Location: Blue Bell, PA
CIK: 0001352860 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Jan 16, 2019
Total Value: $190M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF | 151,112 | $37.77M | 19.9% | $249.92 | $196.72 | +27.0% | COM | 78462F103 |
| — | General American Investors | 696,714 | $19.82M | 10.4% | $28.44 | $32.39 | — | COM | 368802104 |
| SCHX | Schwab U.S. Large-Cap | 272,892 | $16.29M | 8.6% | $59.70 * | $9.20 | +8.1% | COM | 808524201 |
| — | Adams Express Co | 1,156,269 | $14.59M | 7.7% | $12.62 | $12.97 | — | COM | 006212104 |
| — | Tri Continental Corp | 579,937 | $13.64M | 7.2% | $23.52 | $19.54 | — | COM | 895436103 |
| SCHB | Schwab U.S. Broad Market | 169,631 | $10.17M | 5.4% | $59.93 * | $9.43 | +5.9% | COM | 808524102 |
| — | Liberty All Star Eq Fd | 1,298,361 | $6.985M | 3.7% | $5.38 | $5.36 | — | COM | 530158104 |
| — | Invesco S&P 500 Equal Weight ETF | 61,009 | $5.576M | 2.9% | $91.40 | $91.42 | — | COM | 78355W106 |
| — | SPDR Dow Jones Industrial Average ETF | 21,725 | $5.066M | 2.7% | $233.19 | $160.73 | — | COM | 252787106 |
| — | Royce Value Trust | 407,330 | $4.806M | 2.5% | $11.80 | $14.26 | — | COM | 780910105 |
| — | Dividend & Income Fund | 477,777 | $4.553M | 2.4% | $9.53 | $11.61 | — | COM | 25538A105 |
| IWM | iShares Russell 2000 Index | 23,960 | $3.208M | 1.7% | $133.89 | $123.54 | +8.4% | COM | 464287655 |
| — | Special Opptys Fund | 260,519 | $3.085M | 1.6% | $11.84 | $16.08 | — | COM | 84741T104 |
| SCHA | Schwab U.S. Small-Cap | 45,383 | $2.754M | 1.5% | $60.68 * | $16.56 | -8.4% | COM | 808524607 |
| SCHV | Schwab U.S. Large-Cap Value | 53,580 | $2.641M | 1.4% | $49.29 * | $15.39 | +6.7% | COM | 808524409 |
| IVV | iShares S&P 500 Index Fund | 10,329 | $2.599M | 1.4% | $251.62 | $234.51 | +7.3% | COM | 464287200 |
| SCHM | Schwab U.S. Mid-Cap | 49,804 | $2.387M | 1.3% | $47.93 * | $14.90 | +7.2% | COM | 808524508 |
| — | Special Opp 3.5 Pfd Conv | 87,128 | $2.173M | 1.1% | $24.94 | $25.82 | — | COM | 84741T302 |
| VTI | Vanguard Total Stock Mkt | 15,049 | $1.921M | 1.0% | $127.65 | $115.24 | +10.8% | COM | 922908769 |
| — | Aberdeen Total Dynamic Dividend | 259,741 | $1.873M | 1.0% | $7.21 | $7.79 | — | COM | 021060108 |
| — | Aberdeen Standard Phys SwissGold Shr ETF | 9,773 | $1.209M | 0.6% | $123.71 | $124.16 | — | COM | 26922Y105 |
| — | AllianzGI NFJ Divid Int | 113,132 | $1.208M | 0.6% | $10.68 | $12.14 | — | COM | 65337H109 |
| SCHG | Schwab U.S. Large-Cap Growth | 17,417 | $1.201M | 0.6% | $68.96 * | $6.60 | +30.5% | COM | 808524300 |
| — | Invesco QQQ Trust | 7,685 | $1.185M | 0.6% | $154.20 | $86.84 | — | COM | 631100104 |
| — | Vanguard S&P 500 ETF | 5,042 | $1.159M | 0.6% | $229.87 | $197.23 | — | COM | 922908413 |
