Location: Boston, MA
CIK: 0001357550 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 13, 2018
Total Value: $1.01B (61.4% shares, 38.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LIBERTY MEDIA CORP DELAWARE | 49,817,000 | $62.32M | 6.2% | $1.25 | $1.17 | — | NOTE 1.375%10/1 | 531229AB8 |
| — | DR PEPPER SNAPPLE GROUP INC | 468,719 | $57.18M | 5.7% | $122.00 | $122.00 | — | COM | 26138E109 |
| — | CONVERGYS CORP | 23,150,000 | $52.37M | 5.2% | $2.26 | $2.28 | — | SDCV 5.750% 9/1 | 212485AE6 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 1,700,000 | $41.34M | 4.1% | $24.32 | — | — | Put | 881624209 |
| — | WORKDAY INC | 23,013,000 | $34.41M | 3.4% | $1.50 | $1.50 | — | NOTE 0.750% 7/1 | 98138HAC5 |
| — | KB HOME | 28,673,000 | $31.15M | 3.1% | $1.09 | $1.09 | — | NOTE 1.375% 2/0 | 48666KAS8 |
| EWY | ISHARES INC | 400,000 | $27.08M | 2.7% | $67.71 | — | — | Put | 464286772 |
| — | LIBERTY MEDIA CORP | 41,143,000 | $26.15M | 2.6% | $0.64 | $0.57 | — | DEB 3.500% 1/1 | 530715AN1 |
| — | CAESARS ENTMT CORP | 14,500,000 | $24.79M | 2.5% | $1.71 | $1.71 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 2,282,051 | $22.89M | 2.3% | $10.03 | $10.02 | — | CL A | G0726L125 |
| BAC | BANK AMER CORP | 781,500 | $22.03M | 2.2% | $28.19 | — | — | Put | 060505104 |
| — | RESOURCE CAP CORP | 21,500,000 | $21.55M | 2.1% | $1.00 | $0.97 | — | NOTE 4.500% 8/1 | 76120WAC8 |
| IEF | ISHARES TR | 200,000 | $20.5M | 2.0% | $102.51 | — | — | Put | 464287440 |
| — | HENNESSY CAP ACQUSTON CORP I | 2,020,704 | $20.49M | 2.0% | $10.14 | $9.96 | — | COM | 42588L105 |
| — | TERADYNE INC | 15,000,000 | $20.18M | 2.0% | $1.34 | $1.34 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | RLJ LODGING TR | 755,259 | $19.82M | 2.0% | $26.24 | $26.58 | — | CUM CONV PFD A | 74965L200 |
| — | MOLINA HEALTHCARE INC | 11,476,000 | $19.39M | 1.9% | $1.69 | $1.69 | — | DBCV 1.625% 8/1 | 60855RAD2 |
| — | MEDIDATA SOLUTIONS INC | 12,213,000 | $16.78M | 1.7% | $1.37 | $1.37 | — | NOTE 1.000% 8/0 | 58471AAB1 |
| — | THUNDER BRIDGE ACQUISITION L | 1,600,000 | $16.06M | 1.6% | $10.04 | $10.04 | — | UNIT 01/01/2025 | G8857R118 |
| — | MTGE INVT CORP | 819,384 | $16.06M | 1.6% | $19.60 | $19.60 | — | COM | 55378A105 |
| — | VECTOR GROUP LTD | 11,100,000 | $14.85M | 1.5% | $1.34 | $1.34 | — | FRNT 1/1 | 92240MAY4 |
| — | GRANITE PT MTG TR INC | 14,250,000 | $14.53M | 1.4% | $1.02 | $1.00 | — | NOTE 5.625%12/0 | 38741LAB3 |
| — | KAYNE ANDERSON ACQUISITION | 1,376,118 | $13.62M | 1.3% | $9.90 | $9.82 | — | COM CL A | 48661U102 |
