CIK: 0001357550 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 14, 2019
Total Value ($000): $1,421,937 (66.7% shares, 33.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | LIBERTY MEDIA CORP | 144,208,000 | $90,617 | 6.4% | $0.62 | — | DEB 3.500% 1/1 | 530715AN1 |
| TSLA | TESLA INC | 220,000 | $73,216 | 5.1% | — | — | Put | 88160R101 |
| — | INTEGRATED DEVICE TECHNOLOGY | 43,987,000 | $67,970 | 4.8% | $1.50 | — | NOTE 0.875%11/1 | 458118AC0 |
| — | LIBERTY MEDIA CORP DELAWARE | 49,817,000 | $52,818 | 3.7% | $1.17 | — | NOTE 1.375%10/1 | 531229AB8 |
| — | FINISAR CORP | 45,568,000 | $43,119 | 3.0% | $0.95 | — | NOTE 0.500%12/1 | 31787AAP6 |
| — | MICRON TECHNOLOGY INC | 36,340,000 | $40,295 | 2.8% | $1.60 | — | NOTE 3.000%11/1 | 595112AY9 |
| — | TESARO INC | 17,750,000 | $38,696 | 2.7% | $2.18 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | TESLA INC | 36,016,000 | $37,521 | 2.6% | $1.04 | — | NOTE 0.250% 3/0 | 88160RAB7 |
| — | MICROCHIP TECHNOLOGY INC | 26,492,000 | $36,814 | 2.6% | $1.39 | — | NOTE 1.625% 2/1 | 595017AD6 |
| EWY | ISHARES INC | 400,000 | $23,544 | 1.7% | — | — | Put | 464286772 |
| — | CM SEVEN STAR ACQUISITION CO | 2,233,456 | $22,558 | 1.6% | $9.84 | — | SHS | G2345N102 |
| — | TRIDENT ACQUISITIONS CORP | 2,126,138 | $21,198 | 1.5% | $9.84 | — | COM | 89615T106 |
| PACK | ONE MADISON CORP | 2,090,424 | $20,967 | 1.5% | $9.92 | — | COM CL A | G6772P100 |
| IEF | ISHARES TR | 200,000 | $20,840 | 1.5% | — | — | Put | 464287440 |
| SPY | SPDR S&P 500 ETF TR | 80,000 | $19,994 | 1.4% | — | — | Put | 78462F103 |
| SA | SEABRIDGE GOLD INC | 1,475,000 | $19,488 | 1.4% | $11.58 | +9.1% | COM | 811916105 |
| BAC | BANK AMER CORP | 781,500 | $19,256 | 1.4% | — | — | Put | 060505104 |
| — | RLJ LODGING TR | 772,255 | $19,136 | 1.3% | $26.56 | — | CUM CONV PFD A | 74965L200 |
| — | VANTAGE ENERGY ACQUISITION | 1,882,510 | $18,919 | 1.3% | $10.04 | — | COM CL A | 92211L105 |
| — | SABAN CAP ACQUISITION CORP | 1,874,000 | $18,890 | 1.3% | $10.08 | — | COM CL A | 78516C106 |
| — | PENSARE ACQUISITION CORP | 1,836,891 | $18,608 | 1.3% | $10.13 | — | COM | 70957E105 |
| — | RESTORATION HARDWARE HLDGS I | 16,000,000 | $17,881 | 1.3% | $1.12 | — | NOTE 6/1 | 761283AD2 |
| PFF | ISHARES TR | 500,000 | $17,115 | 1.2% | — | — | Put | 464288687 |
| IYR | ISHARES TR | 220,000 | $16,487 | 1.2% | — | — | Put | 464287739 |
| KDP | KEURIG DR PEPPER INC | 609,551 | $15,629 | 1.1% | $19.52 | +9.3% | COM | 49271V100 |
| — | RESOURCE CAP CORP | 15,500,000 | $15,190 | 1.1% | $0.98 | — | NOTE 4.500% 8/1 | 76120WAC8 |
| — | MODERN MEDIA ACQUISITION | 1,357,002 | $13,841 | 1.0% | $10.07 | — | COM | 60765P103 |
| — | BLACK RIDGE ACQUISITION CORP | 1,305,870 | $13,111 | 0.9% | $9.88 | — | COM | 09216T107 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,286,727 | $12,636 | 0.9% | $9.68 | — | SHS | G9145A107 |
| — | PURE ACQUISITION CORP | 1,264,800 | $12,446 | 0.9% | $9.79 | — | CL A | 74621Q106 |
| — | JPMORGAN CHASE & CO | 555,000 | $12,388 | 0.9% | $22.32 | — | ALERIAN ML ETN | 46625H365 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 1,232,181 | $12,100 | 0.9% | $9.74 | — | COM CL A | G74760102 |
| — | TRINITY MERGER CORP | 1,199,999 | $11,964 | 0.8% | $9.89 | — | COM CL A | 89653L106 |
| NEE | NEXTERA ENERGY INC | 67,775 | $11,781 | 0.8% | $35.95 | +2.0% | COM | 65339F101 |
| — | ALLEGRO MERGER CORP | 1,208,248 | $11,780 | 0.8% | $9.60 | — | COM | 01749N103 |
| VGT | VANGUARD WORLD FDS | 69,700 | $11,628 | 0.8% | $166.83 | — | INF TECH ETF | 92204A702 |
| — | SELECT INCOME REIT | 1,577,087 | $11,607 | 0.8% | $7.36 | — | COM SH BEN INT | 81618T100 |
| — | TKK SYMPHONY ACQUISITION COR | 1,190,314 | $11,487 | 0.8% | $9.50 | — | ORD SHS | G88950103 |
| DELL | DELL TECHNOLOGIES INC | 208,722 | $10,200 | 0.7% | $25.10 | 0.0% | CL C | 24703L202 |
| — | SENTINEL ENERGY SVCS INC | 994,537 | $9,965 | 0.7% | $10.02 | — | CL A | 81728P105 |
| — | CAI INTERNATIONAL INC | 410,329 | $9,532 | 0.7% | $23.14 | — | COM | 12477X106 |
| ILPT | INDUSTRIAL LOGISTICS PPTYS T | 482,632 | $9,493 | 0.7% | $19.67 | — | COM SHS BEN INT | 456237106 |
| — | FLUIDIGM CORP DEL | 8,000,000 | $9,165 | 0.6% | $1.14 | — | NOTE 2.750% 2/0 | 34385PAD0 |
| — | FEDERAL STR ACQUISITION CORP | 888,000 | $9,084 | 0.6% | $10.23 | — | CL A | 31421V107 |
| — | VERASTEM INC | 11,250,000 | $9,047 | 0.6% | $0.80 | — | NOTE 5.000%11/0 | 92337CAA2 |
| — | THUNDER BRIDGE ACQUISITION L | 877,774 | $8,690 | 0.6% | $9.72 | — | SHS CLASS A | G8857R100 |
| ALAC | ALBERTON ACQUISITION CORP | 866,800 | $8,495 | 0.6% | $9.80 | — | ORD SHS | G35006108 |
| — | WELLS FARGO CO NEW | 6,667 | $8,413 | 0.6% | $1261.89 | — | PERP PFD CNV A | 949746804 |
| — | UNION ACQUISITION CORP | 826,875 | $8,327 | 0.6% | $9.91 | — | SHS | G9366W101 |
| — | GIGCAPITAL INC | 789,921 | $7,978 | 0.6% | $9.77 | — | COM | 37518N106 |
| — | OWENS RLTY MTG INC | 408,513 | $7,676 | 0.5% | $18.79 | — | COM | 690828108 |
| — | HESS CORP | 183,200 | $7,420 | 0.5% | $40.50 | — | COM | 42809H107 |
| — | LEO HOLDINGS CORP | 756,867 | $7,342 | 0.5% | $9.69 | — | COM CL A | G5463L105 |
| — | CAPSTEAD MTG CORP | 1,100,584 | $7,341 | 0.5% | $6.82 | — | COM NO PAR | 14067E506 |
