Location: Blue Bell, PA
CIK: 0001352860 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: Apr 23, 2019
Total Value: $214M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF | 152,289 | $43.02M | 20.1% | $197.68 | — | COM | 78462F103 |
| — | General American Investors | 711,838 | $23.71M | 11.1% | $32.41 | — | COM | 368802104 |
| SCHX | Schwab U.S. Large-Cap | 277,478 | $18.76M | 8.8% | $55.60 | — | COM | 808524201 |
| — | Adams Express Co | 1,147,276 | $16.57M | 7.7% | $12.97 | — | COM | 006212104 |
| — | Tri Continental Corp | 561,309 | $14.76M | 6.9% | $19.54 | — | COM | 895436103 |
| SCHB | Schwab U.S. Broad Market | 162,071 | $11.03M | 5.2% | $57.04 | — | COM | 808524102 |
| — | Liberty All Star Eq Fd | 1,249,402 | $7.634M | 3.6% | $5.36 | — | COM | 530158104 |
| — | Invesco S&P 500 Equal Weight ETF | 59,138 | $6.176M | 2.9% | $91.42 | — | COM | 78355W106 |
| — | Royce Value Trust | 402,473 | $5.538M | 2.6% | $14.26 | — | COM | 780910105 |
| — | SPDR Dow Jones Industrial Average ETF | 20,868 | $5.408M | 2.5% | $160.73 | — | COM | 252787106 |
| — | Dividend & Income Fund | 460,382 | $5.23M | 2.4% | $11.61 | — | COM | 25538A105 |
| IWM | iShares Russell 2000 Index | 27,181 | $4.161M | 1.9% | $129.56 | — | COM | 464287655 |
| — | Special Opptys Fund | 279,461 | $3.756M | 1.8% | $15.90 | — | COM | 84741T104 |
| SCHA | Schwab U.S. Small-Cap | 46,469 | $3.25M | 1.5% | $66.50 | — | COM | 808524607 |
| SCHV | Schwab U.S. Large-Cap Value | 54,264 | $2.97M | 1.4% | $46.95 | — | COM | 808524409 |
| IVV | iShares S&P 500 Index Fund | 10,399 | $2.959M | 1.4% | $232.95 | — | COM | 464287200 |
| SCHM | Schwab U.S. Mid-Cap | 50,737 | $2.81M | 1.3% | $45.14 | — | COM | 808524508 |
| — | Special Opp 3.5 Pfd Conv | 84,584 | $2.119M | 1.0% | $25.82 | — | COM | 84741T302 |
| VTI | Vanguard Total Stock Mkt | 14,580 | $2.11M | 1.0% | $109.49 | — | COM | 922908769 |
| — | Aberdeen Total Dynamic Dividend | 247,593 | $2.043M | 1.0% | $7.79 | — | COM | 021060108 |
| — | AllianzGI NFJ Divid Int | 131,349 | $1.584M | 0.7% | $12.13 | — | COM | 65337H109 |
| SCHG | Schwab U.S. Large-Cap Growth | 17,398 | $1.382M | 0.6% | $52.59 | — | COM | 808524300 |
| — | Invesco QQQ Trust | 7,386 | $1.327M | 0.6% | $86.84 | — | COM | 631100104 |
| — | Vanguard S&P 500 ETF | 4,812 | $1.249M | 0.6% | $197.23 | — | COM | 922908413 |
| — | Gabelli Global Small and Mid Cap Value Trust | 105,295 | $1.239M | 0.6% | $11.53 | — | COM | 36249W104 |
| — | Aberdeen Standard Phys SwissGold Shr ETF | 9,161 | $1.141M | 0.5% | $124.16 | — | COM | 26922Y105 |
