Location: Los Angeles, CA
CIK: 0001389933 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 15, 2015
Total Value: $130M (95.1% shares, 4.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PHARMACYCLICS INC | 71,628 | $18.33M | 14.1% | $81.75 | — | COM | 716933106 |
| ATRC | ATRICURE INC | 637,431 | $13.06M | 10.0% | $11.85 | +63.5% | COM | 04963C209 |
| — | AUSPEX PHARMACEUTICALS INC | 120,500 | $12.08M | 9.3% | $25.67 | — | COM | 05211J102 |
| — | NXSTAGE MEDICAL INC | 366,554 | $6.341M | 4.9% | $12.81 | — | COM | 67072V103 |
| — | DISCOVERY LABORATORIES INC | 4,829,874 | $5.748M | 4.4% | $2.01 | — | COM NEW | 254668403 |
| — | AERIE PHARMACEUTICALS INC | 160,242 | $5.022M | 3.9% | $22.54 | — | COM | 00771V108 |
| — | RIGEL PHARMACEUTICALS INC | 1,109,740 | $3.962M | 3.0% | $2.69 | — | COM NEW | 766559603 |
| PODD | INSULET CORP | 106,018 | $3.536M | 2.7% | $28.33 | +19.1% | COM | 45784P101 |
| — | DERMA SCIENCES INC | 373,918 | $3.167M | 2.4% | $12.78 | — | COM PAR $.01 | 249827502 |
| — | PROTALIX BIOTHERAPEUTICS INC | 4,000,000 | $3.06M | 2.3% | $0.80 | — | NOTE 4.500% 9/1 | 74365AAB7 |
| STXS | STEREOTAXIS INC | 1,372,862 | $2.815M | 2.2% | $2.92 | -31.8% | COM NEW | 85916J409 |
| — | THRESHOLD PHARMACEUTICALS | 625,558 | $2.54M | 2.0% | $4.18 | — | COM NEW | 885807206 |
| — | INSULET CORP | 2,407,000 | $2.419M | 1.9% | $1.11 | — | NOTE 2.000% 6/1 | 45784PAD3 |
| — | ACHILLION PHARMACEUTICALS | 241,600 | $2.382M | 1.8% | $11.57 | — | COM | 00448Q201 |
| — | PROTALIX BIOTHERAPEUTICS INC | 1,230,789 | $2.191M | 1.7% | $4.41 | — | COM | 74365A101 |
| — | APPLIED GENETIC TECHNOL CORP | 109,323 | $2.185M | 1.7% | $19.99 | — | COM | 03820J100 |
| MASI | MASIMO CORPORATION | 66,000 | $2.177M | 1.7% | $23.74 | +21.1% | COM | 574795100 |
| — | BIOTELEMETRY INC | 235,645 | $2.085M | 1.6% | $9.68 | — | COM | 090672106 |
| — | OTONOMY INC | 50,000 | $1.768M | 1.4% | $35.36 | — | COM | 68906L105 |
| — | CLOVIS ONCOLOGY INC | 23,400 | $1.737M | 1.3% | $45.37 | — | COM | 189464100 |
| — | NOVADAQ TECHNOLOGIES INC | 101,841 | $1.654M | 1.3% | $13.46 | — | COM | 66987G102 |
| — | ZS PHARMA INC | 39,100 | $1.645M | 1.3% | $42.07 | — | COM | 98979G105 |
| ASND | ASCENDIS PHARMA A S SPONSORED | 93,541 | $1.623M | 1.2% | $17.35 | — | ADR ADDED | 04351P101 |
| — | NEOTHETICS INC | 186,807 | $1.534M | 1.2% | $7.48 | — | COM | 64066G101 |
| BCRX | BIOCRYST PHARMACEUTICALS INC | 166,656 | $1.505M | 1.2% | $11.60 | -10.7% | COM | 09058V103 |
| — | ESSA PHARMA INC | 250,000 | $1.422M | 1.1% | $5.69 | — | COM | 29668H104 |
| — | SPECTRANETICS CORP | 39,812 | $1.384M | 1.1% | $18.68 | — | COM | 84760C107 |
| — | TARGACEPT INC | 465,293 | $1.382M | 1.1% | $2.60 | — | COM | 87611R306 |
| — | ZOGENIX INC | 853,700 | $1.17M | 0.9% | $1.37 | — | COM | 98978L105 |
| — | SYNERON MEDICAL LTD | 90,947 | $1.126M | 0.9% | $8.70 | — | ORD SHS | M87245102 |
| — | CYTRX CORP | 300,813 | $1.014M | 0.8% | $3.23 | — | COM PAR $.001 | 232828509 |
| — | BLUEBIRD BIO INC | 8,000 | $966K | 0.7% | $35.88 | — | COM | 09609G100 |
| — | TANDEM DIABETES CARE INC | 76,340 | $963K | 0.7% | $12.61 | — | COM | 875372104 |
| JNJ | JOHNSON AND JOHNSON | 9,400 | $946K | 0.7% | $59.66 | +25.9% | COM | 478160104 |