| — | MORGAN STANLEY EMER MKTS FD | 453,751 | $7,310 | 0.5% | $16.11 | — | COM | 61744G107 |
| — | CONSOLIDATED TOMOKA LD CO | 7,000,000 | $6,996 | 0.5% | $1.10 | — | NOTE 4.500% 3/1 | 210226AB2 |
| — | CHURCHILL CAP CORP | 730,700 | $6,978 | 0.5% | $9.55 | — | COM CL A | 17142R103 |
| — | ALEXANDRIA REAL ESTATE EQ IN | 200,000 | $6,712 | 0.5% | $34.80 | — | PFD CONV SER D | 015271505 |
| — | LEISURE ACQUISITION CORP | 679,539 | $6,693 | 0.5% | $9.69 | — | COM | 52539T107 |
| — | FORUM MERGER II CORP | 631,801 | $6,097 | 0.4% | $9.55 | — | CL A | 34986F103 |
| — | VECTOIQ ACQUISITION CORP | 618,800 | $6,002 | 0.4% | $9.69 | — | COM | 92243N103 |
| DELL | DELL TECHNOLOGIES INC | 122,400 | $5,982 | 0.4% | $25.10 | 0.0% | Put | 24703L202 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 588,637 | $5,802 | 0.4% | $9.08 | — | UNIT | 85207Q104 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 425,310 | $5,333 | 0.4% | $12.14 | — | TR UNIT | 85208R101 |
| — | MUDRICK CAP ACQUISITION CORP | 539,567 | $5,331 | 0.4% | $9.71 | — | COM CLASS A | 624745105 |
| — | PIMCO DYNMIC CREDIT AND MRT | 231,238 | $4,868 | 0.3% | $21.05 | — | COM SHS | 72202D106 |
| ANIP | ANI PHARMACEUTICALS INC | 107,771 | $4,852 | 0.3% | $55.07 | -4.8% | COM | 00182C103 |
| TH | PLATINUM EAGLE ACQUISITIN CO | 479,399 | $4,832 | 0.3% | $9.98 | — | SHS CL A | G7126L100 |
| — | TIBERIUS ACQUISITION CORP | 476,624 | $4,671 | 0.3% | $9.64 | — | COM | 88633A107 |
| GDXJ | VANECK VECTORS ETF TR | 152,000 | $4,593 | 0.3% | $27.45 | — | JR GOLD MINERS E | 92189F791 |
| — | OPES ACQUISITION CORP | 461,210 | $4,580 | 0.3% | $9.78 | — | COM | 68373P100 |
| GDX | VANECK VECTORS ETF TR | 209,000 | $4,408 | 0.3% | $18.52 | — | GOLD MINERS ETF | 92189F106 |
| — | KBL MERGER CORP IV | 405,839 | $4,140 | 0.3% | $9.74 | — | COM | 48242A104 |
| — | FS KKR CAPITAL CORP | 772,726 | $4,003 | 0.3% | $5.18 | — | COM | 302635107 |
| — | LF CAP ACQUISITION CORP | 373,525 | $3,661 | 0.3% | $9.93 | — | CL A | 50200K108 |
| — | TTM TECHNOLOGIES | 3,090,000 | $3,651 | 0.3% | $1.18 | — | INC NOTE 1.750%12/1 | 87305RAD1 |
| — | II VI INC | 108,128 | $3,510 | 0.2% | $32.46 | — | COM | 902104108 |
| — | HAYMAKER ACQUISITION CORP | 336,939 | $3,373 | 0.2% | $10.01 | — | COM CLASS A | 420870107 |
| — | WILLSCOT CORP | 351,611 | $3,312 | 0.2% | $12.46 | — | COM | 971375126 |
| QQQ | INVESCO QQQ TR | 21,000 | $3,239 | 0.2% | $154.24 | — | UNIT SER 1 | 46090E103 |
| XLK | SELECT SECTOR SPDR TR | 52,100 | $3,229 | 0.2% | $66.83 | — | TECHNOLOGY | 81369Y803 |
| — | GS ACQUISITION HLDGS CORP | 290,381 | $2,976 | 0.2% | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| — | COLLIER CREEK HOLDINGS | 300,000 | $2,895 | 0.2% | $9.65 | — | COM CL A | G22707106 |
| — | GORES HOLDINGS III INC | 259,000 | $2,603 | 0.2% | $10.22 | — | UNIT 09/07/2024 | 38286G208 |
| — | CONSTELLATION ALPHA CAP CORP | 222,955 | $2,279 | 0.2% | $10.22 | — | SHS | G2379F108 |
| — | STARWOOD WAYPOINT RESIDENTL | 2,000,000 | $2,265 | 0.2% | $1.13 | — | NOTE 3.000% 7/0 | 85571WAB5 |
| — | DOUBLELINE INCOME SOLUTIONS | 128,539 | $2,228 | 0.2% | $17.33 | — | COM | 258622109 |
| — | LEGACY ACQUISITION CORP | 225,000 | $2,210 | 0.2% | $9.76 | — | COM CL A | 524643103 |
| — | FINISAR CORP | 100,000 | $2,160 | 0.2% | — | — | Put | 31787A507 |
| — | LIBERTY ALL STAR EQUITY FD | 396,881 | $2,135 | 0.2% | $5.38 | — | SH BEN INT | 530158104 |
| — | PIMCO DYNAMIC INCOME FD | 72,424 | $2,113 | 0.1% | $29.18 | — | SHS | 72201Y101 |
| — | EATON VANCE TAX MNGD GBL DV | 282,588 | $2,108 | 0.1% | $7.46 | — | COM | 27829F108 |
| — | WESTERN ASSET MTG CAP CORP | 251,535 | $2,098 | 0.1% | $8.34 | — | COM | 95790D105 |
| — | ROYCE VALUE TR INC | 177,659 | $2,096 | 0.1% | $11.80 | — | COM | 780910105 |
| AER | AERCAP HOLDINGS NV | 51,944 | $2,057 | 0.1% | $49.28 | 0.0% | SHS | N00985106 |
| — | CREDIT SUISSE NASSAU BRH | 29,000 | $2,056 | 0.1% | $70.90 | — | VELOCITY SHS DAI | 22542D332 |
| — | NUVEEN CA QUALTY MUN INCOME | 159,892 | $2,039 | 0.1% | $12.75 | — | COM | 67066Y105 |
| — | MORGAN STANLEY ASIA PAC FD I | 123,621 | $2,034 | 0.1% | $16.45 | — | COM | 61744U106 |
| RVPH | TENZING ACQUISITION CORP | 204,998 | $2,019 | 0.1% | $9.85 | — | ORD SHS | G8708A116 |
| — | MOSAIC ACQUISITION CORP | 204,010 | $2,009 | 0.1% | $9.85 | — | COM CL A | 61946M100 |
| — | NUVEEN QUALITY MUNCP INCOME | 160,086 | $2,007 | 0.1% | $12.54 | — | COM | 67066V101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 162,616 | $2,002 | 0.1% | $12.31 | — | COM | 670657105 |
| — | AMCI ACQUISITION CORP | 200,000 | $1,904 | 0.1% | $9.52 | — | CLASS A | 00165R101 |
| — | MAGNOLIA OIL & GAS CORP | 615,133 | $1,864 | 0.1% | $4.70 | — | *W EXP 07/31/202 | 559663117 |
| — | MEDLEY MGMT INC | 482,050 | $1,861 | 0.1% | $5.18 | — | CL A COM | 58503T106 |
| — | QIAGEN NV | 53,173 | $1,832 | 0.1% | $34.45 | — | SHS NEW | N72482123 |
| — | COLONY CAP INC | 2,000,000 | $1,775 | 0.1% | $0.89 | — | NOTE 5.000% 4/1 | 19624RAA4 |
| — | COHEN & STEERS INFRASTRUCTUR | 87,414 | $1,727 | 0.1% | $19.76 | — | COM | 19248A109 |
| — | HL ACQUISITIONS CORP | 178,000 | $1,709 | 0.1% | $9.56 | — | SHS | G4603R106 |
| — | NUVEEN MUNICIPAL CREDIT INC | 126,059 | $1,692 | 0.1% | $13.42 | — | COM SH BEN INT | 67070X101 |
