Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	LIBERTY MEDIA CORP	144,208,000	$90.62M	6.4%	$0.63	$0.62	—	DEB 3.500% 1/1	530715AN1
TSLA	TESLA INC	220,000	$73.22M	5.1%	$332.80	—	—	Put	88160R101
—	INTEGRATED DEVICE TECHNOLOGY	43,987,000	$67.97M	4.8%	$1.55	$1.50	—	NOTE 0.875%11/1	458118AC0
—	LIBERTY MEDIA CORP DELAWARE	49,817,000	$52.82M	3.7%	$1.06	$1.17	—	NOTE 1.375%10/1	531229AB8
—	FINISAR CORP	45,568,000	$43.12M	3.0%	$0.95	$0.95	—	NOTE 0.500%12/1	31787AAP6
—	MICRON TECHNOLOGY INC	36,340,000	$40.3M	2.8%	$1.11	$1.60	—	NOTE 3.000%11/1	595112AY9
—	TESARO INC	17,750,000	$38.7M	2.7%	$2.18	$2.18	—	NOTE 3.000%10/0	881569AA5
—	TESLA INC	36,016,000	$37.52M	2.6%	$1.04	$1.04	—	NOTE 0.250% 3/0	88160RAB7
—	MICROCHIP TECHNOLOGY INC	26,492,000	$36.81M	2.6%	$1.39	$1.39	—	NOTE 1.625% 2/1	595017AD6
EWY	ISHARES INC	400,000	$23.54M	1.7%	$58.86	—	—	Put	464286772
—	CM SEVEN STAR ACQUISITION CO	2,233,456	$22.56M	1.6%	$10.10	$9.84	—	SHS	G2345N102
—	TRIDENT ACQUISITIONS CORP	2,126,138	$21.2M	1.5%	$9.97	$9.84	—	COM	89615T106
PACK	ONE MADISON CORP	2,090,424	$20.97M	1.5%	$10.03	$9.92	—	COM CL A	G6772P100
IEF	ISHARES TR	200,000	$20.84M	1.5%	$104.20	—	—	Put	464287440
SPY	SPDR S&P 500 ETF TR	80,000	$19.99M	1.4%	$249.93	—	—	Put	78462F103
SA	SEABRIDGE GOLD INC	1,475,000	$19.49M	1.4%	$13.21 *	$11.58	+9.1%	COM	811916105
BAC	BANK AMER CORP	781,500	$19.26M	1.4%	$24.64	—	—	Put	060505104
—	RLJ LODGING TR	772,255	$19.14M	1.3%	$24.78	$26.56	—	CUM CONV PFD A	74965L200
—	VANTAGE ENERGY ACQUISITION	1,882,510	$18.92M	1.3%	$10.05	$10.04	—	COM CL A	92211L105
—	SABAN CAP ACQUISITION CORP	1,874,000	$18.89M	1.3%	$10.08	$10.08	—	COM CL A	78516C106
—	PENSARE ACQUISITION CORP	1,836,891	$18.61M	1.3%	$10.13	$10.13	—	COM	70957E105
—	RESTORATION HARDWARE HLDGS I	16,000,000	$17.88M	1.3%	$1.12	$1.12	—	NOTE 6/1	761283AD2
PFF	ISHARES TR	500,000	$17.11M	1.2%	$34.23	—	—	Put	464288687
IYR	ISHARES TR	220,000	$16.49M	1.2%	$74.94	—	—	Put	464287739
KDP	KEURIG DR PEPPER INC	609,551	$15.63M	1.1%	$25.64 *	$19.52	+9.3%	COM	49271V100
—	RESOURCE CAP CORP	15,500,000	$15.19M	1.1%	$0.98	$0.98	—	NOTE 4.500% 8/1	76120WAC8
—	MODERN MEDIA ACQUISITION	1,357,002	$13.84M	1.0%	$10.20	$10.07	—	COM	60765P103
—	BLACK RIDGE ACQUISITION CORP	1,305,870	$13.11M	0.9%	$10.04	$9.88	—	COM	09216T107
—	TWELVE SEAS INVESTMENT COMPA	1,286,727	$12.64M	0.9%	$9.82	$9.68	—	SHS	G9145A107
—	PURE ACQUISITION CORP	1,264,800	$12.45M	0.9%	$9.84	$9.79	—	CL A	74621Q106
—	JPMORGAN CHASE & CO	555,000	$12.39M	0.9%	$22.32	$22.32	—	ALERIAN ML ETN	46625H365
RWGE	REGALWOOD GLOBAL ENERGY LTD	1,232,181	$12.1M	0.9%	$9.82	$9.74	—	COM CL A	G74760102
—	TRINITY MERGER CORP	1,199,999	$11.96M	0.8%	$9.97	$9.89	—	COM CL A	89653L106
NEE	NEXTERA ENERGY INC	67,775	$11.78M	0.8%	$173.83 *	$35.95	+2.0%	COM	65339F101
—	ALLEGRO MERGER CORP	1,208,248	$11.78M	0.8%	$9.75	$9.60	—	COM	01749N103
VGT	VANGUARD WORLD FDS	69,700	$11.63M	0.8%	$166.83	$166.83	—	INF TECH ETF	92204A702
—	SELECT INCOME REIT	1,577,087	$11.61M	0.8%	$7.36	$7.36	—	COM SH BEN INT	81618T100
—	TKK SYMPHONY ACQUISITION COR	1,190,314	$11.49M	0.8%	$9.65	$9.50	—	ORD SHS	G88950103
DELL	DELL TECHNOLOGIES INC	208,722	$10.2M	0.7%	$48.87 *	$25.10	0.0%	CL C	24703L202
—	SENTINEL ENERGY SVCS INC	994,537	$9.965M	0.7%	$10.02	$10.02	—	CL A	81728P105
—	CAI INTERNATIONAL INC	410,329	$9.532M	0.7%	$23.23	$23.14	—	COM	12477X106
ILPT	INDUSTRIAL LOGISTICS PPTYS T	482,632	$9.493M	0.7%	$19.67	$19.67	—	COM SHS BEN INT	456237106
—	FLUIDIGM CORP DEL	8,000,000	$9.165M	0.6%	$1.15	$1.14	—	NOTE 2.750% 2/0	34385PAD0
—	FEDERAL STR ACQUISITION CORP	888,000	$9.084M	0.6%	$10.23	$10.23	—	CL A	31421V107
—	VERASTEM INC	11,250,000	$9.047M	0.6%	$0.80	$0.80	—	NOTE 5.000%11/0	92337CAA2
—	THUNDER BRIDGE ACQUISITION L	877,774	$8.69M	0.6%	$9.90	$9.72	—	SHS CLASS A	G8857R100
ALAC	ALBERTON ACQUISITION CORP	866,800	$8.495M	0.6%	$9.80	$9.80	—	ORD SHS	G35006108
—	WELLS FARGO CO NEW	6,667	$8.413M	0.6%	$1261.89	$1261.89	—	PERP PFD CNV A	949746804
—	UNION ACQUISITION CORP	826,875	$8.327M	0.6%	$10.07	$9.91	—	SHS	G9366W101
—	GIGCAPITAL INC	789,921	$7.978M	0.6%	$10.10	$9.77	—	COM	37518N106
—	OWENS RLTY MTG INC	408,513	$7.676M	0.5%	$18.79	$18.79	—	COM	690828108
—	HESS CORP	183,200	$7.42M	0.5%	$40.50	$40.50	—	COM	42809H107
—	LEO HOLDINGS CORP	756,867	$7.342M	0.5%	$9.70	$9.69	—	COM CL A	G5463L105
—	CAPSTEAD MTG CORP	1,100,584	$7.341M	0.5%	$6.67	$6.82	—	COM NO PAR	14067E506
—	MORGAN STANLEY EMER MKTS FD	453,751	$7.31M	0.5%	$16.11	$16.11	—	COM	61744G107
—	CONSOLIDATED TOMOKA LD CO	7,000,000	$6.996M	0.5%	$1.00	$1.10	—	NOTE 4.500% 3/1	210226AB2
