Location: Los Angeles, CA
CIK: 0001389933 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 14, 2015
Total Value: $118M (94.2% shares, 5.8% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ATRC | ATRICURE INC | 548,611 | $13.52M | 11.4% | $11.85 | +88.5% | COM | 04963C209 |
| ABBV | ABBVIE INC | 116,581 | $7.833M | 6.6% | $42.33 | 0.0% | COM | 00287Y109 |
| — | NXSTAGE MEDICAL INC | 366,554 | $5.236M | 4.4% | $12.81 | — | COM | 67072V103 |
| — | ACHILLION PHARMACEUTICALS | 480,300 | $4.255M | 3.6% | $10.22 | — | COM | 00448Q201 |
| — | RIGEL PHARMACEUTICALS INC | 1,109,740 | $3.562M | 3.0% | $2.69 | — | COM NEW | 766559603 |
| — | ZS PHARMA INC | 67,100 | $3.515M | 3.0% | $46.38 | — | COM | 98979G105 |
| BCRX | BIOCRYST PHARMACEUTICALS INC | 221,656 | $3.309M | 2.8% | $11.54 | -1.5% | COM | 09058V103 |
| PODD | INSULET CORP | 106,018 | $3.285M | 2.8% | $28.33 | +4.0% | COM | 45784P101 |
| — | DISCOVERY LABORATORIES INC | 4,794,874 | $3.261M | 2.8% | $2.01 | — | COM NEW | 254668403 |
| — | XENOPORT INC | 531,032 | $3.255M | 2.8% | $5.95 | — | COM | 98411C100 |
| — | PROTALIX BIOTHERAPEUTICS INC | 4,000,000 | $3.196M | 2.7% | $0.80 | — | NOTE 4.500% 9/1 | 74365AAB7 |
| — | AERIE PHARMACEUTICALS INC | 156,842 | $2.768M | 2.3% | $22.54 | — | COM | 00771V108 |
| — | DERMA SCIENCES INC | 373,918 | $2.677M | 2.3% | $12.78 | — | COM PAR $.01 | 249827502 |
| — | SYNERGY PHARMACEUTICALS | 317,563 | $2.636M | 2.2% | $8.30 | — | COM | 871639308 |
| — | ESSA PHARMA INC | 231,200 | $2.626M | 2.2% | $5.69 | — | COM | 29668H104 |
| — | OTONOMY INC | 111,466 | $2.563M | 2.2% | $28.54 | — | COM | 68906L105 |
| — | APPLIED GENETIC TECHNOL CORP | 157,192 | $2.411M | 2.0% | $18.57 | — | COM | 03820J100 |
| — | PROTALIX BIOTHERAPEUTICS INC | 1,230,789 | $2.4M | 2.0% | $4.41 | — | COM | 74365A101 |
| — | INSULET CORP | 2,407,000 | $2.338M | 2.0% | $1.11 | — | NOTE 2.000% 6/1 | 45784PAD3 |
| — | BIOTELEMETRY INC | 235,645 | $2.222M | 1.9% | $9.68 | — | COM | 090672106 |
| — | CLOVIS ONCOLOGY INC | 23,090 | $2.029M | 1.7% | $45.37 | — | COM | 189464100 |
| STXS | STEREOTAXIS INC | 1,372,862 | $1.977M | 1.7% | $2.92 | -37.6% | COM NEW | 85916J409 |
| MASI | MASIMO CORPORATION | 46,010 | $1.782M | 1.5% | $23.74 | +50.9% | COM | 574795100 |
| — | CYNAPSUS THERAPEUTICS INC | 94,824 | $1.73M | 1.5% | $18.24 | — | COM PAR NO PAR | 23257Y859 |
| — | NEOTHETICS INC | 184,187 | $1.658M | 1.4% | $7.48 | — | COM | 64066G101 |
| ASND | ASCENDIS PHARMA | 93,541 | $1.654M | 1.4% | $17.35 | — | ADR ADDED | 04351P101 |
| — | CELYAD | 30,000 | $1.561M | 1.3% | $52.03 | — | ADR | 151205200 |
| — | CARA THERAPEUTICS INC | 126,956 | $1.543M | 1.3% | $12.15 | — | COM | 140755109 |
| — | ZOGENIX INC | 853,700 | $1.434M | 1.2% | $1.68 | — | COM | 98978L204 |
| — | SCYNEXIS INC | 161,382 | $1.419M | 1.2% | $8.79 | — | COM | 811292101 |
| — | TARGACEPT INC | 463,914 | $1.294M | 1.1% | $2.60 | — | COM | 87611R306 |
| — | NOVADAQ TECHNOLOGIES INC | 101,841 | $1.233M | 1.0% | $13.46 | — | COM | 66987G102 |
| — | DICERNA PHARMACEUTICALS INC | 86,800 | $1.211M | 1.0% | $13.95 | — | COM | 253031108 |
| — | CYTRX CORP | 300,813 | $1.119M | 0.9% | $3.23 | — | COM PAR $.001 | 232828509 |
| QURE | UNIQURE B.V. | 40,000 | $1.08M | 0.9% | $15.53 | +83.3% | NV SHS | N90064101 |
| — | BLUEBIRD BIO INC | 6,000 | $1.01M | 0.9% | $35.88 | — | COM | 09609G100 |