| — | CALAMOS CONV OPP AND INC FD | 177,476 | $1,572 | 0.1% | $8.86 | — | SH BEN INT | 128117108 |
| — | EATON VANCE TX MGD DIV EQ IN | 152,794 | $1,558 | 0.1% | $10.20 | — | COM | 27828N102 |
| — | BLACKROCK ENHANCED EQT DIV T | 197,970 | $1,538 | 0.1% | $7.88 | — | COM | 09251A104 |
| — | TPG PACE HLDGS CORP | 150,450 | $1,504 | 0.1% | $10.00 | — | CL A | G89827128 |
| — | GABELLI DIVD & INCOME TR | 81,451 | $1,491 | 0.1% | $18.31 | — | COM | 36242H104 |
| — | BISON CAP ACQUISITION CORP | 142,083 | $1,478 | 0.1% | $9.88 | — | ORD SHS | G1142P104 |
| — | BROOKFIELD REAL ASSETS INCOM | 74,497 | $1,421 | 0.1% | $19.07 | — | SHS BEN INT | 112830104 |
| RITM | NEW RESIDENTIAL INVT CORP | 100,000 | $1,421 | 0.1% | $14.21 | — | COM NEW | 64828T201 |
| — | BLACKROCK ENHANCED GBL DIV T | 150,072 | $1,406 | 0.1% | $9.37 | — | COM | 092501105 |
| — | COHEN & STEERS QUALITY RLTY | 124,735 | $1,292 | 0.1% | $10.36 | — | COM | 19247L106 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 177,369 | $1,279 | 0.1% | $7.21 | — | COM SH BEN INT | 00326L100 |
| — | GORDON POINTE ACQUISITION CO | 125,870 | $1,259 | 0.1% | $10.00 | — | COM CLASS A | 382788107 |
| — | ALLIANZGI NFJ DIVID INT & PR | 117,485 | $1,255 | 0.1% | $10.68 | — | COM | 01883A107 |
| — | NUVEEN AMT FREE MUN CR INC F | 89,583 | $1,252 | 0.1% | $13.98 | — | COM | 67071L106 |
| — | INVESCO MUN OPPORTUNITY TR | 108,800 | $1,216 | 0.1% | $11.18 | — | COM | 46132C107 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 95,535 | $1,153 | 0.1% | $12.07 | — | COM | 6706ER101 |
| — | EATON VANCE TXMGD GL BUYWR O | 118,959 | $1,134 | 0.1% | $9.53 | — | COM | 27829C105 |
| — | GUGGENHEIM STRATEGIC OPP FD | 60,389 | $1,103 | 0.1% | $18.26 | — | COM SBI | 40167F101 |
| — | BLACKROCK SCIENCE & TECH TR | 39,778 | $1,093 | 0.1% | $27.48 | — | SHS | 09258G104 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 105,747 | $1,082 | 0.1% | $10.43 | — | COM SHS BEN INT | 288578107 |
| — | ADAMS DIVERSIFIED EQUITY FD | 84,288 | $1,064 | 0.1% | $12.62 | — | COM | 006212104 |
| — | EATON VANCE TAX ADVT DIV INC | 55,416 | $1,052 | 0.1% | $18.98 | — | COM | 27828G107 |
| — | CBRE CLARION GLOBAL REAL EST | 169,701 | $1,045 | 0.1% | $6.16 | — | COM | 12504G100 |
| — | GAMCO GLOBAL GOLD NAT RES & | 280,434 | $1,038 | 0.1% | $3.70 | — | COM SH BEN INT | 36465A109 |
| — | CHURCHILL CAP CORP | 1,177,750 | $1,025 | 0.1% | $0.87 | — | *W EXP 09/11/202 | 17142R111 |
| — | TEKLA HEALTHCARE INVS | 56,775 | $1,019 | 0.1% | $17.95 | — | SH BEN INT | 87911J103 |
| — | GABELLI GLOBL UTIL & INCOME | 61,327 | $987 | 0.1% | $16.09 | — | COM SH BEN INT | 36242L105 |
| — | EATON VANCE TX ADV GLBL DIV | 72,217 | $978 | 0.1% | $13.54 | — | COM | 27828S101 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 91,137 | $960 | 0.1% | $10.53 | — | COM | 01879R106 |
| — | BLACKROCK RES & COMM STRAT T | 135,560 | $957 | 0.1% | $7.06 | — | SHS | 09257A108 |
| — | WESTERN ASSET EMRG MKT DEBT | 76,444 | $939 | 0.1% | $12.28 | — | COM | 95766A101 |
| — | BLACKROCK CORPOR HI YLD FD I | 100,716 | $935 | 0.1% | $9.28 | — | COM | 09255P107 |
| — | BLACKROCK FLOAT RATE OME STR | 77,211 | $919 | 0.1% | $11.90 | — | COM | 09255X100 |
| — | EATON VANCE RISK MNGD DIV EQ | 110,447 | $897 | 0.1% | $8.12 | — | COM | 27829G106 |
| — | VOYA GLBL EQTY DIV & PREM OP | 151,697 | $889 | 0.1% | $5.86 | — | COM | 92912T100 |
| — | NUVEEN NASDAQ 100 DYNAMIC OV | 43,816 | $876 | 0.1% | $19.99 | — | COM SHS | 670699107 |
| — | NUVEEN MUN HIGH INCOME OPP F | 74,874 | $872 | 0.1% | $11.65 | — | COM | 670682103 |
| — | ABERDEEN ASIA PACIFIC INCOM | 221,959 | $859 | 0.1% | $3.87 | — | COM | 003009107 |
| — | PENSARE ACQUISITION CORP | 78,268 | $826 | 0.1% | $10.69 | — | UNIT 07/27/2022 | 70957E204 |
| — | EATON VANCE SR FLTNG RTE TR | 64,993 | $816 | 0.1% | $12.56 | — | COM | 27828Q105 |
| — | DOUBLELINE OPPORTUNISTIC CR | 42,573 | $807 | 0.1% | $18.96 | — | COM | 258623107 |
| — | INVESCO TR INVT GRADE MUNS | 69,097 | $793 | 0.1% | $11.48 | — | COM | 46131M106 |
| — | BLACKSTONE GSO STRATEGIC CR | 57,664 | $777 | 0.1% | $13.47 | — | COM SHS BEN IN | 09257R101 |
| — | INVESCO MUN TR | 69,040 | $769 | 0.1% | $11.14 | — | COM | 46131J103 |
| — | TIBERIUS ACQUISITION CORP | 75,000 | $766 | 0.1% | $10.09 | — | UNIT 02/28/2021 | 88633A206 |
| — | ALLIANZGI CONV INCOME FD | 144,911 | $752 | 0.1% | $5.19 | — | COM | 018828103 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 37,757 | $752 | 0.1% | $19.92 | — | COM NEW | 65340G205 |
| NTB | BANK OF NT BUTTERFIELD&SON L | 24,000 | $744 | 0.1% | $30.42 | -4.8% | SHS NEW | G0772R208 |
| — | CALAMOS GBL DYN INCOME FUND | 112,608 | $738 | 0.1% | $6.55 | — | COM | 12811L107 |
| — | EATON VANCE FLTING RATE INC | 58,066 | $735 | 0.1% | $12.66 | — | COM | 278279104 |
| — | ALLIANZGI EQUITY & CONV INCO | 39,350 | $730 | 0.1% | $18.55 | — | COM | 018829101 |
| — | BLACKROCK DEBT STRAT FD INC | 74,021 | $723 | 0.1% | $9.77 | — | COM NEW | 09255R202 |
| — | BLACKROCK MULTI-SECTOR INC T | 46,669 | $717 | 0.1% | $15.36 | — | COM | 09258A107 |
| — | BLACKROCK MUN 2030 TAR TERM | 34,767 | $713 | 0.1% | $20.51 | — | COM SHS BEN IN | 09257P105 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 55,900 | $700 | 0.0% | $12.52 | — | COM | 09253W104 |