| — | Gabelli Global Small and Mid Cap Value Trust | 115,175 | $1.126M | 0.6% | $9.78 | $11.53 | — | COM | 36249W104 |
| — | Liberty All-Star Gr Fund | 219,353 | $963K | 0.5% | $4.39 | $4.47 | — | COM | 529900102 |
| SCHE | Schwab Emerging Markets Equity | 36,514 | $859K | 0.5% | $23.53 | $25.14 | -6.4% | COM | 808524706 |
| SCHD | Sch US Div Equity Etf | 18,204 | $855K | 0.5% | $46.97 * | $13.02 | +20.3% | COM | 808524797 |
| IWF | iShares Russell 1000 Growth | 5,649 | $740K | 0.4% | $131.00 * | $20.77 | +57.6% | COM | 464287614 |
| — | Central Securities Corp | 29,066 | $722K | 0.4% | $24.84 | $25.82 | — | COM | 155123102 |
| — | Gabelli Healthcare TRUST | 74,292 | $687K | 0.4% | $9.25 | $10.40 | — | COM | 36246K103 |
| — | MS India Investment Fund | 32,462 | $651K | 0.3% | $20.05 | $26.03 | — | COM | 61745C105 |
| — | Boulder Growth & Income | 55,990 | $584K | 0.3% | $10.43 | $9.94 | — | COM | 101507101 |
| KRE | SPDR S&P Regional Bking | 12,065 | $565K | 0.3% | $46.83 | $39.50 | +18.5% | COM | 78464A698 |
| — | American Intl Group Inc | 14,010 | $552K | 0.3% | $39.40 | $64.84 | — | COM | 026874107 |
| — | SPDR Gold Shares | 4,231 | $513K | 0.3% | $121.25 | $121.80 | — | COM | 863307104 |
| SCHF | Schwab International Equity | 17,033 | $483K | 0.3% | $28.36 * | $15.97 | -11.2% | COM | 808524805 |
| — | Royce Global Value Tr | 50,637 | $450K | 0.2% | $8.89 | $8.88 | — | COM | 78081T104 |
| — | Royce Micro-Cap TRUST | 59,756 | $443K | 0.2% | $7.41 | $8.47 | — | COM | 780915104 |
| OEF | iShares S&P 100 Index Fund | 3,955 | $441K | 0.2% | $111.50 | $72.66 | +53.5% | COM | 464287101 |
| — | Templeton Emrgng Mkt Fd | 31,695 | $418K | 0.2% | $13.19 | $13.23 | — | COM | 880191101 |
| IVW | iShares S&P 500 Growth | 5,500 | $403K | 0.2% | $73.27 * | $35.55 | +6.0% | COM | 464287309 |
| SPEU | SPDR STOXX Europe 50 | 12,280 | $367K | 0.2% | $29.89 | $36.45 | -18.0% | COM | 78463X103 |
| IWD | iShares Russell 1000 Value | 3,300 | $366K | 0.2% | $110.91 | $107.61 | +3.2% | COM | 464287598 |
| — | BlackRock Enhanced Dividend Achievers | 44,813 | $348K | 0.2% | $7.77 | $7.68 | — | COM | 09251A104 |
| — | Herzfeld Caribbn Basn Fd | 66,243 | $325K | 0.2% | $4.91 | $7.18 | — | COM | 42804T106 |
| XJEQX | Aberdeen Japan Equity Fund Common | 49,448 | $321K | 0.2% | $6.49 | $8.43 | — | COM | 00306J109 |
| SCHC | Schwab International Small-Cap Equity | 10,769 | $313K | 0.2% | $29.06 | $32.11 | -9.4% | COM | 808524888 |
| WTPI | WisdomTree CBOE S&P 500 PutWrite | 11,762 | $299K | 0.2% | $25.42 | $27.30 | -6.8% | COM | 97717X560 |
| — | Lazard World Div & Incm | 34,832 | $297K | 0.2% | $8.53 | $8.53 | — | COM | 521076109 |
| EEM | iShares MSCI Emrg Mkt ETF | 7,554 | $295K | 0.2% | $39.05 | $42.29 | -7.6% | COM | 464287234 |
