Location: Boston, MA
CIK: 0001357550 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 17, 2019
Total Value: $1.278B (73.5% shares, 26.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | LIBERTY MEDIA CORP | 134,208,000 | $101M | 7.9% | $0.62 | — | DEB 3.500% 1/1 | 530715AN1 |
| — | INTEGRATED DEVICE TECHNOLOGY | 32,487,000 | $50.93M | 4.0% | $1.50 | — | NOTE 0.875%11/1 | 458118AC0 |
| D | DOMINION ENERGY INC | 590,000 | $45.23M | 3.5% | — | — | Call | 25746U109 |
| — | STARWOOD WAYPOINT RESIDENTL | 33,562,000 | $44.54M | 3.5% | $1.32 | — | NOTE 3.000% 7/0 | 85571WAB5 |
| — | VANTAGE ENERGY ACQUISITION | 3,933,795 | $40.2M | 3.1% | $10.14 | — | COM CL A | 92211L105 |
| PFF | ISHARES TR | 1,017,500 | $37.19M | 2.9% | — | — | Put | 464288687 |
| — | FINISAR CORP | 35,968,000 | $35.27M | 2.8% | $0.95 | — | NOTE 0.500%12/1 | 31787AAP6 |
| — | PENSARE ACQUISITION CORP | 3,285,546 | $33.74M | 2.6% | $10.19 | — | COM | 70957E105 |
| — | BLUEGREEN VACATIONS CORP | 1,910,179 | $28.39M | 2.2% | $14.86 | — | COM | 09629F108 |
| — | HENNESSY CAP ACQUSTION CORP | 2,777,580 | $28M | 2.2% | $10.08 | — | UNIT 99/99/9999 | 42589C203 |
| — | TKK SYMPHONY ACQUISITION COR | 2,636,010 | $26.15M | 2.0% | $9.73 | — | ORD SHS | G88950103 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 2,104,907 | $26.1M | 2.0% | $12.35 | — | TR UNIT | 85208R101 |
| EWY | ISHARES INC | 400,000 | $24.38M | 1.9% | — | — | Put | 464286772 |
| — | TWELVE SEAS INVESTMENT COMPA | 2,316,048 | $23.21M | 1.8% | $9.83 | — | SHS | G9145A107 |
| — | EURONET WORLDWIDE INC | 11,755,000 | $23.08M | 1.8% | $1.96 | — | NOTE 1.500%10/0 | 298736AH2 |
| COTY | COTY INC | 2,000,000 | $23M | 1.8% | — | — | Call | 222070203 |
| SPY | SPDR S&P 500 ETF TR | 80,000 | $22.6M | 1.8% | — | — | Put | 78462F103 |
| — | TUSCAN HOLDINGS CORP | 2,308,992 | $22.53M | 1.8% | $9.76 | — | COM | 90069K104 |
| — | SENTINEL ENERGY SVCS INC | 2,039,045 | $20.55M | 1.6% | $10.05 | — | CL A | 81728P105 |
| — | MERCADOLIBRE INC | 4,907,000 | $19.74M | 1.5% | $4.02 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| PACK | ONE MADISON CORP | 1,890,424 | $19.38M | 1.5% | $9.92 | — | COM CL A | G6772P100 |
| — | MODERN MEDIA ACQUISITION | 1,868,282 | $19.36M | 1.5% | $10.15 | — | COM | 60765P103 |
| — | SABAN CAP ACQUISITION CORP | 1,874,000 | $19.27M | 1.5% | $10.08 | — | COM CL A | 78516C106 |
| EEFT | EURONET WORLDWIDE INC | 122,444 | $17.46M | 1.4% | $124.65 | 0.0% | COM | 298736109 |
| IYR | ISHARES TR | 190,700 | $16.6M | 1.3% | — | — | Put | 464287739 |
| — | DOMINION ENERGY INC | 325,000 | $16.22M | 1.3% | $49.92 | — | UNIT 08/15/2019 | 25746U836 |
| — | CM SEVEN STAR ACQUISITION CO | 2,233,456 | $16.04M | 1.3% | $9.84 | — | SHS | G2345N102 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 1,531,280 | $15.47M | 1.2% | $9.81 | — | COM CL A | G74760102 |
| — | GIGCAPITAL INC | 1,422,420 | $14.51M | 1.1% | $9.96 | — | COM | 37518N106 |
| SA | SEABRIDGE GOLD INC | 1,117,584 | $13.85M | 1.1% | $11.58 | +17.7% | COM | 811916105 |
| — | THUNDER BRIDGE ACQUISITION L | 1,349,000 | $13.76M | 1.1% | $9.89 | — | SHS CLASS A | G8857R100 |
| — | MONOCLE ACQUISITION CORP | 1,400,000 | $13.72M | 1.1% | $9.80 | — | COM | 609754106 |
| — | BLACK RIDGE ACQUISITION CORP | 1,305,870 | $13.33M | 1.0% | $9.88 | — | COM | 09216T107 |
| — | CITRIX SYS INC | 9,066,000 | $12.86M | 1.0% | $1.42 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | KBL MERGER CORP IV | 1,067,860 | $11.1M | 0.9% | $10.14 | — | COM | 48242A104 |