| — | Liberty All-Star Gr Fund | 179,310 | $997K | 0.5% | $4.47 | — | COM | 529900102 |
| SCHE | Schwab Emerging Markets Equity | 36,576 | $951K | 0.4% | $24.42 | — | COM | 808524706 |
| — | Central Securities Corp | 33,118 | $949K | 0.4% | $26.17 | — | COM | 155123102 |
| SCHD | Sch US Div Equity Etf | 17,978 | $940K | 0.4% | $39.59 | — | COM | 808524797 |
| IWF | iShares Russell 1000 Growth | 5,259 | $796K | 0.4% | $82.63 | — | COM | 464287614 |
| — | Gabelli Healthcare TRUST | 74,292 | $781K | 0.4% | $10.40 | — | COM | 36246K103 |
| — | MS India Investment Fund | 31,603 | $661K | 0.3% | $26.03 | — | COM | 61745C105 |
| — | Boulder Growth & Income | 59,939 | $646K | 0.3% | $9.99 | — | COM | 101507101 |
| KRE | SPDR S&P Regional Bking | 11,965 | $614K | 0.3% | $39.17 | — | COM | 78464A698 |
| SCHF | Schwab International Equity | 17,612 | $551K | 0.3% | $32.05 | — | COM | 808524805 |
| — | Royce Global Value Tr | 51,592 | $519K | 0.2% | $8.91 | — | COM | 78081T104 |
| OEF | iShares S&P 100 Index Fund | 3,955 | $495K | 0.2% | $72.02 | — | COM | 464287101 |
| — | American Intl Group Inc | 11,410 | $491K | 0.2% | $64.84 | — | COM | 026874107 |
| IVW | iShares S&P 500 Growth | 5,483 | $459K | 0.2% | $97.53 | — | COM | 464287309 |
| — | Templeton Emrgng Mkt Fd | 30,120 | $448K | 0.2% | $13.23 | — | COM | 880191101 |
| — | Royce Micro-Cap TRUST | 52,791 | $440K | 0.2% | $8.47 | — | COM | 780915104 |
| — | SPDR Gold Shares | 3,551 | $433K | 0.2% | $121.80 | — | COM | 863307104 |
| SPEU | SPDR STOXX Europe 50 | 11,936 | $395K | 0.2% | $35.98 | — | COM | 78463X103 |
| XJEQX | Aberdeen Japan Equity Fund Common | 55,903 | $390K | 0.2% | $8.26 | — | COM | 00306J109 |
| IWD | iShares Russell 1000 Value | 3,100 | $383K | 0.2% | $111.66 | — | COM | 464287598 |
| — | Herzfeld Caribbn Basn Fd | 64,843 | $379K | 0.2% | $7.18 | — | COM | 42804T106 |
| SCHC | Schwab International Small-Cap Equity | 10,818 | $349K | 0.2% | $32.54 | — | COM | 808524888 |
| — | BlackRock Enhanced Dividend Achievers | 40,171 | $343K | 0.2% | $7.68 | — | COM | 09251A104 |
| — | European Equity Fund | 35,572 | $310K | 0.1% | $8.59 | — | COM | 298768102 |
| DGRW | WisdomTree U.S. Quality Dividend Growth Fund | 7,030 | $303K | 0.1% | $39.39 | — | COM | 97717X669 |
| EEM | iShares MSCI Emrg Mkt ETF | 6,747 | $290K | 0.1% | $40.53 | — | COM | 464287234 |
| WTPI | WisdomTree CBOE S&P 500 PutWrite | 10,689 | $288K | 0.1% | $27.55 | — | COM | 97717X560 |
| — | Eaton Vance Tax Managed | 25,128 | $284K | 0.1% | $11.30 | — | COM | 27828N102 |
| DON | WisdomTree MidCap Dividend | 7,200 | $258K | 0.1% | $50.16 | — | COM | 97717W505 |