| DGRW | WisdomTree U.S. Quality Dividend Growth Fund | 7,165 | $275K | 0.1% | $38.38 | $38.28 | +0.1% | COM | 97717X669 |
| — | European Equity Fund | 35,572 | $275K | 0.1% | $7.73 | $8.59 | — | COM | 298768102 |
| XLV | Health Care Select Sector SPDR | 2,952 | $255K | 0.1% | $86.38 | $53.13 | +62.8% | COM | 81369Y209 |
| DON | WisdomTree MidCap Dividend | 7,200 | $228K | 0.1% | $31.67 | $31.64 | -0.0% | COM | 97717W505 |
| — | Royce Focus TRUST Inc | 35,403 | $205K | 0.1% | $5.79 | $7.54 | — | COM | 78080N108 |
| HON | Honeywell International | 1,416 | $187K | 0.1% | $132.06 * | $84.52 | +27.4% | COM | 438516106 |
| — | Aberdeen Emerg MKT Equity Inc | 28,939 | $184K | 0.1% | $6.36 | $7.00 | — | COM | 00301W105 |
| XLI | Sector Spdr Indl Select | 2,732 | $176K | 0.1% | $64.42 | $52.21 | +23.4% | COM | 81369Y704 |
| — | Invesco Buyback Achievers | 3,350 | $175K | 0.1% | $52.24 | $49.10 | — | COM | 73935X286 |
| TDIV | First Trust NASDAQ Technology Dividend | 5,200 | $172K | 0.1% | $33.08 | $26.45 | +25.4% | COM | 33738R118 |
| — | Wells Fargo Adv Glo Div Opp | 34,994 | $162K | 0.1% | $4.63 | $4.63 | — | COM | 94987C103 |
| — | Gabelli Div And Inc Tr | 8,741 | $160K | 0.1% | $18.30 | $19.20 | — | COM | 36242H104 |
| — | Nuveen Dow 30 Dynamic Overwrite | 8,864 | $143K | 0.1% | $16.13 | $14.11 | — | COM | 67075F105 |
| — | Source Capital Inc | 4,393 | $143K | 0.1% | $32.55 | $38.51 | — | COM | 836144105 |
| TIP | iShares Barclays TIPS Bond Fund | 1,293 | $142K | 0.1% | $109.82 | $117.63 | -6.9% | COM | 464287176 |
| SCHK | Schwab 1000 Index ETF | 5,723 | $140K | 0.1% | $24.46 * | $12.99 | -5.7% | COM | 808524722 |
| — | BlackRock Resources & Commdty | 17,276 | $122K | 0.1% | $7.06 | $8.60 | — | COM | 09257A108 |
| — | Templeton Dragon Fund | 7,131 | $121K | 0.1% | $16.97 | $20.15 | — | COM | 88018T101 |
| XLK | Sector Spdr Tech Select | 1,749 | $108K | 0.1% | $61.75 * | $17.06 | +81.7% | COM | 81369Y803 |
| — | Ing Prime Rate TRUST | 23,697 | $106K | 0.1% | $4.47 | $5.02 | — | COM | 44977W106 |
| — | Aberdeen Standard Phys Silver Shrs ETF | 6,954 | $105K | 0.1% | $15.10 | $16.44 | — | COM | 26922X107 |
| — | iShares Gold Trust | 8,400 | $103K | 0.1% | $12.26 | $11.01 | — | COM | 464285105 |
| MMM | 3m Company | 525 | $100K | 0.1% | $190.48 * | $138.93 | -11.0% | COM | 88579Y101 |
| SLV | iShares Silver Trust | 6,615 | $96,000 | 0.1% | $14.51 | $18.98 | -23.5% | COM | 46428Q109 |
| SCHH | Schwab US REIT ETF | 2,480 | $96,000 | 0.1% | $38.71 * | $18.84 | +2.2% | COM | 808524847 |
| — | MS Emerging Market Fund | 5,958 | $96,000 | 0.1% | $16.11 | $15.58 | — | COM | 61744G107 |
| DWX | SPDR S&P International Dividend | 2,698 | $94,000 | 0.0% | $34.84 | $43.00 | -18.7% | COM | 78463X772 |
| VIG | Vanguard Dividend Appreciation ETF | 958 | $94,000 | 0.0% | $98.12 | $68.09 | +43.9% | COM | 921908844 |
