CIK: 0001504304 · Show all filings
Period: Q1 2010 (← Previous) (Next →)
Filing Date: Nov 13, 2015
Total Value ($000): $209,935 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SUNAMERICA FCSED ALPHA GRW F | 3,096,656 | $44,932 | 21.4% | $13.97 | — | Com | 867037103 |
| — | SUNAMERICA FOCUSE ALPHA LC F | 1,700,305 | $24,263 | 11.6% | $13.74 | — | Com | 867038101 |
| — | NAVIOS MARITIME ACQUIS CORP | 1,947,338 | $19,220 | 9.2% | $9.87 | — | SHS | Y62159101 |
| — | LIBERTY ACQUISITION HLDGS CO | 1,265,930 | $12,510 | 6.0% | $9.73 | — | Com | 53015Y107 |
| — | LIBERTY ALL-STAR GROWTH FD I | 2,897,528 | $10,837 | 5.2% | $3.65 | — | Com | 529900102 |
| — | GYRODYNE CO AMER INC | 237,332 | $9,843 | 4.7% | $41.88 | — | Com | 403820103 |
| — | FIRST TR FOUR CRNRS SR FLT R | 685,793 | $8,839 | 4.2% | $12.31 | — | COM SHS | 33733Q107 |
| — | DWS RREEF REAL ESTATE FD INC | 1,688,198 | $7,664 | 3.7% | $4.16 | — | COM | 233384106 |
| — | DWS RREEF REAL ESTATE FD II | 5,737,791 | $7,516 | 3.6% | $1.14 | — | Com | 23338X102 |
| — | KOREA FUND INC | 184,353 | $6,766 | 3.2% | $36.70 | — | Com | 500634209 |
| — | NEUBERGER BERMAN REAL ESTATE | 1,925,236 | $6,623 | 3.2% | $3.15 | — | COM | 64190A103 |
| — | COHEN & STEERS INFRASTRUCTUR | 368,836 | $5,492 | 2.6% | $14.89 | — | Com | 19248A109 |
| — | KOREA EQUITY FD INC | 538,676 | $5,090 | 2.4% | $9.39 | — | Com | 50063B104 |
| — | MORGAN STANLEY ASIA PAC FD I | 313,936 | $4,784 | 2.3% | $15.24 | — | Com | 61744U106 |
| — | NORTH ASIA INVESTMENT CORP | 474,924 | $4,702 | 2.2% | $9.90 | — | Common Stocks | G66202105 |
| — | INVESTMENT GRADE MUN INCOME | 241,437 | $3,484 | 1.7% | $14.43 | — | Com | 461368102 |
| — | PENWEST PHARMACEUTICALS CO | 668,444 | $2,306 | 1.1% | $2.59 | — | Com | 709754105 |
| — | ROYCE VALUE TR INC | 182,885 | $2,165 | 1.0% | $11.77 | — | Com | 780910105 |
| — | LMP CAP & INCOME FD INC | 168,411 | $1,812 | 0.9% | $10.72 | — | Com | 50208A102 |
| — | ROYCE MICRO-CAP TR INC | 207,469 | $1,699 | 0.8% | $8.10 | — | Com | 780915104 |
| — | LIBERTY ALL STAR EQUITY FD | 341,164 | $1,620 | 0.8% | $4.72 | — | SH BEN INT | 530158104 |
| — | ELLSWORTH FUND LTD | 236,283 | $1,616 | 0.8% | $6.56 | — | Com | 289074106 |
| — | CLAYMORE DIVID & INCOME FD | 97,742 | $1,371 | 0.7% | $15.65 | — | COM | 18385J105 |
| — | MEXICO EQUITY AND INCOME FD | 128,845 | $1,200 | 0.6% | $7.65 | — | Com | 592834105 |
| — | ROBERTS REALTY INVS | 736,202 | $949 | 0.5% | $1.30 | — | Com | 769900101 |
| — | DWS RREEF WRLD REAL ESTATE FND | 59,725 | $945 | 0.5% | $15.82 | — | COM | 23339T209 |
| — | TRI CONTL CORP | 73,417 | $901 | 0.4% | $12.27 | — | Com | 895436103 |
| — | FORT DEARBORN INCOME SECS IN | 58,774 | $862 | 0.4% | $14.60 | — | Com | 347200107 |
| — | BLUE CHIP VALUE FD INC | 219,295 | $726 | 0.3% | $3.31 | — | Com | 095333100 |
| — | RIVERSOURCE LASALLE INTL R/E | 87,558 | $680 | 0.3% | $7.70 | — | Com | 76932W102 |
| — | JOHN HANCOCK BK &THRIFT OPP | 38,094 | $640 | 0.3% | $15.16 | — | SH BEN INT NEW | 409735206 |