—	CHURCHILL CAP CORP	730,700	$6.978M	0.5%	$9.55	$9.55	—	COM CL A	17142R103
—	ALEXANDRIA REAL ESTATE EQ IN	200,000	$6.712M	0.5%	$33.56	$34.80	—	PFD CONV SER D	015271505
—	LEISURE ACQUISITION CORP	679,539	$6.693M	0.5%	$9.85	$9.69	—	COM	52539T107
—	FORUM MERGER II CORP	631,801	$6.097M	0.4%	$9.65	$9.55	—	CL A	34986F103
—	VECTOIQ ACQUISITION CORP	618,800	$6.002M	0.4%	$9.70	$9.69	—	COM	92243N103
DELL	DELL TECHNOLOGIES INC	122,400	$5.982M	0.4%	$48.87 *	$25.10	0.0%	Put	24703L202
SPPP	SPROTT PHYSICAL PLAT PALLAD	588,637	$5.802M	0.4%	$9.86	$9.08	—	UNIT	85207Q104
CEF	SPROTT PHYSICAL GOLD & SILVE	425,310	$5.333M	0.4%	$12.54	$12.14	—	TR UNIT	85208R101
—	MUDRICK CAP ACQUISITION CORP	539,567	$5.331M	0.4%	$9.88	$9.71	—	COM CLASS A	624745105
—	PIMCO DYNMIC CREDIT AND MRT	231,238	$4.868M	0.3%	$21.05	$21.05	—	COM SHS	72202D106
ANIP	ANI PHARMACEUTICALS INC	107,771	$4.852M	0.3%	$45.02 *	$55.07	-4.8%	COM	00182C103
TH	PLATINUM EAGLE ACQUISITIN CO	479,399	$4.832M	0.3%	$10.08	$9.98	—	SHS CL A	G7126L100
—	TIBERIUS ACQUISITION CORP	476,624	$4.671M	0.3%	$9.80	$9.64	—	COM	88633A107
GDXJ	VANECK VECTORS ETF TR	152,000	$4.593M	0.3%	$30.22	$27.45	—	JR GOLD MINERS E	92189F791
—	OPES ACQUISITION CORP	461,210	$4.58M	0.3%	$9.93	$9.78	—	COM	68373P100
GDX	VANECK VECTORS ETF TR	209,000	$4.408M	0.3%	$21.09	$18.52	—	GOLD MINERS ETF	92189F106
—	KBL MERGER CORP IV	405,839	$4.14M	0.3%	$10.20	$9.74	—	COM	48242A104
—	FS KKR CAPITAL CORP	772,726	$4.003M	0.3%	$5.18	$5.18	—	COM	302635107
—	LF CAP ACQUISITION CORP	373,525	$3.661M	0.3%	$9.80	$9.93	—	CL A	50200K108
—	TTM TECHNOLOGIES	3,090,000	$3.651M	0.3%	$1.18	$1.18	—	INC NOTE 1.750%12/1	87305RAD1
—	II VI INC	108,128	$3.51M	0.2%	$32.46	$32.46	—	COM	902104108
—	HAYMAKER ACQUISITION CORP	336,939	$3.373M	0.2%	$10.01	$10.01	—	COM CLASS A	420870107
—	WILLSCOT CORP	351,611	$3.312M	0.2%	$9.42	$12.46	—	COM	971375126
QQQ	INVESCO QQQ TR	21,000	$3.239M	0.2%	$154.24	$154.24	—	UNIT SER 1	46090E103
XLK	SELECT SECTOR SPDR TR	52,100	$3.229M	0.2%	$61.98	$66.83	—	TECHNOLOGY	81369Y803
—	GS ACQUISITION HLDGS CORP	290,381	$2.976M	0.2%	$10.25	$10.22	—	UNIT 06/12/2023	36255F201
—	COLLIER CREEK HOLDINGS	300,000	$2.895M	0.2%	$9.65	$9.65	—	COM CL A	G22707106
—	GORES HOLDINGS III INC	259,000	$2.603M	0.2%	$10.05	$10.22	—	UNIT 09/07/2024	38286G208
—	CONSTELLATION ALPHA CAP CORP	222,955	$2.279M	0.2%	$10.22	$10.22	—	SHS	G2379F108
—	STARWOOD WAYPOINT RESIDENTL	2,000,000	$2.265M	0.2%	$1.13	$1.13	—	NOTE 3.000% 7/0	85571WAB5
—	DOUBLELINE INCOME SOLUTIONS	128,539	$2.228M	0.2%	$17.33	$17.33	—	COM	258622109
—	LEGACY ACQUISITION CORP	225,000	$2.21M	0.2%	$9.82	$9.76	—	COM CL A	524643103
—	FINISAR CORP	100,000	$2.16M	0.2%	$21.60	—	—	Put	31787A507
—	LIBERTY ALL STAR EQUITY FD	396,881	$2.135M	0.2%	$5.38	$5.38	—	SH BEN INT	530158104
—	PIMCO DYNAMIC INCOME FD	72,424	$2.113M	0.1%	$29.18	$29.18	—	SHS	72201Y101
—	EATON VANCE TAX MNGD GBL DV	282,588	$2.108M	0.1%	$7.46	$7.46	—	COM	27829F108
—	WESTERN ASSET MTG CAP CORP	251,535	$2.098M	0.1%	$8.34	$8.34	—	COM	95790D105
—	ROYCE VALUE TR INC	177,659	$2.096M	0.1%	$11.80	$11.80	—	COM	780910105
AER	AERCAP HOLDINGS NV	51,944	$2.057M	0.1%	$39.60 *	$49.28	0.0%	SHS	N00985106
—	CREDIT SUISSE NASSAU BRH	29,000	$2.056M	0.1%	$70.90	$70.90	—	VELOCITY SHS DAI	22542D332
—	NUVEEN CA QUALTY MUN INCOME	159,892	$2.039M	0.1%	$12.75	$12.75	—	COM	67066Y105
—	MORGAN STANLEY ASIA PAC FD I	123,621	$2.034M	0.1%	$16.45	$16.45	—	COM	61744U106
RVPH	TENZING ACQUISITION CORP	204,998	$2.019M	0.1%	$9.85	$9.85	—	ORD SHS	G8708A116
—	MOSAIC ACQUISITION CORP	204,010	$2.009M	0.1%	$9.85	$9.85	—	COM CL A	61946M100
—	NUVEEN QUALITY MUNCP INCOME	160,086	$2.007M	0.1%	$12.54	$12.54	—	COM	67066V101
—	NUVEEN AMT FREE QLTY MUN INC	162,616	$2.002M	0.1%	$12.31	$12.31	—	COM	670657105
—	AMCI ACQUISITION CORP	200,000	$1.904M	0.1%	$9.52	$9.52	—	CLASS A	00165R101
—	MAGNOLIA OIL & GAS CORP	615,133	$1.864M	0.1%	$3.03	$4.70	—	*W EXP 07/31/202	559663117
—	MEDLEY MGMT INC	482,050	$1.861M	0.1%	$3.86	$5.18	—	CL A COM	58503T106
—	QIAGEN NV	53,173	$1.832M	0.1%	$34.45	$34.45	—	SHS NEW	N72482123
—	COLONY CAP INC	2,000,000	$1.775M	0.1%	$0.89	$0.89	—	NOTE 5.000% 4/1	19624RAA4
—	COHEN & STEERS INFRASTRUCTUR	87,414	$1.727M	0.1%	$19.76	$19.76	—	COM	19248A109
—	HL ACQUISITIONS CORP	178,000	$1.709M	0.1%	$9.60	$9.56	—	SHS	G4603R106
—	NUVEEN MUNICIPAL CREDIT INC	126,059	$1.692M	0.1%	$13.42	$13.42	—	COM SH BEN INT	67070X101
—	CALAMOS CONV OPP AND INC FD	177,476	$1.572M	0.1%	$8.86	$8.86	—	SH BEN INT	128117108
