Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q3 2024 (← Previous) (Next →)
Filing Date: Nov 14, 2024
Total Value: $297M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SRH Total Return Fund Inc | 1,222,178 | $19.31M | 6.5% | $13.71 | — | COM | 101507101 |
| — | GENERAL AMERN INVS CO INC | 324,541 | $17.4M | 5.9% | $34.60 | — | COM | 368802104 |
| CION | CION INVT CORP | 1,035,756 | $12.33M | 4.1% | $6.50 | +49.0% | COM | 17259U204 |
| — | CENTRAL SECS CORP | 251,861 | $11.54M | 3.9% | $25.88 | — | COM | 155123102 |
| TPL | TEXAS PACIFIC LAND CORPORATI | 9,900 | $8.759M | 2.9% | $272.35 | 0.0% | COM | 88262P102 |
| — | BNY MELLON MUN INCOME INC | 965,933 | $7.071M | 2.4% | $5.96 | — | COM | 05589T104 |
| — | BANCROFT FD LTD | 22,345 | $7.071M | 2.4% | $16.73 | — | COM | 059695106 |
| — | HIGH INCOME SECS FD | 1,010,075 | $6.881M | 2.3% | $7.33 | — | SHS BEN INT | 42968F108 |
| — | MORGAN STANLEY INDIA INVT FD | 201,872 | $6.077M | 2.0% | $30.10 | — | COM | 61745C105 |
| USAR | INFLECTION PT ACQUISITN CRP | 526,008 | $5.655M | 1.9% | $10.32 | — | CL A ORD SHS | G4790U102 |
| — | BNY MELLON STRATEGIC MUN BD | 820,234 | $5.118M | 1.7% | $5.65 | — | COM | 09662E109 |
| — | TORTOISE PWR & ENERGY INFRAS | 275,391 | $4.994M | 1.7% | $13.58 | — | COM | 89147X104 |
| — | GLOBAL LIGHTS ACQUISITION CO | 476,415 | $4.983M | 1.7% | $10.14 | — | ORD SHS | G3937F101 |
| HYAC | HAYMAKER ACQUISITION CORP IV | 465,560 | $4.978M | 1.7% | $10.20 | +3.9% | CLASS A | G4375F108 |
| — | MFS HIGH YIELD MUN TR | 1,355,825 | $4.966M | 1.7% | $3.29 | — | SH BEN INT | 59318E102 |
| — | DWS STRATEGIC MUN INCOME TR | 456,607 | $4.654M | 1.6% | $8.32 | — | COM | 23342Q101 |
| XENWX | EATON VANCE NEW YORK MUN BD | 464,594 | $4.63M | 1.6% | $9.01 | — | COM | 27827Y109 |
| — | ALLIANCEBERNSTEIN NATL MUN I | 386,744 | $4.565M | 1.5% | $11.22 | — | COM | 01864U106 |
| CUB | Lionheart Holdings | 452,482 | $4.525M | 1.5% | $10.00 | 0.0% | SHS CL A | G5501C109 |
| CNNE | CANNAE HLDGS INC | 236,441 | $4.507M | 1.5% | $18.43 | +0.1% | COM | 13765N107 |
| FSK | FS KKR CAP CORP | 219,886 | $4.34M | 1.5% | $12.51 | +28.1% | COM | 302635206 |
| IBAC | IB Acquisition Corp | 431,256 | $4.313M | 1.5% | $9.97 | +0.3% | COM SHS | 44934N108 |
| — | NEUBERGER BERMAN NEXT GENERA | 334,573 | $4.293M | 1.4% | $11.31 | — | COMMON STOCK | 64133Q108 |
| LPAAU | LAUNCH ONE ACQUISITION CORP | 419,151 | $4.193M | 1.4% | $10.00 | — | UNIT 99/99/9999 | G5S86M118 |
| XHIEX | MILLER HOWARD HIGH INC EQTY | 330,189 | $4.025M | 1.4% | $11.42 | — | COM SHS BEN IN | 600379101 |
| SVIIF | SPRING VALLEY ACQUISTN CORP | 334,329 | $3.755M | 1.3% | $10.79 | — | CLASS A ORD | G83752108 |
| — | MFS INVT GRADE MUN TR | 449,008 | $3.697M | 1.2% | $7.46 | — | SH BEN INT | 59318B108 |
| — | GABELLI DIVID & INCOME TR | 149,995 | $3.665M | 1.2% | $22.04 | — | COM | 36242H104 |