| — | CM SEVEN STAR ACQUISITION CO | 1,325,460 | $13.06M | 1.3% | $9.85 | $9.67 | — | SHS | G2345N102 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,230,499 | $12.38M | 1.2% | $10.06 | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| — | PURE ACQUISITION CORP | 1,269,800 | $12.24M | 1.2% | $9.64 | $9.64 | — | CL A | 74621Q106 |
| BCS | BARCLAYS PLC | 1,200,000 | $12.04M | 1.2% | $10.03 | — | — | Put | 06738E204 |
| — | MICRON TECHNOLOGY INC | 6,506,000 | $11.81M | 1.2% | $1.82 | $1.82 | — | NOTE 3.000%11/1 | 595112AY9 |
| — | TRIDENT ACQUISITIONS CORP | 1,200,000 | $11.7M | 1.2% | $9.75 | $9.75 | — | COM | 89615T106 |
| SA | SEABRIDGE GOLD INC | 955,500 | $10.76M | 1.1% | $11.26 * | $11.01 | -2.0% | COM | 811916105 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 805,677 | $10.1M | 1.0% | $12.53 | $13.22 | — | TR UNIT | 85208R101 |
| — | TRIANGLE CAP CORP | 877,665 | $10.09M | 1.0% | $11.50 | $11.50 | — | COM | 895848109 |
| — | EQUITY COMWLTH | 306,667 | $9.66M | 1.0% | $31.50 | $30.54 | — | COM SH BEN INT | 294628102 |
| — | ALEXANDRIA REAL ESTATE EQ IN | 275,000 | $9.57M | 0.9% | $34.80 | $34.80 | — | PFD CONV SER D | 015271505 |
| — | LF CAP ACQUISITION CORP | 950,000 | $9.566M | 0.9% | $10.07 | $10.07 | — | CL A | 50200K108 |
| — | AMTRUST FINL SVCS INC | 9,593,000 | $9.265M | 0.9% | $0.97 | $0.97 | — | NOTE 2.750%12/1 | 032359AG6 |
| — | TRINITY MERGER CORP | 947,000 | $9.252M | 0.9% | $9.77 | $9.77 | — | COM CL A | 89653L106 |
| — | INDUSTREA ACQUISITION CORP | 899,159 | $8.866M | 0.9% | $9.86 | $9.78 | — | CL A | 45579J104 |
| — | GIGCAPITAL INC | 789,921 | $7.789M | 0.8% | $9.86 | $9.77 | — | COM | 37518N106 |
| — | CONSOLIDATED TOMOKA LD CO | 7,000,000 | $7.698M | 0.8% | $1.10 | $1.10 | — | NOTE 4.500% 3/1 | 210226AB2 |
| — | NEXTERA ENERGY INC | 100,000 | $7.456M | 0.7% | $74.56 | $74.56 | — | UNIT 08/31/2018 | 65339F846 |
| — | MODERN MEDIA ACQUISITION | 719,701 | $7.175M | 0.7% | $9.97 | $9.83 | — | COM | 60765P103 |
| — | TPG PACE HLDGS CORP | 715,443 | $7.104M | 0.7% | $9.93 | $9.92 | — | CL A | G89827128 |
| — | CAI INTERNATIONAL INC | 293,174 | $6.813M | 0.7% | $23.24 | $23.24 | — | COM | 12477X106 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 685,000 | $6.686M | 0.7% | $9.76 | $9.71 | — | COM CL A | G74760102 |
| — | MEDICINES CO | 5,000,000 | $6.142M | 0.6% | $1.23 | $1.23 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | LEO HOLDINGS CORP | 611,510 | $5.919M | 0.6% | $9.68 | $9.68 | — | COM CL A | G5463L105 |
| — | LEISURE ACQUISITION CORP | 575,040 | $5.555M | 0.5% | $9.66 | $9.66 | — | COM | 52539T107 |