| — | ANDINA ACQUISITION CORP III | 1,137,834 | $11.09M | 0.9% | $9.75 | — | SHS | G04415108 |
| — | LEO HOLDINGS CORP | 1,064,267 | $10.69M | 0.8% | $9.79 | — | COM CL A | G5463L105 |
| — | TRIDENT ACQUISITIONS CORP | 1,047,138 | $10.67M | 0.8% | $9.84 | — | COM | 89615T106 |
| — | RESOURCE CAP CORP | 10,299,000 | $10.24M | 0.8% | $0.98 | — | NOTE 4.500% 8/1 | 76120WAC8 |
| ALAC | ALBERTON ACQUISITION CORP | 970,141 | $9.653M | 0.8% | $9.82 | — | ORD SHS | G35006108 |
| — | CAI INTERNATIONAL INC | 414,815 | $9.624M | 0.8% | $23.14 | — | COM | 12477X106 |
| — | MEDEQUITIES RLTY TR INC | 842,030 | $9.372M | 0.7% | $11.13 | — | COM | 58409L306 |
| — | VISTRA ENERGY CORP | 92,500 | $9.117M | 0.7% | $98.56 | — | UNIT 02/02/2024 | 92840M300 |
| — | CONSOLIDATED TOMOKA LD CO | 7,500,000 | $7.867M | 0.6% | $1.10 | — | NOTE 4.500% 3/1 | 210226AB2 |
| — | NEW FRONTIER CORP | 784,700 | $7.769M | 0.6% | $9.90 | — | COM CL A | G6485P108 |
| TMUS | T MOBILE US INC | 111,561 | $7.709M | 0.6% | $67.59 | 0.0% | COM | 872590104 |
| — | PROSPECT CAPITAL CORPORATION | 7,500,000 | $7.388M | 0.6% | $0.99 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | VERASTEM INC | 8,250,000 | $6.708M | 0.5% | $0.80 | — | NOTE 5.000%11/0 | 92337CAA2 |
| GDX | VANECK VECTORS ETF TR | 295,000 | $6.614M | 0.5% | $19.66 | — | GOLD MINERS ETF | 92189F106 |
| — | WEALTHBRIDGE ACQUISITION LTD | 643,000 | $6.314M | 0.5% | $9.82 | — | SHS | G4887W110 |
| — | FORUM MERGER II CORP | 631,801 | $6.261M | 0.5% | $9.55 | — | CL A | 34986F103 |
| — | 8I ENTERPRISES ACQUISITIN CO | 600,000 | $6.024M | 0.5% | $10.04 | — | UNIT 99/99/9999 | G2956M138 |
| — | RMG ACQUISITION CORP | 600,000 | $6.018M | 0.5% | $10.03 | — | UNIT 99/99/9999 | 749641205 |
| XLE | SELECT SECTOR SPDR TR | 89,600 | $5.924M | 0.5% | $66.12 | — | ENERGY | 81369Y506 |
| — | MORGAN STANLEY ASIA PAC FD I | 355,316 | $5.809M | 0.5% | $16.39 | — | COM | 61744U106 |
| GDXJ | VANECK VECTORS ETF TR | 181,000 | $5.743M | 0.4% | $28.14 | — | JR GOLD MINERS E | 92189F791 |
| ANIP | ANI PHARMACEUTICALS INC | 79,571 | $5.613M | 0.4% | $55.07 | +6.8% | COM | 00182C103 |
| — | VECTOIQ ACQUISITION CORP | 548,051 | $5.475M | 0.4% | $9.69 | — | COM | 92243N103 |
| — | ALLEGRO MERGER CORP | 526,842 | $5.258M | 0.4% | $9.60 | — | COM | 01749N103 |
| VST | VISTRA ENERGY CORP | 200,000 | $5.206M | 0.4% | $21.60 | 0.0% | Put | 92840M102 |
| — | PLURALSIGHT INC | 154,000 | $4.888M | 0.4% | $31.74 | — | COM CL A | 72941B106 |
| — | MICROCHIP TECHNOLOGY INC | 2,992,000 | $4.875M | 0.4% | $1.39 | — | NOTE 1.625% 2/1 | 595017AD6 |
| RH | RH | 46,900 | $4.828M | 0.4% | — | — | Put | 74967X103 |
| — | RED HAT INC | 1,946,000 | $4.809M | 0.4% | $2.47 | — | NOTE 0.250%10/0 | 756577AD4 |
| — | DFB HEALTHCARE ACQUISTION CO | 475,000 | $4.745M | 0.4% | $9.97 | — | COM | 23291E109 |
| CHGG | CHEGG INC | 115,200 | $4.391M | 0.3% | $36.43 | 0.0% | COM | 163092109 |
| EWZ | ISHARES INC | 105,000 | $4.304M | 0.3% | $40.99 | — | MSCI BRAZIL ETF | 464286400 |
| RC | READY CAP CORP | 288,655 | $4.235M | 0.3% | $14.67 | — | COM | 75574U101 |
| — | RESTORATION HARDWARE HLDGS I | 4,100,000 | $4.115M | 0.3% | $1.12 | — | NOTE 6/1 | 761283AD2 |
| — | SPARTAN ENERGY ACQUISITON CO | 400,000 | $3.932M | 0.3% | $9.83 | — | CL A COM STK | 846784106 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 365,013 | $3.873M | 0.3% | $9.08 | — | UNIT | 85207Q104 |