| XLV | Health Care Select Sector SPDR | 2,782 | $255K | 0.1% | $53.16 | — | COM | 81369Y209 |
| HON | Honeywell International | 1,416 | $225K | 0.1% | $84.52 | +43.3% | COM | 438516106 |
| — | Lazard World Div & Incm | 20,755 | $206K | 0.1% | $8.53 | — | COM | 521076109 |
| — | Aberdeen Emerg MKT Equity Inc | 28,010 | $204K | 0.1% | $7.00 | — | COM | 00301W105 |
| XLI | Sector Spdr Indl Select | 2,632 | $197K | 0.1% | $53.49 | — | COM | 81369Y704 |
| — | Invesco Buyback Achievers | 3,238 | $193K | 0.1% | $49.10 | — | COM | 73935X286 |
| — | Gabelli Div And Inc Tr | 8,741 | $186K | 0.1% | $19.20 | — | COM | 36242H104 |
| TDIV | First Trust NASDAQ Technology Dividend | 4,667 | $179K | 0.1% | $27.02 | — | COM | 33738R118 |
| — | Royce Focus TRUST Inc | 25,243 | $173K | 0.1% | $7.54 | — | COM | 78080N108 |
| SCHK | Schwab 1000 Index ETF | 5,632 | $157K | 0.1% | $26.24 | — | COM | 808524722 |
| TIP | iShares Barclays TIPS Bond Fund | 1,293 | $146K | 0.1% | $111.98 | — | COM | 464287176 |
| — | BlackRock Resources & Commdty | 17,276 | $141K | 0.1% | $8.60 | — | COM | 09257A108 |
| — | Source Capital Inc | 3,888 | $140K | 0.1% | $38.51 | — | COM | 836144105 |
| — | ETFMG Alternative Harvest ETF | 3,645 | $133K | 0.1% | $36.90 | — | COM | 26924G508 |
| XLK | Sector Spdr Tech Select | 1,749 | $129K | 0.1% | $35.94 | — | COM | 81369Y803 |
| — | Eaton Vance Tax Managed | 15,189 | $124K | 0.1% | $8.16 | — | COM | 27829F108 |
| — | Templeton Dragon Fund | 5,531 | $110K | 0.1% | $20.15 | — | COM | 88018T101 |
| SCHH | Schwab US REIT ETF | 2,470 | $110K | 0.1% | $37.88 | — | COM | 808524847 |
| MMM | 3m Company | 525 | $109K | 0.1% | $138.93 | -5.7% | COM | 88579Y101 |
| — | Ing Prime Rate TRUST | 22,057 | $105K | 0.0% | $5.02 | — | COM | 44977W106 |
| VIG | Vanguard Dividend Appreciation ETF | 958 | $105K | 0.0% | $67.42 | — | COM | 921908844 |
| — | iShares Gold Trust | 8,400 | $104K | 0.0% | $11.01 | — | COM | 464285105 |
| DWX | SPDR S&P International Dividend | 2,678 | $102K | 0.0% | $42.59 | — | COM | 78463X772 |
| — | Aberdeen Standard Phys Silver Shrs ETF | 6,704 | $98,000 | 0.0% | $16.44 | — | COM | 26922X107 |
| — | Blackrock Global Opptys | 8,920 | $95,000 | 0.0% | $9.47 | — | COM | 092501105 |
| — | Asa Gold & Precs Mtls | 9,175 | $94,000 | 0.0% | $12.26 | — | COM | G3156P103 |
| — | Invesco S&P 500 Low Volatility | 1,699 | $89,000 | 0.0% | $38.76 | — | COM | 73937B779 |
| XLP | Sector Spdr Tr Con Stpls | 1,545 | $87,000 | 0.0% | $44.64 | — | COM | 81369Y308 |
| SKYY | First Trust Cloud Computing ETF | 1,517 | $87,000 | 0.0% | $50.15 | — | COM | 33734X192 |