| — | HAWAIIAN TELCOM HOLDCO INC | 188,100 | $5.44M | 0.5% | $28.92 | $28.92 | — | COM | 420031106 |
| — | CONSTELLATION ALPHA CAP CORP | 519,415 | $5.173M | 0.5% | $9.96 | $9.76 | — | SHS | G2379F108 |
| — | BLACK RIDGE ACQUISITION CORP | 520,965 | $5.09M | 0.5% | $9.77 | $9.65 | — | COM | 09216T107 |
| — | ATLANTIC ACQUISITION CORP | 478,600 | $4.858M | 0.5% | $10.15 | $9.85 | — | COM | 048206106 |
| STNL | SENTINEL ENERGY SVCS INC | 462,750 | $4.558M | 0.5% | $9.85 | $9.73 | — | COM CL A | G8062D102 |
| — | ALPS ETF TR | 450,000 | $4.545M | 0.4% | $10.10 | $10.10 | — | ALERIAN MLP | 00162Q866 |
| T | AT&T INC | 141,491 | $4.543M | 0.4% | $32.11 * | $14.53 | 0.0% | COM | 00206R102 |
| — | JANUS HENDERSON GROUP PLC | 3,000,000 | $4.254M | 0.4% | $1.42 | $1.42 | — | NOTE 0.750% 7/1 | 47102XAH8 |
| — | GTY TECHNOLOGY HOLDINGS INC | 413,943 | $4.181M | 0.4% | $10.10 | $9.94 | — | CL A | G4182A102 |
| WDAY | WORKDAY INC | 34,512 | $4.18M | 0.4% | $121.12 * | $128.07 | 0.0% | CL A | 98138H101 |
| — | FIDELITY NATIONAL FINANCIAL | 1,400,000 | $4.117M | 0.4% | $2.94 | $2.94 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| — | KBL MERGER CORP IV | 405,839 | $4.034M | 0.4% | $9.94 | $9.74 | — | COM | 48242A104 |
| — | TIBERIUS ACQUISITION CORP | 391,624 | $3.764M | 0.4% | $9.61 | $9.61 | — | COM | 88633A107 |
| CHTR | CHARTER COMMUNICATIONS INC N | 12,635 | $3.705M | 0.4% | $293.23 * | $287.35 | 0.0% | CL A | 16119P108 |
| — | RED HAT INC | 27,141 | $3.647M | 0.4% | $134.37 | $137.19 | — | COM | 756577102 |
| — | BRIGHTSPHERE INVESTMNT GRP P | 250,000 | $3.565M | 0.4% | $14.26 | $15.76 | — | SHS | G1644T109 |
| — | VECTOIQ ACQUISITION CORP | 348,000 | $3.334M | 0.3% | $9.58 | $9.58 | — | COM | 92243N103 |
| — | GS ACQUISITION HLDGS CORP | 309,300 | $3.161M | 0.3% | $10.22 | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| — | MUDRICK CAP ACQUISITION CORP | 317,067 | $3.057M | 0.3% | $9.64 | $9.61 | — | COM CLASS A | 624745105 |
| — | CAPITOL INVT CORP IV | 308,364 | $3.044M | 0.3% | $9.87 | $9.71 | — | CL A ORD | G18920101 |
| — | FEDERAL STR ACQUISITION CORP | 306,250 | $3.007M | 0.3% | $9.82 | $9.69 | — | CL A | 31421V107 |
| — | REDWOOD TR INC | 3,000,000 | $2.955M | 0.3% | $0.98 | $0.98 | — | NOTE 5.625% 7/1 | 758075AD7 |
| — | OPES ACQUISITION CORP | 300,000 | $2.91M | 0.3% | $9.70 | $9.70 | — | COM | 68373P100 |
| — | KAYNE ANDERSON ACQUISITION | 269,000 | $2.784M | 0.3% | $10.35 | $10.33 | — | UNIT 06/30/2022 | 48661U201 |