| CEW | WisdomTree Emerging Currency ETF | 5,058 | $92,000 | 0.0% | $18.19 | $20.72 | -12.6% | COM | 97717W133 |
| NXDT | NexPoint Credit Strategies Fund | 4,600 | $92,000 | 0.0% | $20.00 | $21.88 | — | COM | 65340G205 |
| — | Asa Gold & Precs Mtls | 9,175 | $87,000 | 0.0% | $9.48 | $12.26 | — | COM | G3156P103 |
| — | New Ireland Fund Inc | 10,272 | $86,000 | 0.0% | $8.37 | $12.80 | — | COM | 645673104 |
| TBF | Proshares Short 20 Year Treasury | 3,795 | $85,000 | 0.0% | $22.40 | $29.11 | -23.1% | COM | 74347X849 |
| — | Blackrock Global Opptys | 8,920 | $84,000 | 0.0% | $9.42 | $9.47 | — | COM | 092501105 |
| EWZ | Ishares Msci Brazil Indx | 2,160 | $83,000 | 0.0% | $38.43 | $47.67 | -19.9% | COM | 464286400 |
| XLP | Sector Spdr Tr Con Stpls | 1,625 | $83,000 | 0.0% | $51.08 | $44.18 | +14.9% | COM | 81369Y308 |
| FNDA | Schwab Fundamental US Small Company | 2,500 | $82,000 | 0.0% | $32.80 * | $18.72 | -12.3% | COM | 808524763 |
| — | Invesco S&P 500 Low Volatility | 1,736 | $81,000 | 0.0% | $46.66 | $38.76 | — | COM | 73937B779 |
| — | ETFMG Alternative Harvest ETF | 3,165 | $79,000 | 0.0% | $24.96 | $36.96 | — | COM | 26924G508 |
| — | Ishares Msci Jpn Idx Fd | 1,563 | $79,000 | 0.0% | $50.54 | $11.99 | — | COM | 464286848 |
| XLF | Sector Spdr Fincl Select | 3,250 | $77,000 | 0.0% | $23.69 | $25.77 | -7.6% | COM | 81369Y605 |
| — | Tekla Healthcare Opportu | 4,536 | $76,000 | 0.0% | $16.75 | $17.49 | — | COM | 879105104 |
| — | Nuveen Real Asset Income | 5,272 | $72,000 | 0.0% | $13.66 | $17.96 | — | COM | 67074Y105 |
| XLB | Sector SPDR Materials | 1,400 | $71,000 | 0.0% | $50.71 * | $24.13 | +4.7% | COM | 81369Y100 |
| SOXX | Ishares Semiconductor Index | 450 | $71,000 | 0.0% | $157.78 * | $22.94 | +128.0% | COM | 464287523 |
| EUO | Proshares Ultrashort Euro | 2,700 | $65,000 | 0.0% | $24.07 | $19.12 | +26.8% | COM | 74347W882 |
| EDIV | SPDR S&P Emerging Markets Dividend | 2,159 | $64,000 | 0.0% | $29.64 | $28.36 | +5.3% | COM | 78463X533 |
| SKYY | First Trust Cloud Computing ETF | 1,327 | $64,000 | 0.0% | $48.23 | $48.61 | -0.3% | COM | 33734X192 |
| — | India Fund Inc | 3,025 | $61,000 | 0.0% | $20.17 | $25.23 | — | COM | 454089103 |
| — | Invesco India ETF | 2,525 | $61,000 | 0.0% | $24.16 | $21.58 | — | COM | 73935L100 |
| — | Petroleum & Resources Cp | 4,065 | $59,000 | 0.0% | $14.51 | $18.85 | — | COM | 716549100 |
| DXJ | Wisdomtree Jpn Hdgd Eqty | 1,100 | $51,000 | 0.0% | $46.36 * | $147.78 | -5.8% | COM | 97717W851 |
| IYT | iShares Transportation Average | 300 | $50,000 | 0.0% | $166.67 * | $36.15 | +14.1% | COM | 464287192 |
| SCHP | Schwab U.S. TIPS ETF | 909 | $48,000 | 0.0% | $52.81 * | $28.11 | -5.3% | COM | 808524870 |