| KDK | Ares Acquisition Corp II | 337,687 | $3.662M | 1.2% | $10.33 | — | SHS CLASS A | G33033104 |
| — | COLOMBIER ACQUISITION CORP I | 353,468 | $3.627M | 1.2% | $10.27 | — | COM SHS CL A | G2283U100 |
| XMUIX | BLACKROCK MUNICIPAL INCOME | 279,905 | $3.522M | 1.2% | $12.47 | — | COM | 09253X102 |
| — | Logan Ridge Finance Corp | 138,066 | $3.428M | 1.2% | $20.47 | — | COM | 541098109 |
| RWAY | RUNWAY GROWTH FINANCE CORP | 329,591 | $3.395M | 1.1% | $9.47 | -4.8% | COM | 78163D100 |
| — | EQUITY COMWLTH | 165,811 | $3.3M | 1.1% | $19.23 | — | COM SH BEN INT | 294628102 |
| XNDPX | TORTOISE ENERGY INDEPENDENC | 85,609 | $3.223M | 1.1% | $28.58 | — | COM | 89148K200 |
| SIMAU | SIM ACQUISITION CORP. I | 313,466 | $3.147M | 1.1% | $10.04 | — | UNIT 06/17/2029 | G8431T127 |
| GRAF/U | GRAF GLOBAL CORP | 309,275 | $3.102M | 1.0% | $10.00 | — | UNIT 05/31/2032 | G4036C114 |
| — | CENTRAL & EASTERN EUROPE FD | 284,831 | $3.053M | 1.0% | $9.61 | — | COM | 153436100 |
| — | AI TRANSN ACQUISITION CORP | 284,131 | $2.981M | 1.0% | $10.28 | — | ORD SHS | G01490112 |
| POLEU | Andretti Acquisition Corp II | 288,685 | $2.887M | 1.0% | $10.00 | — | UNIT 99/99/9999 | G26745110 |
| ALF | Centurion Acquisition Corp | 283,284 | $2.839M | 1.0% | $9.99 | 0.0% | SHS CL A | G20315100 |
| ALCY | ALCHEMY INVTS ACQUISITN CORP | 248,562 | $2.702M | 0.9% | $10.26 | +5.3% | SHS CL A | G0232F109 |
| — | NABORS ENERGY TRANSITION COR | 246,906 | $2.632M | 0.9% | $10.39 | — | CL A | G6363K106 |
| — | Bowen Acquisition Corp | 241,382 | $2.595M | 0.9% | $10.23 | — | SHS | G12729110 |
| QETA | Quetta Acquisition Corp | 240,445 | $2.501M | 0.8% | $10.09 | +2.7% | COM | 74841A105 |
| — | VIRTUS TOTAL RETURN FD INC | 379,173 | $2.351M | 0.8% | $5.96 | — | COM | 92835W107 |
| MBAVU | M3BRIGADE ACQUISITION V CORP | 232,049 | $2.327M | 0.8% | $10.03 | — | UNIT 99/99/9999 | G63212123 |
| XHTAX | INVESCO HIGH INCOME 2024 TAR | 303,393 | $2.308M | 0.8% | $6.96 | — | COM | 46136K105 |
| — | DWS MUN INCOME TR NEW | 230,152 | $2.295M | 0.8% | $8.56 | — | COM | 233368109 |
| TBMC | Trailblazer Merger Corp I | 197,724 | $2.175M | 0.7% | $10.34 | +5.1% | CL A | 89278D109 |
| — | HIGHLAND OPPORTUNITIES | 352,186 | $2.158M | 0.7% | $9.36 | — | HIGHLAND INCOME | 43010E404 |
| — | SWISS HELVETIA FD INC | 237,472 | $2.125M | 0.7% | $10.21 | — | COM | 870875101 |
| — | TORTOISE MIDSTRM ENERGY FD I | 43,687 | $2.075M | 0.7% | $47.49 | — | COM | 89148B200 |
| — | PRINCIPAL REAL ESTATE INCOME | 181,925 | $2.036M | 0.7% | $9.43 | — | SHS BEN INT | 74255X104 |
| — | DESTRA MULTI-ALTERNATIVE FD | 226,142 | $1.961M | 0.7% | $6.74 | — | COMMON SHARES | 25065A502 |
| GIGGU | GIGCAPITAL7 CORP | 192,000 | $1.914M | 0.6% | $9.97 | — | UNIT 99/99/9999 | G38648112 |
| LEGT | Legato Merger Corp III | 183,383 | $1.87M | 0.6% | $10.10 | +0.6% | ORD SHS | G5451A103 |