| SOXX | Ishares Semiconductor Index | 450 | $85,000 | 0.0% | $73.33 | — | COM | 464287523 |
| — | Nuveen Real Asset Income | 5,272 | $85,000 | 0.0% | $17.96 | — | COM | 67074Y105 |
| CEW | WisdomTree Emerging Currency ETF | 4,658 | $85,000 | 0.0% | $19.98 | — | COM | 97717W133 |
| XLF | Sector Spdr Fincl Select | 3,250 | $84,000 | 0.0% | $25.98 | — | COM | 81369Y605 |
| FNDA | Schwab Fundamental US Small Company | 2,200 | $82,000 | 0.0% | $34.27 | — | COM | 808524763 |
| EWZ | Ishares Msci Brazil Indx | 1,960 | $80,000 | 0.0% | $47.31 | — | COM | 464286400 |
| XLB | Sector SPDR Materials | 1,400 | $78,000 | 0.0% | $49.62 | — | COM | 81369Y100 |
| — | Tekla Healthcare Opportu | 4,170 | $73,000 | 0.0% | $17.49 | — | COM | 879105104 |
| SLV | iShares Silver Trust | 4,915 | $70,000 | 0.0% | $17.20 | — | COM | 46428Q109 |
| — | New Ireland Fund Inc | 7,351 | $66,000 | 0.0% | $12.80 | — | COM | 645673104 |
| NXDT | NexPoint Credit Strategies Fund | 3,043 | $66,000 | 0.0% | $21.88 | — | COM | 65340G205 |
| EDIV | SPDR S&P Emerging Markets Dividend | 2,100 | $66,000 | 0.0% | $27.92 | — | COM | 78463X533 |
| TBF | Proshares Short 20 Year Treasury | 2,993 | $64,000 | 0.0% | $29.81 | — | COM | 74347X849 |
| — | Petroleum & Resources Cp | 3,715 | $62,000 | 0.0% | $18.85 | — | COM | 716549100 |
| — | Invesco India ETF | 2,375 | $60,000 | 0.0% | $21.58 | — | COM | 73935L100 |
| SCHO | Schwab Short-Term U.S. Treasury ETF | 1,182 | $59,000 | 0.0% | $50.14 | — | COM | 808524862 |
| IYT | iShares Transportation Average | 300 | $56,000 | 0.0% | $148.68 | — | COM | 464287192 |
| DXJ | Wisdomtree Jpn Hdgd Eqty | 1,100 | $56,000 | 0.0% | $51.27 | — | COM | 97717W851 |
| — | Wells Fargo Adv Glo Div Opp | 10,494 | $55,000 | 0.0% | $4.63 | — | COM | 94987C103 |
| — | RMR Real Estate Income Fund | 2,893 | $54,000 | 0.0% | $19.26 | — | COM | 76970B101 |
| — | Ishares Msci Jpn Idx Fd | 984 | $54,000 | 0.0% | $11.99 | — | COM | 464286848 |
| VV | Vanguard Large Cap ETF | 400 | $52,000 | 0.0% | $84.63 | — | COM | 922908637 |
| SCHP | Schwab U.S. TIPS ETF | 909 | $50,000 | 0.0% | $54.24 | — | COM | 808524870 |
| IBUY | Amplify Online Retail | 1,000 | $49,000 | 0.0% | $36.36 | — | COM | 032108102 |
| EWH | iShares MSCI Hong Kong Index | 1,750 | $46,000 | 0.0% | $20.31 | — | COM | 464286871 |
| FEZ | SPDR DJ Euro STOXX 50 ETF | 1,233 | $45,000 | 0.0% | $35.37 | — | COM | 78463X202 |
| — | Gabelli Global Deal Fund | 4,571 | $44,000 | 0.0% | $9.39 | — | COM | 36245G103 |
| — | Call IWM APR19 @ 151 | 12 | $44,000 | 0.0% | — | — | Call | 464287905 |