| — | MOSAIC ACQUISITION CORP | 270,780 | $2.621M | 0.3% | $9.68 | $9.75 | — | SHS CL A | G62848109 |
| — | UNION ACQUISITION CORP | 266,250 | $2.58M | 0.3% | $9.69 | $9.58 | — | SHS | G9366W101 |
| — | HL ACQUISITIONS CORP | 250,000 | $2.512M | 0.2% | $10.05 | $10.05 | — | UNIT 06/21/2023 | G4603R114 |
| — | STARWOOD PPTY TR INC | 2,229,000 | $2.502M | 0.2% | $1.12 | $1.12 | — | NOTE 4.000% 1/1 | 85571BAB1 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 302,623 | $2.497M | 0.2% | $8.25 | $8.33 | — | UNIT | 85207Q104 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 86,000 | $2.092M | 0.2% | $24.33 | — | — | Call | 881624209 |
| XLK | SELECT SECTOR SPDR TR | 30,000 | $2.084M | 0.2% | $69.47 | $69.47 | — | TECHNOLOGY | 81369Y803 |
| Z | ZILLOW GROUP INC | 35,000 | $2.067M | 0.2% | $59.06 * | $55.41 | 0.0% | CL C CAP STK | 98954M200 |
| — | BARINGTON HILCO ACQUISITION | 190,480 | $2M | 0.2% | $10.50 | $9.69 | — | COM | 06759V101 |
| — | HOSTESS BRANDS INC | 1,176,386 | $2M | 0.2% | $1.70 | $2.05 | — | *W EXP 11/04/202 | 44109J114 |
| — | PENNYMAC FINL SVCS INC | 100,000 | $1.965M | 0.2% | $19.65 | $19.65 | — | CL A | 70932B101 |
| XLE | SELECT SECTOR SPDR TR | 25,000 | $1.898M | 0.2% | $75.92 | $67.40 | — | ENERGY | 81369Y506 |
| — | FRONTIER COMMUNICATIONS CORP | 337,200 | $1.807M | 0.2% | $5.36 | $5.36 | — | Put | 35906A306 |
| — | FRONTIER COMMUNICATIONS CORP | 337,200 | $1.807M | 0.2% | $5.36 | $5.36 | — | COM NEW | 35906A306 |
| — | NEW FRONTIER CORP | 175,000 | $1.759M | 0.2% | $10.05 | $10.05 | — | UNIT 99/99/9999 | G6485P116 |
| — | FAR PT ACQUISITION CORP | 150,000 | $1.528M | 0.2% | $10.19 | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| — | DRAPER OAKWOOD TECHNOLOGY | 152,358 | $1.521M | 0.2% | $9.98 | $9.86 | — | COM CL A | 26146L103 |
| — | PURE ACQUISITION CORP | 1,175,000 | $1.504M | 0.1% | $1.28 | $1.28 | — | *W EXP 04/17/202 | 74621Q114 |
| — | BISON CAP ACQUISITION CORP | 138,252 | $1.385M | 0.1% | $10.02 | $9.87 | — | ORD SHS | G1142P104 |
| — | CIENA CORP | 1,000,000 | $1.323M | 0.1% | $1.32 | $1.32 | — | NOTE 3.750%10/1 | 171779AJ0 |
| WIX | WIX COM LTD | 12,600 | $1.264M | 0.1% | $100.32 * | $89.15 | 0.0% | SHS | M98068105 |
| — | BLACKSTONE MTG TR INC | 1,062,000 | $1.225M | 0.1% | $1.15 | $1.15 | — | NOTE 5.250%12/0 | 09257WAA8 |
| — | MINDBODY INC | 28,750 | $1.11M | 0.1% | $38.61 | $38.61 | — | COM CL A | 60255W105 |
| XLY | SELECT SECTOR SPDR TR | 10,050 | $1.098M | 0.1% | $109.25 | $109.25 | — | SBI CONS DISCR | 81369Y407 |
| — | ABERDEEN EMRG MRKTS EQT INM | 155,640 | $1.089M | 0.1% | $7.00 | $8.65 | — | COM | 00301W105 |
