Nierenberg Investment Management Company, Inc. Diversified Active

CIK: 0001282683 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Aug 13, 2021

Total Value ($000): $121,769 (100.0% shares, 0.0% debt)

Holdings (36)

— MR COOPER GROUP 20.8%

Value ($000) $25,363 Shares 767,195 Est. Cost $31.03 Unrealized —

Value ($000) $16,900 Shares 759,188 Est. Cost $13.53 Unrealized +40.2%

CTLP CANTALOUPE 11.7%

Value ($000) $14,291 Shares 1,204,940 Est. Cost $11.73 Unrealized 0.0%

FLR FLUOR 11.7%

Value ($000) $14,190 Shares 801,708 Est. Cost $15.08 Unrealized +36.7%

CRD/B CRAWFORD & CO CL B 11.5%

Value ($000) $13,986 Shares 1,626,307 Est. Cost $6.26 Unrealized +29.9%

— POTBELLY 9.4%

Value ($000) $11,400 Shares 1,443,086 Est. Cost $6.55 Unrealized —

— FLOTEK INDS DEL 6.9%

Value ($000) $8,375 Shares 4,840,969 Est. Cost $3.67 Unrealized —

GBX GREENBRIER COS 1.7%

Value ($000) $2,037 Shares 46,750 Est. Cost $33.60 Unrealized +20.5%

PBI PITNEY BOWES 1.5%

Value ($000) $1,847 Shares 210,600 Est. Cost $7.63 Unrealized +9.3%

DRTTF DIRTT ENVIRONMENTAL SOLUTIONS 1.4%

Value ($000) $1,728 Shares 404,175 Est. Cost $2.61 Unrealized +32.0%

— SOUTHWESTERN ENERGY CO 0.8%

Value ($000) $924 Shares 162,895 Est. Cost $2.98 Unrealized —

KBR KBR INC 0.7%

Value ($000) $833 Shares 21,830 Est. Cost $26.12 Unrealized +44.5%

— PZENA INVT MGMT CLASS A 0.7%

Value ($000) $821 Shares 74,610 Est. Cost $7.30 Unrealized —

DBI DESIGNER BRANDS CL A 0.6%

Value ($000) $735 Shares 44,430 Est. Cost $5.95 Unrealized +164.7%

— HEIDRICK & STRUGGLES INTL 0.6%

Value ($000) $717 Shares 16,100 Est. Cost $29.38 Unrealized —

HURC HURCO CO 0.5%

Value ($000) $669 Shares 19,110 Est. Cost $33.51 Unrealized +3.8%

RRC RANGE RES 0.5%

Value ($000) $633 Shares 37,775 Est. Cost $10.75 Unrealized +16.7%

BBW BUILD-A-BEAR WORKSHOP 0.5%

Value ($000) $615 Shares 35,555 Est. Cost $5.20 Unrealized +93.3%

RAIL FREIGHTCAR AMER 0.4%

Value ($000) $537 Shares 90,555 Est. Cost $2.19 Unrealized +177.1%

ORN ORION GROUP HLDGS 0.4%

Value ($000) $501 Shares 87,055 Est. Cost $3.88 Unrealized +50.0%

— ARC DOCUMENT SOLUTIONS 0.4%

Value ($000) $432 Shares 201,110 Est. Cost $1.48 Unrealized —

UNFI UNITED NAT FOODS 0.3%

Value ($000) $408 Shares 11,030 Est. Cost $16.74 Unrealized +117.3%

RYZ RYERSON HLDG 0.3%

Value ($000) $374 Shares 25,610 Est. Cost $9.80 Unrealized +61.2%

OZK BANK OZK 0.3%

Value ($000) $373 Shares 8,855 Est. Cost $35.29 Unrealized 0.0%

HOPE HOPE BANCORP INC 0.3%

Value ($000) $369 Shares 25,995 Est. Cost $11.48 Unrealized +32.1%

INSW INTERNATIONAL SEAWAYS 0.3%

Value ($000) $369 Shares 19,255 Est. Cost $12.32 Unrealized 0.0%

FFIC FLUSHING FINL CORP 0.3%

Value ($000) $366 Shares 17,075 Est. Cost $17.52 Unrealized 0.0%

— TUPPERWARE BRANDS 0.3%

Value ($000) $356 Shares 14,975 Est. Cost $23.77 Unrealized —

— LAZARD SHS A 0.3%

Value ($000) $328 Shares 7,255 Est. Cost $45.21 Unrealized —

CRD/A CRAWFORD & CO CL A 0.2%

Value ($000) $301 Shares 33,191 Est. Cost $6.63 Unrealized +30.2%