| — | Loncar Cancer Immunotherapy ETF | 2,044 | $43,000 | 0.0% | $24.52 | — | COM | 26922A826 |
| — | Advent Claymore Conv & Income | 2,754 | $41,000 | 0.0% | $15.77 | — | COM | 00764C109 |
| EQS | Equus II Inc | 20,297 | $39,000 | 0.0% | $2.10 | -8.7% | COM | 294766100 |
| — | Direxion All Cap Insider Sentiment ETF | 1,000 | $38,000 | 0.0% | $43.77 | — | COM | 25459Y769 |
| — | Morgan Stanley China Fd | 1,600 | $37,000 | 0.0% | $23.57 | — | COM | 617468103 |
| QQQE | Direxion Shares Etf | 734 | $35,000 | 0.0% | $46.33 | — | COM | 25459Y207 |
| — | India Fund Inc | 1,630 | $35,000 | 0.0% | $25.23 | — | COM | 454089103 |
| — | AdvisorShares New Tech and Media ETF | 2,053 | $33,000 | 0.0% | $20.71 | — | COM | 00768Y552 |
| — | ETFMG Prime Cyber Security ETF | 800 | $32,000 | 0.0% | $27.75 | — | COM | 30304R407 |
| — | VanEck Vectors Agribusiness ETF | 520 | $32,000 | 0.0% | $51.19 | — | COM | 57060U605 |
| — | Delaware Enhanced Gbl Div & Inc | 3,250 | $31,000 | 0.0% | $10.27 | — | COM | 246060107 |
| ACWI | iShares MSCI ACWI Index | 370 | $27,000 | 0.0% | $57.84 | — | COM | 464288257 |
| — | Blackrock Global Energy | 2,257 | $27,000 | 0.0% | $12.88 | — | COM | 09250U101 |
| ILF | Ishares S&P Latin America | 780 | $26,000 | 0.0% | $36.35 | — | COM | 464287390 |
| IWS | Ishares Russell Midcap Value Index | 300 | $26,000 | 0.0% | $66.67 | — | COM | 464287473 |
| — | Call SPY JUN19 @ 279 | 12 | $23,000 | 0.0% | — | — | Call | 78462F903 |
| — | Sprott Physical Gold & Silver | 1,700 | $21,000 | 0.0% | $12.44 | — | COM | 153501101 |
| FNDC | Schwab Fundamental Intl Sm Co ETF | 675 | $21,000 | 0.0% | $32.41 | — | COM | 808524748 |
| VGK | Vanguard European | 400 | $21,000 | 0.0% | $53.96 | — | COM | 922042874 |
| — | Eaton Vance Enhanced Equity Inc | 1,400 | $20,000 | 0.0% | $14.29 | — | COM | 278274105 |
| PRNT | 3d Printing Etf | 900 | $20,000 | 0.0% | $25.56 | — | COM | 00214Q500 |
| — | Japan Smaller Cap Fund | 2,115 | $19,000 | 0.0% | $10.50 | — | COM | 47109U104 |
| AAL | American Airlines Group Inc | 600 | $19,000 | 0.0% | $36.83 | -10.1% | COM | 02376R102 |
| BLOK | Amplify Transformational Data Shrg ETF | 1,000 | $18,000 | 0.0% | $20.00 | — | COM | 032108607 |
| — | Gyrodyne Company of America | 963 | $17,000 | 0.0% | $17.82 | — | COM | 403820103 |
| — | Putnam High Incm Bond Fd | 1,670 | $15,000 | 0.0% | $8.19 | — | COM | 746779107 |
| EUO | Proshares Ultrashort Euro | 600 | $15,000 | 0.0% | $19.15 | — | COM | 74347W882 |
| — | Mexico Equity & Income Common | 1,449 | $15,000 | 0.0% | $11.52 | — | COM | 592834105 |
