Bulldog Investors, LLP Diversified Active

CIK: 0001504304 · Show all filings

Period: Q4 2009 (Next →)

Filing Date: Oct 29, 2015

Total Value ($000): $228,390 (100.0% shares, 0.0% debt)

Holdings (68)

— SUNAMERICA FCSED ALPHA GRW F 12.7%
Value ($000) $28,918 Shares 2,109,252 Est. Cost $13.71 Unrealized —
— INSURED MUN INCOME FD 12.2%
Value ($000) $27,965 Shares 1,984,734 Est. Cost $14.09 Unrealized —
— TRIAN ACQUISITION I CORP 12.2%
Value ($000) $27,925 Shares 2,837,934 Est. Cost $9.84 Unrealized —
— CLAYMORE DIVID & INCOME FD 10.6%
Value ($000) $24,172 Shares 1,544,568 Est. Cost $15.65 Unrealized —
— SUNAMERICA FOCUSED ALPHA L/C 8.9%
Value ($000) $20,348 Shares 1,488,554 Est. Cost $13.67 Unrealized —
— ATLAS ACQUISITION HLDGS CORP 4.5%
Value ($000) $10,352 Shares 1,035,249 Est. Cost $10.00 Unrealized —
— GYRODYNE CO AMER INC 4.4%
Value ($000) $9,940 Shares 237,332 Est. Cost $41.88 Unrealized —
— LIBERTY ACQUISITION HLDGS CO 3.9%
Value ($000) $9,020 Shares 932,800 Est. Cost $9.67 Unrealized —
— ASIA SPECIAL SIT ACQST CORP 3.6%
Value ($000) $8,139 Shares 818,850 Est. Cost $9.94 Unrealized —
— BPW ACQUISITION CORP 3.5%
Value ($000) $7,987 Shares 758,474 Est. Cost $10.53 Unrealized —
— FIRST TR FOUR CRNRS SR FLT R 2.6%
Value ($000) $5,936 Shares 491,418 Est. Cost $12.08 Unrealized —
— OVERTURE ACQUISITION CORP 2.6%
Value ($000) $5,851 Shares 585,099 Est. Cost $10.00 Unrealized —
— DWS RREEF REAL ESTATE FD INC 2.3%
Value ($000) $5,356 Shares 1,322,502 Est. Cost $4.05 Unrealized —
— NEUBERGER BERMAN REAL ESTATE 1.9%
Value ($000) $4,360 Shares 1,429,444 Est. Cost $3.05 Unrealized —
— DWS RREEF REAL ESTATE FD II 1.9%
Value ($000) $4,292 Shares 3,999,238 Est. Cost $1.07 Unrealized —
— COHEN & STEERS REIT & UTIL I 1.4%
Value ($000) $3,141 Shares 295,800 Est. Cost $10.62 Unrealized —
— SPORTS PPTYS ACQUISITION COR 1.2%
Value ($000) $2,848 Shares 286,999 Est. Cost $9.92 Unrealized —
— LIBERTY ALL-STAR GROWTH FD I 1.0%
Value ($000) $2,238 Shares 666,111 Est. Cost $3.36 Unrealized —
— PENWEST PHARMACEUTICALS CO 0.9%
Value ($000) $1,999 Shares 771,808 Est. Cost $2.59 Unrealized —
— OLD MUTUAL CLAYMORE LNG SHT 0.8%
Value ($000) $1,915 Shares 225,246 Est. Cost $8.50 Unrealized —
— NAVIOS MARITIME ACQUIS CORP 0.7%
Value ($000) $1,702 Shares 173,200 Est. Cost $9.83 Unrealized —
— ELLSWORTH FUND LTD 0.6%
Value ($000) $1,481 Shares 226,112 Est. Cost $6.55 Unrealized —
— KOREA EQUITY FD INC 0.6%
Value ($000) $1,455 Shares 157,306 Est. Cost $9.25 Unrealized —
— ZWEIG FD 0.5%
Value ($000) $1,079 Shares 325,982 Est. Cost $3.31 Unrealized —
— MEXICO EQUITY AND INCOME FD 0.4%
Value ($000) $986 Shares 128,845 Est. Cost $7.65 Unrealized —
— ROBERTS REALTY INVS 0.4%
Value ($000) $957 Shares 736,202 Est. Cost $1.30 Unrealized —
— SAPPHIRE INDUSTRIALS CORP 0.4%
Value ($000) $848 Shares 84,500 Est. Cost $10.04 Unrealized —
— RIVUS BOND FUND 0.4%
Value ($000) $843 Shares 51,564 Est. Cost $16.35 Unrealized —
— GLOBAL INCOME&CURRENCY FD IN 0.2%
Value ($000) $509 Shares 36,244 Est. Cost $14.04 Unrealized —
LGL LGL GROUP INC 0.2%
Value ($000) $480 Shares 146,048 Est. Cost $3.29 Unrealized —
— NEW GERMANY FUND 0.2%
Value ($000) $369 Shares 30,769 Est. Cost $11.99 Unrealized —
— JOHN HANCOCK BK &THRIFT OPP 0.1%
Value ($000) $324 Shares 22,994 Est. Cost $14.09 Unrealized —
