Mountain Lake Investment Management LLC Diversified Active

Location: San Francisco, CA

CIK: 0001308555 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 14, 2014

Total Value: $145M (100.0% shares, 0.0% debt)

Holdings (34)

GLD SPDR GOLD TRUST 6.1%

Value $8.805M Shares 75,826 Share Price $116.12 Est. Cost/Share $116.20 Unrealized @ Report Date —

ORCL ORACLE CORP 6.0%

Value $8.769M Shares 229,206 Share Price $38.26 * Est. Cost/Share $27.07 Unrealized @ Report Date +6.4%

CAR AVIS BUDGET GROUP 6.0%

Value $8.672M Shares 214,552 Share Price $40.42 * Est. Cost/Share $28.49 Unrealized @ Report Date +11.7%

LUV SOUTHWEST AIRLS CO 5.8%

Value $8.368M Shares 444,151 Share Price $18.84 * Est. Cost/Share $11.86 Unrealized @ Report Date +28.7%

C CITIGROUP INC 5.8%

Value $8.367M Shares 160,559 Share Price $52.11 * Est. Cost/Share $35.98 Unrealized @ Report Date +4.7%

— PRECISION DRILLING CORP 5.8%

Value $8.348M Shares 890,916 Share Price $9.37 Est. Cost/Share $9.37 Unrealized @ Report Date —

CE CELANESE CORP DEL 5.6%

Value $8.114M Shares 146,692 Share Price $55.31 * Est. Cost/Share $38.84 Unrealized @ Report Date +13.6%

— CHESAPEAKE ENERGY CORP 5.5%

Value $8.05M Shares 296,602 Share Price $27.14 Est. Cost/Share $20.38 Unrealized @ Report Date —

EXC EXELON CORP 4.3%

Value $6.257M Shares 228,440 Share Price $27.39 * Est. Cost/Share $13.77 Unrealized @ Report Date -5.3%

JPM JPMORGAN CHASE CO 4.1%

Value $5.898M Shares 100,851 Share Price $58.48 * Est. Cost/Share $38.52 Unrealized @ Report Date +2.9%

HY HYSTER YALE MATLS HANDLING I 3.9%

Value $5.661M Shares 60,765 Share Price $93.16 * Est. Cost/Share $65.22 Unrealized @ Report Date 0.0%

MS MORGAN STANLEY 3.9%

Value $5.598M Shares 178,502 Share Price $31.36 * Est. Cost/Share $17.33 Unrealized @ Report Date +25.8%

— HILLENBRAND INC 3.8%

Value $5.511M Shares 187,322 Share Price $29.42 Est. Cost/Share $23.71 Unrealized @ Report Date —

— NATIONAL OILWELL VARCO INC 3.8%

Value $5.487M Shares 68,990 Share Price $79.53 Est. Cost/Share $78.82 Unrealized @ Report Date —

AIG AMERICAN INTL GROUP INC 3.6%

Value $5.248M Shares 102,798 Share Price $51.05 * Est. Cost/Share $32.51 Unrealized @ Report Date +16.5%

CF CF INDS HLDGS INC 3.1%

Value $4.49M Shares 19,268 Share Price $233.03 * Est. Cost/Share $28.88 Unrealized @ Report Date +9.0%

— EXPRESS SCRIPTS HLDG CO 2.9%

Value $4.189M Shares 59,637 Share Price $70.24 Est. Cost/Share $70.24 Unrealized @ Report Date —

— WELLPOINT INC 2.8%

Value $3.997M Shares 43,258 Share Price $92.40 Est. Cost/Share $81.84 Unrealized @ Report Date —

USB US BANCORP DEL 2.2%

Value $3.138M Shares 77,669 Share Price $40.40 * Est. Cost/Share $22.41 Unrealized @ Report Date +13.2%

— LEUCADIA NATL CORP 2.1%

Value $3.043M Shares 107,367 Share Price $28.34 Est. Cost/Share $26.26 Unrealized @ Report Date —

— ONEOK PARTNERS LP 1.8%

Value $2.66M Shares 50,531 Share Price $52.64 Est. Cost/Share $52.45 Unrealized @ Report Date —

HAL HALLIBURTON CO 1.8%

Value $2.561M Shares 50,461 Share Price $50.75 * Est. Cost/Share $33.21 Unrealized @ Report Date +24.3%

— MFC INDL LTD 1.8%

Value $2.56M Shares 320,401 Share Price $7.99 Est. Cost/Share $8.07 Unrealized @ Report Date —

— MARKET VECTORS ETF TR 1.7%

Value $2.412M Shares 77,670 Share Price $31.05 Est. Cost/Share $31.05 Unrealized @ Report Date —

PSLV SPROTT PHYSICAL SILVER TR 1.4%

Value $2.074M Shares 274,128 Share Price $7.57 Est. Cost/Share $7.60 Unrealized @ Report Date —

— MCDERMOTT INTL INC 1.2%

Value $1.68M Shares 183,457 Share Price $9.16 Est. Cost/Share $7.84 Unrealized @ Report Date —

NC NACCO INDS INC 1.1%

Value $1.586M Shares 25,510 Share Price $62.17 * Est. Cost/Share $10.36 Unrealized @ Report Date 0.0%

BRK/A BERKSHIRE HATHAWAY INC DEL 0.9%

Value $1.245M Shares 7 Share Price $177857.14 * Est. Cost/Share $165023.42 Unrealized @ Report Date +5.1%

NGD NEW GOLD INC CDA 0.7%

Value $958K Shares 182,752 Share Price $5.24 * Est. Cost/Share $6.23 Unrealized @ Report Date -12.7%