| VV | Vanguard Large Cap ETF | 400 | $46,000 | 0.0% | $115.00 | $81.31 | +41.3% | COM | 922908637 |
| — | RMR Real Estate Income Fund | 2,893 | $44,000 | 0.0% | $15.21 | $19.26 | — | COM | 76970B101 |
| FEZ | SPDR DJ Euro STOXX 50 ETF | 1,257 | $42,000 | 0.0% | $33.41 | $36.01 | -7.6% | COM | 78463X202 |
| IBUY | Amplify Online Retail | 1,000 | $40,000 | 0.0% | $40.00 | $36.26 | +10.6% | COM | 032108102 |
| EQS | Equus II Inc | 20,297 | $40,000 | 0.0% | $1.97 | $2.10 | -6.7% | COM | 294766100 |
| — | Loncar Cancer Immunotherapy ETF | 2,060 | $39,000 | 0.0% | $18.93 | $24.52 | — | COM | 26922A826 |
| EWH | iShares MSCI Hong Kong Index | 1,750 | $39,000 | 0.0% | $22.29 | $21.07 | +7.1% | COM | 464286871 |
| — | Gabelli Global Deal Fund | 3,871 | $35,000 | 0.0% | $9.04 | $9.34 | — | COM | 36245G103 |
| — | Advent Claymore Conv & Income | 2,754 | $35,000 | 0.0% | $12.71 | $15.77 | — | COM | 00764C109 |
| — | Direxion All Cap Insider Sentiment ETF | 1,000 | $34,000 | 0.0% | $34.00 | $43.77 | — | COM | 25459Y769 |
| — | Guggenheim Enhanced Eqty | 4,904 | $33,000 | 0.0% | $6.73 | $7.97 | — | COM | 40167B100 |
| — | Alliance CA Municipal Income | 2,400 | $33,000 | 0.0% | $13.75 | $13.75 | — | COM | 018546101 |
| — | Call QQQ JAN19 140 | 15 | $31,000 | 0.0% | $2066.67 | — | — | Call | 46090E903 |
| — | VanEck Vectors Agribusiness ETF | 520 | $30,000 | 0.0% | $57.69 | $51.19 | — | COM | 57060U605 |
| — | Morgan Stanley China Fd | 1,600 | $29,000 | 0.0% | $18.13 | $23.57 | — | COM | 617468103 |
| — | Tekla World Healthcare C | 2,500 | $29,000 | 0.0% | $11.60 | $11.60 | — | COM | 87911L108 |
| QQQE | Direxion Shares Etf | 694 | $28,000 | 0.0% | $40.35 | $39.41 | +2.9% | COM | 25459Y207 |
| FNDC | Schwab Fundamental Intl Sm Co ETF | 1,001 | $28,000 | 0.0% | $27.97 | $31.54 | -10.1% | COM | 808524748 |
| — | Call SPY JAN19 170 | 4 | $28,000 | 0.0% | $7000.00 | — | — | Call | 78462F903 |
| — | ETFMG Prime Cyber Security ETF | 800 | $27,000 | 0.0% | $33.75 | $27.75 | — | COM | 30304R407 |
| — | Delaware Enhanced Gbl Div & Inc | 2,939 | $26,000 | 0.0% | $8.85 | $10.34 | — | COM | 246060107 |
| — | Mrgn Stnly Asia Pac Fund | 1,568 | $26,000 | 0.0% | $16.58 | $17.69 | — | COM | 61744U106 |
| — | Call IWM MAY19 110 | 10 | $26,000 | 0.0% | $2600.00 | — | — | Call | 464287905 |
| — | Blackrock Global Energy | 2,257 | $24,000 | 0.0% | $10.63 | $12.88 | — | COM | 09250U101 |
| ACWI | iShares MSCI ACWI Index | 370 | $24,000 | 0.0% | $64.86 | $56.34 | +13.9% | COM | 464288257 |
| ILF | Ishares S&P Latin America | 780 | $24,000 | 0.0% | $30.77 | $37.16 | -17.1% | COM | 464287390 |
| — | AdvisorShares New Tech and Media ETF | 1,538 | $24,000 | 0.0% | $15.60 | $22.27 | — | COM | 00768Y552 |
| — | Put QQQ JAN19 180 | 25 | $23,000 | 0.0% | $920.00 | — | — | Put | 46090E953 |