—	EATON VANCE TX MGD DIV EQ IN	152,794	$1.558M	0.1%	$10.20	$10.20	—	COM	27828N102
—	BLACKROCK ENHANCED EQT DIV T	197,970	$1.538M	0.1%	$7.77	$7.88	—	COM	09251A104
—	TPG PACE HLDGS CORP	150,450	$1.504M	0.1%	$10.00	$10.00	—	CL A	G89827128
—	GABELLI DIVD & INCOME TR	81,451	$1.491M	0.1%	$18.31	$18.31	—	COM	36242H104
—	BISON CAP ACQUISITION CORP	142,083	$1.478M	0.1%	$10.40	$9.88	—	ORD SHS	G1142P104
RITM	NEW RESIDENTIAL INVT CORP	100,000	$1.421M	0.1%	$14.21	$14.21	—	COM NEW	64828T201
—	BROOKFIELD REAL ASSETS INCOM	74,497	$1.421M	0.1%	$19.07	$19.07	—	SHS BEN INT	112830104
—	BLACKROCK ENHANCED GBL DIV T	150,072	$1.406M	0.1%	$9.37	$9.37	—	COM	092501105
—	COHEN & STEERS QUALITY RLTY	124,735	$1.292M	0.1%	$10.36	$10.36	—	COM	19247L106
—	ABERDEEN TOTAL DYNAMIC DIVD	177,369	$1.279M	0.1%	$7.21	$7.21	—	COM SH BEN INT	00326L100
—	GORDON POINTE ACQUISITION CO	125,870	$1.259M	0.1%	$10.00	$10.00	—	COM CLASS A	382788107
—	ALLIANZGI NFJ DIVID INT & PR	117,485	$1.255M	0.1%	$10.68	$10.68	—	COM	01883A107
—	NUVEEN AMT FREE MUN CR INC F	89,583	$1.252M	0.1%	$13.98	$13.98	—	COM	67071L106
—	INVESCO MUN OPPORTUNITY TR	108,800	$1.216M	0.1%	$11.18	$11.18	—	COM	46132C107
—	NUVEEN S&P 500 BUY-WRITE INC	95,535	$1.153M	0.1%	$12.07	$12.07	—	COM	6706ER101
—	EATON VANCE TXMGD GL BUYWR O	118,959	$1.134M	0.1%	$9.53	$9.53	—	COM	27829C105
—	GUGGENHEIM STRATEGIC OPP FD	60,389	$1.103M	0.1%	$18.26	$18.26	—	COM SBI	40167F101
—	BLACKROCK SCIENCE & TECH TR	39,778	$1.093M	0.1%	$27.48	$27.48	—	SHS	09258G104
EARN	ELLINGTON RESIDENTIAL MTG RE	105,747	$1.082M	0.1%	$10.23	$10.43	—	COM SHS BEN INT	288578107
—	ADAMS DIVERSIFIED EQUITY FD	84,288	$1.064M	0.1%	$12.62	$12.62	—	COM	006212104
—	EATON VANCE TAX ADVT DIV INC	55,416	$1.052M	0.1%	$18.98	$18.98	—	COM	27828G107
—	CBRE CLARION GLOBAL REAL EST	169,701	$1.045M	0.1%	$6.16	$6.16	—	COM	12504G100
—	GAMCO GLOBAL GOLD NAT RES &	280,434	$1.038M	0.1%	$3.70	$3.70	—	COM SH BEN INT	36465A109
—	CHURCHILL CAP CORP	1,177,750	$1.025M	0.1%	$0.87	$0.87	—	*W EXP 09/11/202	17142R111
—	TEKLA HEALTHCARE INVS	56,775	$1.019M	0.1%	$17.95	$17.95	—	SH BEN INT	87911J103
—	GABELLI GLOBL UTIL & INCOME	61,327	$987K	0.1%	$16.09	$16.09	—	COM SH BEN INT	36242L105
—	EATON VANCE TX ADV GLBL DIV	72,217	$978K	0.1%	$13.54	$13.54	—	COM	27828S101
—	ALLIANCEBERNSTEIN GBL HGH IN	91,137	$960K	0.1%	$10.53	$10.53	—	COM	01879R106
—	BLACKROCK RES & COMM STRAT T	135,560	$957K	0.1%	$7.06	$7.06	—	SHS	09257A108
—	WESTERN ASSET EMRG MKT DEBT	76,444	$939K	0.1%	$12.28	$12.28	—	COM	95766A101
—	BLACKROCK CORPOR HI YLD FD I	100,716	$935K	0.1%	$9.28	$9.28	—	COM	09255P107
—	BLACKROCK FLOAT RATE OME STR	77,211	$919K	0.1%	$11.90	$11.90	—	COM	09255X100
—	EATON VANCE RISK MNGD DIV EQ	110,447	$897K	0.1%	$8.12	$8.12	—	COM	27829G106
—	VOYA GLBL EQTY DIV & PREM OP	151,697	$889K	0.1%	$5.86	$5.86	—	COM	92912T100
—	NUVEEN NASDAQ 100 DYNAMIC OV	43,816	$876K	0.1%	$19.99	$19.99	—	COM SHS	670699107
—	NUVEEN MUN HIGH INCOME OPP F	74,874	$872K	0.1%	$11.65	$11.65	—	COM	670682103
—	ABERDEEN ASIA PACIFIC INCOM	221,959	$859K	0.1%	$3.87	$3.87	—	COM	003009107
—	PENSARE ACQUISITION CORP	78,268	$826K	0.1%	$10.55	$10.69	—	UNIT 07/27/2022	70957E204
—	EATON VANCE SR FLTNG RTE TR	64,993	$816K	0.1%	$12.56	$12.56	—	COM	27828Q105
—	DOUBLELINE OPPORTUNISTIC CR	42,573	$807K	0.1%	$18.96	$18.96	—	COM	258623107
—	INVESCO TR INVT GRADE MUNS	69,097	$793K	0.1%	$11.48	$11.48	—	COM	46131M106
—	BLACKSTONE GSO STRATEGIC CR	57,664	$777K	0.1%	$13.47	$13.47	—	COM SHS BEN IN	09257R101
—	INVESCO MUN TR	69,040	$769K	0.1%	$11.14	$11.14	—	COM	46131J103
—	TIBERIUS ACQUISITION CORP	75,000	$766K	0.1%	$10.21	$10.09	—	UNIT 02/28/2021	88633A206
—	ALLIANZGI CONV INCOME FD	144,911	$752K	0.1%	$5.19	$5.19	—	COM	018828103
NXDT	NEXPOINT STRATEGIC OPORTUNT	37,757	$752K	0.1%	$19.92	$19.92	—	COM NEW	65340G205
NTB	BANK OF NT BUTTERFIELD&SON L	24,000	$744K	0.1%	$31.00 *	$30.42	-4.8%	SHS NEW	G0772R208
—	CALAMOS GBL DYN INCOME FUND	112,608	$738K	0.1%	$6.55	$6.55	—	COM	12811L107
—	EATON VANCE FLTING RATE INC	58,066	$735K	0.1%	$12.66	$12.66	—	COM	278279104
—	ALLIANZGI EQUITY & CONV INCO	39,350	$730K	0.1%	$18.55	$18.55	—	COM	018829101
—	BLACKROCK DEBT STRAT FD INC	74,021	$723K	0.1%	$9.77	$9.77	—	COM NEW	09255R202
—	BLACKROCK MULTI-SECTOR INC T	46,669	$717K	0.1%	$15.36	$15.36	—	COM	09258A107
—	BLACKROCK MUN 2030 TAR TERM	34,767	$713K	0.1%	$20.51	$20.51	—	COM SHS BEN IN	09257P105
XMYDX	BLACKROCK MUNIYIELD FD INC	55,900	$700K	0.0%	$12.52	$12.52	—	COM	09253W104
—	HIGHLAND FLOATNG RATE OPPRT	54,124	$693K	0.0%	$12.80	$12.80	—	SHS BEN INT	43010E404