— AT HOME GROUP 0.2%

Value ($000) $205 Shares 5,555 Est. Cost $36.90 Unrealized —

DHC DIVERSIFIED HEALTHCARE TR SH BEN INT 0.2%

Value ($000) $201 Shares 47,995 Est. Cost $4.19 Unrealized —

— CEDAR REALTY TRUST 0.2%

Value ($000) $198 Shares 11,755 Est. Cost $14.89 Unrealized —

— SOUTHWESTERN ENERGY CO 01/21/22 CALL @3.500 0.1%

Value ($000) $170 Shares 3,000 Est. Cost — Unrealized —

— PITNEY-BOWES 01/21/22 CALL @10.000 0.1%

Value ($000) $118 Shares 13,400 Est. Cost — Unrealized —

NL NL INDS 0.1%

Value ($000) $99 Shares 15,285 Est. Cost $3.28 Unrealized +59.6%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	MR COOPER GROUP	767,195	$25,363	20.8%	$31.03	—	COM	62482R107
EQT	EQT	759,188	$16,900	13.9%	$13.53	+40.2%	COM	26884L109
CTLP	CANTALOUPE	1,204,940	$14,291	11.7%	$11.73	0.0%	COM	138103106
FLR	FLUOR	801,708	$14,190	11.7%	$15.08	+36.7%	COM	343412102
CRD/B	CRAWFORD & CO CL B	1,626,307	$13,986	11.5%	$6.26	+29.9%	CL B	224633107
—	POTBELLY	1,443,086	$11,400	9.4%	$6.55	—	COM	73754Y100
—	FLOTEK INDS DEL	4,840,969	$8,375	6.9%	$3.67	—	COM	343389102
GBX	GREENBRIER COS	46,750	$2,037	1.7%	$33.60	+20.5%	COM	393657101
PBI	PITNEY BOWES	210,600	$1,847	1.5%	$7.63	+9.3%	COM	724479100
DRTTF	DIRTT ENVIRONMENTAL SOLUTIONS	404,175	$1,728	1.4%	$2.61	+32.0%	COM	25490H106
—	SOUTHWESTERN ENERGY CO	162,895	$924	0.8%	$2.98	—	COM	845467109
KBR	KBR INC	21,830	$833	0.7%	$26.12	+44.5%	COM	48242W106
—	PZENA INVT MGMT CLASS A	74,610	$821	0.7%	$7.30	—	CLASS A	74731Q103
DBI	DESIGNER BRANDS CL A	44,430	$735	0.6%	$5.95	+164.7%	CL A	250565108
—	HEIDRICK & STRUGGLES INTL	16,100	$717	0.6%	$29.38	—	COM	422819102
HURC	HURCO CO	19,110	$669	0.5%	$33.51	+3.8%	COM	447324104
RRC	RANGE RES	37,775	$633	0.5%	$10.75	+16.7%	COM	75281A109
BBW	BUILD-A-BEAR WORKSHOP	35,555	$615	0.5%	$5.20	+93.3%	COM	120076104
RAIL	FREIGHTCAR AMER	90,555	$537	0.4%	$2.19	+177.1%	COM	357023100
ORN	ORION GROUP HLDGS	87,055	$501	0.4%	$3.88	+50.0%	COM	68628V308
—	ARC DOCUMENT SOLUTIONS	201,110	$432	0.4%	$1.48	—	COM	00191G103
UNFI	UNITED NAT FOODS	11,030	$408	0.3%	$16.74	+117.3%	COM	911163103
RYZ	RYERSON HLDG	25,610	$374	0.3%	$9.80	+61.2%	COM	783754104
OZK	BANK OZK	8,855	$373	0.3%	$35.29	0.0%	COM	06417N103
HOPE	HOPE BANCORP INC	25,995	$369	0.3%	$11.48	+32.1%	COM	43940T109
INSW	INTERNATIONAL SEAWAYS	19,255	$369	0.3%	$12.32	0.0%	COM	Y41053102
FFIC	FLUSHING FINL CORP	17,075	$366	0.3%	$17.52	0.0%	COM	343873105
—	TUPPERWARE BRANDS	14,975	$356	0.3%	$23.77	—	COM	899896104
—	LAZARD SHS A	7,255	$328	0.3%	$45.21	—	COM	G54050102
CRD/A	CRAWFORD & CO CL A	33,191	$301	0.2%	$6.63	+30.2%	CL A	224633206
—	AT HOME GROUP	5,555	$205	0.2%	$36.90	—	COM	04650Y100
DHC	DIVERSIFIED HEALTHCARE TR SH BEN INT	47,995	$201	0.2%	$4.19	—	COM	25525P107
—	CEDAR REALTY TRUST	11,755	$198	0.2%	$14.89	—	COM NEW	150602605
—	SOUTHWESTERN ENERGY CO 01/21/22 CALL @3.500	3,000	$170	0.1%	—	—	Call	845467909
—	PITNEY-BOWES 01/21/22 CALL @10.000	13,400	$118	0.1%	—	—	Call	724479900
NL	NL INDS	15,285	$99	0.1%	$3.28	+59.6%	COM NEW	629156407