Mountain Lake Investment Management LLC Diversified Active

Location: San Francisco, CA

CIK: 0001308555 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 14, 2013

Total Value: $144M (100.0% shares, 0.0% debt)

Holdings (37)

— HILLENBRAND INC 7.6%

Value $10.92M Shares 398,815 Share Price $27.37 Est. Cost/Share $23.71 Unrealized @ Report Date —

CAR AVIS BUDGET GROUP 7.3%

Value $10.57M Shares 366,728 Share Price $28.83 Est. Cost/Share $28.49 Unrealized @ Report Date -0.3%

LUV SOUTHWEST AIRLS CO 6.0%

Value $8.677M Shares 595,932 Share Price $14.56 * Est. Cost/Share $11.86 Unrealized @ Report Date +0.2%

CE CELANESE CORP DEL 5.4%

Value $7.744M Shares 146,692 Share Price $52.79 * Est. Cost/Share $38.84 Unrealized @ Report Date 0.0%

— CHESAPEAKE ENERGY CORP 5.3%

Value $7.676M Shares 296,602 Share Price $25.88 Est. Cost/Share $20.38 Unrealized @ Report Date —

ORCL ORACLE CORP 5.3%

Value $7.603M Shares 229,206 Share Price $33.17 * Est. Cost/Share $27.07 Unrealized @ Report Date 0.0%

C CITIGROUP INC 4.8%

Value $6.893M Shares 142,096 Share Price $48.51 * Est. Cost/Share $35.76 Unrealized @ Report Date +5.2%

USB US BANCORP DEL 4.3%

Value $6.164M Shares 168,511 Share Price $36.58 * Est. Cost/Share $22.41 Unrealized @ Report Date +8.6%

AIG AMERICAN INTL GROUP INC 4.1%

Value $5.858M Shares 120,469 Share Price $48.63 * Est. Cost/Share $32.51 Unrealized @ Report Date +10.8%

HAL HALLIBURTON CO 3.8%

Value $5.518M Shares 114,602 Share Price $48.15 * Est. Cost/Share $33.21 Unrealized @ Report Date +12.4%

PHYS SPROTT PHYSICAL GOLD TRUST ETF 3.8%

Value $5.408M Shares 490,500 Share Price $11.03 Est. Cost/Share $10.28 Unrealized @ Report Date —

JPM JPMORGAN CHASE CO 3.6%

Value $5.213M Shares 100,851 Share Price $51.69 * Est. Cost/Share $38.52 Unrealized @ Report Date 0.0%

MS MORGAN STANLEY 3.5%

Value $5.065M Shares 187,948 Share Price $26.95 * Est. Cost/Share $17.33 Unrealized @ Report Date +13.4%

EXC EXELON CORP 3.5%

Value $5.027M Shares 169,612 Share Price $29.64 * Est. Cost/Share $14.03 Unrealized @ Report Date 0.0%

— WELLPOINT INC 2.9%

Value $4.216M Shares 50,424 Share Price $83.61 Est. Cost/Share $81.84 Unrealized @ Report Date —

LMT LOCKHEED MARTIN CORP 2.9%

Value $4.21M Shares 33,005 Share Price $127.56 * Est. Cost/Share $71.65 Unrealized @ Report Date +20.1%

— ISHARES GOLD TRUST 2.2%

Value $3.223M Shares 250,000 Share Price $12.89 Est. Cost/Share $11.99 Unrealized @ Report Date —

TRV TRAVELERS COMPANIES INC 2.2%

Value $3.109M Shares 36,672 Share Price $84.78 * Est. Cost/Share $63.44 Unrealized @ Report Date -1.0%

— LEUCADIA NATL CORP 2.0%

Value $2.87M Shares 105,345 Share Price $27.24 Est. Cost/Share $26.22 Unrealized @ Report Date —

— MFC INDL LTD 1.9%

Value $2.809M Shares 334,349 Share Price $8.40 Est. Cost/Share $8.07 Unrealized @ Report Date —

— NATIONAL OILWELL VARCO INC 1.9%

Value $2.685M Shares 34,381 Share Price $78.10 Est. Cost/Share $78.10 Unrealized @ Report Date —

