,696 | $0 | 0.0% | $0.01 | — | WARR | 81947T110 |
| — | WTS/CELSION CORP 5.2400 EXP03/30/2015 | 50,000 | $0 | 0.0% | — | — | WARR | 151992708 |
| — | WTS/CELLECTAR BIOSCIENCES INC EXP06/08/2025 | 32,500 | $0 | 0.0% | — | — | WARR | 15117F187 |
| — | WTS/CALLON PETROLEUM COMPANY 10.0000 EXP12/29/2010 | 25,000 | $0 | 0.0% | — | — | WARR | 131990608 |
| — | MF GLOBAL HOLDINGS LTD CONV PFD PRIV PL/144A SERIES B | 50 | $0 | 0.0% | — | — | EQUITY | 55277J306 |
| — | WTS/BRICKELL BIOTECH INC. EXP10/27/2025 | 1,544 | $0 | 0.0% | — | — | WARR | 10802T147 |
| — | WTS/ALLEGRO MERGER CORP EXP01/06/25 | 45,000 | $0 | 0.0% | — | — | WARR | 01749N111 |
| UPHLW | UPHEALTH INC 11.5000EXP07/01/2024 | 61,593 | $0 | 0.0% | $0.29 | — | WARR | 91532B119 |
| — | WTS/CELSION CORPORATION 2.7700 EXP12/02/2017 | 200,000 | $0 | 0.0% | — | — | WARR | 151993052 |
| — | CELSION CORP 2.3600 EXP12/06/2016 | 166,217 | $0 | 0.0% | — | — | WARR | 151993276 |
| — | FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 242,802 | $0 | 0.0% | $0.55 | — | WARR | 31423J110 |
| — | LEHMAN BROTHERS HOLDINGS INC. CONV PFD 5.2500 03/06/2032 | 2,366 | $0 | 0.0% | — | — | EQUITY | 525ESC810 |