CIK: 0001584639 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 14, 2017
Total Value ($000): $335,098 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ALTABA INC | 741,020 | $40,371 | 12.0% | $54.48 | — | COM | 021346101 |
| — | TIME WARNER INC | 276,146 | $27,728 | 8.3% | $98.62 | — | COM NEW | 887317303 |
| — | ALLIED WRLD ASSUR COM HLDG A | 423,540 | $22,405 | 6.7% | $53.07 | — | SHS | H01531104 |
| — | BARD C R INC | 65,000 | $20,547 | 6.1% | $316.11 | — | COM | 067383109 |
| — | DOW CHEM CO | 220,088 | $13,881 | 4.1% | $63.07 | — | COM | 260543103 |
| — | REYNOLDS AMERICAN INC | 166,393 | $10,822 | 3.2% | $63.02 | — | COM | 761713106 |
| NXPI | NXP SEMICONDUCTORS N V | 89,710 | $9,819 | 2.9% | $91.64 | +3.9% | COM | N6596X109 |
| — | MOBILEYE N V AMSTELVEEN | 148,100 | $9,301 | 2.8% | $62.26 | — | ORD SHS | N51488117 |
| — | LEVEL 3 COMMUNICATIONS INC | 155,999 | $9,251 | 2.8% | $59.30 | — | COM NEW | 52729N308 |
| L | LOEWS CORP | 185,300 | $8,674 | 2.6% | $44.92 | +0.3% | COM | 540424108 |
| — | HARMONY MERGER CORP | 778,000 | $8,038 | 2.4% | $10.16 | — | COM | 413247107 |
| — | JPMORGAN CHINA REGION FD INC | 385,430 | $7,736 | 2.3% | $19.02 | — | COM | 48126T104 |
| — | VTTI ENERGY PARTNERS LP | 365,413 | $7,180 | 2.1% | $19.65 | — | COM UNIT RP LT | Y9384M101 |
| — | SAFEGUARD SCIENTIFICS INC | 475,138 | $5,654 | 1.7% | $18.08 | — | COM NEW | 786449207 |
| — | BOULEVARD ACQUISITION | 557,819 | $5,589 | 1.7% | $10.01 | — | CL A | 10157Q102 |
| NXDT | NEXPOINT CR STRATEGIES FD | 228,469 | $4,976 | 1.5% | $21.78 | — | COM NEW | 65340G205 |
| — | VCA INC | 53,674 | $4,955 | 1.5% | $91.55 | — | COM | 918194101 |
| — | DOUBLE EAGLE ACQUISITION COR | 444,000 | $4,724 | 1.4% | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | PACIFIC CONTINENTAL CORP | 174,614 | $4,461 | 1.3% | $24.50 | — | COM | 69412V108 |
| — | ANCHOR BANCORP WA | 165,826 | $4,154 | 1.2% | $25.05 | — | COM | 032838104 |
| — | KBL MERGER CORP IV | 400,000 | $4,080 | 1.2% | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | WESTAR ENERGY INC | 74,652 | $3,958 | 1.2% | $56.34 | — | COM | 95709T100 |
| — | NEW YORK REIT INC | 437,624 | $3,781 | 1.1% | $9.07 | — | COM | 64976L109 |
| — | KOREA EQUITY FD INC | 525,426 | $3,699 | 1.1% | $7.43 | — | COM | 50063B104 |
| — | MODERN MEDIA ACQUISITION | 360,000 | $3,517 | 1.0% | $9.77 | — | COM | 60765P103 |
| — | TRIBUNE MEDIA CO | 80,667 | $3,289 | 1.0% | $39.37 | — | CL A | 896047503 |
| — | ORIGO ACQUISITION CORP | 309,070 | $3,214 | 1.0% | $10.40 | — | SHS | G67789126 |
| — | DU PONT E I DE NEMOURS & CO | 39,800 | $3,212 | 1.0% | $80.30 | — | Call | 263534109 |
| — | DIGITALGLOBE INC | 94,984 | $3,163 | 0.9% | $33.02 | — | COM NEW | 25389M877 |
| — | MONSANTO CO NEW | 25,000 | $2,959 | 0.9% | $116.30 | — | COM | 61166W101 |
| — | CABELAS INC | 48,900 | $2,906 | 0.9% | $58.55 | — | COM | 126804301 |
| — | ALERE INC | 57,297 | $2,876 | 0.9% | $50.19 | — | COM | 01449J105 |
| — | BARINGTON HILCO ACQUISITION | 274,740 | $2,802 | 0.8% | $10.16 | — | COM | 06759V101 |
| — | SOUTHWEST BANCORP INC OKLA | 101,867 | $2,603 | 0.8% | $25.89 | — | COM | 844767103 |
| — | PACIFIC SPL ACQUISITION CORP | 250,000 | $2,556 | 0.8% | $10.22 | — | SHS | G68588105 |
| — | TURKISH INVT FD INC | 260,264 | $2,509 | 0.7% | $9.55 | — | COM | 900145103 |
| — | FORUM MERGER CORP | 234,000 | $2,384 | 0.7% | $10.19 | — | UNIT 06/01/2024 | 34985B202 |
| — | DISCOVERY COMMUNICATNS NEW | 90,091 | $2,327 | 0.7% | $26.95 | — | COM SER A | 25470F104 |