—	HANCOCK JOHN FINL OPPTYS FD	24,240	$677K	0.0%	$27.93	$27.93	—	SH BEN INT NEW	409735206
—	ADVENT CLAYMORE CV SECS & IN	53,899	$676K	0.0%	$12.54	$12.54	—	COM	00764C109
—	GREAT ELM CAP CORP	84,780	$666K	0.0%	$7.86	$7.86	—	COM	390320109
—	EATON VANCE TX MNG BY WRT OP	48,755	$657K	0.0%	$13.48	$13.48	—	COM	27828Y108
LOAC	LONGEVITY ACQUISITION CORP	65,223	$649K	0.0%	$9.95	$9.95	—	ORD SHS	G56372132
—	BLACKROCK ENHANCED INTL DIV	130,318	$649K	0.0%	$4.98	$4.98	—	COM BENE INTER	092524107
—	CALAMOS STRATEGIC TOTL RETN	61,142	$647K	0.0%	$10.58	$10.58	—	COM SH BEN INT	128125101
—	NUVEEN CALIFORNIA AMT QLT MU	50,927	$646K	0.0%	$12.68	$12.68	—	COM	670651108
—	TORTOISE ENERGY INFRA CORP	32,398	$645K	0.0%	$19.91	$19.91	—	COM	89147L100
—	EDTECHX HLDGS ACQUISITION CO	63,973	$645K	0.0%	$10.08	$10.08	—	COM	28138X103
—	INVESCO QUALITY MUNI INC TRS	56,897	$638K	0.0%	$11.21	$11.21	—	COM	46133G107
—	BLACKROCK ENH CAP & INC FD I	45,235	$637K	0.0%	$14.08	$14.08	—	COM	09256A109
—	BARINGS GLOBAL SHORT DURATIO	39,596	$632K	0.0%	$15.96	$15.96	—	COM	06760L100
—	ARES DYNAMIC CR ALLOCATION F	45,252	$624K	0.0%	$13.79	$13.79	—	COM	04014F102
—	PIMCO CORPORATE & INCOME OPP	40,234	$617K	0.0%	$15.34	$15.34	—	COM	72201B101
—	PIMCO MUN INCOME FD II	46,100	$614K	0.0%	$13.32	$13.32	—	COM	72200W106
—	TORTOISE MLP FD INC	50,027	$613K	0.0%	$12.25	$12.25	—	COM	89148B101
—	ADAM NAT RES FD INC	41,372	$603K	0.0%	$14.58	$14.58	—	COM	00548F105
XJPIX	NUVEEN PFD & INCOME TERM FD	29,771	$602K	0.0%	$20.22	$20.22	—	COM	67075A106
—	NUVEEN NEW YORK AMT QLT MUNI	51,240	$597K	0.0%	$11.65	$11.65	—	COM	670656107
—	CLEARBRIDGE ENERGY MIDSTRM O	76,079	$594K	0.0%	$7.81	$7.81	—	COM	18469P100
—	TRI CONTL CORP	25,197	$593K	0.0%	$23.53	$23.53	—	COM	895436103
—	PIMCO CORPORATE INCOME STRAT	39,564	$589K	0.0%	$14.89	$14.89	—	COM	72200U100
—	COHEN & STEERS REIT & PFD IN	33,025	$588K	0.0%	$17.80	$17.80	—	COM	19247X100
—	BOULDER GROWTH & INCOME FD I	55,105	$575K	0.0%	$10.43	$10.43	—	COM	101507101
—	ALLIANZGI CONV INCOME FD II	127,082	$572K	0.0%	$4.50	$4.50	—	COM	018825109
—	NUVEEN DOW 30 DYN OVERWRITE	35,158	$567K	0.0%	$16.13	$16.13	—	SHS	67075F105
—	NUVEEN PFD & INCM SECURTIES	68,500	$567K	0.0%	$8.28	$8.28	—	COM	67072C105
—	PIMCO INCOME STRATEGY FUND I	59,477	$567K	0.0%	$9.53	$9.53	—	COM	72201J104
—	MORGAN STANLEY EM MKTS DM DE	93,340	$566K	0.0%	$6.06	$6.06	—	COM	617477104
—	PGIM SHORT DURATION HIGH YIE	43,397	$565K	0.0%	$13.02	$13.02	—	COM	69346H100
—	BLACKROCK LTD DURATION INC T	42,033	$562K	0.0%	$13.37	$13.37	—	COM SHS	09249W101
XMVFX	BLACKROCK MUNIVEST FD INC	67,890	$561K	0.0%	$8.26	$8.26	—	COM	09253R105
—	NUVEEN REAL ASSET INM AND GW	40,933	$558K	0.0%	$13.63	$13.63	—	COM	67074Y105
—	GREENLAND ACQUISITIN CORPORA	56,327	$558K	0.0%	$9.91	$9.67	—	SHS	G40981139
XAWPX	ABERDEEN GLOBAL PREMIER PPTY	111,688	$556K	0.0%	$4.98	$4.98	—	COM SH BEN INT	00302L108
—	DUFF & PHELPS GLB UTL INC FD	46,524	$551K	0.0%	$11.84	$11.84	—	COM	26433C105
—	FLAHERTY & CRUMRINE DYN PFD	26,328	$536K	0.0%	$20.36	$20.36	—	SHS	33848W106
—	CLOUGH GLOBAL OPPORTUNITIES	64,933	$534K	0.0%	$8.22	$8.22	—	SH BEN INT	18914E106
—	WELLS FARGO MULTI SECTOR INC	47,813	$530K	0.0%	$11.08	$11.08	—	COM	94987D101
—	INVESCO ADVANTAGE MUNICIPAL	53,280	$526K	0.0%	$9.87	$9.87	—	SH BEN INT	46132E103
—	BLACKROCK FLOATING RATE INCO	45,353	$524K	0.0%	$11.55	$11.55	—	COM	091941104
—	FIRST TR INTER DUR PFD & IN	26,354	$522K	0.0%	$19.81	$19.81	—	COM	33718W103
—	NUVEEN FLTNG RTE INCM OPP FD	57,534	$519K	0.0%	$9.02	$9.02	—	COM SHS	6706EN100
—	BLACKROCK CR ALLCTN INC TR	46,000	$514K	0.0%	$11.17	$11.17	—	COM	092508100
—	TEKLA WORLD HEALTHCARE FD	43,856	$508K	0.0%	$11.58	$11.58	—	BEN INT SHS	87911L108
—	BLACKROCK MUNIHLDNGS CALI QL	41,087	$507K	0.0%	$12.34	$12.34	—	COM	09254L107
—	DREYFUS STRATEGIC MUNS INC	70,509	$506K	0.0%	$7.18	$7.18	—	COM	261932107
—	ROYCE MICRO-CAP TR INC	67,890	$504K	0.0%	$7.42	$7.42	—	COM	780915104
XMUIX	BLACKROCK MUNI INTER DR FD I	39,668	$502K	0.0%	$12.66	$12.66	—	COM	09253X102
—	GENERAL AMERN INVS INC	17,583	$500K	0.0%	$28.44	$28.44	—	COM	368802104
—	EATON VANCE ENH EQTY INC FD	32,945	$483K	0.0%	$14.66	$14.66	—	COM	278277108
—	KKR INCOME OPPORTUNITIES FD	33,403	$476K	0.0%	$14.25	$14.25	—	COM	48249T106
—	TEKLA LIFE SCIENCES INVS	30,825	$466K	0.0%	$15.12	$15.12	—	SH BEN INT	87911K100
—	HANCOCK JOHN TAX-ADV DIV INC	22,811	$466K	0.0%	$20.43	$20.43	—	COM	41013V100
—	ALLIANCEBERNSTEIN NATL MUNI	37,580	$456K	0.0%	$12.13	$12.13	—	COM	01864U106
—	CALAMOS DYNAMIC CONV & INCOM	27,689	$454K	0.0%	$16.40	$16.40	—	COM	12811V105