| SOXX | ISHARES TR | 20,000 | $3.791M | 0.3% | $189.55 | — | PHLX SEMICND ETF | 464287523 |
| — | DD3 ACQUISITION CORP | 364,800 | $3.586M | 0.3% | $9.83 | — | SHS | G2692M103 |
| — | CITRIX SYS INC | 35,231 | $3.511M | 0.3% | $99.66 | — | COM | 177376100 |
| — | TRINITY MERGER CORP | 335,499 | $3.429M | 0.3% | $9.89 | — | COM CL A | 89653L106 |
| — | LEISURE ACQUISITION CORP | 338,484 | $3.398M | 0.3% | $9.69 | — | COM | 52539T107 |
| — | II VI INC | 90,339 | $3.364M | 0.3% | $32.46 | — | COM | 902104108 |
| RVPH | TENZING ACQUISITION CORP | 331,898 | $3.342M | 0.3% | $9.93 | — | ORD SHS | G8708A116 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 324,314 | $3.305M | 0.3% | $10.19 | — | CL A | G8250R103 |
| — | GSV CAP CORP | 3,225,000 | $3.23M | 0.3% | $1.00 | — | NOTE 4.750% 3/2 | 36191JAC5 |
| — | COLLIER CREEK HOLDINGS | 300,000 | $2.988M | 0.2% | $9.65 | — | COM CL A | G22707106 |
| — | GS ACQUISITION HLDGS CORP | 290,379 | $2.91M | 0.2% | $10.02 | — | COM CL A | 36255F102 |
| — | COLONY CR REAL ESTATE INC | 183,557 | $2.875M | 0.2% | $15.66 | — | COM CL A | 19625T101 |
| — | BIG ROCK PARTNERS ACQUISI CO | 271,407 | $2.804M | 0.2% | $10.32 | — | COM | 089482103 |
| VST | VISTRA ENERGY CORP | 106,000 | $2.759M | 0.2% | $21.60 | 0.0% | COM | 92840M102 |
| QUAD | QUAD / GRAPHICS INC | 223,203 | $2.656M | 0.2% | $13.41 | 0.0% | COM CL A | 747301109 |
| — | GORES HOLDINGS III INC | 258,999 | $2.564M | 0.2% | $9.90 | — | CLASS A | 38286G109 |
| — | CARDTRONICS INC | 2,500,000 | $2.488M | 0.2% | $1.00 | — | NOTE 1.000%12/0 | 14161HAG3 |
| XLK | SELECT SECTOR SPDR TR | 32,100 | $2.375M | 0.2% | $66.83 | — | TECHNOLOGY | 81369Y803 |
| — | FINISAR CORP | 100,000 | $2.317M | 0.2% | — | — | Put | 31787A507 |
| TAC | TRANSALTA CORP | 304,600 | $2.241M | 0.2% | $5.71 | 0.0% | COM | 89346D107 |
| — | LIVEPERSON INC | 71,800 | $2.084M | 0.2% | $29.03 | — | COM | 538146101 |
| — | MOSAIC ACQUISITION CORP | 204,010 | $2.056M | 0.2% | $9.85 | — | COM CL A | 61946M100 |
| — | KAYNE ANDERSN MLP MIDS INVT | 125,415 | $2.01M | 0.2% | $15.70 | — | COM | 486606106 |
| — | CRESCENT ACQUISITION CORP | 200,000 | $2M | 0.2% | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | ACAMAR PARTNERS ACQSITION CO | 200,000 | $2M | 0.2% | $10.00 | — | UNIT 12/30/2025 | 004285201 |
| — | TORTOISE ACQUISITION CORP | 200,000 | $1.998M | 0.2% | $9.99 | — | UNIT 03/04/2024 | 89154L209 |
| — | CIMAREX ENERGY CO | 27,231 | $1.903M | 0.1% | $69.88 | — | COM | 171798101 |
| SATS | ECHOSTAR CORP | 47,484 | $1.731M | 0.1% | $31.52 | 0.0% | CL A | 278768106 |
| PFSI | PENNYMAC FINL SVCS INC | 77,791 | $1.73M | 0.1% | $20.20 | 0.0% | COM | 70932M107 |
| — | BARCLAYS BK PLC | 58,000 | $1.697M | 0.1% | $29.26 | — | IPATH B SHRT TRM | 06746P621 |
| — | RLJ LODGING TR | 65,467 | $1.647M | 0.1% | $26.56 | — | CUM CONV PFD A | 74965L200 |
| — | MEGALITH FINL ACQUISITION CO | 158,539 | $1.582M | 0.1% | $9.98 | — | CL A COM | 58518F109 |
| — | TPG PACE HLDGS CORP | 150,450 | $1.541M | 0.1% | $10.00 | — | CL A | G89827128 |
| — | MAGNOLIA OIL & GAS CORP | 453,101 | $1.536M | 0.1% | $4.70 | — | *W EXP 07/31/202 | 559663117 |
| — | EDTECHX HLDGS ACQUISITION CO | 138,973 | $1.401M | 0.1% | $10.08 | — | COM | 28138X103 |
| — | CHASERG TECHNLGY ACQUISITN C | 128,828 | $1.272M | 0.1% | $9.87 | — | CLASS A | 16166A103 |
| — | LEGACY ACQUISITION CORP | 125,000 | $1.255M | 0.1% | $9.76 | — | COM CL A | 524643103 |