| — | HIGHLAND FLOATNG RATE OPPRT | 54,124 | $693 | 0.0% | $12.80 | — | SHS BEN INT | 43010E404 |
| — | HANCOCK JOHN FINL OPPTYS FD | 24,240 | $677 | 0.0% | $27.93 | — | SH BEN INT NEW | 409735206 |
| — | ADVENT CLAYMORE CV SECS & IN | 53,899 | $676 | 0.0% | $12.54 | — | COM | 00764C109 |
| — | GREAT ELM CAP CORP | 84,780 | $666 | 0.0% | $7.86 | — | COM | 390320109 |
| — | EATON VANCE TX MNG BY WRT OP | 48,755 | $657 | 0.0% | $13.48 | — | COM | 27828Y108 |
| — | BLACKROCK ENHANCED INTL DIV | 130,318 | $649 | 0.0% | $4.98 | — | COM BENE INTER | 092524107 |
| LOAC | LONGEVITY ACQUISITION CORP | 65,223 | $649 | 0.0% | $9.95 | — | ORD SHS | G56372132 |
| — | CALAMOS STRATEGIC TOTL RETN | 61,142 | $647 | 0.0% | $10.58 | — | COM SH BEN INT | 128125101 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 50,927 | $646 | 0.0% | $12.68 | — | COM | 670651108 |
| — | EDTECHX HLDGS ACQUISITION CO | 63,973 | $645 | 0.0% | $10.08 | — | COM | 28138X103 |
| — | TORTOISE ENERGY INFRA CORP | 32,398 | $645 | 0.0% | $19.91 | — | COM | 89147L100 |
| — | INVESCO QUALITY MUNI INC TRS | 56,897 | $638 | 0.0% | $11.21 | — | COM | 46133G107 |
| — | BLACKROCK ENH CAP & INC FD I | 45,235 | $637 | 0.0% | $14.08 | — | COM | 09256A109 |
| — | BARINGS GLOBAL SHORT DURATIO | 39,596 | $632 | 0.0% | $15.96 | — | COM | 06760L100 |
| — | ARES DYNAMIC CR ALLOCATION F | 45,252 | $624 | 0.0% | $13.79 | — | COM | 04014F102 |
| — | PIMCO CORPORATE & INCOME OPP | 40,234 | $617 | 0.0% | $15.34 | — | COM | 72201B101 |
| — | PIMCO MUN INCOME FD II | 46,100 | $614 | 0.0% | $13.32 | — | COM | 72200W106 |
| — | TORTOISE MLP FD INC | 50,027 | $613 | 0.0% | $12.25 | — | COM | 89148B101 |
| — | ADAM NAT RES FD INC | 41,372 | $603 | 0.0% | $14.58 | — | COM | 00548F105 |
| XJPIX | NUVEEN PFD & INCOME TERM FD | 29,771 | $602 | 0.0% | $20.22 | — | COM | 67075A106 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 51,240 | $597 | 0.0% | $11.65 | — | COM | 670656107 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 76,079 | $594 | 0.0% | $7.81 | — | COM | 18469P100 |
| — | TRI CONTL CORP | 25,197 | $593 | 0.0% | $23.53 | — | COM | 895436103 |
| — | PIMCO CORPORATE INCOME STRAT | 39,564 | $589 | 0.0% | $14.89 | — | COM | 72200U100 |
| — | COHEN & STEERS REIT & PFD IN | 33,025 | $588 | 0.0% | $17.80 | — | COM | 19247X100 |
| — | BOULDER GROWTH & INCOME FD I | 55,105 | $575 | 0.0% | $10.43 | — | COM | 101507101 |
| — | ALLIANZGI CONV INCOME FD II | 127,082 | $572 | 0.0% | $4.50 | — | COM | 018825109 |
| — | PIMCO INCOME STRATEGY FUND I | 59,477 | $567 | 0.0% | $9.53 | — | COM | 72201J104 |
| — | NUVEEN PFD & INCM SECURTIES | 68,500 | $567 | 0.0% | $8.28 | — | COM | 67072C105 |
| — | NUVEEN DOW 30 DYN OVERWRITE | 35,158 | $567 | 0.0% | $16.13 | — | SHS | 67075F105 |
| — | MORGAN STANLEY EM MKTS DM DE | 93,340 | $566 | 0.0% | $6.06 | — | COM | 617477104 |
| — | PGIM SHORT DURATION HIGH YIE | 43,397 | $565 | 0.0% | $13.02 | — | COM | 69346H100 |
| — | BLACKROCK LTD DURATION INC T | 42,033 | $562 | 0.0% | $13.37 | — | COM SHS | 09249W101 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 67,890 | $561 | 0.0% | $8.26 | — | COM | 09253R105 |
| — | NUVEEN REAL ASSET INM AND GW | 40,933 | $558 | 0.0% | $13.63 | — | COM | 67074Y105 |
| — | GREENLAND ACQUISITIN CORPORA | 56,327 | $558 | 0.0% | $9.67 | — | SHS | G40981139 |
| XAWPX | ABERDEEN GLOBAL PREMIER PPTY | 111,688 | $556 | 0.0% | $4.98 | — | COM SH BEN INT | 00302L108 |
| — | DUFF & PHELPS GLB UTL INC FD | 46,524 | $551 | 0.0% | $11.84 | — | COM | 26433C105 |
| — | FLAHERTY & CRUMRINE DYN PFD | 26,328 | $536 | 0.0% | $20.36 | — | SHS | 33848W106 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 64,933 | $534 | 0.0% | $8.22 | — | SH BEN INT | 18914E106 |
| — | WELLS FARGO MULTI SECTOR INC | 47,813 | $530 | 0.0% | $11.08 | — | COM | 94987D101 |
| — | INVESCO ADVANTAGE MUNICIPAL | 53,280 | $526 | 0.0% | $9.87 | — | SH BEN INT | 46132E103 |
| — | BLACKROCK FLOATING RATE INCO | 45,353 | $524 | 0.0% | $11.55 | — | COM | 091941104 |
| — | FIRST TR INTER DUR PFD & IN | 26,354 | $522 | 0.0% | $19.81 | — | COM | 33718W103 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 57,534 | $519 | 0.0% | $9.02 | — | COM SHS | 6706EN100 |
| — | BLACKROCK CR ALLCTN INC TR | 46,000 | $514 | 0.0% | $11.17 | — | COM | 092508100 |
| — | TEKLA WORLD HEALTHCARE FD | 43,856 | $508 | 0.0% | $11.58 | — | BEN INT SHS | 87911L108 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 41,087 | $507 | 0.0% | $12.34 | — | COM | 09254L107 |
| — | DREYFUS STRATEGIC MUNS INC | 70,509 | $506 | 0.0% | $7.18 | — | COM | 261932107 |
| — | ROYCE MICRO-CAP TR INC | 67,890 | $504 | 0.0% | $7.42 | — | COM | 780915104 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 39,668 | $502 | 0.0% | $12.66 | — | COM | 09253X102 |
| — | GENERAL AMERN INVS INC | 17,583 | $500 | 0.0% | $28.44 | — | COM | 368802104 |
| — | EATON VANCE ENH EQTY INC FD | 32,945 | $483 | 0.0% | $14.66 | — | COM | 278277108 |
| — | KKR INCOME OPPORTUNITIES FD | 33,403 | $476 | 0.0% | $14.25 | — | COM | 48249T106 |
| — | TEKLA LIFE SCIENCES INVS | 30,825 | $466 | 0.0% | $15.12 | — | SH BEN INT | 87911K100 |