—	BLACKSTONE GSO LNG SHRT CR I	33,074	$454K	0.0%	$13.73	$13.73	—	COM SHS BN INT	09257D102
—	FIRST TR SR FLG RTE INCM FD	40,388	$452K	0.0%	$11.19	$11.19	—	COM	33733U108
—	EATON VANCE ENHANCED EQ INC	34,201	$443K	0.0%	$12.95	$12.95	—	COM	278274105
—	EATON VANCE TAX MNGED BUY WR	32,017	$431K	0.0%	$13.46	$13.46	—	COM	27828X100
—	WESTERN AST INFL LKD OPP & I	42,229	$429K	0.0%	$10.16	$10.16	—	COM	95766R104
—	GUGGENHEIM ENHNCD EQTY INCM	63,163	$428K	0.0%	$6.78	$6.78	—	COM	40167B100
—	NEUBERGER BERMAN RE ES SEC F	101,847	$423K	0.0%	$4.15	$4.15	—	COM	64190A103
—	BLACKROCK ENERGY & RES TR	39,990	$418K	0.0%	$10.45	$12.76	—	COM	09250U101
WFC	WELLS FARGO CO NEW	9,000	$415K	0.0%	$46.11	—	—	Put	949746101
—	CALAMOS CONV & HIGH INCOME F	43,093	$405K	0.0%	$9.40	$9.40	—	COM SHS	12811P108
—	IVY HIGH INC OPPORTUNITIES F	32,917	$399K	0.0%	$12.12	$12.12	—	COM	465893105
—	ABERDEEN INCOME CR STRATEGIE	37,587	$394K	0.0%	$10.48	$10.48	—	COM	003057106
—	PUTNAM PREMIER INCOME TR	83,829	$393K	0.0%	$4.69	$4.69	—	SH BEN INT	746853100
—	MEXICO EQUITY & INCOME FD	38,515	$389K	0.0%	$10.10	$10.10	—	COM	592834105
—	APOLLO SR FLOATING RATE FD I	26,747	$385K	0.0%	$14.39	$14.39	—	COM	037636107
—	NEUBERGER BERMAN MUNI FD INC	30,160	$382K	0.0%	$12.67	$12.67	—	COM	64124P101
—	APOLLO TACTICAL INCOME FD IN	27,659	$381K	0.0%	$13.77	$13.77	—	COM	037638103
—	CLEARBRIDGE MLP AND MIDSTRM	36,334	$378K	0.0%	$10.40	$10.40	—	COM	184692101
XZFGX	VIRTUS TOTAL RETURN FUND INC	43,086	$373K	0.0%	$8.66	$8.66	—	COM	92837G100
—	DWS MUN INCOME TR NEW	36,001	$371K	0.0%	$10.31	$10.31	—	COM	233368109
—	BLACKROCK MUNIHLDGS NJ QLTY	29,489	$371K	0.0%	$12.58	$12.58	—	COM	09254X101
—	DREYFUS STRATEGIC MUN BD FD	52,745	$368K	0.0%	$6.98	$6.98	—	COM	26202F107
—	EATON VANCE LTD DUR INCOME F	30,833	$368K	0.0%	$11.94	$11.94	—	COM	27828H105
—	HANCOCK JOHN PREMUIM DIV FD	26,411	$366K	0.0%	$13.86	$13.86	—	COM SH BEN INT	41013T105
—	FST TR NEW OPPORT MLP & ENE	47,342	$357K	0.0%	$7.54	$7.54	—	COM	33739M100
—	NEVADA GOLD & CASINOS INC	150,000	$357K	0.0%	$2.38	$2.38	—	COM NEW	64126Q206
—	BLACKROCK MUNIYLD MICH QLTY	28,629	$356K	0.0%	$12.43	$12.43	—	COM	09254V105
—	INDIA FD INC	17,476	$354K	0.0%	$20.26	$20.26	—	COM	454089103
—	VIRTUS GLOBAL DIVID INCOME F	39,642	$354K	0.0%	$8.93	$8.93	—	COM	92835W107
—	FIRST TR ENERGY INFRASTRCTR	27,009	$350K	0.0%	$12.96	$12.96	—	COM	33738C103
XPMAX	PIONEER MUN HIGH INCOME ADV	33,973	$347K	0.0%	$10.21	$10.21	—	COM	723762100
—	NUVEEN ENHANCED MUN VALUE FD	27,000	$347K	0.0%	$12.85	$12.85	—	COM	67074M101
—	HANCOCK JOHN PFD INCOME FD I	21,766	$345K	0.0%	$15.85	$15.85	—	COM	41021P103
—	NUVEEN SHT DUR CR OPP FD	23,962	$343K	0.0%	$14.31	$14.31	—	COM	67074X107
XFDEX	FIRST TR DYNAMIC EUROPE EQT	27,134	$343K	0.0%	$12.64	$12.64	—	COM SHS	33740D107
—	EATON VANCE MUNI INCOME TRUS	29,700	$336K	0.0%	$11.31	$11.31	—	SH BEN INT	27826U108
AGO	ASSURED GUARANTY LTD	8,763	$335K	0.0%	$38.23 *	$34.74	+1.6%	COM	G0585R106
—	NUVEEN PFD & INCM OPPORTNYS	39,457	$329K	0.0%	$8.34	$8.34	—	COM	67073B106
—	BLACKROCK MUNICIPL INC QLTY	25,900	$323K	0.0%	$12.47	$12.47	—	COM	092479104
—	NUVEEN CR STRATEGIES INCM FD	43,006	$318K	0.0%	$7.39	$7.39	—	COM SHS	67073D102
—	BLACKSTONE GSO FLTING RTE FU	20,640	$316K	0.0%	$15.31	$15.31	—	COM	09256U105
XMHIX	PIONEER MUN HIGH INCOME TR	28,670	$314K	0.0%	$10.95	$10.95	—	COM SHS	723763108
—	CREDIT SUISSE HIGH YLD BND F	144,159	$313K	0.0%	$2.17	$2.17	—	SH BEN INT	22544F103
—	WESTERN ASSET HGH YLD DFNDFD	23,587	$310K	0.0%	$13.14	$13.14	—	COM	95768B107
XPHTX	PIONEER HIGH INCOME TR	38,829	$309K	0.0%	$7.96	$7.96	—	COM	72369H106
—	MACQUARIE GLBL INFRA TOTL RE	16,288	$306K	0.0%	$18.79	$18.79	—	COM	55608D101
—	EATON VANCE NATL MUN OPPORT	16,488	$306K	0.0%	$18.56	$18.56	—	COM SHS	27829L105
—	THUNDER BRIDGE ACQUISITION L	30,000	$305K	0.0%	$10.17	$10.04	—	UNIT 01/01/2025	G8857R118
—	PUTNAM MANAGED MUN INCOM TR	45,277	$304K	0.0%	$6.71	$6.71	—	COM	746823103
—	THOMSON REUTERS CORP	6,188	$299K	0.0%	$48.32	$48.32	—	COM NEW	884903709
—	VOYA INFRASTRUCTURE INDLS &	26,731	$296K	0.0%	$11.07	$11.07	—	COM	92912X101
—	VIRTUS GLOBAL MULTI-SEC INC	26,737	$296K	0.0%	$11.07	$11.07	—	COM	92829B101
—	WELLS FARGO INCOME OPPORTUNI	40,664	$294K	0.0%	$7.23	$7.23	—	WF INC OPPTY FD	94987B105
GIL	GILDAN ACTIVEWEAR INC	9,686	$294K	0.0%	$30.35 *	$27.20	+1.0%	COM	375916103
—	NORBORD INC	11,011	$293K	0.0%	$26.61	$26.61	—	COM NEW	65548P403
—	NEUBERGER BERMAN MLP INCOME	43,673	$292K	0.0%	$6.69	$6.69	—	COM	64129H104
—	HANCOCK JOHN PFD INCOME FD	15,522	$292K	0.0%	$18.81	$18.81	—	SH BEN INT	41013W108