— ENSCO PLC 0.5%

Value $784K Shares 13,707 Share Price $57.20 Est. Cost/Share $57.20 Unrealized @ Report Date —

PHYS SPROTT PHYSICAL GOLD TRUST 0.2%

Value $295K Shares 29,613 Share Price $9.96 Est. Cost/Share $10.28 Unrealized @ Report Date —

— COOPER TIRE RUBR CO 0.1%

Value $149K Shares 6,214 Share Price $23.98 Est. Cost/Share $23.98 Unrealized @ Report Date —

BTG B2GOLD CORP 0.1%

Value $92,000 Shares 45,688 Share Price $2.01 * Est. Cost/Share $1.78 Unrealized @ Report Date 0.0%

— SPDR SP 500 ETF TR 0.0%

Value $20,000 Shares 183 Share Price $109.29 Est. Cost/Share $109.29 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
GLD	SPDR GOLD TRUST	75,826	$8.805M	6.1%	$116.12	$116.20	—	GOLD SHS	78463V107
ORCL	ORACLE CORP	229,206	$8.769M	6.0%	$38.26 *	$27.07	+6.4%	COM	68389X105
CAR	AVIS BUDGET GROUP	214,552	$8.672M	6.0%	$40.42 *	$28.49	+11.7%	COM	053774105
LUV	SOUTHWEST AIRLS CO	444,151	$8.368M	5.8%	$18.84 *	$11.86	+28.7%	COM	844741108
C	CITIGROUP INC	160,559	$8.367M	5.8%	$52.11 *	$35.98	+4.7%	COM NEW	172967424
—	PRECISION DRILLING CORP	890,916	$8.348M	5.8%	$9.37	$9.37	—	COM 2010	74022D308
CE	CELANESE CORP DEL	146,692	$8.114M	5.6%	$55.31 *	$38.84	+13.6%	COM SER A	150870103
—	CHESAPEAKE ENERGY CORP	296,602	$8.05M	5.5%	$27.14	$20.38	—	COM	165167107
EXC	EXELON CORP	228,440	$6.257M	4.3%	$27.39 *	$13.77	-5.3%	COM	30161N101
JPM	JPMORGAN CHASE CO	100,851	$5.898M	4.1%	$58.48 *	$38.52	+2.9%	COM	46625H100
HY	HYSTER YALE MATLS HANDLING I	60,765	$5.661M	3.9%	$93.16 *	$65.22	0.0%	CL A	449172105
MS	MORGAN STANLEY	178,502	$5.598M	3.9%	$31.36 *	$17.33	+25.8%	COM NEW	617446448
—	HILLENBRAND INC	187,322	$5.511M	3.8%	$29.42	$23.71	—	COM	431571108
—	NATIONAL OILWELL VARCO INC	68,990	$5.487M	3.8%	$79.53	$78.82	—	COM	637071101
AIG	AMERICAN INTL GROUP INC	102,798	$5.248M	3.6%	$51.05 *	$32.51	+16.5%	COM NEW	026874784
CF	CF INDS HLDGS INC	19,268	$4.49M	3.1%	$233.03 *	$28.88	+9.0%	COM	125269100
—	EXPRESS SCRIPTS HLDG CO	59,637	$4.189M	2.9%	$70.24	$70.24	—	COM	30219G108
—	WELLPOINT INC	43,258	$3.997M	2.8%	$92.40	$81.84	—	COM	94973V107
USB	US BANCORP DEL	77,669	$3.138M	2.2%	$40.40 *	$22.41	+13.2%	COM NEW	902973304
—	LEUCADIA NATL CORP	107,367	$3.043M	2.1%	$28.34	$26.26	—	COM	527288104
—	ONEOK PARTNERS LP	50,531	$2.66M	1.8%	$52.64	$52.45	—	UNIT LTD PARTN	68268N103
HAL	HALLIBURTON CO	50,461	$2.561M	1.8%	$50.75 *	$33.21	+24.3%	COM	406216101
—	MFC INDL LTD	320,401	$2.56M	1.8%	$7.99	$8.07	—	COM	55278T105
—	MARKET VECTORS ETF TR	77,670	$2.412M	1.7%	$31.05	$31.05	—	JR GOLD MINERS E	57061R544
PSLV	SPROTT PHYSICAL SILVER TR	274,128	$2.074M	1.4%	$7.57	$7.60	—	TR UNIT	85207K107
—	MCDERMOTT INTL INC	183,457	$1.68M	1.2%	$9.16	$7.84	—	COM	580037109
NC	NACCO INDS INC	25,510	$1.586M	1.1%	$62.17 *	$10.36	0.0%	CL A	629579103
BRK/A	BERKSHIRE HATHAWAY INC DEL	7	$1.245M	0.9%	$177857.14 *	$165023.42	+5.1%	CL A	084670108
NGD	NEW GOLD INC CDA	182,752	$958K	0.7%	$5.24 *	$6.23	-12.7%	COM	644535106
—	ENSCO PLC	13,707	$784K	0.5%	$57.20	$57.20	—	SHS CLASS A	G3157S106
PHYS	SPROTT PHYSICAL GOLD TRUST	29,613	$295K	0.2%	$9.96	$10.28	—	UNIT	85207H104
—	COOPER TIRE RUBR CO	6,214	$149K	0.1%	$23.98	$23.98	—	COM	216831107
BTG	B2GOLD CORP	45,688	$92,000	0.1%	$2.01 *	$1.78	0.0%	COM	11777Q209
—	SPDR SP 500 ETF TR	183	$20,000	0.0%	$109.29	$109.29	—	PUT	78462F953