| — | CARDICA INC | 1,486,004 | $936K | 0.7% | $1.12 | — | COM | 14141R101 |
| — | NUVASIVE INC | 760,000 | $935K | 0.7% | $0.99 | — | NOTE 2.750% 7/0 | 670704AC9 |
| ECIA | ENCISION INC | 1,062,500 | $829K | 0.6% | $0.98 | -18.3% | COM | 29254Q104 |
| — | XENOPORT INC | 116,259 | $828K | 0.6% | $5.31 | — | COM | 98411C100 |
| — | EXACTECH INC | 31,636 | $811K | 0.6% | $19.74 | — | COM | 30064E109 |
| QURE | UNIQURE B.V. | 30,000 | $730K | 0.6% | $11.22 | +94.4% | NV SHS | N90064101 |
| — | CURIS INC | 299,800 | $720K | 0.6% | $2.40 | — | COM | 231269101 |
| CDNA | CAREDX INC | 123,883 | $687K | 0.5% | $8.44 | -21.9% | COM | 14167L103 |
| — | CYNAPSUS THERAPEUTICS INC | 717,200 | $687K | 0.5% | $1.10 | — | COM | 23257Y701 |
| — | CHECK CAP LTD | 110,000 | $605K | 0.5% | $5.50 | — | SHS ADDED | M2361E112 |
| — | COGENTIX MEDICAL INC | 353,181 | $593K | 0.5% | $1.68 | — | COM | 19243A104 |
| — | INTERCEPT PHARMACEUTICALS IN | 2,000 | $564K | 0.4% | $145.83 | — | COM | 45845P108 |
| — | CYNAPSUS THERAPEUTICS INC | 543,927 | $521K | 0.4% | $0.74 | — | COM | 23257Y156 |
| — | MINERVA NEUROSCIENCES INC | 101,317 | $507K | 0.4% | $5.00 | — | COM | 603380106 |
| — | KERYX BIOPHARMACEUTICALS | 34,800 | $443K | 0.3% | $12.73 | — | COM | 492515101 |
| — | RTI SURGICAL INC | 85,918 | $424K | 0.3% | $3.76 | — | COM | 74975N105 |
| — | AFFIMED THERAPEUTICS BV | 62,500 | $394K | 0.3% | $6.30 | — | COM | N01045108 |
| — | EPIZYME INC | 20,000 | $376K | 0.3% | $18.80 | — | COM | 29428V104 |
| — | LUMENIS LTD | 31,072 | $372K | 0.3% | $9.19 | — | SHS CL B | M6778Q121 |
| ALDX | ALDEYRA THERAPEUTICS INC | 35,000 | $356K | 0.3% | $10.20 | 0.0% | COM | 01438T106 |
| — | GALENA BIOPHARMA INC | 250,000 | $348K | 0.3% | $1.39 | — | COM | 363256108 |
| — | VENAXIS INC | 658,000 | $305K | 0.2% | $2.12 | — | COM | 92262A107 |
| — | CUTERA INC | 23,490 | $303K | 0.2% | $8.81 | — | COM | 232109108 |
| — | GENVEC INC | 100,000 | $295K | 0.2% | $2.37 | — | COM NEW | 37246C307 |
| — | LPATH INC | 111,884 | $276K | 0.2% | $4.45 | — | COM NEW | 548910306 |
| — | BOVIE MEDICAL CORP | 100,000 | $239K | 0.2% | $2.39 | — | COM | 10211F100 |
| — | ACTINIUM PHARMACEUTICALS INC | 90,000 | $222K | 0.2% | $2.47 | — | COM | 00507W107 |
| — | TRANSITION THERAPEUTICS INC | 26,410 | $180K | 0.1% | $6.82 | — | COM NEW | 893716209 |
| — | NANOSPHERE INC | 600,000 | $139K | 0.1% | $0.39 | — | COM | 63009F105 |
| — | CAS MEDICAL SYSTEMS INC | 100,000 | $134K | 0.1% | $1.34 | — | COM PAR $0.004 | 124769209 |
| — | APTOSE BIOSCIENCES INC | 22,289 | $121K | 0.1% | $5.43 | — | COM NEW | 03835T200 |
| — | CHEMBIO DIAGNOSTICS INC | 26,287 | $106K | 0.1% | $3.37 | — | COM NEW | 163572209 |
| FATE | FATE THERAPEUTICS INC | 20,190 | $99,000 | 0.1% | $7.04 | -29.6% | COM | 31189P102 |
| — | TONIX PHARMACEUTICALS HLDG C | 14,400 | $91,000 | 0.1% | $6.32 | — | COM NEW | 890260201 |
| GBIM | GLOBEIMMUNE INC | 9,445 | $69,000 | 0.1% | $10.17 | -28.9% | COM | 37957B100 |
| — | CHECK CAP LTD-CW20 | 55,000 | $55,000 | 0.0% | $1.00 | — | *W EXP 02/28/202 ADDED | M2361E120 |
| — | OPEXA THERAPEUTICS INC | 500 | $0 | 0.0% | — | — | COM NEW | 68372T202 |