—	SWISS HELVETIA FD INC	41,783	$288K	0.0%	$6.89	$8.51	—	COM	870875101
—	INVESCO SR INCOME TR	72,344	$283K	0.0%	$3.91	$3.91	—	COM	46131H107
—	BIG ROCK PARTNERS ACQUISI CO	27,407	$280K	0.0%	$10.22	$10.22	—	COM	089482103
—	NUVEEN PENNSYLVANIA QLT MUN	22,300	$272K	0.0%	$12.20	$12.20	—	COM	670972108
XPHDX	PIONEER FLOATING RATE TR	27,552	$271K	0.0%	$9.84	$9.84	—	COM	72369J102
MEOH	METHANEX CORP	5,637	$271K	0.0%	$48.08 *	$59.98	+4.1%	COM	59151K108
—	FIRST TR HIGH INCOME L/S FD	20,342	$270K	0.0%	$13.27	$13.27	—	COM	33738E109
—	MAINSTAY MACKAY DEFINDTRM MU	13,508	$264K	0.0%	$19.54	$19.54	—	COM	56064K100
—	WELLS FARGO GLOBAL DIVIDEND	56,496	$262K	0.0%	$4.64	$4.64	—	COM	94987C103
—	SOURCE CAP INC	8,021	$261K	0.0%	$32.54	$32.54	—	COM	836144105
—	INVESCO DYNAMIC CR OPP FD	25,238	$259K	0.0%	$10.26	$10.26	—	COM	46132R104
—	NUVEEN NEW JERSEY QULT MUN F	20,300	$259K	0.0%	$12.76	$12.76	—	COM	67069Y102
—	KAYNE ANDERSON MDSTM ENERGY	26,733	$258K	0.0%	$9.65	$9.65	—	COM	48661E108
—	PGIM GLOBAL SHORT DURATION H	19,840	$256K	0.0%	$12.90	$12.90	—	COM	69346J106
—	CLOUGH GLOBAL EQUITY FD	23,641	$256K	0.0%	$10.83	$10.83	—	COM	18914C100
—	MEDLEY CAP CORP	96,400	$256K	0.0%	$2.66	$2.66	—	COM	58503F106
IMO	IMPERIAL OIL LTD	10,033	$254K	0.0%	$25.32	$26.10	-4.3%	COM NEW	453038408
—	MADISON CVRED CALL & EQ STR	40,617	$250K	0.0%	$6.16	$6.16	—	COM	557437100
—	DELAWARE ENHANCED GBL DIV &	28,696	$250K	0.0%	$8.71	$8.71	—	COM	246060107
—	COHEN & STEERS LTD DUR PFD I	11,435	$249K	0.0%	$21.78	$21.78	—	COM	19248C105
—	VOYA PRIME RATE TR	55,232	$248K	0.0%	$4.49	$4.49	—	SH BEN INT	92913A100
—	TEKLA HEALTHCARE OPPORTUNIT	14,761	$248K	0.0%	$16.80	$16.80	—	SHS	879105104
—	VOYA GLBL ADV & PREM OPP FD	26,832	$247K	0.0%	$9.21	$9.21	—	COM	92912R104
—	DFB HEALTHCARE ACQUISTION CO	25,000	$246K	0.0%	$9.84	$9.60	—	COM	23291E109
—	KAYNE ANDERSN MLP MIDS INVT	17,746	$244K	0.0%	$13.75	$13.75	—	COM	486606106
—	JUST ENERGY GROUP INC	73,048	$242K	0.0%	$3.31	$4.52	—	COM	48213W101
—	FOOT LOCKER INC	4,522	$241K	0.0%	$53.30	$53.30	—	COM	344849104
—	GRAF INDL CORP	25,000	$240K	0.0%	$9.60	$9.60	—	COM	384278107
—	TORTOISE ENERGY INDEPENDENC	35,345	$240K	0.0%	$6.79	$6.79	—	COM	89148K101
—	INVESCO VALUE MUN INCOME TR	17,692	$239K	0.0%	$13.51	$13.51	—	COM	46132P108
—	UBS AG LONDON BRH	18,383	$234K	0.0%	$12.73	$15.67	—	ETRACS MTH2XRE	90269A302
—	VOYA RISK MANAGED NAT RES FD	54,298	$232K	0.0%	$4.27	$4.27	—	COM	92913C106
—	TEMPLETON EMERG MKTS INCOME	24,061	$231K	0.0%	$9.60	$9.60	—	COM	880192109
—	BRANDYWINEGBL GLBAL INM OPRT	22,132	$230K	0.0%	$10.39	$10.39	—	COM	10537L104
—	NUVEEN S&P 500 DYN OVERWRITE	16,112	$226K	0.0%	$14.03	$14.03	—	COM	6706EW100
—	JOHN HANCOCK HDG EQ & INC FD	17,162	$224K	0.0%	$13.05	$13.05	—	COM	47804L102
—	NUVEEN FLOATING RATE INCOME	24,069	$222K	0.0%	$9.22	$9.22	—	COM	67072T108
—	THL CR SR LN FD	14,643	$218K	0.0%	$14.89	$14.89	—	COM	87244R103
—	WESTERN ASSET HIGH INCM FD I	37,693	$217K	0.0%	$5.76	$5.76	—	COM	95766J102
—	COHEN & STEERS GLOBAL INC BL	29,121	$217K	0.0%	$7.45	$7.45	—	COM	19248M103
—	BLACKROCK MUNIYIELD NY QLTY	18,754	$216K	0.0%	$11.52	$11.52	—	COM	09255E102
—	NUVEEN MICHIGAN QLT MUN INC	17,205	$214K	0.0%	$12.44	$12.44	—	COM	670979103
—	GUGGENHEIM CR ALLOCATION FD	11,548	$212K	0.0%	$18.36	$18.36	—	COM	40168G108
—	NUVEEN DIVERSIFIED DIV INCM	22,925	$212K	0.0%	$9.25	$9.25	—	COM	6706EP105
CWT	CALIFORNIA WTR SVC GROUP	4,400	$210K	0.0%	$47.73 *	$38.36	0.0%	COM	130788102
—	GABELLI EQUITY TR INC	41,187	$210K	0.0%	$5.10	$5.10	—	COM	362397101
—	COLUMBIA SELIGM PREM TECH GR	12,475	$210K	0.0%	$16.83	$20.85	—	COM	19842X109
—	TEMPLETON DRAGON FD INC	12,270	$209K	0.0%	$17.03	$17.03	—	COM	88018T101
—	WESTERN ASSET GLB HI INCOME	24,944	$206K	0.0%	$8.26	$8.26	—	COM	95766B109
—	NUVEEN GLOBAL HIGH INCOME FD	14,811	$202K	0.0%	$13.64	$13.64	—	SHS	67075G103
—	FIRST TR ENHANCED EQTY INC F	15,609	$202K	0.0%	$12.94	$12.94	—	COM	337318109
—	NUVEEN CORE EQUITY ALPHA FUN	16,713	$201K	0.0%	$12.03	$12.03	—	COM	67090X107
—	INVESCO PA VALUE MUN INCOME	17,200	$200K	0.0%	$11.63	$11.63	—	COM	46132K109
—	NUVEEN TX ADV TOTAL RET STRG	19,631	$199K	0.0%	$10.14	$10.14	—	COM	67090H102
—	SALIENT MIDSTREAM & MLP FD	26,390	$195K	0.0%	$7.39	$7.39	—	SH BEN INT	79471V105
—	COHEN & STEERS CLOSED END OP	17,082	$189K	0.0%	$11.06	$11.06	—	COM	19248P106
—	CLEARBRIDGE MLP AND MIDSTRM	23,847	$186K	0.0%	$7.80	$7.80	—	COM	18469Q108
—	PIMCO INCOME STRATEGY FUND	17,133	$186K	0.0%	$10.86	$10.86	—	COM	72201H108
—	BLACKROCK MUNIYIELD PA QLTY	14,704	$185K	0.0%	$12.58	$12.58	—	COM	09255G107