| IWS | Ishares Russell Midcap Value Index | 300 | $23,000 | 0.0% | $76.67 | $63.67 | +19.9% | COM | 464287473 |
| — | JH Hedged Equity & Income | 1,700 | $22,000 | 0.0% | $12.94 | $12.94 | — | COM | 47804L102 |
| — | Sprott Physical Gold & Silver | 1,700 | $21,000 | 0.0% | $12.35 | $12.44 | — | COM | 153501101 |
| VGK | Vanguard European | 400 | $19,000 | 0.0% | $47.50 * | $52.76 | -7.8% | COM | 922042874 |
| AAL | American Airlines Group Inc | 600 | $19,000 | 0.0% | $31.67 | $36.83 | -14.2% | COM | 02376R102 |
| — | Japan Smaller Cap Fund | 2,115 | $18,000 | 0.0% | $8.51 | $10.50 | — | COM | 47109U104 |
| PRNT | 3d Printing Etf | 900 | $18,000 | 0.0% | $20.00 | $24.72 | -19.6% | COM | 00214Q500 |
| — | Gyrodyne Company of America | 963 | $17,000 | 0.0% | $17.65 | $17.82 | — | COM | 403820103 |
| FNDF | Schwab Fundamental Intl Lg Co ETF | 672 | $17,000 | 0.0% | $25.30 | $29.72 | -15.1% | COM | 808524755 |
| — | LMP Capital & Income | 1,480 | $16,000 | 0.0% | $10.81 | $12.74 | — | COM | 795500107 |
| — | Blackrock Enhcd Cap & Incm | 1,100 | $15,000 | 0.0% | $13.64 | $13.73 | — | COM | 09256A109 |
| — | Mexico Equity & Income Common | 1,449 | $15,000 | 0.0% | $10.35 | $11.52 | — | COM | 592834105 |
| BLOK | Amplify Transformational Data Shrg ETF | 1,000 | $15,000 | 0.0% | $15.00 | $20.02 | -26.2% | COM | 032108607 |
| — | Putnam High Incm Bond Fd | 1,670 | $15,000 | 0.0% | $8.98 | $8.19 | — | COM | 746779107 |
| — | Put SPY MAR19 274 | 6 | $14,000 | 0.0% | $2333.33 | — | — | Put | 78462F953 |
| SCHO | Schwab Short-Term U.S. Treasury ETF | 282 | $14,000 | 0.0% | $49.65 * | $25.28 | -1.3% | COM | 808524862 |
| — | Lazard Glbl Total Retrun | 1,001 | $14,000 | 0.0% | $13.99 | $14.43 | — | COM | 52106W103 |
| LIT | Global X Lithium & Battery Tech ETF | 500 | $13,000 | 0.0% | $26.00 * | $33.00 | -18.3% | COM | 37954Y855 |
| HYS | Pimco 0-5 Year High Yld | 131 | $12,000 | 0.0% | $91.60 * | $98.34 | -3.3% | COM | 72201R783 |
| — | Credit Suisse Silver Shares Covered Call ETN | 1,700 | $12,000 | 0.0% | $7.06 | $11.18 | — | COM | 22542D449 |
| DTD | Wisdomtree Total Dividnd | 125 | $11,000 | 0.0% | $88.00 * | $34.70 | +21.9% | COM | 97717W109 |
| HEDJ | WisdomTree Europe Hedged Equity | 200 | $11,000 | 0.0% | $55.00 * | $28.39 | -0.6% | COM | 97717X701 |
| — | Invesco China Technology ETF | 268 | $11,000 | 0.0% | $41.04 | $46.27 | — | COM | 18383Q135 |
| — | ETFS Physical Palladium Shares | 88 | $10,000 | 0.0% | $113.64 | $73.27 | — | COM | 26923A106 |
| — | Bancroft Conv Fund Inc | 523 | $10,000 | 0.0% | $19.12 | $22.53 | — | COM | 059695106 |
| — | Aberdeen Global Dynamic Dividend | 1,200 | $10,000 | 0.0% | $8.33 | $10.34 | — | COM | 00302M106 |
| — | Invesco Preferred ETF | 653 | $9,000 | 0.0% | $13.78 | $15.03 | — | COM | 73936T565 |