| — | TAIWAN GREATER CHINA FD SH BEN | 98,971 | $626 | 0.3% | $6.33 | — | Com | 874037104 |
| — | GLOBAL INCOME&CURRENCY FD IN | 39,015 | $560 | 0.3% | $14.07 | — | COM | 378968101 |
| — | CKE RESTAURANTS INC | 47,000 | $520 | 0.2% | $11.06 | — | COM | 12561E105 |
| — | GABELLI MULTIMEDIA TR INC COM | 63,580 | $472 | 0.2% | $7.42 | — | Com | 36239Q109 |
| — | COHEN & STEERS REIT & UTIL I | 29,796 | $443 | 0.2% | $10.62 | — | Com | 19247Y108 |
| — | EVERGREEN INTL BALANCED INCO | 30,670 | $429 | 0.2% | $13.99 | — | Com | 30024R109 |
| — | NEW GERMANY FUND | 30,769 | $389 | 0.2% | $11.99 | — | Com | 644465106 |
| — | ZWEIG FD | 105,919 | $374 | 0.2% | $3.31 | — | Com | 989834106 |
| — | MVC CAPITAL INC | 25,900 | $351 | 0.2% | $11.87 | — | Com | 553829102 |
| — | STREAM GLOBAL SVCS INC | 517,426 | $331 | 0.2% | $0.51 | — | *W EXP 10/17/201 | 86323M118 |
| — | H & Q LIFE SCIENCES INVS | 29,355 | $302 | 0.1% | $9.74 | — | SH BEN INT | 404053100 |
| — | NEUBERGER BERMAN INCOME OPP | 40,680 | $299 | 0.1% | $6.28 | — | COM SHS | 64126L108 |
| — | GABELLI DIVD & INCOME TR | 21,572 | $297 | 0.1% | $13.43 | — | Com | 36242H104 |
| — | PVF CAPITAL CORP | 133,028 | $251 | 0.1% | $1.89 | — | COM | 693654105 |
| — | FIRST TR/FOUR CRNRS SR FLOAT | 18,900 | $249 | 0.1% | $11.95 | — | Com | 33733U108 |
| — | FIRST OPPORTUNITY FD INC | 35,000 | $246 | 0.1% | $7.03 | — | Com | 33587T108 |
| — | DWS GLOBAL COMMODITIES STK F | 28,229 | $236 | 0.1% | $8.36 | — | Com | 23338Y100 |
| — | CENTRAL SECS CORP | 10,750 | $213 | 0.1% | $19.81 | — | Com | 155123102 |
| — | DWS DREMAN VAL INCOME EDGE F | 14,597 | $189 | 0.1% | $12.06 | — | Com | 23339M204 |
| — | NUVEEN MULTI STRAT INC & GR | 17,300 | $140 | 0.1% | $7.52 | — | Com | 67073B106 |
| LGL | LGL GROUP INC | 24,774 | $136 | 0.1% | $3.29 | — | Com | 50186A108 |
| — | WINTHROP RLTY TR | 10,263 | $124 | 0.1% | $10.82 | — | SH BEN INT | 976391300 |
| — | AMERITRANS CAPTL CORPORATION | 94,800 | $118 | 0.1% | $1.30 | — | Common Stocks | 03073H108 |
| — | DCA TOTAL RETURN FD | 33,300 | $97 | 0.0% | $2.52 | — | Com | 233066109 |
| — | MORGAN STANLEY HIGH YIELD FD | 16,270 | $95 | 0.0% | $5.58 | — | Com | 61744M104 |
| — | FRANKLIN UNVL TR | 13,584 | $81 | 0.0% | $5.79 | — | SH BEN INT | 355145103 |
| — | DCW TOTAL RETURN FD | 15,254 | $75 | 0.0% | $4.71 | — | Com | 23317C103 |
| — | INDIA GLOBALIZATION CAP INC | 50,000 | $59 | 0.0% | $1.38 | — | COM | 45408X100 |
| — | ALLIED CAP CORP NEW | 10,000 | $50 | 0.0% | $5.00 | — | COM | 01903Q108 |
| — | RMR REAL ESTATE INCOME FD | 1,827 | $48 | 0.0% | $21.35 | — | COM SHS | 74964K609 |
| — | Put SPDR S&P 500 ET Apr10 115.00 | 37,100 | $36 | 0.0% | — | — | Put | OP95929 |
| EQS | EQUUS TOTAL RETURN | 10,159 | $29 | 0.0% | $2.85 | — | Com | 294766100 |
| — | Put ISHARES DJ US R Apr10 48.00 | 16,100 | $8 | 0.0% | — | — | Put | OP96052 |
| — | ATLAS ACQUISITION HLDGS CORP | 18,000 | $3 | 0.0% | $0.22 | — | *W EXP 01/23/201 | 049162118 |
| — | Put CKE RESTAURANTS Jun10 10.00 | 40,000 | $2 | 0.0% | — | — | Put | OP94904 |