Nierenberg Investment Management Company, Inc. Diversified Active

CIK: 0001282683 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 10, 2021

Total Value ($000): $128,975 (100.0% shares, 0.0% debt)

Holdings (39)

— MR COOPER GROUP INC 24.5%

Value ($000) $31,585 Shares 767,195 Est. Cost $31.03 Unrealized —

EQT EQT CORP 12.0%

Value ($000) $15,533 Shares 759,188 Est. Cost $13.53 Unrealized +34.3%

CRD/B CRAWFORD & CO 11.3%

Value ($000) $14,572 Shares 1,626,307 Est. Cost $6.26 Unrealized +32.4%

FLR FLUOR CORP NEW 10.1%

Value ($000) $13,000 Shares 814,008 Est. Cost $15.10 Unrealized +8.7%

CTLP CANTALOUPE INC 10.1%

Value ($000) $12,989 Shares 1,204,940 Est. Cost $11.73 Unrealized -11.7%

— POTBELLY CORP 8.1%

Value ($000) $10,448 Shares 1,541,027 Est. Cost $6.57 Unrealized —

— FLOTEK INDS INC DEL 4.7%

Value ($000) $6,100 Shares 4,840,969 Est. Cost $3.67 Unrealized —

PBI PITNEY BOWES INC 4.6%

Value ($000) $5,917 Shares 820,600 Est. Cost $7.78 Unrealized +0.7%

PETS PETMED EXPRESS INC 1.7%

Value ($000) $2,163 Shares 80,498 Est. Cost $28.80 Unrealized 0.0%

GBX GREENBRIER COS INC 1.6%

Value ($000) $2,010 Shares 46,750 Est. Cost $33.60 Unrealized +13.1%

DRTTF DIRTT ENVIRONMENTAL SOLUTION 1.0%

Value ($000) $1,253 Shares 404,175 Est. Cost $2.61 Unrealized +50.0%

— HEIDRICK & STRUGGLES INTL IN 0.7%

Value ($000) $910 Shares 20,380 Est. Cost $32.59 Unrealized —

— SOUTHWESTERN ENERGY CO 0.7%

Value ($000) $902 Shares 162,895 Est. Cost $2.98 Unrealized —

KBR KBR INC 0.7%

Value ($000) $884 Shares 22,430 Est. Cost $26.41 Unrealized +40.2%

RRC RANGE RES CORP 0.7%

Value ($000) $855 Shares 37,775 Est. Cost $10.75 Unrealized +50.8%

— PZENA INVT MGMT INC 0.6%

Value ($000) $734 Shares 74,610 Est. Cost $7.30 Unrealized —

HURC HURCO CO 0.6%

Value ($000) $727 Shares 22,550 Est. Cost $33.47 Unrealized -0.5%

— ARC DOCUMENT SOLUTIONS INC 0.5%

Value ($000) $699 Shares 237,110 Est. Cost $1.70 Unrealized —

RYZ RYERSON HLDG CORP 0.5%

Value ($000) $637 Shares 28,610 Est. Cost $10.83 Unrealized +81.0%

DBI DESIGNER BRANDS INC 0.5%

Value ($000) $619 Shares 44,430 Est. Cost $5.95 Unrealized +117.4%

UNFI UNITED NAT FOODS INC 0.5%

Value ($000) $618 Shares 12,770 Est. Cost $19.28 Unrealized +83.6%

BBW BUILD-A-BEAR WORKSHOP INC 0.5%

Value ($000) $602 Shares 35,555 Est. Cost $5.20 Unrealized +166.7%

INSW INTERNATIONAL SEAWAYS INC 0.4%

Value ($000) $496 Shares 27,230 Est. Cost $12.07 Unrealized -5.0%

ORN ORION GROUP HLDGS INC 0.4%

Value ($000) $474 Shares 87,055 Est. Cost $3.88 Unrealized +41.0%

VVX VECTRUS INC 0.3%

Value ($000) $429 Shares 8,525 Est. Cost $47.24 Unrealized 0.0%

AP AMPCO-PITTSBURG CORP 0.3%

Value ($000) $412 Shares 87,555 Est. Cost $5.34 Unrealized 0.0%

RAIL FREIGHTCAR AMER INC 0.3%

Value ($000) $410 Shares 90,555 Est. Cost $2.19 Unrealized +140.2%

HOFT HOOKER FURNISHINGS CORPORATION 0.3%

Value ($000) $407 Shares 15,075 Est. Cost $31.96 Unrealized 0.0%

DHC DIVERSIFIED HEALTHCARE TR 0.3%

Value ($000) $401 Shares 118,350 Est. Cost $3.71 Unrealized —

FFIC FLUSHING FINL CORP 0.3%

Value ($000) $386 Shares 17,075 Est. Cost $17.52 Unrealized -1.3%

HOPE HOPE BANCORP INC 0.3%

Value ($000) $375 Shares 25,995 Est. Cost $11.48 Unrealized +18.7%

CRD/A CRAWFORD & CO 0.2%

Value ($000) $298 Shares 33,191 Est. Cost $6.63 Unrealized +30.0%