| — | OPES ACQUISITION CORP | 118,910 | $1.207M | 0.1% | $9.78 | — | COM | 68373P100 |
| — | CAPITOL INVT CORP IV | 100,000 | $1.018M | 0.1% | $10.18 | — | CL A ORD | G18920101 |
| — | DIAMONDPEAK HLDGS COR | 100,000 | $1.002M | 0.1% | $10.02 | — | UNIT 99/99/9999 | 25280H209 |
| — | VIRTUS INVT PARTNERS INC | 10,000 | $890K | 0.1% | $89.00 | — | PFD CV SER D | 92828Q208 |
| — | TUSCAN HOLDINGS CORP | 1,358,792 | $883K | 0.1% | $0.65 | — | *W EXP 04/01/202 | 90069K112 |
| — | LIBERTY ALL STAR EQUITY FD | 139,285 | $851K | 0.1% | $5.38 | — | SH BEN INT | 530158104 |
| — | HL ACQUISITIONS CORP | 84,109 | $834K | 0.1% | $9.56 | — | SHS | G4603R106 |
| — | PIVOTAL ACQUISITION CORP | 75,000 | $734K | 0.1% | $9.79 | — | CL A COM | 72583A101 |
| — | GABELLI DIVD & INCOME TR | 33,883 | $721K | 0.1% | $18.31 | — | COM | 36242H104 |
| — | GREENLAND ACQUISITIN CORPORA | 56,327 | $567K | 0.0% | $9.67 | — | SHS | G40981139 |
| — | MONTAGE RES CORP | 36,013 | $542K | 0.0% | $15.05 | — | COM | 61179L100 |
| — | TARGET HOSPITALITY CORP | 318,098 | $493K | 0.0% | $1.55 | — | *W EXP 03/15/202 | 87615L115 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 48,862 | $469K | 0.0% | $9.02 | — | COM SHS | 6706EN100 |
| — | NUVEEN FLOATING RATE INCOME | 48,100 | $463K | 0.0% | $9.42 | — | COM | 67072T108 |
| — | NUVEEN QUALITY MUNCP INCOME | 32,925 | $447K | 0.0% | $12.54 | — | COM | 67066V101 |
| — | EATON VANCE RISK MNGD DIV EQ | 45,823 | $421K | 0.0% | $8.12 | — | COM | 27829G106 |
| — | INVESCO DYNAMIC CR OPP FD | 38,700 | $420K | 0.0% | $10.47 | — | COM | 46132R104 |
| — | EATON VANCE FLTING RATE INC | 30,858 | $407K | 0.0% | $12.66 | — | COM | 278279104 |
| — | TEKLA LIFE SCIENCES INVS | 23,143 | $396K | 0.0% | $15.12 | — | SH BEN INT | 87911K100 |
| — | BLACKROCK ENERGY & RES TR | 31,700 | $384K | 0.0% | $12.76 | — | COM | 09250U101 |
| — | GORDON POINTE ACQUISITION CO | 37,170 | $379K | 0.0% | $10.00 | — | COM CLASS A | 382788107 |
| — | MR COOPER GROUP INC | 39,264 | $377K | 0.0% | $9.60 | — | COM | 62482R107 |
| AGO | ASSURED GUARANTY LTD | 8,271 | $367K | 0.0% | $34.74 | +6.3% | COM | G0585R106 |
| AMGN | AMGEN INC | 1,888 | $359K | 0.0% | $154.67 | 0.0% | COM | 031162100 |
| — | BLACKSTONE GSO STRATEGIC CR | 24,569 | $350K | 0.0% | $13.47 | — | COM SHS BEN IN | 09257R101 |
| — | ROYCE MICRO-CAP TR INC | 41,600 | $347K | 0.0% | $7.42 | — | COM | 780915104 |
| — | INVESCO MUN OPPORTUNITY TR | 28,444 | $339K | 0.0% | $11.18 | — | COM | 46132C107 |
| — | INVESCO TR INVT GRADE MUNS | 26,300 | $326K | 0.0% | $11.48 | — | COM | 46131M106 |
| — | MEDLEY CAP CORP | 96,400 | $300K | 0.0% | $2.66 | — | COM | 58503F106 |
| — | UBS AG LONDON BRH | 18,383 | $278K | 0.0% | $15.67 | — | ETRACS MTH2XRE | 90269A302 |
| XPHDX | PIONEER FLOATING RATE TR | 26,400 | $275K | 0.0% | $9.84 | — | COM | 72369J102 |
| EAT | BRINKER INTL INC | 5,820 | $258K | 0.0% | $43.09 | 0.0% | COM | 109641100 |
| — | THOMSON REUTERS CORP | 4,249 | $252K | 0.0% | $48.32 | — | COM NEW | 884903709 |
| — | INVESCO ADVANTAGE MUNICIPAL | 22,830 | $246K | 0.0% | $9.87 | — | SH BEN INT | 46132E103 |
| ROKU | ROKU INC | 3,820 | $246K | 0.0% | $53.49 | 0.0% | COM CL A | 77543R102 |
| — | NORBORD INC | 8,870 | $245K | 0.0% | $26.61 | — | COM NEW | 65548P403 |
| PBI | PITNEY BOWES INC | 34,802 | $239K | 0.0% | $6.92 | 0.0% | COM | 724479100 |
| GIL | GILDAN ACTIVEWEAR INC | 6,620 | $238K | 0.0% | $27.20 | +12.2% | COM | 375916103 |
| NTR | NUTRIEN LTD | 4,488 | $237K | 0.0% | $41.21 | 0.0% | COM | 67077M108 |