| — | HANCOCK JOHN TAX-ADV DIV INC | 22,811 | $466 | 0.0% | $20.43 | — | COM | 41013V100 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 37,580 | $456 | 0.0% | $12.13 | — | COM | 01864U106 |
| — | CALAMOS DYNAMIC CONV & INCOM | 27,689 | $454 | 0.0% | $16.40 | — | COM | 12811V105 |
| — | BLACKSTONE GSO LNG SHRT CR I | 33,074 | $454 | 0.0% | $13.73 | — | COM SHS BN INT | 09257D102 |
| — | FIRST TR SR FLG RTE INCM FD | 40,388 | $452 | 0.0% | $11.19 | — | COM | 33733U108 |
| — | EATON VANCE ENHANCED EQ INC | 34,201 | $443 | 0.0% | $12.95 | — | COM | 278274105 |
| — | EATON VANCE TAX MNGED BUY WR | 32,017 | $431 | 0.0% | $13.46 | — | COM | 27828X100 |
| — | WESTERN AST INFL LKD OPP & I | 42,229 | $429 | 0.0% | $10.16 | — | COM | 95766R104 |
| — | GUGGENHEIM ENHNCD EQTY INCM | 63,163 | $428 | 0.0% | $6.78 | — | COM | 40167B100 |
| — | NEUBERGER BERMAN RE ES SEC F | 101,847 | $423 | 0.0% | $4.15 | — | COM | 64190A103 |
| — | BLACKROCK ENERGY & RES TR | 39,990 | $418 | 0.0% | $12.76 | — | COM | 09250U101 |
| WFC | WELLS FARGO CO NEW | 9,000 | $415 | 0.0% | — | — | Put | 949746101 |
| — | CALAMOS CONV & HIGH INCOME F | 43,093 | $405 | 0.0% | $9.40 | — | COM SHS | 12811P108 |
| — | IVY HIGH INC OPPORTUNITIES F | 32,917 | $399 | 0.0% | $12.12 | — | COM | 465893105 |
| — | ABERDEEN INCOME CR STRATEGIE | 37,587 | $394 | 0.0% | $10.48 | — | COM | 003057106 |
| — | PUTNAM PREMIER INCOME TR | 83,829 | $393 | 0.0% | $4.69 | — | SH BEN INT | 746853100 |
| — | MEXICO EQUITY & INCOME FD | 38,515 | $389 | 0.0% | $10.10 | — | COM | 592834105 |
| — | APOLLO SR FLOATING RATE FD I | 26,747 | $385 | 0.0% | $14.39 | — | COM | 037636107 |
| — | NEUBERGER BERMAN MUNI FD INC | 30,160 | $382 | 0.0% | $12.67 | — | COM | 64124P101 |
| — | APOLLO TACTICAL INCOME FD IN | 27,659 | $381 | 0.0% | $13.77 | — | COM | 037638103 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 36,334 | $378 | 0.0% | $10.40 | — | COM | 184692101 |
| XZFGX | VIRTUS TOTAL RETURN FUND INC | 43,086 | $373 | 0.0% | $8.66 | — | COM | 92837G100 |
| — | DWS MUN INCOME TR NEW | 36,001 | $371 | 0.0% | $10.31 | — | COM | 233368109 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 29,489 | $371 | 0.0% | $12.58 | — | COM | 09254X101 |
| — | EATON VANCE LTD DUR INCOME F | 30,833 | $368 | 0.0% | $11.94 | — | COM | 27828H105 |
| — | DREYFUS STRATEGIC MUN BD FD | 52,745 | $368 | 0.0% | $6.98 | — | COM | 26202F107 |
| — | HANCOCK JOHN PREMUIM DIV FD | 26,411 | $366 | 0.0% | $13.86 | — | COM SH BEN INT | 41013T105 |
| — | NEVADA GOLD & CASINOS INC | 150,000 | $357 | 0.0% | $2.38 | — | COM NEW | 64126Q206 |
| — | FST TR NEW OPPORT MLP & ENE | 47,342 | $357 | 0.0% | $7.54 | — | COM | 33739M100 |
| — | BLACKROCK MUNIYLD MICH QLTY | 28,629 | $356 | 0.0% | $12.43 | — | COM | 09254V105 |
| — | VIRTUS GLOBAL DIVID INCOME F | 39,642 | $354 | 0.0% | $8.93 | — | COM | 92835W107 |
| — | INDIA FD INC | 17,476 | $354 | 0.0% | $20.26 | — | COM | 454089103 |
| — | FIRST TR ENERGY INFRASTRCTR | 27,009 | $350 | 0.0% | $12.96 | — | COM | 33738C103 |
| XPMAX | PIONEER MUN HIGH INCOME ADV | 33,973 | $347 | 0.0% | $10.21 | — | COM | 723762100 |
| — | NUVEEN ENHANCED MUN VALUE FD | 27,000 | $347 | 0.0% | $12.85 | — | COM | 67074M101 |
| — | HANCOCK JOHN PFD INCOME FD I | 21,766 | $345 | 0.0% | $15.85 | — | COM | 41021P103 |
| — | NUVEEN SHT DUR CR OPP FD | 23,962 | $343 | 0.0% | $14.31 | — | COM | 67074X107 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQT | 27,134 | $343 | 0.0% | $12.64 | — | COM SHS | 33740D107 |
| — | EATON VANCE MUNI INCOME TRUS | 29,700 | $336 | 0.0% | $11.31 | — | SH BEN INT | 27826U108 |
| AGO | ASSURED GUARANTY LTD | 8,763 | $335 | 0.0% | $34.74 | +1.6% | COM | G0585R106 |
| — | NUVEEN PFD & INCM OPPORTNYS | 39,457 | $329 | 0.0% | $8.34 | — | COM | 67073B106 |
| — | BLACKROCK MUNICIPL INC QLTY | 25,900 | $323 | 0.0% | $12.47 | — | COM | 092479104 |
| — | NUVEEN CR STRATEGIES INCM FD | 43,006 | $318 | 0.0% | $7.39 | — | COM SHS | 67073D102 |
| — | BLACKSTONE GSO FLTING RTE FU | 20,640 | $316 | 0.0% | $15.31 | — | COM | 09256U105 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 28,670 | $314 | 0.0% | $10.95 | — | COM SHS | 723763108 |
| — | CREDIT SUISSE HIGH YLD BND F | 144,159 | $313 | 0.0% | $2.17 | — | SH BEN INT | 22544F103 |
| — | WESTERN ASSET HGH YLD DFNDFD | 23,587 | $310 | 0.0% | $13.14 | — | COM | 95768B107 |
| XPHTX | PIONEER HIGH INCOME TR | 38,829 | $309 | 0.0% | $7.96 | — | COM | 72369H106 |
| — | EATON VANCE NATL MUN OPPORT | 16,488 | $306 | 0.0% | $18.56 | — | COM SHS | 27829L105 |
| — | MACQUARIE GLBL INFRA TOTL RE | 16,288 | $306 | 0.0% | $18.79 | — | COM | 55608D101 |
| — | THUNDER BRIDGE ACQUISITION L | 30,000 | $305 | 0.0% | $10.04 | — | UNIT 01/01/2025 | G8857R118 |
| — | PUTNAM MANAGED MUN INCOM TR | 45,277 | $304 | 0.0% | $6.71 | — | COM | 746823103 |
| — | THOMSON REUTERS CORP | 6,188 | $299 | 0.0% | $48.32 | — | COM NEW | 884903709 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 26,737 | $296 | 0.0% | $11.07 | — | COM | 92829B101 |
| — | VOYA INFRASTRUCTURE INDLS & | 26,731 | $296 | 0.0% | $11.07 | — | COM | 92912X101 |
| GIL | GILDAN ACTIVEWEAR INC | 9,686 | $294 | 0.0% | $27.20 | +1.0% | COM | 375916103 |
| — | WELLS FARGO INCOME OPPORTUNI | 40,664 | $294 | 0.0% | $7.23 | — | WF INC OPPTY FD | 94987B105 |