| — | SABA CAPITAL INCOME & OPRNT | 241,401 | $1.832M | 0.6% | $8.00 | — | SHS NEW | 78518H202 |
| — | NEUBERGER BERMAN MUN FD INC | 156,686 | $1.741M | 0.6% | $10.54 | — | COM | 64124P101 |
| BCIC | PORTMAN RIDGE FIN CORP | 84,916 | $1.575M | 0.5% | $13.86 | +11.0% | COM NEW | 73688F201 |
| FTW/U | EQV VENTURES ACQUISITION COR | 152,200 | $1.511M | 0.5% | $9.93 | — | UNIT 99/99/9999 | G3106N125 |
| CAPNU | CAYSON ACQUISITION CORP | 150,000 | $1.503M | 0.5% | $10.02 | — | UNIT 99/99/9999 | G1993W125 |
| SBXD/U | SILVERBOX CORP IV | 147,597 | $1.48M | 0.5% | $10.03 | — | UNIT 99/99/9999 | G81354113 |
| UCFI | IRON HORSE ACQUISITIONS CORP | 141,176 | $1.44M | 0.5% | $9.99 | +1.3% | COM | 462837105 |
| YHNAU | YHN ACQUISITION I LTD | 141,750 | $1.42M | 0.5% | $10.02 | — | UNIT 08/15/2029 | G1514D119 |
| — | Chenghe Acquisition II Co | 139,330 | $1.396M | 0.5% | $10.02 | — | CL A ORD SHS | G20873108 |
| FSHP | Flag Ship Acquisition Corp | 137,500 | $1.378M | 0.5% | $10.01 | 0.0% | ORD SHS | G3530C109 |
| CEPN | Cantor Equity Partners Inc | 135,025 | $1.354M | 0.5% | $10.03 | — | SHS CL A | G4491L104 |
| TRC | TEJON RANCH CO | 68,859 | $1.208M | 0.4% | $17.76 | 0.0% | COM | 879080109 |
| NXDT | NEXPOINT DIVERSIFIED REL ET | 188,384 | $1.177M | 0.4% | $15.51 | — | COM NEW | 65340G205 |
| CCIX | Churchill Capital Corp IX | 111,621 | $1.118M | 0.4% | $10.02 | 0.0% | CL A SHS | G21301109 |
| — | CHENGHE ACQUISITION II CO | 110,015 | $1.106M | 0.4% | $10.01 | — | UNIT 05/30/2031 | G20873124 |
| SPKL | Spark I Acquisition Corp | 102,118 | $1.071M | 0.4% | $10.19 | +2.4% | ORD SHS | G8316B100 |
| — | BLACKROCK INNOVATION AND GRW | 134,125 | $1.015M | 0.3% | $7.41 | — | SHS BEN INT | 09260Q108 |
| DTSQU | DT CLOUD STAR ACQUISITION CO | 100,000 | $1.009M | 0.3% | $10.09 | — | UNIT 99/99/9999 | G2853N122 |
| VACHU | VOYAGER ACQUISITION CORP | 100,000 | $1M | 0.3% | $10.00 | — | UNIT 99/99/9999 | G93A7H120 |
| HHH | Howard Hughes Holdings Inc | 12,000 | $929K | 0.3% | $75.45 | -6.4% | COM | 44267T102 |
| — | MEXICO EQUITY & INCOME FD | 101,158 | $928K | 0.3% | $8.92 | — | COM | 592834105 |
| AFJK | AIMEI HEALTH TECHNOLOGY CO L | 88,356 | $926K | 0.3% | $10.18 | +2.3% | SHS | G01341109 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 19,915 | $840K | 0.3% | $41.04 | — | COM | 18469P209 |
| — | ELLSWORTH GROWTH & INCOME FD | 92,979 | $835K | 0.3% | $8.54 | — | COM | 289074106 |
| M | MACYS INC | 50,000 | $785K | 0.3% | $19.32 | -16.0% | COM | 55616P104 |
| MACIU | MELAR ACQUISITION CORP. I | 75,000 | $753K | 0.3% | $10.00 | — | UNIT 06/10/2029 | G6004G126 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 117,041 | $638K | 0.2% | $5.45 | — | SH BEN INT | 18914E106 |
| RFAI | RF Acquisition Corp II | 59,096 | $605K | 0.2% | $10.09 | 0.0% | SHS | G75389109 |