| MEOH | METHANEX CORP | 4,095 | $233K | 0.0% | $59.98 | -6.0% | COM | 59151K108 |
| MGA | MAGNA INTL INC | 4,747 | $231K | 0.0% | $40.44 | 0.0% | COM | 559222401 |
| — | BLACKROCK ENHANCED GBL DIV T | 21,485 | $230K | 0.0% | $9.37 | — | COM | 092501105 |
| SNAXW | ANDINA ACQUISITION CORP III | 1,137,834 | $228K | 0.0% | $0.20 | — | *W EXP 07/31/202 | G04415124 |
| — | JUST ENERGY GROUP INC | 66,188 | $225K | 0.0% | $4.52 | — | COM | 48213W101 |
| COST | COSTCO WHSL CORP NEW | 922 | $223K | 0.0% | $198.35 | 0.0% | COM | 22160K105 |
| MGEE | MGE ENERGY INC | 3,216 | $219K | 0.0% | $54.99 | 0.0% | COM | 55277P104 |
| — | LEO HOLDINGS CORP | 281,200 | $219K | 0.0% | $0.78 | — | *W EXP 02/07/202 | G5463L113 |
| AAPL | APPLE INC | 1,154 | $219K | 0.0% | $40.43 | 0.0% | COM | 037833100 |
| ACN | ACCENTURE PLC IRELAND | 1,238 | $218K | 0.0% | $142.15 | 0.0% | SHS CLASS A | G1151C101 |
| KMB | KIMBERLY CLARK CORP | 1,752 | $217K | 0.0% | $91.30 | 0.0% | COM | 494368103 |
| APD | AIR PRODS & CHEMS INC | 1,130 | $216K | 0.0% | $145.63 | 0.0% | COM | 009158106 |
| PG | PROCTER AND GAMBLE CO | 2,063 | $215K | 0.0% | $82.07 | 0.0% | COM | 742718109 |
| EL | LAUDER ESTEE COS INC | 1,299 | $215K | 0.0% | $134.56 | 0.0% | CL A | 518439104 |
| V | VISA INC | 1,369 | $214K | 0.0% | $137.38 | 0.0% | COM CL A | 92826C839 |
| MSFT | MICROSOFT CORP | 1,813 | $214K | 0.0% | $102.29 | 0.0% | COM | 594918104 |
| ATO | ATMOS ENERGY CORP | 2,080 | $214K | 0.0% | $82.49 | 0.0% | COM | 049560105 |
| TGT | TARGET CORP | 2,665 | $214K | 0.0% | $60.69 | 0.0% | COM | 87612E106 |
| AMZN | AMAZON COM INC | 120 | $214K | 0.0% | $83.22 | 0.0% | COM | 023135106 |
| CSCO | CISCO SYS INC | 3,949 | $213K | 0.0% | $39.51 | 0.0% | COM | 17275R102 |
| PEP | PEPSICO INC | 1,734 | $213K | 0.0% | $92.45 | 0.0% | COM | 713448108 |
| DHR | DANAHER CORPORATION | 1,616 | $213K | 0.0% | $99.39 | 0.0% | COM | 235851102 |
| PSA | PUBLIC STORAGE | 972 | $212K | 0.0% | $157.22 | 0.0% | COM | 74460D109 |
| MMM | 3M CO | 1,019 | $212K | 0.0% | $131.07 | 0.0% | COM | 88579Y101 |
| MA | MASTERCARD INC | 895 | $211K | 0.0% | $207.20 | 0.0% | CL A | 57636Q104 |
| SYK | STRYKER CORP | 1,067 | $211K | 0.0% | $167.09 | 0.0% | COM | 863667101 |
| CL | COLGATE PALMOLIVE CO | 3,076 | $211K | 0.0% | $54.99 | 0.0% | COM | 194162103 |
| ADBE | ADOBE INC | 787 | $210K | 0.0% | $252.10 | 0.0% | COM | 00724F101 |
| ADM | ARCHER DANIELS MIDLAND CO | 4,872 | $210K | 0.0% | $34.90 | 0.0% | COM | 039483102 |
| AWK | AMERICAN WTR WKS CO INC NEW | 2,000 | $209K | 0.0% | $86.27 | 0.0% | COM | 030420103 |
| SPG | SIMON PPTY GROUP INC NEW | 1,148 | $209K | 0.0% | $121.59 | 0.0% | COM | 828806109 |
| ES | EVERSOURCE ENERGY | 2,946 | $209K | 0.0% | $53.98 | 0.0% | COM | 30040W108 |
| TRV | TRAVELERS COMPANIES INC | 1,527 | $209K | 0.0% | $110.26 | 0.0% | COM | 89417E109 |
| TJX | TJX COS INC NEW | 3,921 | $209K | 0.0% | $45.47 | 0.0% | COM | 872540109 |
| HON | HONEYWELL INTL INC | 1,314 | $209K | 0.0% | $121.16 | 0.0% | COM | 438516106 |
| CWT | CALIFORNIA WTR SVC GROUP | 3,834 | $208K | 0.0% | $38.36 | +14.1% | COM | 130788102 |
| OGS | ONE GAS INC | 2,333 | $208K | 0.0% | $84.03 | 0.0% | COM | 68235P108 |
| ORCL | ORACLE CORP | 3,869 | $208K | 0.0% | $46.07 | 0.0% | COM | 68389X105 |
| VFC | V F CORP | 2,394 | $208K | 0.0% | $77.99 | 0.0% | COM | 918204108 |
| KO | COCA COLA CO | 4,442 | $208K | 0.0% | $37.78 | 0.0% | COM | 191216100 |