| — | CELGENE CORP | 11,372 | $903K | 0.1% | $79.41 | $118.34 | — | COM | 151020104 |
| — | MTECH ACQUISITION CORP | 90,432 | $883K | 0.1% | $9.76 | $9.58 | — | COM CLASS A | 55378W107 |
| — | I AM CAP ACQUISITION CO | 75,000 | $811K | 0.1% | $10.81 | $9.87 | — | COM | 45074Q108 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 7,865 | $773K | 0.1% | $98.28 * | $61.32 | +46.0% | COM | 64125C109 |
| — | TIBERIUS ACQUISITION CORP | 75,000 | $761K | 0.1% | $10.15 | $10.09 | — | UNIT 02/28/2021 | 88633A206 |
| — | SABAN CAP ACQUISITION CORP | 74,898 | $756K | 0.1% | $10.09 | $10.03 | — | COM CL A | 78516C106 |
| IONS | IONIS PHARMACEUTICALS INC | 17,983 | $749K | 0.1% | $41.65 * | $53.52 | -17.2% | COM | 462222100 |
| GILD | GILEAD SCIENCES INC | 10,070 | $713K | 0.1% | $70.80 * | $56.07 | -6.0% | COM | 375558103 |
| AGIO | AGIOS PHARMACEUTICALS INC | 8,220 | $692K | 0.1% | $84.18 * | $64.12 | +36.0% | COM | 00847X104 |
| INCY | INCYTE CORP | 10,249 | $687K | 0.1% | $67.03 * | $115.43 | -40.8% | COM | 45337C102 |
| VRTX | VERTEX PHARMACEUTICALS INC | 3,808 | $647K | 0.1% | $169.91 * | $149.14 | +3.9% | COM | 92532F100 |
| — | AMERICAN CAP SR FLOATING LTD | 48,581 | $598K | 0.1% | $12.31 | $12.31 | — | COM | 02504D108 |
| — | NATIONSTAR MTG HLDGS INC | 33,703 | $591K | 0.1% | $17.54 | $17.54 | — | COM | 63861C109 |
| — | NEXEO SOLUTIONS INC | 1,000,000 | $571K | 0.1% | $0.57 | $0.57 | — | *W EXP 06/09/202 | 65342H110 |
| — | GABELLI UTIL TR | 96,692 | $570K | 0.1% | $5.90 | $5.90 | — | COM | 36240A101 |
| — | AVAYA HLDGS CORP | 25,800 | $518K | 0.1% | $20.08 | $20.08 | — | COM | 05351X101 |
| — | ALEXION PHARMACEUTICALS INC | 4,150 | $515K | 0.1% | $124.10 | $127.27 | — | COM | 015351109 |
| — | ROYAL BK SCOTLAND GROUP PLC | 19,963 | $513K | 0.1% | $25.70 | $25.63 | — | SP ADR PREF S | 780097739 |
| WFC | WELLS FARGO CO NEW | 9,000 | $499K | 0.0% | $55.44 | — | — | Put | 949746101 |
| — | PLATINUM EAGLE ACQUISITIN CO | 49,000 | $492K | 0.0% | $10.04 | $10.14 | — | UNIT 01/09/2023 | G7126L126 |
| NTB | BANK OF NT BUTTERFIELD&SON L | 10,400 | $478K | 0.0% | $45.96 * | $23.96 | +37.3% | SHS NEW | G0772R208 |
| — | KAYNE ANDERSON ENERGY DEV CO | 26,181 | $455K | 0.0% | $17.38 | $17.38 | — | COM | 48660Q102 |
| — | WMIH CORP | 322,184 | $432K | 0.0% | $1.34 | $1.34 | — | COM | 92936P100 |
| — | SAGE THERAPEUTICS INC | 2,620 | $410K | 0.0% | $156.49 | $164.89 | — | COM | 78667J108 |
| TRN | TRINITY INDS INC | 11,803 | $404K | 0.0% | $34.23 * | $18.24 | 0.0% | COM | 896522109 |