— CEDAR REALTY TRUST INC 0.2%

Value ($000) $255 Shares 11,755 Est. Cost $14.89 Unrealized —

— MERITOR INC 0.2%

Value ($000) $204 Shares 9,595 Est. Cost $21.26 Unrealized —

WNC WABASH NATL CORP 0.2%

Value ($000) $201 Shares 13,255 Est. Cost $13.50 Unrealized 0.0%

— SOUTHWESTERN ENERGY CO 0.1%

Value ($000) $166 Shares 30,000 Est. Cost $2.98 Unrealized —

DHC DIVERSIFIED HEALTHCARE TR 0.1%

Value ($000) $119 Shares 35,100 Est. Cost $3.71 Unrealized —

PBI PITNEY BOWES INC 0.1%

Value ($000) $97 Shares 13,400 Est. Cost $7.78 Unrealized +0.7%

NL NL INDS INC 0.1%

Value ($000) $88 Shares 15,285 Est. Cost $3.28 Unrealized +36.5%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	MR COOPER GROUP INC	767,195	$31,585	24.5%	$31.03	—	COM	62482R107
EQT	EQT CORP	759,188	$15,533	12.0%	$13.53	+34.3%	COM	26884L109
CRD/B	CRAWFORD & CO	1,626,307	$14,572	11.3%	$6.26	+32.4%	CL B	224633107
FLR	FLUOR CORP NEW	814,008	$13,000	10.1%	$15.10	+8.7%	COM	343412102
CTLP	CANTALOUPE INC	1,204,940	$12,989	10.1%	$11.73	-11.7%	COM	138103106
—	POTBELLY CORP	1,541,027	$10,448	8.1%	$6.57	—	COM	73754Y100
—	FLOTEK INDS INC DEL	4,840,969	$6,100	4.7%	$3.67	—	COM	343389102
PBI	PITNEY BOWES INC	820,600	$5,917	4.6%	$7.78	+0.7%	COM	724479100
PETS	PETMED EXPRESS INC	80,498	$2,163	1.7%	$28.80	0.0%	COM	716382106
GBX	GREENBRIER COS INC	46,750	$2,010	1.6%	$33.60	+13.1%	COM	393657101
DRTTF	DIRTT ENVIRONMENTAL SOLUTION	404,175	$1,253	1.0%	$2.61	+50.0%	COM	25490H106
—	HEIDRICK & STRUGGLES INTL IN	20,380	$910	0.7%	$32.59	—	COM	422819102
—	SOUTHWESTERN ENERGY CO	162,895	$902	0.7%	$2.98	—	COM	845467109
KBR	KBR INC	22,430	$884	0.7%	$26.41	+40.2%	COM	48242W106
RRC	RANGE RES CORP	37,775	$855	0.7%	$10.75	+50.8%	COM	75281A109
—	PZENA INVT MGMT INC	74,610	$734	0.6%	$7.30	—	CLASS A	74731Q103
HURC	HURCO CO	22,550	$727	0.6%	$33.47	-0.5%	COM	447324104
—	ARC DOCUMENT SOLUTIONS INC	237,110	$699	0.5%	$1.70	—	COM	00191G103
RYZ	RYERSON HLDG CORP	28,610	$637	0.5%	$10.83	+81.0%	COM	783754104
DBI	DESIGNER BRANDS INC	44,430	$619	0.5%	$5.95	+117.4%	CL A	250565108
UNFI	UNITED NAT FOODS INC	12,770	$618	0.5%	$19.28	+83.6%	COM	911163103
BBW	BUILD-A-BEAR WORKSHOP INC	35,555	$602	0.5%	$5.20	+166.7%	COM	120076104
INSW	INTERNATIONAL SEAWAYS INC	27,230	$496	0.4%	$12.07	-5.0%	COM	Y41053102
ORN	ORION GROUP HLDGS INC	87,055	$474	0.4%	$3.88	+41.0%	COM	68628V308
VVX	VECTRUS INC	8,525	$429	0.3%	$47.24	0.0%	COM	92242T101
AP	AMPCO-PITTSBURG CORP	87,555	$412	0.3%	$5.34	0.0%	COM	032037103
RAIL	FREIGHTCAR AMER INC	90,555	$410	0.3%	$2.19	+140.2%	COM	357023100
HOFT	HOOKER FURNISHINGS CORPORATION	15,075	$407	0.3%	$31.96	0.0%	COM	439038100
DHC	DIVERSIFIED HEALTHCARE TR	118,350	$401	0.3%	$3.71	—	COM SH BEN INT	25525P107
FFIC	FLUSHING FINL CORP	17,075	$386	0.3%	$17.52	-1.3%	COM	343873105
HOPE	HOPE BANCORP INC	25,995	$375	0.3%	$11.48	+18.7%	COM	43940T109
CRD/A	CRAWFORD & CO	33,191	$298	0.2%	$6.63	+30.0%	CL A	224633206
—	CEDAR REALTY TRUST INC	11,755	$255	0.2%	$14.89	—	COM NEW	150602605
—	MERITOR INC	9,595	$204	0.2%	$21.26	—	COM	59001K100
WNC	WABASH NATL CORP	13,255	$201	0.2%	$13.50	0.0%	COM	929566107
—	SOUTHWESTERN ENERGY CO	30,000	$166	0.1%	$2.98	—	Call	845467109
DHC	DIVERSIFIED HEALTHCARE TR	35,100	$119	0.1%	$3.71	—	Call	25525P107
PBI	PITNEY BOWES INC	13,400	$97	0.1%	$7.78	+0.7%	Call	724479100
NL	NL INDS INC	15,285	$88	0.1%	$3.28	+36.5%	COM NEW	629156407