—	NUVEEN OHIO QLTY MUN INCOME	13,600	$181K	0.0%	$13.31	$13.31	—	COM	670980101
—	RIVERNORTH DOUBLELINE STRATE	11,113	$181K	0.0%	$16.29	$16.29	—	COM	76882G107
XHIEX	MILLER HOWARD HIGH INC EQTY	18,300	$174K	0.0%	$9.51	$9.51	—	COM SHS BEN IN	600379101
—	BLACKROCK MUNIYIELD CALI QLT	13,610	$172K	0.0%	$12.64	$12.64	—	COM	09254N103
—	EATON VANCE MUN BD FD	15,269	$172K	0.0%	$11.26	$11.26	—	COM	27827X101
—	NUVEEN ENERGY MLP TOTL RTRNF	21,126	$172K	0.0%	$8.14	$8.14	—	COM	67074U103
—	GOLDMAN SACHS MLP ENERGY REN	38,768	$170K	0.0%	$4.39	$4.39	—	COM	38148G107
—	BLACKROCK MUNI INCOME TR II	13,040	$168K	0.0%	$12.88	$12.88	—	COM	09249N101
—	CREDIT SUISSE ASSET MGMT INC	59,210	$164K	0.0%	$2.77	$2.77	—	COM	224916106
—	STONE HBR EMERG MKTS TL INC	14,824	$162K	0.0%	$10.93	$10.93	—	COM	86164W100
—	LEXINGTON REALTY TRUST	19,487	$160K	0.0%	$8.21	$8.21	—	COM	529043101
—	INVESCO MORTGAGE CAPITAL INC	11,054	$160K	0.0%	$14.47	$14.47	—	COM	46131B100
—	GAMCO NAT RES GOLD & INCOME	31,887	$158K	0.0%	$4.95	$4.95	—	SH BEN INT	36465E101
—	WESTERN ASSET HIGH INCM OPP	35,983	$158K	0.0%	$4.39	$4.39	—	COM	95766K109
—	WESTERN ASST INFLTN LKD INM	14,790	$157K	0.0%	$10.62	$10.62	—	COM SH BEN INT	95766Q106
—	ASA GOLD AND PRECIOUS MTLS L	16,550	$157K	0.0%	$9.49	$9.49	—	SHS	G3156P103
—	MFS CHARTER INCOME TR	21,218	$156K	0.0%	$7.35	$7.35	—	SH BEN INT	552727109
—	CENTER COAST BRKFLD MLP ENRG	22,596	$155K	0.0%	$6.86	$6.86	—	SHS BEN INT	151461100
—	INVESCO MUNI INCOME OPP TRST	22,304	$155K	0.0%	$6.95	$6.95	—	COM	46132X101
—	LMP CAP & INCOME FD INC	14,411	$154K	0.0%	$10.69	$10.69	—	COM	50208A102
—	AMC ENTMT HLDGS INC	12,402	$152K	0.0%	$12.26	$12.26	—	CL A COM	00165C104
—	NORTHSTAR REALTY EUROPE CORP	10,485	$152K	0.0%	$14.50	$14.12	—	COM	66706L101
—	NUVEEN TAX ADVANTAGED DIV GR	11,299	$151K	0.0%	$13.36	$13.36	—	COM	67073G105
—	RETAIL PPTYS AMER INC	13,957	$151K	0.0%	$10.82	$11.61	—	CL A	76131V202
—	BLACKROCK MUNIC INCM INVST T	12,400	$149K	0.0%	$12.02	$12.02	—	SH BEN INT	09248H105
—	CALAMOS GLOBAL TOTAL RETURN	14,510	$147K	0.0%	$10.13	$10.13	—	COM SH BEN INT	128118106
HPE	HEWLETT PACKARD ENTERPRISE C	11,152	$147K	0.0%	$13.18 *	$11.92	0.0%	COM	42824C109
—	STONE HBR EMERG MRKTS INC FD	13,067	$146K	0.0%	$11.17	$11.17	—	COM	86164T107
—	NUVEEN SR INCOME FD	26,441	$145K	0.0%	$5.48	$5.48	—	COM	67067Y104
—	PARTY CITY HOLDCO INC	14,490	$145K	0.0%	$10.01	$13.94	—	COM	702149105
CNX	CNX RESOURCES CORPORATION	12,411	$142K	0.0%	$11.44 *	$14.85	-7.2%	COM	12653C108
—	TORTOISE PIPELINE & ENERGY F	11,388	$141K	0.0%	$12.38	$12.38	—	COM	89148H108
—	DREYFUS HIGH YIELD STRATEGIE	51,686	$140K	0.0%	$2.71	$2.71	—	SH BEN INT	26200S101
—	BLACKROCK MUNIYIELD INVST FD	10,969	$139K	0.0%	$12.67	$12.67	—	COM	09254R104
—	BLACKROCK MUNIHLDGS FD II IN	10,625	$138K	0.0%	$12.99	$12.99	—	COM	09253P109
—	MFS HIGH INCOME MUN TR	29,900	$138K	0.0%	$4.62	$4.62	—	SH BEN INT	59318D104
RF	REGIONS FINL CORP NEW	10,259	$137K	0.0%	$13.35 *	$11.99	0.0%	COM	7591EP100
—	PRESIDIO INC	10,459	$136K	0.0%	$13.00	$13.00	—	COM	74102M103
—	COLONY CAP INC NEW	29,032	$136K	0.0%	$4.68	$6.07	—	CL A COM	19626G108
—	EDTECHX HLDGS ACQUISITION CO	382,773	$134K	0.0%	$0.35	$0.35	—	*W EXP 12/31/202	28138X111
—	FLAHERTY & CRUMRINE PFD INC	11,482	$133K	0.0%	$11.58	$11.58	—	COM	338480106
—	DUFF & PHELPS SLT ENGY AND M	33,494	$132K	0.0%	$3.94	$4.62	—	COM	26433F108
XEVMX	EATON VANCE CALIF MUN BD FD	12,816	$127K	0.0%	$9.91	$9.91	—	COM	27828A100
—	BROOKFIELD GLOBL LISTED INFR	12,478	$126K	0.0%	$10.10	$10.10	—	COM SHS	11273Q109
GFF	GRIFFON CORP	12,006	$125K	0.0%	$10.41 *	$10.08	0.0%	COM	398433102
—	WASHINGTON PRIME GROUP NEW	25,140	$122K	0.0%	$4.85	$7.31	—	COM	93964W108
—	DREYFUS MUN BD INFRSTRCTR FD	10,209	$121K	0.0%	$11.85	$11.85	—	SHS	26203D101
—	CONSOLIDATED COMM HLDGS INC	11,983	$118K	0.0%	$9.85	$13.07	—	COM	209034107
—	TEMPLETON GLOBAL INCOME FD	19,221	$116K	0.0%	$6.04	$6.04	—	COM	880198106
—	MEGALITH FINL ACQUISITION CO	288,021	$115K	0.0%	$0.40	$0.60	—	*W EXP 08/26/202	58518F117
—	CLOUGH GLOBAL DIVND AND INC	11,392	$114K	0.0%	$10.01	$10.01	—	COM	18913Y103
—	NUVEEN REAL ESTATE INCOME FD	13,400	$113K	0.0%	$8.43	$8.43	—	COM	67071B108
XXHYBXX	NEW AMER HIGH INCOME FD INC	14,484	$109K	0.0%	$7.53	$7.53	—	COM NEW	641876800
—	MFS HIGH YIELD MUN TR	25,955	$108K	0.0%	$4.16	$4.16	—	SH BEN INT	59318E102
—	NEUBERGER BERMAN HGH YLD FD	10,531	$102K	0.0%	$9.69	$9.69	—	COM	64128C106
—	DREYFUS MUN INCOME INC	13,292	$101K	0.0%	$7.60	$7.60	—	COM	26201R102