| — | RADIUS HEALTH INC | 12,706 | $374K | 0.0% | $29.43 | $31.74 | — | COM NEW | 750469207 |
| MGA | MAGNA INTL INC | 6,041 | $352K | 0.0% | $58.27 * | $48.93 | 0.0% | COM | 559222401 |
| NVO | NOVO-NORDISK A S | 7,616 | $351K | 0.0% | $46.09 | $53.70 | — | ADR | 670100205 |
| HALO | HALOZYME THERAPEUTICS INC | 20,814 | $351K | 0.0% | $16.86 * | $18.38 | +2.8% | COM | 40637H109 |
| MEOH | METHANEX CORP | 4,828 | $342K | 0.0% | $70.84 * | $58.66 | +14.3% | COM | 59151K108 |
| — | TEMPLETON DRAGON FD INC | 15,972 | $340K | 0.0% | $21.29 | $21.56 | — | COM | 88018T101 |
| AGO | ASSURED GUARANTY LTD | 9,445 | $337K | 0.0% | $35.68 * | $34.73 | -8.1% | COM | G0585R106 |
| GIL | GILDAN ACTIVEWEAR INC | 11,713 | $330K | 0.0% | $28.17 * | $27.18 | -5.8% | COM | 375916103 |
| — | VANTAGE ENERGY ACQUISITION | 32,383 | $320K | 0.0% | $9.88 | $9.72 | — | COM CL A | 92211L105 |
| ALNY | ALNYLAM PHARMACEUTICALS INC | 2,460 | $242K | 0.0% | $98.37 | $125.65 | -21.1% | COM | 02043Q107 |
| SIG | SIGNET JEWELERS LIMITED | 4,320 | $241K | 0.0% | $55.79 * | $37.68 | 0.0% | SHS | G81276100 |
| — | TRIDENT ACQUISITIONS CORP | 733,500 | $235K | 0.0% | $0.32 | $0.32 | — | *W EXP 05/09/202 | 89615T114 |
| — | SIMPLY GOOD FOODS CO | 55,681 | $233K | 0.0% | $4.18 | $3.50 | — | *W EXP 07/07/202 | 82900L110 |
| — | MYOVANT SCIENCES LTD | 9,552 | $218K | 0.0% | $22.82 | $21.25 | — | COM | G637AM102 |
| ESPR | ESPERION THERAPEUTICS INC NE | 5,427 | $213K | 0.0% | $39.25 * | $53.84 | -6.2% | COM | 29664W105 |
| PACK | ONE MADISON CORP | 21,808 | $212K | 0.0% | $9.72 | $9.60 | — | COM CL A | G6772P100 |
| — | WASHINGTON PRIME GROUP NEW | 24,357 | $198K | 0.0% | $8.13 | $7.74 | — | COM | 93964W108 |
| — | MALLINCKRODT PUB LTD CO | 10,550 | $197K | 0.0% | $18.67 | $14.51 | — | SHS | G5785G107 |
| — | JUST ENERGY GROUP INC | 53,102 | $192K | 0.0% | $3.62 | $5.35 | — | COM | 48213W101 |
| PZG | PARAMOUNT GOLD NEV CORP | 150,000 | $189K | 0.0% | $1.26 * | $1.44 | 0.0% | COM | 69924M109 |
| — | RETAIL PPTYS AMER INC | 14,696 | $188K | 0.0% | $12.79 | $11.70 | — | CL A | 76131V202 |
| — | SENTINEL ENERGY SVCS INC | 18,544 | $187K | 0.0% | $10.08 | $9.97 | — | UNIT 11/02/2022 | G8062D128 |
| CNX | CNX RESOURCES CORPORATION | 10,185 | $181K | 0.0% | $17.77 * | $14.93 | +7.4% | COM | 12653C108 |
| — | TEMPLETON EMERGING MKTS FD I | 12,100 | $178K | 0.0% | $14.71 | $16.28 | — | COM | 880191101 |
| — | MAIDEN HOLDINGS LTD | 22,666 | $176K | 0.0% | $7.76 | $7.76 | — | SHS | G5753U112 |
| — | DENNYS CORP | 10,906 | $174K | 0.0% | $15.95 | $15.46 | — | COM | 24869P104 |