| HSY | HERSHEY CO | 1,813 | $208K | 0.0% | $92.82 | 0.0% | COM | 427866108 |
| HD | HOME DEPOT INC | 1,082 | $208K | 0.0% | $154.70 | 0.0% | COM | 437076102 |
| HRL | HORMEL FOODS CORP | 4,658 | $208K | 0.0% | $35.65 | 0.0% | COM | 440452100 |
| BEN | FRANKLIN RES INC | 6,287 | $208K | 0.0% | $22.72 | 0.0% | COM | 354613101 |
| CMI | CUMMINS INC | 1,311 | $207K | 0.0% | $125.76 | 0.0% | COM | 231021106 |
| GWW | GRAINGER W W INC | 687 | $207K | 0.0% | $271.69 | 0.0% | COM | 384802104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,469 | $207K | 0.0% | $94.64 | 0.0% | COM | 459200101 |
| UNH | UNITEDHEALTH GROUP INC | 839 | $207K | 0.0% | $227.63 | 0.0% | COM | 91324P102 |
| UPS | UNITED PARCEL SERVICE INC | 1,842 | $206K | 0.0% | $80.97 | 0.0% | CL B | 911312106 |
| PM | PHILIP MORRIS INTL INC | 2,329 | $206K | 0.0% | $56.07 | 0.0% | COM | 718172109 |
| — | TORCHMARK CORP | 2,514 | $206K | 0.0% | $81.94 | — | COM | 891027104 |
| MRK | MERCK & CO INC | 2,479 | $206K | 0.0% | $60.29 | 0.0% | COM | 58933Y105 |
| SWK | STANLEY BLACK & DECKER INC | 1,510 | $206K | 0.0% | $106.65 | 0.0% | COM | 854502101 |
| AWR | AMERICAN STS WTR CO | 2,883 | $206K | 0.0% | $60.13 | 0.0% | COM | 029899101 |
| — | ARES DYNAMIC CR ALLOCATION F | 13,796 | $205K | 0.0% | $13.79 | — | COM | 04014F102 |
| GD | GENERAL DYNAMICS CORP | 1,209 | $205K | 0.0% | $143.71 | 0.0% | COM | 369550108 |
| EMR | EMERSON ELEC CO | 2,991 | $205K | 0.0% | $56.02 | 0.0% | COM | 291011104 |
| GILD | GILEAD SCIENCES INC | 3,146 | $205K | 0.0% | $50.86 | 0.0% | COM | 375558103 |
| XOM | EXXON MOBIL CORP | 2,526 | $204K | 0.0% | $55.43 | 0.0% | COM | 30231G102 |
| JNJ | JOHNSON & JOHNSON | 1,460 | $204K | 0.0% | $110.34 | 0.0% | COM | 478160104 |
| — | NUVEEN SR INCOME FD | 35,092 | $204K | 0.0% | $5.57 | — | COM | 67067Y104 |
| PCAR | PACCAR INC | 2,988 | $204K | 0.0% | $33.75 | 0.0% | COM | 693718108 |
| GOOGL | ALPHABET INC | 173 | $204K | 0.0% | $56.03 | 0.0% | CAP STK CL A | 02079K305 |
| GOOG | ALPHABET INC | 174 | $204K | 0.0% | $55.69 | 0.0% | CAP STK CL C | 02079K107 |
| L | LOEWS CORP | 4,226 | $203K | 0.0% | $45.83 | 0.0% | COM | 540424108 |
| — | BLACKROCK HEALTH SCIENCES TR | 5,100 | $203K | 0.0% | $39.80 | — | COM | 09250W107 |
| — | BLACKROCK INC | 476 | $203K | 0.0% | $426.47 | — | COM | 09247X101 |
| NKE | NIKE INC | 2,407 | $203K | 0.0% | $75.37 | 0.0% | CL B | 654106103 |
| INTC | INTEL CORP | 3,774 | $203K | 0.0% | $43.83 | 0.0% | COM | 458140100 |
| ITW | ILLINOIS TOOL WKS INC | 1,410 | $202K | 0.0% | $117.01 | 0.0% | COM | 452308109 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 2,658 | $202K | 0.0% | $68.54 | 0.0% | COM | 45866F104 |
| TXN | TEXAS INSTRS INC | 1,901 | $202K | 0.0% | $85.38 | 0.0% | COM | 882508104 |
| CVX | CHEVRON CORP NEW | 1,643 | $202K | 0.0% | $87.45 | 0.0% | COM | 166764100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,005 | $202K | 0.0% | $201.85 | 0.0% | CL B NEW | 084670702 |
| — | RAYTHEON CO | 1,109 | $202K | 0.0% | $182.15 | — | COM NEW | 755111507 |
| DIS | DISNEY WALT CO | 1,806 | $201K | 0.0% | $107.88 | 0.0% | COM DISNEY | 254687106 |
| WMT | WALMART INC | 2,060 | $201K | 0.0% | $29.24 | 0.0% | COM | 931142103 |
| PGR | PROGRESSIVE CORP OHIO | 2,794 | $201K | 0.0% | $55.48 | 0.0% | COM | 743315103 |
| PFE | PFIZER INC | 4,723 | $201K | 0.0% | $29.24 | 0.0% | COM | 717081103 |
| CAT | CATERPILLAR INC DEL | 1,477 | $200K | 0.0% | $114.61 | 0.0% | COM | 149123101 |