| — | NORBORD INC | 11,011 | $293 | 0.0% | $26.61 | — | COM NEW | 65548P403 |
| — | NEUBERGER BERMAN MLP INCOME | 43,673 | $292 | 0.0% | $6.69 | — | COM | 64129H104 |
| — | HANCOCK JOHN PFD INCOME FD | 15,522 | $292 | 0.0% | $18.81 | — | SH BEN INT | 41013W108 |
| — | SWISS HELVETIA FD INC | 41,783 | $288 | 0.0% | $8.51 | — | COM | 870875101 |
| — | INVESCO SR INCOME TR | 72,344 | $283 | 0.0% | $3.91 | — | COM | 46131H107 |
| — | BIG ROCK PARTNERS ACQUISI CO | 27,407 | $280 | 0.0% | $10.22 | — | COM | 089482103 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 22,300 | $272 | 0.0% | $12.20 | — | COM | 670972108 |
| XPHDX | PIONEER FLOATING RATE TR | 27,552 | $271 | 0.0% | $9.84 | — | COM | 72369J102 |
| MEOH | METHANEX CORP | 5,637 | $271 | 0.0% | $59.98 | +4.1% | COM | 59151K108 |
| — | FIRST TR HIGH INCOME L/S FD | 20,342 | $270 | 0.0% | $13.27 | — | COM | 33738E109 |
| — | MAINSTAY MACKAY DEFINDTRM MU | 13,508 | $264 | 0.0% | $19.54 | — | COM | 56064K100 |
| — | WELLS FARGO GLOBAL DIVIDEND | 56,496 | $262 | 0.0% | $4.64 | — | COM | 94987C103 |
| — | SOURCE CAP INC | 8,021 | $261 | 0.0% | $32.54 | — | COM | 836144105 |
| — | NUVEEN NEW JERSEY QULT MUN F | 20,300 | $259 | 0.0% | $12.76 | — | COM | 67069Y102 |
| — | INVESCO DYNAMIC CR OPP FD | 25,238 | $259 | 0.0% | $10.26 | — | COM | 46132R104 |
| — | KAYNE ANDERSON MDSTM ENERGY | 26,733 | $258 | 0.0% | $9.65 | — | COM | 48661E108 |
| — | PGIM GLOBAL SHORT DURATION H | 19,840 | $256 | 0.0% | $12.90 | — | COM | 69346J106 |
| — | CLOUGH GLOBAL EQUITY FD | 23,641 | $256 | 0.0% | $10.83 | — | COM | 18914C100 |
| — | MEDLEY CAP CORP | 96,400 | $256 | 0.0% | $2.66 | — | COM | 58503F106 |
| IMO | IMPERIAL OIL LTD | 10,033 | $254 | 0.0% | $26.10 | -4.3% | COM NEW | 453038408 |
| — | DELAWARE ENHANCED GBL DIV & | 28,696 | $250 | 0.0% | $8.71 | — | COM | 246060107 |
| — | MADISON CVRED CALL & EQ STR | 40,617 | $250 | 0.0% | $6.16 | — | COM | 557437100 |
| — | COHEN & STEERS LTD DUR PFD I | 11,435 | $249 | 0.0% | $21.78 | — | COM | 19248C105 |
| — | TEKLA HEALTHCARE OPPORTUNIT | 14,761 | $248 | 0.0% | $16.80 | — | SHS | 879105104 |
| — | VOYA PRIME RATE TR | 55,232 | $248 | 0.0% | $4.49 | — | SH BEN INT | 92913A100 |
| — | VOYA GLBL ADV & PREM OPP FD | 26,832 | $247 | 0.0% | $9.21 | — | COM | 92912R104 |
| — | DFB HEALTHCARE ACQUISTION CO | 25,000 | $246 | 0.0% | $9.60 | — | COM | 23291E109 |
| — | KAYNE ANDERSN MLP MIDS INVT | 17,746 | $244 | 0.0% | $13.75 | — | COM | 486606106 |
| — | JUST ENERGY GROUP INC | 73,048 | $242 | 0.0% | $4.52 | — | COM | 48213W101 |
| — | FOOT LOCKER INC | 4,522 | $241 | 0.0% | $53.30 | — | COM | 344849104 |
| — | GRAF INDL CORP | 25,000 | $240 | 0.0% | $9.60 | — | COM | 384278107 |
| — | TORTOISE ENERGY INDEPENDENC | 35,345 | $240 | 0.0% | $6.79 | — | COM | 89148K101 |
| — | INVESCO VALUE MUN INCOME TR | 17,692 | $239 | 0.0% | $13.51 | — | COM | 46132P108 |
| — | UBS AG LONDON BRH | 18,383 | $234 | 0.0% | $15.67 | — | ETRACS MTH2XRE | 90269A302 |
| — | VOYA RISK MANAGED NAT RES FD | 54,298 | $232 | 0.0% | $4.27 | — | COM | 92913C106 |
| — | TEMPLETON EMERG MKTS INCOME | 24,061 | $231 | 0.0% | $9.60 | — | COM | 880192109 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 22,132 | $230 | 0.0% | $10.39 | — | COM | 10537L104 |
| — | NUVEEN S&P 500 DYN OVERWRITE | 16,112 | $226 | 0.0% | $14.03 | — | COM | 6706EW100 |
| — | JOHN HANCOCK HDG EQ & INC FD | 17,162 | $224 | 0.0% | $13.05 | — | COM | 47804L102 |
| — | NUVEEN FLOATING RATE INCOME | 24,069 | $222 | 0.0% | $9.22 | — | COM | 67072T108 |
| — | THL CR SR LN FD | 14,643 | $218 | 0.0% | $14.89 | — | COM | 87244R103 |
| — | WESTERN ASSET HIGH INCM FD I | 37,693 | $217 | 0.0% | $5.76 | — | COM | 95766J102 |
| — | COHEN & STEERS GLOBAL INC BL | 29,121 | $217 | 0.0% | $7.45 | — | COM | 19248M103 |
| — | BLACKROCK MUNIYIELD NY QLTY | 18,754 | $216 | 0.0% | $11.52 | — | COM | 09255E102 |
| — | NUVEEN MICHIGAN QLT MUN INC | 17,205 | $214 | 0.0% | $12.44 | — | COM | 670979103 |
| — | NUVEEN DIVERSIFIED DIV INCM | 22,925 | $212 | 0.0% | $9.25 | — | COM | 6706EP105 |
| — | GUGGENHEIM CR ALLOCATION FD | 11,548 | $212 | 0.0% | $18.36 | — | COM | 40168G108 |
| — | GABELLI EQUITY TR INC | 41,187 | $210 | 0.0% | $5.10 | — | COM | 362397101 |
| CWT | CALIFORNIA WTR SVC GROUP | 4,400 | $210 | 0.0% | $38.36 | 0.0% | COM | 130788102 |
| — | COLUMBIA SELIGM PREM TECH GR | 12,475 | $210 | 0.0% | $20.85 | — | COM | 19842X109 |
| — | TEMPLETON DRAGON FD INC | 12,270 | $209 | 0.0% | $17.03 | — | COM | 88018T101 |
| — | WESTERN ASSET GLB HI INCOME | 24,944 | $206 | 0.0% | $8.26 | — | COM | 95766B109 |
| — | FIRST TR ENHANCED EQTY INC F | 15,609 | $202 | 0.0% | $12.94 | — | COM | 337318109 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 14,811 | $202 | 0.0% | $13.64 | — | SHS | 67075G103 |
| — | NUVEEN CORE EQUITY ALPHA FUN | 16,713 | $201 | 0.0% | $12.03 | — | COM | 67090X107 |
| — | INVESCO PA VALUE MUN INCOME | 17,200 | $200 | 0.0% | $11.63 | — | COM | 46132K109 |
| — | NUVEEN TX ADV TOTAL RET STRG | 19,631 | $199 | 0.0% | $10.14 | — | COM | 67090H102 |
| — | SALIENT MIDSTREAM & MLP FD | 26,390 | $195 | 0.0% | $7.39 | — | SH BEN INT | 79471V105 |
| — | COHEN & STEERS CLOSED END OP | 17,082 | $189 | 0.0% | $11.06 | — | COM | 19248P106 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 23,847 | $186 | 0.0% | $7.80 | — | COM | 18469Q108 |