| SBH | SALLY BEAUTY HLDGS INC | 10,659 | $171K | 0.0% | $16.04 | $17.08 | -6.9% | COM | 79546E104 |
| — | CYS INVTS INC | 22,807 | $171K | 0.0% | $7.50 | $7.33 | — | COM | 12673A108 |
| — | COLONY CAP INC NEW | 27,482 | $171K | 0.0% | $6.22 | $6.22 | — | CL A COM | 19626G108 |
| — | GENERAL ELECTRIC CO | 12,331 | $168K | 0.0% | $13.62 | $13.51 | — | COM | 369604103 |
| — | TWO HBRS INVT CORP | 10,611 | $168K | 0.0% | $15.83 | $15.38 | — | COM NEW | 90187B408 |
| — | NEW SR INVT GROUP INC | 22,015 | $167K | 0.0% | $7.59 | $9.84 | — | COM | 648691103 |
| TGNA | TEGNA INC | 15,368 | $167K | 0.0% | $10.87 | $13.12 | -17.3% | COM | 87901J105 |
| — | PARTY CITY HOLDCO INC | 10,742 | $164K | 0.0% | $15.27 | $15.27 | — | COM | 702149105 |
| — | INVESCO MORTGAGE CAPITAL INC | 10,293 | $164K | 0.0% | $15.93 | $16.36 | — | COM | 46131B100 |
| — | MFA FINL INC | 21,471 | $163K | 0.0% | $7.59 | $7.59 | — | COM | 55272X102 |
| — | CAPSTEAD MTG CORP | 17,950 | $161K | 0.0% | $8.97 | $8.76 | — | COM NO PAR | 14067E506 |
| — | SPIRIT RLTY CAP INC NEW | 19,915 | $160K | 0.0% | $8.03 | $8.27 | — | COM | 84860W102 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 13,735 | $160K | 0.0% | $11.65 | $12.30 | — | COM | 47109U104 |
| NAVI | NAVIENT CORPORATION | 11,795 | $154K | 0.0% | $13.06 * | $13.60 | +0.2% | COM | 63938C108 |
| — | TORTOISE MLP FD INC | 398,752 | $149K | 0.0% | $0.37 | $0.37 | — | RIGHT 07/18/2018 | 89148B119 |
| — | DUFF & PHELPS SLCT ENGY MLP | 24,139 | $134K | 0.0% | $5.55 | $5.55 | — | COM | 26433F108 |
| — | GOLDMAN SACHS MLP ENERGY REN | 21,300 | $131K | 0.0% | $6.15 | $6.15 | — | COM | 38148G107 |
| — | NEUBERGER BERMAN MLP INCOME | 12,400 | $109K | 0.0% | $8.79 | $8.79 | — | COM | 64129H104 |
| — | VOYA EMERGING MKTS HIGH DIVI | 12,524 | $101K | 0.0% | $8.06 | $8.06 | — | COM | 92912P108 |
| — | NOVAVAX INC | 73,414 | $98,000 | 0.0% | $1.33 | $1.30 | — | COM | 670002104 |
| — | CENTER COAST BRKFLD MLP ENRG | 10,594 | $94,000 | 0.0% | $8.87 | $8.87 | — | SHS BEN INT | 151461100 |
| — | DHX MEDIA LTD | 41,159 | $86,000 | 0.0% | $2.09 | $2.09 | — | COM VAR VTG | 252406152 |
| — | NORTHERN OIL & GAS INC NEV | 24,322 | $77,000 | 0.0% | $3.17 | $3.17 | — | COM | 665531109 |
| — | VITAL THERAPIES INC | 11,113 | $76,000 | 0.0% | $6.84 | $6.84 | — | COM | 92847R104 |
| — | NOBLE CORP PLC | 11,927 | $75,000 | 0.0% | $6.29 | $6.29 | — | SHS USD | G65431101 |
| — | ALEXCO RESOURCE CORP | 55,180 | $73,000 | 0.0% | $1.32 | $1.32 | — | COM | 01535P106 |
| APPS | DIGITAL TURBINE INC | 48,037 | $73,000 | 0.0% | $1.52 * | $1.71 | +0.5% | COM NEW | 25400W102 |