| — | CONSOLIDATED COMM HLDGS INC | 16,505 | $180K | 0.0% | $12.48 | — | COM | 209034107 |
| — | BLACKSTONE GSO FLTING RTE FU | 10,800 | $177K | 0.0% | $15.31 | — | COM | 09256U105 |
| — | SITE CENTERS CORP | 12,755 | $174K | 0.0% | $13.64 | — | COM | 82981J109 |
| AXSM | AXSOME THERAPEUTICS INC | 11,999 | $171K | 0.0% | $9.29 | 0.0% | COM | 05464T104 |
| — | WASHINGTON PRIME GROUP NEW | 29,714 | $168K | 0.0% | $7.06 | — | COM | 93964W108 |
| — | CAPSTEAD MTG CORP | 19,386 | $167K | 0.0% | $6.82 | — | COM NO PAR | 14067E506 |
| — | MFS INTER INCOME TR | 43,391 | $165K | 0.0% | $3.80 | — | SH BEN INT | 55273C107 |
| — | VECTOR GROUP LTD | 14,635 | $158K | 0.0% | $10.80 | — | COM | 92240M108 |
| CNX | CNX RESOURCES CORPORATION | 14,540 | $157K | 0.0% | $14.33 | -21.3% | COM | 12653C108 |
| — | GULFPORT ENERGY CORP | 19,504 | $156K | 0.0% | $8.00 | — | COM NEW | 402635304 |
| — | SEMGROUP CORP | 10,571 | $156K | 0.0% | $14.76 | — | CL A | 81663A105 |
| — | WELLS FARGO MULTI SECTOR INC | 12,743 | $154K | 0.0% | $11.08 | — | COM | 94987D101 |
| — | COLONY CAP INC NEW | 29,032 | $154K | 0.0% | $6.07 | — | CL A COM | 19626G108 |
| — | BRIGHTSPHERE INVESTMNT GRP P | 11,271 | $153K | 0.0% | $13.57 | — | SHS | G1644T109 |
| NAVI | NAVIENT CORPORATION | 13,196 | $153K | 0.0% | $11.45 | 0.0% | COM | 63938C108 |
| — | INVESTORS BANCORP INC NEW | 12,744 | $151K | 0.0% | $11.85 | — | COM | 46146L101 |
| — | GS ACQUISITION HLDGS CORP | 96,793 | $151K | 0.0% | $1.56 | — | *W EXP 06/12/202 | 36255F110 |
| — | INVESCO MUN TR | 12,286 | $148K | 0.0% | $11.14 | — | COM | 46131J103 |
| — | THIRD PT REINS LTD | 14,216 | $148K | 0.0% | $10.41 | — | COM | G8827U100 |
| RF | REGIONS FINL CORP NEW | 10,259 | $145K | 0.0% | $11.99 | -3.8% | COM | 7591EP100 |
| — | NUVEEN CORE EQUITY ALPHA FUN | 10,049 | $141K | 0.0% | $12.03 | — | COM | 67090X107 |
| — | BGC PARTNERS INC | 25,933 | $138K | 0.0% | $5.32 | — | CL A | 05541T101 |
| — | MICHAELS COS INC | 11,882 | $136K | 0.0% | $11.45 | — | COM | 59408Q106 |
| — | REALOGY HLDGS CORP | 11,830 | $135K | 0.0% | $11.41 | — | COM | 75605Y106 |
| — | EATON VANCE SH TM DR DIVR IN | 10,400 | $135K | 0.0% | $12.98 | — | COM | 27828V104 |
| — | VOYA ASIA PAC DIVID EQUITY I | 14,221 | $133K | 0.0% | $9.35 | — | COM | 92912J102 |
| — | VITAMIN SHOPPE INC | 18,609 | $131K | 0.0% | $5.54 | — | COM | 92849E101 |
| — | VIRNETX HLDG CORP | 20,290 | $128K | 0.0% | $6.31 | — | COM | 92823T108 |
| — | PARTY CITY HOLDCO INC | 16,058 | $128K | 0.0% | $13.36 | — | COM | 702149105 |
| — | RUBICON PROJ INC | 21,122 | $128K | 0.0% | $6.06 | — | COM | 78112V102 |
| — | GORES HOLDINGS III INC | 86,333 | $126K | 0.0% | $1.46 | — | *W EXP 09/11/202 | 38286G117 |
| — | AFFIMED N V | 29,877 | $125K | 0.0% | $3.56 | — | COM | N01045108 |
| — | PURE ACQUISITION CORP | 104,505 | $116K | 0.0% | $1.11 | — | *W EXP 04/17/202 | 74621Q114 |
| — | SOUTHWESTERN ENERGY CO | 24,718 | $116K | 0.0% | $4.69 | — | COM | 845467109 |
| — | ACELRX PHARMACEUTICALS INC | 32,516 | $113K | 0.0% | $3.48 | — | COM | 00444T100 |
| — | BIODELIVERY SCIENCES INTL IN | 21,385 | $113K | 0.0% | $5.28 | — | COM | 09060J106 |
| — | FRONTLINE LTD | 17,300 | $112K | 0.0% | $6.47 | — | SHS NEW | G3682E192 |
| — | AVID BIOSERVICES INC | 24,958 | $106K | 0.0% | $5.43 | — | COM | 05368M106 |
| PACB | PACIFIC BIOSCIENCES CALIF IN | 14,356 | $104K | 0.0% | $7.23 | 0.0% | COM | 69404D108 |
| — | VIVINT SOLAR INC | 20,574 | $102K | 0.0% | $4.05 | — | COM | 92854Q106 |
