PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE Diversified Active

CIK: 0001047859 · Show all filings

Period: Q4 2013 (Next →)

Filing Date: Feb 14, 2014

Total Value ($000): $148,751 (100.0% shares, 0.0% debt)

Holdings (20)

— SPECTRANETICS CORP 13.9%

Value ($000) $20,625 Shares 825,000 Est. Cost $25.00 Unrealized —

UAL UNITED CONTL HLDGS INC 10.2%

Value ($000) $15,132 Shares 400,000 Est. Cost $35.03 Unrealized 0.0%

MET METLIFE INC 9.6%

Value ($000) $14,289 Shares 265,000 Est. Cost $30.13 Unrealized 0.0%

AAL AMERICAN AIRLS GROUP INC 6.8%

Value ($000) $10,100 Shares 400,000 Est. Cost $21.78 Unrealized 0.0%

— LEGG MASON INC 6.6%

Value ($000) $9,783 Shares 225,000 Est. Cost $43.48 Unrealized —

IRIX IRIDEX CORP 6.3%

Value ($000) $9,407 Shares 925,000 Est. Cost $8.00 Unrealized 0.0%

TKR TIMKEN CO 5.9%

Value ($000) $8,811 Shares 160,000 Est. Cost $39.03 Unrealized 0.0%

— WORLD WRESTLING ENTMT INC 5.6%

Value ($000) $8,290 Shares 500,000 Est. Cost $16.58 Unrealized —

— WPX ENERGY INC 5.5%

Value ($000) $8,152 Shares 400,000 Est. Cost $20.38 Unrealized —

— GENERAL ELECTRIC CO 4.2%

Value ($000) $6,307 Shares 225,000 Est. Cost $28.03 Unrealized —

— CONSTELLIUM HOLDCO B V 4.2%

Value ($000) $6,187 Shares 265,900 Est. Cost $23.27 Unrealized —

— CASCADE MICROTECH INC 4.1%

Value ($000) $6,058 Shares 650,000 Est. Cost $9.32 Unrealized —

GLD SPDR GOLD TRUST 3.9%

Value ($000) $5,806 Shares 50,000 Est. Cost $116.12 Unrealized —

HON HONEYWELL INTL INC 3.1%

Value ($000) $4,568 Shares 50,000 Est. Cost $60.82 Unrealized 0.0%

— PAR PETROLEUM CORP 2.8%

Value ($000) $4,126 Shares 1,850,000 Est. Cost $2.23 Unrealized —

— COMMUNITY BANKERS TR CORP 2.2%

Value ($000) $3,279 Shares 872,117 Est. Cost $3.76 Unrealized —

GNE GENIE ENERGY LTD 2.1%

Value ($000) $3,063 Shares 300,000 Est. Cost $11.22 Unrealized 0.0%

— NORTHSTAR RLTY FIN CORP 1.8%

Value ($000) $2,690 Shares 200,000 Est. Cost $13.45 Unrealized —

NVGS NAVIGATOR HOLDINGS LTD 1.1%

Value ($000) $1,692 Shares 62,800 Est. Cost $39.40 Unrealized 0.0%

DLB DOLBY LABORATORIES INC 0.3%

Value ($000) $386 Shares 10,000 Est. Cost $31.02 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	SPECTRANETICS CORP	825,000	$20,625	13.9%	$25.00	—	COM	84760C107
UAL	UNITED CONTL HLDGS INC	400,000	$15,132	10.2%	$35.03	0.0%	COM	910047109
MET	METLIFE INC	265,000	$14,289	9.6%	$30.13	0.0%	COM	59156R108
AAL	AMERICAN AIRLS GROUP INC	400,000	$10,100	6.8%	$21.78	0.0%	COM	02376R102
—	LEGG MASON INC	225,000	$9,783	6.6%	$43.48	—	COM	524901105
IRIX	IRIDEX CORP	925,000	$9,407	6.3%	$8.00	0.0%	COM	462684101
TKR	TIMKEN CO	160,000	$8,811	5.9%	$39.03	0.0%	COM	887389104
—	WORLD WRESTLING ENTMT INC	500,000	$8,290	5.6%	$16.58	—	CL A	98156Q108
—	WPX ENERGY INC	400,000	$8,152	5.5%	$20.38	—	COM	98212B103
—	GENERAL ELECTRIC CO	225,000	$6,307	4.2%	$28.03	—	COM	369604103
—	CONSTELLIUM HOLDCO B V	265,900	$6,187	4.2%	$23.27	—	CL A	N22035104
—	CASCADE MICROTECH INC	650,000	$6,058	4.1%	$9.32	—	COM	147322101
GLD	SPDR GOLD TRUST	50,000	$5,806	3.9%	$116.12	—	GOLD SHS	78463V107
HON	HONEYWELL INTL INC	50,000	$4,568	3.1%	$60.82	0.0%	COM	438516106
—	PAR PETROLEUM CORP	1,850,000	$4,126	2.8%	$2.23	—	COM	69888T108
—	COMMUNITY BANKERS TR CORP	872,117	$3,279	2.2%	$3.76	—	COM	203612106
GNE	GENIE ENERGY LTD	300,000	$3,063	2.1%	$11.22	0.0%	CL B	372284208
—	NORTHSTAR RLTY FIN CORP	200,000	$2,690	1.8%	$13.45	—	COM	66704R100
NVGS	NAVIGATOR HOLDINGS LTD	62,800	$1,692	1.1%	$39.40	0.0%	SHS	Y62132108
DLB	DOLBY LABORATORIES INC	10,000	$386	0.3%	$31.02	0.0%	COM	25659T107