CF CF INDS HLDGS INC 1.8%

Value $2.648M Shares 12,561 Share Price $210.81 * Est. Cost/Share $27.49 Unrealized @ Report Date 0.0%

— ONEOK PARTNERS LP 1.8%

Value $2.566M Shares 48,405 Share Price $53.01 Est. Cost/Share $52.44 Unrealized @ Report Date —

— MARKET VECTORS ETF TR 1.8%

Value $2.523M Shares 100,851 Share Price $25.02 Est. Cost/Share $24.50 Unrealized @ Report Date —

— PLY GEM HLDGS INC 1.5%

Value $2.173M Shares 155,402 Share Price $13.98 Est. Cost/Share $13.98 Unrealized @ Report Date —

DAL DELTA AIR LINES INC DEL 1.5%

Value $2.163M Shares 91,681 Share Price $23.59 * Est. Cost/Share $14.99 Unrealized @ Report Date +20.4%

— MCDERMOTT INTL INC 1.4%

Value $1.975M Shares 265,880 Share Price $7.43 Est. Cost/Share $7.84 Unrealized @ Report Date —

BRK/A BERKSHIRE HATHAWAY INC DEL 1.3%

Value $1.875M Shares 11 Share Price $170454.55 Est. Cost/Share $165023.42 Unrealized @ Report Date +4.8%

SLV ISHARES SILVER TRUST 1.2%

Value $1.713M Shares 81,979 Share Price $20.90 Est. Cost/Share $19.08 Unrealized @ Report Date —

UAL UNITED CONTL HLDGS INC 1.0%

Value $1.408M Shares 45,839 Share Price $30.72 * Est. Cost/Share $32.18 Unrealized @ Report Date 0.0%

— CHESAPEAKE ENERGY CORP 0.6%

Value $822K Shares 734 Share Price $1119.89 Est. Cost/Share — Unrealized @ Report Date —

AIZ ASSURANT INC 0.5%

Value $744K Shares 13,753 Share Price $54.10 * Est. Cost/Share $42.50 Unrealized @ Report Date 0.0%

— CENTRAL FD CDA LTD 0.5%

Value $741K Shares 50,383 Share Price $14.71 Est. Cost/Share $13.60 Unrealized @ Report Date —

NGD NEW GOLD INC CDA 0.4%

Value $631K Shares 105,435 Share Price $5.98 * Est. Cost/Share $6.81 Unrealized @ Report Date 0.0%

GLD SPDR GOLD TRUST 0.2%

Value $256K Shares 2,000 Share Price $128.00 Est. Cost/Share $119.14 Unrealized @ Report Date —

PSLV SPROTT PHYSICAL SILVER TRUST ETF 0.2%

Value $241K Shares 27,597 Share Price $8.73 Est. Cost/Share $7.94 Unrealized @ Report Date —