| XLY | Sector Spdr Consumer Fd | 82 | $8,000 | 0.0% | $97.56 * | $31.82 | +55.6% | COM | 81369Y407 |
| — | Invesco Spin-Off ETF | 200 | $8,000 | 0.0% | $40.00 | $40.00 | — | COM | 18383M605 |
| ACWX | iShares MSCI ACWI Ex-US | 200 | $8,000 | 0.0% | $40.00 * | $45.89 | -8.6% | COM | 464288240 |
| — | Swiss Helvetia Fund | 1,186 | $8,000 | 0.0% | $6.75 | $10.49 | — | COM | 870875101 |
| VWO | Vanguard Emerging Market | 200 | $8,000 | 0.0% | $40.00 * | $42.05 | -9.4% | COM | 922042858 |
| — | Reality Shares Nasdaq NexGen Economy ETF | 400 | $8,000 | 0.0% | $20.00 | $22.50 | — | COM | 75605A702 |
| — | ETFS Physical Precious Metals Basket | 123 | $8,000 | 0.0% | $65.04 | $52.00 | — | COM | 26922W109 |
| FNDX | Schwab Fundamental US Large Co ETF | 232 | $8,000 | 0.0% | $34.48 * | $13.00 | -12.8% | COM | 808524771 |
| EZA | iShares MSCI South Africa | 160 | $8,000 | 0.0% | $50.00 | $65.05 | -22.4% | COM | 464286780 |
| EWX | SPDR S&P Emerging Markets Small Cap | 175 | $7,000 | 0.0% | $40.00 * | $50.43 | -18.8% | COM | 78463X756 |
| EFG | iShares MSCI EAFE Growth Index | 100 | $7,000 | 0.0% | $70.00 | $69.32 | -0.4% | COM | 464288885 |
| — | Invesco S&P MidCap 400 Pure Gr ETF | 55 | $7,000 | 0.0% | $127.27 | $120.00 | — | COM | 78355W601 |
| BJK | Vaneck Vectors Gaming | 200 | $7,000 | 0.0% | $35.00 * | $43.09 | -23.4% | COM | 92189F882 |
| GXC | SPDR S&P China ETF | 78 | $7,000 | 0.0% | $89.74 * | $83.04 | +2.1% | COM | 78463X400 |
| — | Proshares Inverse S&P 500 | 212 | $7,000 | 0.0% | $33.02 | $30.20 | — | COM | 74347R503 |
| BOTZ | Global X Robotics & Artfcl Intllgnc ETF | 400 | $7,000 | 0.0% | $17.50 * | $22.33 | -25.0% | COM | 37954Y715 |
| — | Etfs Phys Platinum Etf | 90 | $7,000 | 0.0% | $77.78 | $134.57 | — | COM | 26922V101 |
| PHYS | Sprott Phys Gld Tr Etn | 614 | $6,000 | 0.0% | $9.77 | $9.83 | — | COM | 85207H104 |
| — | Invesco BRIC ETF | 200 | $6,000 | 0.0% | $30.00 | $35.00 | — | COM | 18383M100 |
| EWC | iShares MSCI Canada Index | 200 | $5,000 | 0.0% | $25.00 * | $29.46 | -18.7% | COM | 464286509 |
| — | Tekla Healthcare Investors | 300 | $5,000 | 0.0% | $16.67 | $16.67 | — | COM | 404052102 |
| — | Taiwan Fund Inc | 320 | $5,000 | 0.0% | $15.63 | $18.36 | — | COM | 874036106 |
| IYE | iShares DJ US Energy | 150 | $5,000 | 0.0% | $33.33 * | $53.92 | -42.2% | COM | 464287796 |
| — | Nuveen Qual Pfd Inc Fd | 542 | $4,000 | 0.0% | $7.38 | $9.58 | — | COM | 67072C105 |
| — | Foxby Corp | 2,400 | $4,000 | 0.0% | $1.67 | $2.08 | — | COM | 351645106 |
| — | Call FB JAN19 90 | 1 | $4,000 | 0.0% | $4000.00 | — | — | Call | 30303M902 |
| PSLV | Sprott Physical Silver Trust | 736 | $4,000 | 0.0% | $5.43 | $7.89 | — | COM | 85207K107 |