| — | VOYA RISK MANAGED NAT RES FD | 18,741 | $101K | 0.0% | $4.27 | — | COM | 92913C106 |
| — | ABERDEEN GLOBAL DYNAMIC DIVI | 10,378 | $98,000 | 0.0% | $9.44 | — | COM | 00302M106 |
| — | SPARTAN ENERGY ACQUISITON CO | 86,666 | $95,000 | 0.0% | $0.97 | — | *W EXP 08/27/202 | 846784122 |
| — | ON DECK CAP INC | 17,151 | $93,000 | 0.0% | $5.76 | — | COM | 682163100 |
| — | NATIONAL CINEMEDIA INC | 13,193 | $93,000 | 0.0% | $6.54 | — | COM | 635309107 |
| — | BARNES & NOBLE INC | 16,518 | $90,000 | 0.0% | $5.45 | — | COM | 067774109 |
| — | WEALTHBRIDGE ACQUISITION LTD | 643,000 | $83,000 | 0.0% | $0.13 | — | *W EXP 01/31/202 | G4887W128 |
| — | BOXWOOD MERGER CORP | 275,000 | $83,000 | 0.0% | $0.30 | — | *W EXP 11/26/202 | 10319T119 |
| — | PFENEX INC | 13,093 | $81,000 | 0.0% | $6.19 | — | COM | 717071104 |
| — | DD3 ACQUISITION CORP | 290,800 | $80,000 | 0.0% | $0.29 | — | *W EXP 10/20/202 | G2692M111 |
| CLNE | CLEAN ENERGY FUELS CORP | 23,915 | $74,000 | 0.0% | $2.22 | 0.0% | COM | 184499101 |
| — | EDTECHX HLDGS ACQUISITION CO | 382,773 | $73,000 | 0.0% | $0.35 | — | *W EXP 12/31/202 | 28138X111 |
| — | WEALTHBRIDGE ACQUISITION LTD | 343,000 | $69,000 | 0.0% | $0.20 | — | RIGHT 11/02/2023 | G4887W136 |
| GENNQ | GENESIS HEALTHCARE INC | 46,800 | $67,000 | 0.0% | $1.58 | -6.4% | CL A COM | 37185X106 |
| — | MEGALITH FINL ACQUISITION CO | 238,021 | $65,000 | 0.0% | $0.60 | — | *W EXP 08/26/202 | 58518F117 |
| — | CORINDUS VASCULAR ROBOTICS I | 37,314 | $65,000 | 0.0% | $1.74 | — | COM | 218730109 |
| — | CONTANGO OIL & GAS COMPANY | 19,301 | $61,000 | 0.0% | $3.25 | — | COM NEW | 21075N204 |
| APPS | DIGITAL TURBINE INC | 17,057 | $60,000 | 0.0% | $1.71 | +60.9% | COM NEW | 25400W102 |
| — | AMCI ACQUISITION CORP | 200,000 | $56,000 | 0.0% | $0.20 | — | *W EXP 05/20/202 | 00165R119 |
| — | SESEN BIO INC | 52,356 | $54,000 | 0.0% | $1.41 | — | COM | 817763105 |
| — | ALBERTON ACQUISITION CORP | 300,000 | $51,000 | 0.0% | $0.26 | — | RIGHT 10/04/2020 | G35006132 |
| — | ASCENA RETAIL GROUP INC | 44,269 | $48,000 | 0.0% | $2.69 | — | COM | 04351G101 |
| — | HUNTER MARITIME ACQUISITION | 100,000 | $46,000 | 0.0% | $0.46 | — | *W EXP 11/17/202 | Y37828129 |
| — | NII HLDGS INC | 21,126 | $41,000 | 0.0% | $1.94 | — | COM PAR | 62913F508 |
| — | STEIN MART INC | 38,416 | $38,000 | 0.0% | $2.39 | — | COM | 858375108 |
| — | SENTINEL ENERGY SVCS INC | 56,181 | $38,000 | 0.0% | $0.84 | — | *W EXP 11/02/202 | 81728P113 |
| — | HORNBECK OFFSHORE SVCS INC N | 30,234 | $37,000 | 0.0% | $2.77 | — | COM | 440543106 |
| — | TIBERIUS ACQUISITION CORP | 75,000 | $33,000 | 0.0% | $0.44 | — | *W EXP 02/28/202 | 88633A115 |
| — | PIVOTAL ACQUISITION CORP | 75,000 | $32,000 | 0.0% | $0.43 | — | *W EXP 12/01/202 | 72583A119 |
| — | LONGEVITY ACQUISITION CORP | 211,700 | $25,000 | 0.0% | $0.15 | — | *W EXP 07/31/202 | G56372116 |
| — | THUNDER BRIDGE ACQUISITION L | 30,000 | $22,000 | 0.0% | $0.73 | — | *W EXP 01/01/202 | G8857R126 |
| — | GLOBAL EAGLE ENTMT INC | 26,700 | $19,000 | 0.0% | $0.71 | — | COM | 37951D102 |
| — | DURECT CORP | 22,095 | $14,000 | 0.0% | $0.50 | — | COM | 266605104 |
| — | ANDINA ACQUISITION CORP III | 37,834 | $13,000 | 0.0% | $0.34 | — | RIGHT 07/31/2020 | G04415132 |
| — | CASTLE BRANDS INC | 14,989 | $10,000 | 0.0% | $1.22 | — | COM | 148435100 |
| — | ALBERTON ACQUISITION CORP | 21,490 | $2,000 | 0.0% | $0.09 | — | *W EXP 04/26/202 | G35006124 |