RAIL FREIGHTCAR AMER INC 0.1%

Value $165K Shares 7,976 Share Price $20.69 * Est. Cost/Share $18.91 Unrealized @ Report Date -2.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	HILLENBRAND INC	398,815	$10.92M	7.6%	$27.37	$23.71	—	COM	431571108
CAR	AVIS BUDGET GROUP	366,728	$10.57M	7.3%	$28.83	$28.49	-0.3%	COM	053774105
LUV	SOUTHWEST AIRLS CO	595,932	$8.677M	6.0%	$14.56 *	$11.86	+0.2%	COM	844741108
CE	CELANESE CORP DEL	146,692	$7.744M	5.4%	$52.79 *	$38.84	0.0%	COM SER A	150870103
—	CHESAPEAKE ENERGY CORP	296,602	$7.676M	5.3%	$25.88	$20.38	—	COM	165167107
ORCL	ORACLE CORP	229,206	$7.603M	5.3%	$33.17 *	$27.07	0.0%	COM	68389X105
C	CITIGROUP INC	142,096	$6.893M	4.8%	$48.51 *	$35.76	+5.2%	COM NEW	172967424
USB	US BANCORP DEL	168,511	$6.164M	4.3%	$36.58 *	$22.41	+8.6%	COM NEW	902973304
AIG	AMERICAN INTL GROUP INC	120,469	$5.858M	4.1%	$48.63 *	$32.51	+10.8%	COM NEW	026874784
HAL	HALLIBURTON CO	114,602	$5.518M	3.8%	$48.15 *	$33.21	+12.4%	COM	406216101
PHYS	SPROTT PHYSICAL GOLD TRUST ETF	490,500	$5.408M	3.8%	$11.03	$10.28	—	UNIT	85207H104
JPM	JPMORGAN CHASE CO	100,851	$5.213M	3.6%	$51.69 *	$38.52	0.0%	COM	46625H100
MS	MORGAN STANLEY	187,948	$5.065M	3.5%	$26.95 *	$17.33	+13.4%	COM NEW	617446448
EXC	EXELON CORP	169,612	$5.027M	3.5%	$29.64 *	$14.03	0.0%	COM	30161N101
—	WELLPOINT INC	50,424	$4.216M	2.9%	$83.61	$81.84	—	COM	94973V107
LMT	LOCKHEED MARTIN CORP	33,005	$4.21M	2.9%	$127.56 *	$71.65	+20.1%	COM	539830109
—	ISHARES GOLD TRUST	250,000	$3.223M	2.2%	$12.89	$11.99	—	ISHARES	464285105
TRV	TRAVELERS COMPANIES INC	36,672	$3.109M	2.2%	$84.78 *	$63.44	-1.0%	COM	89417E109
—	LEUCADIA NATL CORP	105,345	$2.87M	2.0%	$27.24	$26.22	—	COM	527288104
—	MFC INDL LTD	334,349	$2.809M	1.9%	$8.40	$8.07	—	COM	55278T105
—	NATIONAL OILWELL VARCO INC	34,381	$2.685M	1.9%	$78.10	$78.10	—	COM	637071101
CF	CF INDS HLDGS INC	12,561	$2.648M	1.8%	$210.81 *	$27.49	0.0%	COM	125269100
—	ONEOK PARTNERS LP	48,405	$2.566M	1.8%	$53.01	$52.44	—	UNIT LTD PARTN	68268N103
—	MARKET VECTORS ETF TR	100,851	$2.523M	1.8%	$25.02	$24.50	—	GOLD MINER ETF	57060U100
—	PLY GEM HLDGS INC	155,402	$2.173M	1.5%	$13.98	$13.98	—	COM	72941W100
DAL	DELTA AIR LINES INC DEL	91,681	$2.163M	1.5%	$23.59 *	$14.99	+20.4%	COM NEW	247361702
—	MCDERMOTT INTL INC	265,880	$1.975M	1.4%	$7.43	$7.84	—	COM	580037109
BRK/A	BERKSHIRE HATHAWAY INC DEL	11	$1.875M	1.3%	$170454.55	$165023.42	+4.8%	CL A	084670108
SLV	ISHARES SILVER TRUST	81,979	$1.713M	1.2%	$20.90	$19.08	—	ISHARES	46428Q109
UAL	UNITED CONTL HLDGS INC	45,839	$1.408M	1.0%	$30.72 *	$32.18	0.0%	COM	910047109
—	CHESAPEAKE ENERGY CORP	734	$822K	0.6%	$1119.89	—	—	Call	165167907
AIZ	ASSURANT INC	13,753	$744K	0.5%	$54.10 *	$42.50	0.0%	COM	04621X108
—	CENTRAL FD CDA LTD	50,383	$741K	0.5%	$14.71	$13.60	—	CL A	153501101
NGD	NEW GOLD INC CDA	105,435	$631K	0.4%	$5.98 *	$6.81	0.0%	COM	644535106
GLD	SPDR GOLD TRUST	2,000	$256K	0.2%	$128.00	$119.14	—	GOLD SHS	78463V107
PSLV	SPROTT PHYSICAL SILVER TRUST ETF	27,597	$241K	0.2%	$8.73	$7.94	—	TR UNIT	85207K107
RAIL	FREIGHTCAR AMER INC	7,976	$165K	0.1%	$20.69 *	$18.91	-2.2%	COM	357023100