| — | iPath MSCI India Index ETN | 50 | $4,000 | 0.0% | $80.00 | $68.84 | — | COM | 06739F291 |
| — | VanEck Vectors Vietnam ETF | 250 | $4,000 | 0.0% | $16.00 | $19.45 | — | COM | 57060U761 |
| — | GSV Capital Corp | 700 | $4,000 | 0.0% | $5.71 | $12.35 | — | COM | 36191J101 |
| IGE | Ishares Tr Goldman Sachs Natural Resources | 132 | $4,000 | 0.0% | $30.30 * | $46.54 | -41.6% | COM | 464287374 |
| — | Invesco S&P Intl Dev Low Volatility | 100 | $3,000 | 0.0% | $30.00 | $34.21 | — | COM | 73937B688 |
| BATT | Amplify Advcd Btty Mtls and Matrls ETF | 300 | $3,000 | 0.0% | $10.00 * | $16.01 | -27.5% | COM | 032108805 |
| AIQ | Global X Future Analytics Tech ETF | 200 | $3,000 | 0.0% | $15.00 * | $15.54 | -17.2% | COM | 37954Y632 |
| XXCHNXX | China Fund Inc | 198 | $3,000 | 0.0% | $15.15 | $20.28 | — | COM | 169373107 |
| — | Claymore/BNY Mellon Frontier Markets | 261 | $3,000 | 0.0% | $11.49 | $16.42 | — | COM | 18383Q838 |
| MNA | IQ Merger Arbitrage ETF | 100 | $3,000 | 0.0% | $30.00 * | $30.30 | +4.6% | COM | 45409B800 |
| GSG | iShares S&P GSCI Commodity-Indexed | 186 | $3,000 | 0.0% | $16.13 * | $31.96 | -56.1% | COM | 46428R107 |
| — | Invesco S&P500 Eq Weight Technology | 19 | $3,000 | 0.0% | $157.89 | $111.69 | — | COM | 78355W817 |
| — | Powershares SP SmallCap 600 Pure Grwth | 23 | $2,000 | 0.0% | $86.96 | $144.21 | — | COM | 78355W809 |
| DDD | 3 D Systems Corp | 150 | $2,000 | 0.0% | $13.33 * | $52.15 | -80.5% | COM | 88554D205 |
| — | Invesco Canadian Energy Income | 400 | $2,000 | 0.0% | $5.00 | $15.29 | — | COM | 18383Q606 |
| — | Invesco FTSE RAFI US 1000 | 20 | $2,000 | 0.0% | $100.00 | $91.67 | — | COM | 73935X583 |
| — | Exone Company | 250 | $2,000 | 0.0% | $8.00 | $20.00 | — | COM | 302104104 |
| — | Invesco S&P 500 High Beta | 33 | $1,000 | 0.0% | $30.30 | $31.22 | — | COM | 73937B829 |
| EFV | iShares MSCI EAFE Value | 25 | $1,000 | 0.0% | $40.00 * | $51.71 | -12.6% | COM | 464288877 |
| — | Ishares Msci Malaysia | 50 | $1,000 | 0.0% | $20.00 | $15.47 | — | COM | 464286830 |
| — | Call AIG JAN19 45 | 1 | $0 | 0.0% | $0.00 | — | — | Call | 026874904 |
| — | Asia Pacific Fund | 29 | $0 | 0.0% | $0.00 | $12.60 | — | COM | 044901106 |
| — | Mvc Capital Inc | 40 | $0 | 0.0% | $0.00 | $11.73 | — | COM | 553829102 |
| — | Nasdaq Prem Incm & Grwth | 10 | $0 | 0.0% | $0.00 | $18.57 | — | COM | 63110R105 |
| SVVC | Firsthand Technology Value Fund Inc | 7 | $0 | 0.0% | $0.00 | $19.40 | -31.1% | COM | 33766Y100 |
| — | Call VHC JAN19 7 | 10 | $0 | 0.0% | $0.00 | — | — | Call | 92823T908 |
| FNDB | Schwab Fundamental U.S. Broad Market | 1 | $0 | 0.0% | $0.00 | $10.14 | +10.1% | COM | 808524789 |
| — | Call MO JAN19 55 | 2 | $0 | 0.0% | $0.00 | — | — | Call | 02209S903 |
| — | Call WY JAN19 30 | 2 | $0 | 0.0% | $0.00 | — | — | Call | 962166904 |