| LIT | Global X Lithium & Battery Tech ETF | 500 | $14,000 | 0.0% | $38.00 | — | COM | 37954Y855 |
| — | Invesco China Technology ETF | 274 | $13,000 | 0.0% | $46.30 | — | COM | 18383Q135 |
| HEDJ | WisdomTree Europe Hedged Equity | 200 | $13,000 | 0.0% | $57.91 | — | COM | 97717X701 |
| DTD | Wisdomtree Total Dividnd | 125 | $12,000 | 0.0% | $69.81 | — | COM | 97717W109 |
| — | Blackrock Intl Growth Tr | 2,000 | $11,000 | 0.0% | $5.50 | — | COM | 092524107 |
| — | Aberdeen Global Dynamic Dividend | 1,200 | $11,000 | 0.0% | $10.34 | — | COM | 00302M106 |
| — | ETFS Physical Palladium Shares | 88 | $11,000 | 0.0% | $73.27 | — | COM | 26923A106 |
| HYS | Pimco 0-5 Year High Yld | 101 | $10,000 | 0.0% | $99.99 | — | COM | 72201R783 |
| — | Invesco Spin-Off ETF | 200 | $10,000 | 0.0% | $40.00 | — | COM | 18383M605 |
| VWO | Vanguard Emerging Market | 200 | $9,000 | 0.0% | $41.98 | — | COM | 922042858 |
| — | LMP Capital & Income | 710 | $9,000 | 0.0% | $12.74 | — | COM | 795500107 |
| ACWX | iShares MSCI ACWI Ex-US | 200 | $9,000 | 0.0% | $45.00 | — | COM | 464288240 |
| FNDF | Schwab Fundamental Intl Lg Co ETF | 336 | $9,000 | 0.0% | $29.76 | — | COM | 808524755 |
| XLY | Sector Spdr Consumer Fd | 82 | $9,000 | 0.0% | $60.98 | — | COM | 81369Y407 |
| — | Reality Shares Nasdaq NexGen Economy ETF | 400 | $9,000 | 0.0% | $22.50 | — | COM | 75605A702 |
| GXC | SPDR S&P China ETF | 78 | $8,000 | 0.0% | $79.00 | — | COM | 78463X400 |
| EFG | iShares MSCI EAFE Growth Index | 100 | $8,000 | 0.0% | $70.00 | — | COM | 464288885 |
| EWX | SPDR S&P Emerging Markets Small Cap | 175 | $8,000 | 0.0% | $47.78 | — | COM | 78463X756 |
| — | ETFS Physical Precious Metals Basket | 123 | $8,000 | 0.0% | $52.00 | — | COM | 26922W109 |
| BOTZ | Global X Robotics & Artfcl Intllgnc ETF | 400 | $8,000 | 0.0% | $22.50 | — | COM | 37954Y715 |
| — | Invesco S&P MidCap 400 Pure Gr ETF | 55 | $8,000 | 0.0% | $120.00 | — | COM | 78355W601 |
| EZA | iShares MSCI South Africa | 160 | $8,000 | 0.0% | $65.51 | — | COM | 464286780 |
| — | Invesco BRIC ETF | 200 | $7,000 | 0.0% | $35.00 | — | COM | 18383M100 |
| BJK | Vaneck Vectors Gaming | 200 | $7,000 | 0.0% | $40.00 | — | COM | 92189F882 |
| — | Etfs Phys Platinum Etf | 90 | $7,000 | 0.0% | $134.57 | — | COM | 26922V101 |
| — | Credit Suisse Silver Shares Covered Call ETN | 1,000 | $7,000 | 0.0% | $11.18 | — | COM | 22542D449 |
| EWC | iShares MSCI Canada Index | 200 | $6,000 | 0.0% | $30.04 | — | COM | 464286509 |
| — | Taiwan Fund Inc | 320 | $6,000 | 0.0% | $18.36 | — | COM | 874036106 |
| PHYS | Sprott Phys Gld Tr Etn | 614 | $6,000 | 0.0% | $9.83 | — | COM | 85207H104 |