| — | DERMIRA INC | 56,736 | $996K | 0.8% | $17.55 | — | COM | 24983L104 |
| — | NUVASIVE INC | 760,000 | $968K | 0.8% | $0.99 | — | NOTE 2.750% 7/0 | 670704AC9 |
| — | SYNERON MEDICAL LTD | 90,947 | $966K | 0.8% | $8.70 | — | ORD SHS | M87245102 |
| CDNA | CAREDX INC | 145,627 | $947K | 0.8% | $7.99 | -32.0% | COM | 14167L103 |
| JNJ | JOHNSON AND JOHNSON | 9,400 | $916K | 0.8% | $59.66 | +24.9% | COM | 478160104 |
| — | SPECTRANETICS CORP | 39,812 | $916K | 0.8% | $18.68 | — | COM | 84760C107 |
| — | ARENA PHARMACEUTICALS INC | 189,000 | $877K | 0.7% | $4.64 | — | COM | 040047102 |
| — | CARDICA INC | 1,486,004 | $742K | 0.6% | $1.12 | — | COM | 14141R101 |
| — | LIPOCINE INC | 85,000 | $729K | 0.6% | $8.58 | — | COM NEW | 53630X104 |
| — | EXACTECH INC | 31,636 | $659K | 0.6% | $19.74 | — | COM | 30064E109 |
| — | ARCA BIOPHARMA INC | 567,859 | $653K | 0.6% | $1.15 | — | COM NEW | 00211Y209 |
| ECIA | ENCISION INC | 1,062,500 | $584K | 0.5% | $0.98 | -28.3% | COM | 29254Q104 |
| — | COGENTIX MEDICAL INC | 353,181 | $572K | 0.5% | $1.68 | — | COM | 19243A104 |
| — | CYNAPSUS THERAPEUTICS INC | 33,995 | $559K | 0.5% | $0.74 | — | COM | 23257Y156 |
| — | RTI SURGICAL INC | 85,918 | $555K | 0.5% | $3.76 | — | COM | 74975N105 |
| — | INTERCEPT PHARMACEUTICALS IN | 2,000 | $483K | 0.4% | $145.83 | — | COM | 45845P108 |
| — | LUMENIS LTD | 31,072 | $426K | 0.4% | $9.19 | — | SHS CL B | M6778Q121 |
| — | IRONWOOD PHARMA | 400,000 | $396K | 0.3% | $0.99 | — | NOTE 2.25% 15-Jun-2022 144A SR UNSECURED CONV | 46333XAC2 |
| — | AFFIMED THERAPEUTICS BV | 28,950 | $390K | 0.3% | $6.30 | — | COM | N01045108 |
| — | TANDEM DIABETES CARE INC | 35,992 | $390K | 0.3% | $12.61 | — | COM | 875372104 |
| — | CHECK CAP LTD | 110,000 | $385K | 0.3% | $5.50 | — | SHS ADDED | M2361E112 |
| — | APTOSE BIOSCIENCES INC | 70,396 | $359K | 0.3% | $5.20 | — | COM NEW | 03835T200 |
| — | PIERIS PHARMACEUTICALS INC | 125,000 | $344K | 0.3% | $2.75 | — | COM | 720795103 |
| — | VENAXIS INC | 658,000 | $295K | 0.2% | $2.12 | — | COM | 92262A107 |
| — | MARINUS PHARMACEUTICALS INC | 22,319 | $259K | 0.2% | $11.60 | — | COM | 56854Q101 |
| — | ACTINIUM PHARMACEUTICALS INC | 90,000 | $239K | 0.2% | $2.47 | — | COM | 00507W107 |
| — | NIVALIS THERAPEUTICS INC | 15,000 | $227K | 0.2% | $15.13 | — | COM | 65481J109 |
| — | LOXO ONCOLOGY INC | 12,245 | $221K | 0.2% | $18.05 | — | COM | 548862101 |
| — | CEL SCI CORP | 316,500 | $209K | 0.2% | $0.66 | — | COM PAR $0.01 | 150837508 |
| — | GENVEC INC | 100,000 | $204K | 0.2% | $2.37 | — | COM NEW | 37246C307 |
| — | BIOTIE THERAPIES | 10,000 | $200K | 0.2% | $20.00 | — | ADR | 09074D103 |
| — | CALADRIUS BIOSCIENCES INC | 88,900 | $166K | 0.1% | $1.87 | — | COM | 128058104 |
| — | ONCOTHYREON INC | 36,180 | $135K | 0.1% | $3.73 | — | COM | 682324108 |
| — | CHEMBIO DIAGNOSTICS INC | 26,287 | $129K | 0.1% | $3.37 | — | COM NEW | 163572209 |
| — | TRANSITION THERAPEUTICS INC | 59,222 | $124K | 0.1% | $4.20 | — | COM NEW | 893716209 |
| — | CORBUS PHARMACEUTICALS HLDGS | 36,590 | $113K | 0.1% | $3.09 | — | COM | 21833P103 |
| — | CAS MEDICAL SYSTEMS INC | 88,522 | $113K | 0.1% | $1.34 | — | COM PAR $0.004 | 124769209 |
| — | CHECK CAP LTD | 55,000 | $96,000 | 0.1% | $1.00 | — | *W EXP 02/28/202 ADDED | M2361E120 |
| — | ANTARES PHARMA INC | 45,000 | $94,000 | 0.1% | $2.09 | — | COM | 036642106 |