| — | PIMCO INCOME STRATEGY FUND | 17,133 | $186 | 0.0% | $10.86 | — | COM | 72201H108 |
| — | BLACKROCK MUNIYIELD PA QLTY | 14,704 | $185 | 0.0% | $12.58 | — | COM | 09255G107 |
| — | RIVERNORTH DOUBLELINE STRATE | 11,113 | $181 | 0.0% | $16.29 | — | COM | 76882G107 |
| — | NUVEEN OHIO QLTY MUN INCOME | 13,600 | $181 | 0.0% | $13.31 | — | COM | 670980101 |
| XHIEX | MILLER HOWARD HIGH INC EQTY | 18,300 | $174 | 0.0% | $9.51 | — | COM SHS BEN IN | 600379101 |
| — | BLACKROCK MUNIYIELD CALI QLT | 13,610 | $172 | 0.0% | $12.64 | — | COM | 09254N103 |
| — | NUVEEN ENERGY MLP TOTL RTRNF | 21,126 | $172 | 0.0% | $8.14 | — | COM | 67074U103 |
| — | EATON VANCE MUN BD FD | 15,269 | $172 | 0.0% | $11.26 | — | COM | 27827X101 |
| — | GOLDMAN SACHS MLP ENERGY REN | 38,768 | $170 | 0.0% | $4.39 | — | COM | 38148G107 |
| — | BLACKROCK MUNI INCOME TR II | 13,040 | $168 | 0.0% | $12.88 | — | COM | 09249N101 |
| — | CREDIT SUISSE ASSET MGMT INC | 59,210 | $164 | 0.0% | $2.77 | — | COM | 224916106 |
| — | STONE HBR EMERG MKTS TL INC | 14,824 | $162 | 0.0% | $10.93 | — | COM | 86164W100 |
| — | INVESCO MORTGAGE CAPITAL INC | 11,054 | $160 | 0.0% | $14.47 | — | COM | 46131B100 |
| — | LEXINGTON REALTY TRUST | 19,487 | $160 | 0.0% | $8.21 | — | COM | 529043101 |
| — | GAMCO NAT RES GOLD & INCOME | 31,887 | $158 | 0.0% | $4.95 | — | SH BEN INT | 36465E101 |
| — | WESTERN ASSET HIGH INCM OPP | 35,983 | $158 | 0.0% | $4.39 | — | COM | 95766K109 |
| — | WESTERN ASST INFLTN LKD INM | 14,790 | $157 | 0.0% | $10.62 | — | COM SH BEN INT | 95766Q106 |
| — | ASA GOLD AND PRECIOUS MTLS L | 16,550 | $157 | 0.0% | $9.49 | — | SHS | G3156P103 |
| — | MFS CHARTER INCOME TR | 21,218 | $156 | 0.0% | $7.35 | — | SH BEN INT | 552727109 |
| — | INVESCO MUNI INCOME OPP TRST | 22,304 | $155 | 0.0% | $6.95 | — | COM | 46132X101 |
| — | CENTER COAST BRKFLD MLP ENRG | 22,596 | $155 | 0.0% | $6.86 | — | SHS BEN INT | 151461100 |
| — | LMP CAP & INCOME FD INC | 14,411 | $154 | 0.0% | $10.69 | — | COM | 50208A102 |
| — | NORTHSTAR REALTY EUROPE CORP | 10,485 | $152 | 0.0% | $14.12 | — | COM | 66706L101 |
| — | AMC ENTMT HLDGS INC | 12,402 | $152 | 0.0% | $12.26 | — | CL A COM | 00165C104 |
| — | RETAIL PPTYS AMER INC | 13,957 | $151 | 0.0% | $11.61 | — | CL A | 76131V202 |
| — | NUVEEN TAX ADVANTAGED DIV GR | 11,299 | $151 | 0.0% | $13.36 | — | COM | 67073G105 |
| — | BLACKROCK MUNIC INCM INVST T | 12,400 | $149 | 0.0% | $12.02 | — | SH BEN INT | 09248H105 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 11,152 | $147 | 0.0% | $11.92 | 0.0% | COM | 42824C109 |
| — | CALAMOS GLOBAL TOTAL RETURN | 14,510 | $147 | 0.0% | $10.13 | — | COM SH BEN INT | 128118106 |
| — | STONE HBR EMERG MRKTS INC FD | 13,067 | $146 | 0.0% | $11.17 | — | COM | 86164T107 |
| — | PARTY CITY HOLDCO INC | 14,490 | $145 | 0.0% | $13.94 | — | COM | 702149105 |
| — | NUVEEN SR INCOME FD | 26,441 | $145 | 0.0% | $5.48 | — | COM | 67067Y104 |
| CNX | CNX RESOURCES CORPORATION | 12,411 | $142 | 0.0% | $14.85 | -7.2% | COM | 12653C108 |
| — | TORTOISE PIPELINE & ENERGY F | 11,388 | $141 | 0.0% | $12.38 | — | COM | 89148H108 |
| — | DREYFUS HIGH YIELD STRATEGIE | 51,686 | $140 | 0.0% | $2.71 | — | SH BEN INT | 26200S101 |
| — | BLACKROCK MUNIYIELD INVST FD | 10,969 | $139 | 0.0% | $12.67 | — | COM | 09254R104 |
| — | BLACKROCK MUNIHLDGS FD II IN | 10,625 | $138 | 0.0% | $12.99 | — | COM | 09253P109 |
| — | MFS HIGH INCOME MUN TR | 29,900 | $138 | 0.0% | $4.62 | — | SH BEN INT | 59318D104 |
| RF | REGIONS FINL CORP NEW | 10,259 | $137 | 0.0% | $11.99 | 0.0% | COM | 7591EP100 |
| — | COLONY CAP INC NEW | 29,032 | $136 | 0.0% | $6.07 | — | CL A COM | 19626G108 |
| — | PRESIDIO INC | 10,459 | $136 | 0.0% | $13.00 | — | COM | 74102M103 |
| — | EDTECHX HLDGS ACQUISITION CO | 382,773 | $134 | 0.0% | $0.35 | — | *W EXP 12/31/202 | 28138X111 |
| — | FLAHERTY & CRUMRINE PFD INC | 11,482 | $133 | 0.0% | $11.58 | — | COM | 338480106 |
| — | DUFF & PHELPS SLT ENGY AND M | 33,494 | $132 | 0.0% | $4.62 | — | COM | 26433F108 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 12,816 | $127 | 0.0% | $9.91 | — | COM | 27828A100 |
| — | BROOKFIELD GLOBL LISTED INFR | 12,478 | $126 | 0.0% | $10.10 | — | COM SHS | 11273Q109 |
| GFF | GRIFFON CORP | 12,006 | $125 | 0.0% | $10.08 | 0.0% | COM | 398433102 |
| — | WASHINGTON PRIME GROUP NEW | 25,140 | $122 | 0.0% | $7.31 | — | COM | 93964W108 |
| — | DREYFUS MUN BD INFRSTRCTR FD | 10,209 | $121 | 0.0% | $11.85 | — | SHS | 26203D101 |
| — | CONSOLIDATED COMM HLDGS INC | 11,983 | $118 | 0.0% | $13.07 | — | COM | 209034107 |
| — | TEMPLETON GLOBAL INCOME FD | 19,221 | $116 | 0.0% | $6.04 | — | COM | 880198106 |
| — | MEGALITH FINL ACQUISITION CO | 288,021 | $115 | 0.0% | $0.60 | — | *W EXP 08/26/202 | 58518F117 |
| — | CLOUGH GLOBAL DIVND AND INC | 11,392 | $114 | 0.0% | $10.01 | — | COM | 18913Y103 |
| — | NUVEEN REAL ESTATE INCOME FD | 13,400 | $113 | 0.0% | $8.43 | — | COM | 67071B108 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 14,484 | $109 | 0.0% | $7.53 | — | COM NEW | 641876800 |
| — | MFS HIGH YIELD MUN TR | 25,955 | $108 | 0.0% | $4.16 | — | SH BEN INT | 59318E102 |