— EATON VANCE SENIOR INCOME TR 0.1%
Value ($000) $308 Shares 49,263 Est. Cost $6.25 Unrealized —
— NEUBERGER BERMAN INCOME OPP 0.1%
Value ($000) $297 Shares 47,313 Est. Cost $6.28 Unrealized —
— MVC CAPITAL INC 0.1%
Value ($000) $294 Shares 24,900 Est. Cost $11.81 Unrealized —
— FORT DEARBORN INCOME SECS IN 0.1%
Value ($000) $272 Shares 18,800 Est. Cost $14.47 Unrealized —
— STREAM GLOBAL SVCS INC 0.1%
Value ($000) $266 Shares 517,426 Est. Cost $0.51 Unrealized —
— SAMSON OIL & GAS LTD 0.1%
Value ($000) $262 Shares 1,093,300 Est. Cost $0.24 Unrealized —
— WARWICK VALLEY TEL CO 0.1%
Value ($000) $227 Shares 17,350 Est. Cost $13.08 Unrealized —
— FIRST TR/FOUR CRNRS SR FLOAT 0.1%
Value ($000) $214 Shares 18,000 Est. Cost $11.89 Unrealized —
— FRANKLIN UNVL TR 0.1%
Value ($000) $208 Shares 35,954 Est. Cost $5.79 Unrealized —
— ENTERPRISE ACQUISITION CORP 0.1%
Value ($000) $189 Shares 18,999 Est. Cost $9.95 Unrealized —
— H & Q LIFE SCIENCES INVS 0.1%
Value ($000) $179 Shares 18,955 Est. Cost $9.44 Unrealized —
— DWS DREMAN VAL INCOME EDGE F 0.1%
Value ($000) $176 Shares 14,597 Est. Cost $12.06 Unrealized —
— ROYCE MICRO-CAP TR INC 0.1%
Value ($000) $166 Shares 22,550 Est. Cost $7.36 Unrealized —
— LMP CAP & INCOME FD INC 0.1%
Value ($000) $156 Shares 15,100 Est. Cost $10.33 Unrealized —
— GABELLI DIVD & INCOME TR 0.1%
Value ($000) $152 Shares 11,572 Est. Cost $13.14 Unrealized —
— AMERITRANS CAPTL CORPORATION 0.1%
Value ($000) $123 Shares 94,800 Est. Cost $1.30 Unrealized —
— NUVEEN MULTI STRAT INC & GR 0.1%
Value ($000) $122 Shares 16,300 Est. Cost $7.48 Unrealized —
— ROYCE VALUE TR INC 0.1%
Value ($000) $116 Shares 10,800 Est. Cost $10.74 Unrealized —
— RIVERSOURCE LASALLE INTL R/E 0.1%
Value ($000) $115 Shares 15,569 Est. Cost $7.39 Unrealized —
— WINTHROP RLTY TR 0.0%
Value ($000) $111 Shares 10,263 Est. Cost $10.82 Unrealized —
— MORGAN STANLEY HIGH YIELD FD 0.0%
Value ($000) $89 Shares 15,970 Est. Cost $5.57 Unrealized —
— LIBERTY ALL STAR EQUITY FD 0.0%
Value ($000) $88 Shares 20,300 Est. Cost $4.33 Unrealized —
— ULTIMATE ESCAPES INC 0.0%
Value ($000) $85 Shares 708,100 Est. Cost $0.12 Unrealized —
— NUVEEN MULTI STRAT INC GR FD 0.0%
Value ($000) $77 Shares 10,000 Est. Cost $7.70 Unrealized —
— INDIA GLOBALIZATION CAP INC 0.0%
Value ($000) $69 Shares 50,000 Est. Cost $1.38 Unrealized —
— DCW TOTAL RETURN FD 0.0%
Value ($000) $62 Shares 13,254 Est. Cost $4.68 Unrealized —
— DCA TOTAL RETURN FD 0.0%
Value ($000) $58 Shares 24,400 Est. Cost $2.38 Unrealized —
— ZWEIG TOTAL RETURN FD INC 0.0%
Value ($000) $49 Shares 14,900 Est. Cost $3.29 Unrealized —
— RMR REAL ESTATE INCOME FD 0.0%
Value ($000) $39 Shares 1,827 Est. Cost $21.35 Unrealized —
— AVIGEN INC 0.0%
Value ($000) $35 Shares 26,735 Est. Cost $1.31 Unrealized —
— GOLF TR AMER INC 0.0%
Value ($000) $29 Shares 14,500 Est. Cost $2.00 Unrealized —
— BPW ACQUISITION CORP 0.0%
Value ($000) $12 Shares 13,000 Est. Cost $0.92 Unrealized —
— ATLAS ACQUISITION HLDGS CORP 0.0%
Value ($000) $4 Shares 18,000 Est. Cost $0.22 Unrealized —
— SAPPHIRE INDUSTRIALS CORP 0.0%
Value ($000) $3 Shares 27,500 Est. Cost $0.11 Unrealized —
— OVERTURE ACQUISITION CORP 0.0%
Value ($000) $3 Shares 14,000 Est. Cost $0.21 Unrealized —
ORCL ORACLE CORP 0.0%
Value ($000) $0 Shares 25,000 Est. Cost — Unrealized —