—	FRANKLIN LTD DURATION INC TR	10,959	$99,000	0.0%	$9.03	$9.03	—	COM	35472T101
—	FIRST TR SR FLOATING RATE 20	11,934	$99,000	0.0%	$8.30	$8.30	—	COM SHS	33740K101
—	EATON VANCE SR INCOME TR	16,236	$97,000	0.0%	$5.97	$5.97	—	SH BEN INT	27826S103
—	ABERDEEN GLOBAL INCOME FD IN	12,722	$91,000	0.0%	$7.15	$7.15	—	COM	003013109
—	ABERDEEN AUSTRALIA EQTY FD I	17,746	$84,000	0.0%	$4.73	$4.73	—	COM	003011103
—	ZAFGEN INC	17,047	$84,000	0.0%	$4.93	$4.93	—	COM	98885E103
—	SPARTAN ENERGY ACQUISITON CO	86,666	$84,000	0.0%	$0.97	$0.97	—	*W EXP 08/27/202	846784122
—	NATIONAL CINEMEDIA INC	12,444	$81,000	0.0%	$6.51	$6.51	—	COM	635309107
APPS	DIGITAL TURBINE INC	43,437	$79,000	0.0%	$1.82 *	$1.71	-7.5%	COM NEW	25400W102
—	ALBERTON ACQUISITION CORP	300,000	$78,000	0.0%	$0.26	$0.26	—	RIGHT 10/04/2020	G35006132
SVRA	SAVARA INC	10,173	$77,000	0.0%	$7.57 *	$9.00	0.0%	COM	805111101
—	CONTAINER STORE GROUP INC	16,079	$77,000	0.0%	$4.79	$4.79	—	COM	210751103
—	NOVAVAX INC	40,541	$75,000	0.0%	$1.85	$1.54	—	COM	670002104
—	ADVERUM BIOTECHNOLOGIES INC	23,524	$74,000	0.0%	$3.15	$4.72	—	COM	00773U108
—	IMMUNOGEN INC	15,499	$74,000	0.0%	$4.77	$4.77	—	COM	45253H101
—	SESEN BIO INC	52,356	$74,000	0.0%	$1.41	$1.41	—	COM	817763105
—	ASCENA RETAIL GROUP INC	29,106	$73,000	0.0%	$2.51	$3.53	—	COM	04351G101
—	EXPRESS INC	13,871	$71,000	0.0%	$5.12	$5.12	—	COM	30219E103
MFIN	MEDALLION FINL CORP	14,933	$70,000	0.0%	$4.69 *	$4.27	+19.4%	COM	583928106
—	CONTANGO OIL & GAS COMPANY	21,201	$69,000	0.0%	$3.25	$3.25	—	COM NEW	21075N204
—	ON DECK CAP INC	11,650	$69,000	0.0%	$5.92	$5.92	—	COM	682163100
—	QUOTIENT LTD	11,179	$68,000	0.0%	$6.08	$7.51	—	SHS	G73268107
ENPH	ENPHASE ENERGY INC	14,348	$68,000	0.0%	$4.74 *	$5.48	-7.4%	COM	29355A107
—	SPROTT FOCUS TR INC	11,513	$67,000	0.0%	$5.82	$5.82	—	COM	85208J109
TTI	TETRA TECHNOLOGIES INC DEL	39,207	$66,000	0.0%	$1.68 *	$3.32	-16.5%	COM	88162F105
SPWH	SPORTSMANS WHSE HLDGS INC	14,900	$65,000	0.0%	$4.36 *	$4.86	0.0%	COM	84920Y106
SRNE	SORRENTO THERAPEUTICS INC	26,420	$63,000	0.0%	$2.38 *	$4.77	-31.5%	COM NEW	83587F202
—	VIVINT SOLAR INC	16,079	$61,000	0.0%	$3.79	$3.79	—	COM	92854Q106
—	NUVEEN ALL CAP ENE MLP OPPO	11,083	$61,000	0.0%	$5.50	$5.50	—	COM	67075E108
—	FALCON MINERALS CORP	100,000	$60,000	0.0%	$0.60	$0.60	—	*W EXP 07/21/202	30607B208
GERN	GERON CORP	57,243	$57,000	0.0%	$1.00 *	$1.52	0.0%	COM	374163103
GENNQ	GENESIS HEALTHCARE INC	48,346	$57,000	0.0%	$1.18 *	$1.58	-6.3%	CL A COM	37185X106
—	AVID BIOSERVICES INC	13,650	$56,000	0.0%	$4.10	$6.42	—	COM	05368M106
—	VITAMIN SHOPPE INC	11,909	$56,000	0.0%	$4.70	$4.70	—	COM	92849E101
—	INSYS THERAPEUTICS INC NEW	16,140	$56,000	0.0%	$3.47	$3.47	—	COM NEW	45824V209
—	NOBLE CORP PLC	20,841	$55,000	0.0%	$2.64	$4.73	—	SHS USD	G65431101
—	MARINUS PHARMACEUTICALS INC	18,996	$55,000	0.0%	$2.90	$2.90	—	COM	56854Q101
—	AFFIMED N V	17,606	$55,000	0.0%	$3.12	$3.12	—	COM	N01045108
—	ENSCO PLC	14,779	$53,000	0.0%	$3.59	$3.59	—	SHS CLASS A	G3157S106
—	LONESTAR RES US INC	14,312	$52,000	0.0%	$3.63	$3.63	—	CL A VTG	54240F103
—	BRISTOW GROUP INC	21,520	$52,000	0.0%	$2.42	$2.42	—	COM	110394103
—	SENTINEL ENERGY SVCS INC	56,181	$47,000	0.0%	$0.84	$0.84	—	*W EXP 11/02/202	81728P113
CRK	COMSTOCK RES INC	10,090	$46,000	0.0%	$4.56 *	$6.96	0.0%	COM	205768302
—	INDEPENDENCE CONTRACT DRIL I	14,362	$45,000	0.0%	$3.13	$3.13	—	COM	453415309
—	HORNBECK OFFSHORE SVCS INC N	30,234	$44,000	0.0%	$1.46	$2.77	—	COM	440543106
ADMA	ADMA BIOLOGICS INC	17,381	$42,000	0.0%	$2.42 *	$4.95	0.0%	COM	000899104
—	SECOND SIGHT MED PRODS INC	47,491	$42,000	0.0%	$0.88	$1.40	—	COM	81362J100
ABUS	ARBUTUS BIOPHARMA CORP	10,800	$41,000	0.0%	$3.80 *	$4.93	0.0%	COM	03879J100
—	STEIN MART INC	38,416	$41,000	0.0%	$1.07	$2.39	—	COM	858375108
—	AMCI ACQUISITION CORP	200,000	$40,000	0.0%	$0.20	$0.20	—	*W EXP 05/20/202	00165R119
—	T2 BIOSYSTEMS INC	12,262	$37,000	0.0%	$3.02	$3.02	—	COM	89853L104
—	LONGEVITY ACQUISITION CORP	223,600	$34,000	0.0%	$0.15	$0.15	—	*W EXP 07/31/202	G56372116
—	DD3 ACQUISITION CORP	75,000	$26,000	0.0%	$0.35	$0.35	—	*W EXP 10/20/202	G2692M111
—	PLATINUM EAGLE ACQUISITIN CO	16,333	$21,000	0.0%	$1.29	$1.29	—	*W EXP 01/17/202	G7126L118
—	TUESDAY MORNING CORP	10,900	$19,000	0.0%	$1.74	$3.09	—	COM NEW	899035505
—	CASTLE BRANDS INC	14,989	$13,000	0.0%	$0.87	$1.22	—	COM	148435100
—	DURECT CORP	22,095	$11,000	0.0%	$0.50	$0.50	—	COM	266605104
—	COMMUNITY HEALTH SYS INC NEW	3,000,000	$3,000	0.0%	$0.00	$0.06	—	RIGHT 12/31/2019	203668116
—	ALBERTON ACQUISITION CORP	21,490	$2,000	0.0%	$0.09	$0.09	—	*W EXP 04/26/202	G35006124