| LMNR | Limoneira Co | 20,000 | $530K | 0.2% | $15.58 | +43.5% | COM | 532746104 |
| SSSS | SuRo Capital Corp | 126,309 | $510K | 0.2% | $3.75 | +4.5% | COM NEW | 86887Q109 |
| XTTPX | TORTOISE PIPELINE & ENERGY F | 12,085 | $510K | 0.2% | $42.20 | — | COM | 89148H207 |
| — | FLAHERTY & CRUMRINE PFD INCO | 47,814 | $450K | 0.2% | $9.41 | — | COM | 33848E106 |
| RENEF | Cartesian Growth Corp II | 35,068 | $402K | 0.1% | $11.22 | +1.3% | CLASS A ORD | G19305112 |
| ESHA | ESH Acquisition Corp | 35,692 | $379K | 0.1% | $10.11 | +4.2% | COM | 296424104 |
| CUBWU | LIONHEART HOLDINGS | 37,726 | $378K | 0.1% | $9.99 | — | UNIT 99/99/9999 | G5501C125 |
| — | JVSPAC Acquisition Corp | 24,117 | $249K | 0.1% | $10.16 | — | SHS CL A | G5212E105 |
| — | WESTERN ASSET INTER MUNI FD | 26,147 | $214K | 0.1% | $7.47 | — | COM | 958435109 |
| — | NUVEEN MULTI ASSET INCOME FU | 12,779 | $169K | 0.1% | $16.20 | — | COM | 670750108 |
| — | NEW GERMANY FD INC | 15,006 | $134K | 0.0% | $8.93 | — | COM | 644465106 |
| — | MORGAN STANLEY EMERGING MKTS | 12,594 | $63,474 | 0.0% | $4.37 | — | COM | 617477104 |
| — | HERZFELD CARIBBEAN BASIN FD | 21,320 | $48,183 | 0.0% | $2.57 | — | COM | 42804T106 |
| — | COLOMBIER ACQUISITION CORP I | 120,577 | $38,585 | 0.0% | $0.46 | — | *W EXP 11/24/202 | G2283U118 |
| IBACR | IB ACQUISITION CORP | 442,799 | $35,306 | 0.0% | $0.08 | — | RIGHT 09/28/2025 | 44934N116 |
| — | IRON HORSE ACQUISITIONS CORP | 136,738 | $21,878 | 0.0% | $0.20 | — | RIGHT 99/99/9999 | 462837121 |
| TBMCR | TRAILBLAZER MERGER CORP I | 109,119 | $17,459 | 0.0% | $0.15 | — | RIGHT 04/21/2028 | 89278D125 |
| FSHPR | FLAG SHIP ACQUISITION CORP | 137,500 | $15,125 | 0.0% | $0.11 | — | RIGHT 03/31/2026 | G3530C117 |
| CUBWW | LIONHEART HOLDINGS | 226,219 | $14,459 | 0.0% | $0.06 | — | *W EXP 06/07/203 | G5501C117 |
| LEGT/WS | LEGATO MERGER CORP III | 94,592 | $14,189 | 0.0% | $0.13 | — | *W EXP 05/08/203 | G5451A111 |
| ALFUW | CENTURION ACQUISITION CORP | 141,642 | $12,767 | 0.0% | $0.09 | — | *W EXP 05/31/203 | G20315118 |
| — | BOWEN ACQUISITION CORP | 63,659 | $12,095 | 0.0% | $0.15 | — | RIGHT 99/99/9999 | G12729128 |
| CCIXW | CHURCHILL CAPITAL CORP IX | 27,837 | $9,743 | 0.0% | $0.35 | — | *W EXP 03/31/203 | G21301117 |
| — | INFLECTION PT ACQUISITN CRP | 31,170 | $7,481 | 0.0% | $0.17 | — | *W EXP 08/31/202 | G4790U110 |
| OAKUR | OAK WOODS ACQUISITION CORP | 36,166 | $7,233 | 0.0% | $0.20 | — | RIGHT 03/23/2028 | 67190B120 |
| — | JVSPAC ACQUISITION CORP | 25,069 | $6,769 | 0.0% | $0.30 | — | RIGHT 11/26/2026 | G5212E113 |
| ATMVR | ALPHAVEST ACQUISITION CORP | 51,544 | $6,701 | 0.0% | $0.08 | — | RIGHT 12/22/2024 | G0283A116 |
| — | ALPHATIME ACQUISITION CORP | 41,196 | $6,591 | 0.0% | $0.17 | — | RIGHT 03/01/2028 | G0223V139 |
| — | GLOBAL STAR ACQUISITION INC | 44,333 | $5,763 | 0.0% | $0.17 | — | RIGHT 06/21/2024 | 37962G128 |