| — | Lazard Glbl Total Retrun | 401 | $6,000 | 0.0% | $14.43 | — | COM | 52106W103 |
| — | Proshares Inverse S&P 500 | 212 | $6,000 | 0.0% | $30.20 | — | COM | 74347R503 |
| — | Foxby Corp | 2,400 | $5,000 | 0.0% | $2.08 | — | COM | 351645106 |
| IYE | iShares DJ US Energy | 150 | $5,000 | 0.0% | $56.88 | — | COM | 464287796 |
| — | GSV Capital Corp | 700 | $5,000 | 0.0% | $12.35 | — | COM | 36191J101 |
| — | Nuveen Qual Pfd Inc Fd | 552 | $5,000 | 0.0% | $9.57 | — | COM | 67072C105 |
| IGE | Ishares Tr Goldman Sachs Natural Resources | 132 | $4,000 | 0.0% | $49.88 | — | COM | 464287374 |
| — | VanEck Vectors Vietnam ETF | 250 | $4,000 | 0.0% | $19.45 | — | COM | 57060U761 |
| — | iPath MSCI India Index ETN | 50 | $4,000 | 0.0% | $68.84 | — | COM | 06739F291 |
| XXCHNXX | China Fund Inc | 198 | $4,000 | 0.0% | $20.28 | — | COM | 169373107 |
| — | Invesco S&P500 Eq Weight Technology | 21 | $4,000 | 0.0% | $119.20 | — | COM | 78355W817 |
| — | Claymore/BNY Mellon Frontier Markets | 261 | $4,000 | 0.0% | $16.42 | — | COM | 18383Q838 |
| BATT | Amplify Advcd Btty Mtls and Matrls ETF | 300 | $4,000 | 0.0% | $16.67 | — | COM | 032108805 |
| PSLV | Sprott Physical Silver Trust | 736 | $4,000 | 0.0% | $7.89 | — | COM | 85207K107 |
| — | Invesco S&P Intl Dev Low Volatility | 100 | $3,000 | 0.0% | $34.21 | — | COM | 73937B688 |
| — | Powershares SP SmallCap 600 Pure Grwth | 23 | $3,000 | 0.0% | $144.21 | — | COM | 78355W809 |
| GSG | iShares S&P GSCI Commodity-Indexed | 186 | $3,000 | 0.0% | $32.26 | — | COM | 46428R107 |
| AIQ | Global X Future Analytics Tech ETF | 200 | $3,000 | 0.0% | $16.00 | — | COM | 37954Y632 |
| MNA | IQ Merger Arbitrage ETF | 100 | $3,000 | 0.0% | $30.00 | — | COM | 45409B800 |
| — | Invesco FTSE RAFI US 1000 | 20 | $2,000 | 0.0% | $91.67 | — | COM | 73935X583 |
| — | Exone Company | 250 | $2,000 | 0.0% | $20.00 | — | COM | 302104104 |
| — | Mrgn Stnly Asia Pac Fund | 128 | $2,000 | 0.0% | $17.69 | — | COM | 61744U106 |
| DDD | 3 D Systems Corp | 150 | $2,000 | 0.0% | $52.15 | -77.2% | COM | 88554D205 |
| — | Put SPY SEP19 @ 285 | 1 | $1,000 | 0.0% | — | — | Put | 78462F953 |
| EFV | iShares MSCI EAFE Value | 25 | $1,000 | 0.0% | $40.00 | — | COM | 464288877 |
| SVVC | Firsthand Technology Value Fund Inc | 7 | $0 | 0.0% | $19.40 | -31.2% | COM | 33766Y100 |
| — | Mvc Capital Inc | 40 | $0 | 0.0% | $11.73 | — | COM | 553829102 |
| — | Nasdaq Prem Incm & Grwth | 10 | $0 | 0.0% | $18.57 | — | COM | 63110R105 |
| FNDB | Schwab Fundamental U.S. Broad Market | 1 | $0 | 0.0% | — | — | COM | 808524789 |