| — | NEUBERGER BERMAN HGH YLD FD | 10,531 | $102 | 0.0% | $9.69 | — | COM | 64128C106 |
| — | DREYFUS MUN INCOME INC | 13,292 | $101 | 0.0% | $7.60 | — | COM | 26201R102 |
| — | FRANKLIN LTD DURATION INC TR | 10,959 | $99 | 0.0% | $9.03 | — | COM | 35472T101 |
| — | FIRST TR SR FLOATING RATE 20 | 11,934 | $99 | 0.0% | $8.30 | — | COM SHS | 33740K101 |
| — | EATON VANCE SR INCOME TR | 16,236 | $97 | 0.0% | $5.97 | — | SH BEN INT | 27826S103 |
| — | ABERDEEN GLOBAL INCOME FD IN | 12,722 | $91 | 0.0% | $7.15 | — | COM | 003013109 |
| — | ABERDEEN AUSTRALIA EQTY FD I | 17,746 | $84 | 0.0% | $4.73 | — | COM | 003011103 |
| — | SPARTAN ENERGY ACQUISITON CO | 86,666 | $84 | 0.0% | $0.97 | — | *W EXP 08/27/202 | 846784122 |
| — | ZAFGEN INC | 17,047 | $84 | 0.0% | $4.93 | — | COM | 98885E103 |
| — | NATIONAL CINEMEDIA INC | 12,444 | $81 | 0.0% | $6.51 | — | COM | 635309107 |
| APPS | DIGITAL TURBINE INC | 43,437 | $79 | 0.0% | $1.71 | -7.5% | COM NEW | 25400W102 |
| — | ALBERTON ACQUISITION CORP | 300,000 | $78 | 0.0% | $0.26 | — | RIGHT 10/04/2020 | G35006132 |
| — | CONTAINER STORE GROUP INC | 16,079 | $77 | 0.0% | $4.79 | — | COM | 210751103 |
| SVRA | SAVARA INC | 10,173 | $77 | 0.0% | $9.00 | 0.0% | COM | 805111101 |
| — | NOVAVAX INC | 40,541 | $75 | 0.0% | $1.54 | — | COM | 670002104 |
| — | SESEN BIO INC | 52,356 | $74 | 0.0% | $1.41 | — | COM | 817763105 |
| — | IMMUNOGEN INC | 15,499 | $74 | 0.0% | $4.77 | — | COM | 45253H101 |
| — | ADVERUM BIOTECHNOLOGIES INC | 23,524 | $74 | 0.0% | $4.72 | — | COM | 00773U108 |
| — | ASCENA RETAIL GROUP INC | 29,106 | $73 | 0.0% | $3.53 | — | COM | 04351G101 |
| — | EXPRESS INC | 13,871 | $71 | 0.0% | $5.12 | — | COM | 30219E103 |
| MFIN | MEDALLION FINL CORP | 14,933 | $70 | 0.0% | $4.27 | +19.4% | COM | 583928106 |
| — | ON DECK CAP INC | 11,650 | $69 | 0.0% | $5.92 | — | COM | 682163100 |
| — | CONTANGO OIL & GAS COMPANY | 21,201 | $69 | 0.0% | $3.25 | — | COM NEW | 21075N204 |
| — | QUOTIENT LTD | 11,179 | $68 | 0.0% | $7.51 | — | SHS | G73268107 |
| ENPH | ENPHASE ENERGY INC | 14,348 | $68 | 0.0% | $5.48 | -7.4% | COM | 29355A107 |
| — | SPROTT FOCUS TR INC | 11,513 | $67 | 0.0% | $5.82 | — | COM | 85208J109 |
| TTI | TETRA TECHNOLOGIES INC DEL | 39,207 | $66 | 0.0% | $3.32 | -16.5% | COM | 88162F105 |
| SPWH | SPORTSMANS WHSE HLDGS INC | 14,900 | $65 | 0.0% | $4.86 | 0.0% | COM | 84920Y106 |
| SRNE | SORRENTO THERAPEUTICS INC | 26,420 | $63 | 0.0% | $4.77 | -31.5% | COM NEW | 83587F202 |
| — | NUVEEN ALL CAP ENE MLP OPPO | 11,083 | $61 | 0.0% | $5.50 | — | COM | 67075E108 |
| — | VIVINT SOLAR INC | 16,079 | $61 | 0.0% | $3.79 | — | COM | 92854Q106 |
| — | FALCON MINERALS CORP | 100,000 | $60 | 0.0% | $0.60 | — | *W EXP 07/21/202 | 30607B208 |
| GENNQ | GENESIS HEALTHCARE INC | 48,346 | $57 | 0.0% | $1.58 | -6.3% | CL A COM | 37185X106 |
| GERN | GERON CORP | 57,243 | $57 | 0.0% | $1.52 | 0.0% | COM | 374163103 |
| — | AVID BIOSERVICES INC | 13,650 | $56 | 0.0% | $6.42 | — | COM | 05368M106 |
| — | VITAMIN SHOPPE INC | 11,909 | $56 | 0.0% | $4.70 | — | COM | 92849E101 |
| — | INSYS THERAPEUTICS INC NEW | 16,140 | $56 | 0.0% | $3.47 | — | COM NEW | 45824V209 |
| — | AFFIMED N V | 17,606 | $55 | 0.0% | $3.12 | — | COM | N01045108 |
| — | MARINUS PHARMACEUTICALS INC | 18,996 | $55 | 0.0% | $2.90 | — | COM | 56854Q101 |
| — | NOBLE CORP PLC | 20,841 | $55 | 0.0% | $4.73 | — | SHS USD | G65431101 |
| — | ENSCO PLC | 14,779 | $53 | 0.0% | $3.59 | — | SHS CLASS A | G3157S106 |
| — | BRISTOW GROUP INC | 21,520 | $52 | 0.0% | $2.42 | — | COM | 110394103 |
| — | LONESTAR RES US INC | 14,312 | $52 | 0.0% | $3.63 | — | CL A VTG | 54240F103 |
| — | SENTINEL ENERGY SVCS INC | 56,181 | $47 | 0.0% | $0.84 | — | *W EXP 11/02/202 | 81728P113 |
| CRK | COMSTOCK RES INC | 10,090 | $46 | 0.0% | $6.96 | 0.0% | COM | 205768302 |
| — | INDEPENDENCE CONTRACT DRIL I | 14,362 | $45 | 0.0% | $3.13 | — | COM | 453415309 |
| — | HORNBECK OFFSHORE SVCS INC N | 30,234 | $44 | 0.0% | $2.77 | — | COM | 440543106 |
| ADMA | ADMA BIOLOGICS INC | 17,381 | $42 | 0.0% | $4.95 | 0.0% | COM | 000899104 |
| — | SECOND SIGHT MED PRODS INC | 47,491 | $42 | 0.0% | $1.40 | — | COM | 81362J100 |
| — | STEIN MART INC | 38,416 | $41 | 0.0% | $2.39 | — | COM | 858375108 |
| ABUS | ARBUTUS BIOPHARMA CORP | 10,800 | $41 | 0.0% | $4.93 | 0.0% | COM | 03879J100 |
| — | AMCI ACQUISITION CORP | 200,000 | $40 | 0.0% | $0.20 | — | *W EXP 05/20/202 | 00165R119 |
| — | T2 BIOSYSTEMS INC | 12,262 | $37 | 0.0% | $3.02 | — | COM | 89853L104 |
| — | LONGEVITY ACQUISITION CORP | 223,600 | $34 | 0.0% | $0.15 | — | *W EXP 07/31/202 | G56372116 |
| — | DD3 ACQUISITION CORP | 75,000 | $26 | 0.0% | $0.35 | — | *W EXP 10/20/202 | G2692M111 |
| — | PLATINUM EAGLE ACQUISITIN CO | 16,333 | $21 | 0.0% | $1.29 | — | *W EXP 01/17/202 | G7126L118 |
| — | TUESDAY MORNING CORP | 10,900 | $19 | 0.0% | $3.09 | — | COM NEW | 899035505 |
| — | CASTLE BRANDS INC | 14,989 | $13 | 0.0% | $1.22 | — | COM | 148435100 |
| — | DURECT CORP | 22,095 | $11 | 0.0% | $0.50 | — | COM | 266605104 |
| — | COMMUNITY HEALTH SYS INC NEW | 3,000,000 | $3 | 0.0% | $0.06 | — | RIGHT 12/31/2019 | 203668116 |
| — | ALBERTON ACQUISITION CORP | 21,490 | $2 | 0.0% | $0.09 | — | *W EXP 04/26/202 | G35006124 |