| — | CHENGHE ACQUISITION II CO | 69,665 | $4,877 | 0.0% | $0.07 | — | *W EXP 05/30/203 | G20873116 |
| — | MARS ACQUISITION CORP | 20,999 | $4,830 | 0.0% | $0.22 | — | RIGHT 99/99/9999 | G5870E124 |
| UCFIW | IRON HORSE ACQUISITIONS CORP | 138,820 | $3,958 | 0.0% | $0.03 | — | *W EXP 99/99/999 | 462837113 |
| — | Distoken Acquisition Corp | 40,405 | $3,919 | 0.0% | $0.13 | — | RIGHT 99/99/9999 | G27740136 |
| REEWF | CARTESIAN GROWTH CORP II | 70,606 | $3,890 | 0.0% | $0.11 | — | *W EXP 07/12/202 | G19305120 |
| RFAIR | RF ACQUISITION CORP II | 64,149 | $3,849 | 0.0% | $0.06 | — | RIGHT 05/01/2026 | G75389117 |
| HYAC/WS | HAYMAKER ACQUISITION CORP IV | 23,805 | $3,809 | 0.0% | $0.20 | — | *W EXP 05/31/202 | G4375F116 |
| — | BUKIT JALIL GBL ACQUISITION | 31,050 | $3,726 | 0.0% | $0.15 | — | RIGHT 12/30/2024 | G1676M121 |
| — | GLOBAL LIGHTS ACQUISITION CO | 26,519 | $3,715 | 0.0% | $0.21 | — | RIGHT 11/14/2024 | G3937F119 |
| FORLW | FOUR LEAF ACQUISITION CORP | 42,121 | $2,948 | 0.0% | $0.08 | — | *W EXP 03/15/202 | 35088F115 |
| ESHAR | ESH ACQUISITION CORP | 35,692 | $2,855 | 0.0% | $0.21 | — | RIGHT 99/99/9999 | 296424112 |
| — | NORTHVIEW ACQUISITION CORP | 36,976 | $1,849 | 0.0% | $0.15 | — | RIGHT 99/99/9999 | 66718N129 |
| — | BELLEVUE LIFE SCNCS AQSTN CO | 15,460 | $1,611 | 0.0% | $0.14 | — | RIGHT 02/09/2028 | 079174124 |
| — | GLOBALINK INVT INC | 12,244 | $1,469 | 0.0% | $0.09 | — | RIGHT 12/06/2026 | 37892F117 |
| SPKLW | SPARK I ACQUISITION CORP | 10,019 | $1,302 | 0.0% | $0.20 | — | *W EXP 10/01/203 | G8316B118 |
| ALCYW | ALCHEMY INVTS ACQUISITN CORP | 13,144 | $1,183 | 0.0% | $0.09 | — | *W EXP 11/30/202 | G0232F133 |
| SVIRF | SPRING VALLEY ACQUISTN CORP | 12,508 | $1,126 | 0.0% | $0.15 | — | RIGHT 02/25/2026 | G83752132 |
| OAKUW | OAK WOODS ACQUISITION CORP | 36,235 | $1,087 | 0.0% | $0.02 | — | *W EXP 99/99/999 | 67190B112 |
| — | PATRIA LATIN AMRCN OPPRNTY A | 33,225 | $1,026 | 0.0% | $0.16 | — | *W EXP 99/99/999 | G69454117 |
| IVCWF | INVESTCORP EUROPE ACQUISITIO | 128,768 | $670 | 0.0% | $0.28 | — | *W EXP 12/15/202 | G4923T113 |
| — | DISTOKEN ACQUISITION CORP | 40,372 | $573 | 0.0% | $0.05 | — | *W EXP 11/30/202 | G27740102 |
| HSPWF | HORIZON SPACE ACQUSTN I CORP | 27,114 | $542 | 0.0% | $0.04 | — | *W EXP 12/27/202 | G4619M117 |
| — | BUKIT JALIL GBL ACQUISITION | 15,525 | $466 | 0.0% | $0.04 | — | *W EXP 12/30/202 | G1676M113 |
| — | ALPHATIME ACQUISITION CORP | 41,196 | $412 | 0.0% | $0.05 | — | *W EXP 03/01/202 | G0223V121 |
| — | BELLEVUE LIFE SCNCS AQSTN CO | 15,460 | $371 | 0.0% | $0.02 | — | *W EXP 02/09/202 | 079174116 |
| — | GLOBAL STAR ACQUISITION INC | 19,784 | $220 | 0.0% | $0.03 | — | *W EXP 07/15/202 | 37962G110 |
| AEAEW | ALTENERGY ACQUISITION CORP | 11,850 | $119 | 0.0% | $0.05 | — | *W EXP 10/29/202 | 02157M116 |