| — | ABRAXAS PETE CORP | 24,673 | $71,000 | 0.0% | $2.88 | $2.88 | — | COM | 003830106 |
| — | AMYRIS INC | 11,041 | $71,000 | 0.0% | $6.43 | $6.43 | — | COM NEW | 03236M200 |
| TTI | TETRA TECHNOLOGIES INC DEL | 15,820 | $70,000 | 0.0% | $4.42 * | $4.13 | 0.0% | COM | 88162F105 |
| — | HIGHPOINT RES CORP | 11,486 | $70,000 | 0.0% | $6.09 | $6.09 | — | COM | 43114K108 |
| — | CHESAPEAKE ENERGY CORP | 70,000 | $67,000 | 0.0% | $0.96 | $0.99 | — | NOTE 2.250%12/1 | 165167CB1 |
| — | FUELCELL ENERGY INC | 49,886 | $66,000 | 0.0% | $1.32 | $1.32 | — | COM NEW | 35952H502 |
| — | INTREPID POTASH INC | 15,857 | $65,000 | 0.0% | $4.10 | $4.38 | — | COM | 46121Y102 |
| — | GLU MOBILE INC | 10,192 | $65,000 | 0.0% | $6.38 | $3.75 | — | COM | 379890106 |
| — | MOLECULAR TEMPLATES INC | 12,494 | $65,000 | 0.0% | $5.20 | $5.20 | — | COM | 608550109 |
| MNKD | MANNKIND CORP | 33,903 | $64,000 | 0.0% | $1.89 | $1.87 | 0.0% | COM NEW | 56400P706 |
| — | ASCENA RETAIL GROUP INC | 15,747 | $63,000 | 0.0% | $4.00 | $4.00 | — | COM | 04351G101 |
| — | HORNBECK OFFSHORE SVCS INC N | 15,974 | $63,000 | 0.0% | $3.94 | $3.94 | — | COM | 440543106 |
| MFIN | MEDALLION FINL CORP | 11,262 | $62,000 | 0.0% | $5.51 * | $4.00 | 0.0% | COM | 583928106 |
| LAB | FLUIDIGM CORP DEL | 10,313 | $61,000 | 0.0% | $5.91 * | $5.70 | 0.0% | COM | 34385P108 |
| — | ADVERUM BIOTECHNOLOGIES INC | 11,204 | $59,000 | 0.0% | $5.27 | $5.82 | — | COM | 00773U108 |
| — | TUESDAY MORNING CORP | 17,900 | $55,000 | 0.0% | $3.07 | $3.07 | — | COM NEW | 899035505 |
| HBIO | HARVARD BIOSCIENCE INC | 10,003 | $54,000 | 0.0% | $5.40 * | $5.12 | 0.0% | COM | 416906105 |
| — | VIVINT SOLAR INC | 10,805 | $53,000 | 0.0% | $4.91 | $4.91 | — | COM | 92854Q106 |
| — | BIODELIVERY SCIENCES INTL IN | 16,989 | $50,000 | 0.0% | $2.94 | $2.60 | — | COM | 09060J106 |
| — | VIRNETX HLDG CORP | 13,298 | $45,000 | 0.0% | $3.38 | $3.82 | — | COM | 92823T108 |
| — | SECOND SIGHT MED PRODS INC | 24,491 | $41,000 | 0.0% | $1.67 | $1.67 | — | COM | 81362J100 |
| — | STEIN MART INC | 15,901 | $39,000 | 0.0% | $2.45 | $2.45 | — | COM | 858375108 |
| — | COMMUNITY HEALTH SYS INC NEW | 3,000,000 | $33,000 | 0.0% | $0.01 | $0.06 | — | RIGHT 12/31/2019 | 203668116 |
| — | CASTLE BRANDS INC | 25,951 | $31,000 | 0.0% | $1.19 | $1.22 | — | COM | 148435100 |
| — | PENSARE ACQUISITION CORP | 50,316 | $25,000 | 0.0% | $0.50 | $0.50 | — | RIGHT 99/99/9999 | 70957E121 |
| — | PENSARE ACQUISITION CORP | 25,158 | $16,000 | 0.0% | $0.64 | $0.64 | — | *W EXP 07/27/202 | 70957E113 |