| — | ELECTRUM SPL ACQUISITION COR | 229,645 | $2,317 | 0.7% | $9.84 | — | SHS | G3105C104 |
| — | GENERAL COMMUNICATION INC | 61,105 | $2,239 | 0.7% | $36.64 | — | CL A | 369385109 |
| — | ANDINA ACQUISITION CORP II | 187,500 | $2,033 | 0.6% | $9.92 | — | UNIT 99/99/9999 | G0441P112 |
| — | CORNERSTONE STRATEGIC VALUE | 115,577 | $1,835 | 0.5% | $15.17 | — | COM | 21924B302 |
| — | VIACOM INC NEW | 53,542 | $1,797 | 0.5% | $34.54 | — | CL B | 92553P201 |
| — | BROCADE COMMUNICATIONS SYS I | 137,759 | $1,737 | 0.5% | $12.49 | — | COM NEW | 111621306 |
| — | FAIRPOINT COMMUNICATIONS INC | 101,591 | $1,590 | 0.5% | $16.14 | — | COM NEW | 305560302 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 150,000 | $1,548 | 0.5% | $10.13 | — | UNIT 99/99/9999 | G0726L109 |
| — | CONSTELLATION ALPHA CAPITAL | 150,000 | $1,521 | 0.5% | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| COTY | COTY INC | 77,394 | $1,452 | 0.4% | $18.17 | -9.0% | COM CL A | 222070203 |
| — | PACHOLDER HIGH YIELD FD INC | 181,797 | $1,447 | 0.4% | $7.89 | — | COM | 693742108 |
| — | WEST CORP | 58,141 | $1,356 | 0.4% | $23.32 | — | COM | 952355204 |
| — | CLUBCORP HLDGS INC | 102,702 | $1,345 | 0.4% | $15.32 | — | COM | 18948M108 |
| — | STONEGATE BK FT LAUDERDALE F | 28,564 | $1,319 | 0.4% | $46.18 | — | COM | 861811107 |
| — | RITE AID CORP | 441,046 | $1,301 | 0.4% | $7.89 | — | COM | 767754104 |
| — | FORESTAR GROUP INC | 73,150 | $1,255 | 0.4% | $17.16 | — | COM | 346233109 |
| — | DELL TECHNOLOGIES INC | 17,539 | $1,072 | 0.3% | $47.81 | — | COM CL V | 24703L103 |
| — | BISON CAP ACQUISITION CORP | 100,000 | $1,020 | 0.3% | $10.20 | — | UNIT 99/99/9999T | G1142P120 |
| — | ADVENT CLAYMORE ENH GRW & IN | 115,555 | $1,011 | 0.3% | $8.69 | — | COM | 00765E104 |
| — | DELAWARE INVTS DIV & INCOME | 91,138 | $953 | 0.3% | $10.34 | — | COM | 245915103 |
| — | SCICLONE PHARMACEUTICALS INC | 85,500 | $941 | 0.3% | $11.01 | — | COM | 80862K104 |
| — | XCERRA CORP | 95,919 | $937 | 0.3% | $9.77 | — | COM | 98400J108 |
| — | ASB BANCORP INC N C | 21,300 | $936 | 0.3% | $43.94 | — | COM | 00213T109 |
| — | REAVES UTIL INCOME FD | 25,000 | $859 | 0.3% | $30.77 | — | COM SH BEN INT | 756158101 |
| — | FINTECH ACQUISITION CORP II | 81,200 | $844 | 0.3% | $10.20 | — | UNIT 99/99/9999 | 31810G208 |
| — | HARMONY MERGER CORP | 75,000 | $837 | 0.2% | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | GABELLI EQUITY TR INC | 128,466 | $794 | 0.2% | $6.40 | — | COM | 362397101 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 24,325 | $781 | 0.2% | $30.91 | — | SHS CL A | G5480U104 |
| — | ALLERGAN PLC | 3,185 | $774 | 0.2% | $268.04 | — | SHS | G0177J108 |
| — | NORSAT INTL INC NEW | 65,191 | $743 | 0.2% | $10.00 | — | COM NEW | 656512209 |
| BKD | BROOKDALE SR LIVING INC | 46,900 | $690 | 0.2% | $13.82 | 0.0% | COM | 112463104 |
| — | NEUSTAR INC | 20,000 | $667 | 0.2% | $33.35 | — | CL A | 64126X201 |
| — | LIBERTY GLOBAL PLC | 29,306 | $638 | 0.2% | $22.24 | — | LILAC SHS CL A | G5480U138 |
| — | CLOUGH GLOBAL EQUITY FD | 49,630 | $626 | 0.2% | $12.63 | — | COM | 18914C100 |
| — | ROYAL BANCSHARES PA INC | 146,532 | $620 | 0.2% | $4.23 | — | CL A | 780081105 |
| PFLT | PENNANTPARK FLOATING RATE CA | 42,557 | $600 | 0.2% | $4.61 | +22.0% | COM | 70806A106 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 67,712 | $590 | 0.2% | $8.71 | — | COM | 25158V108 |
| — | GAS NAT INC | 44,680 | $577 | 0.2% | $12.56 | — | COM | 367204104 |
| OFS | OFS CAP CORP | 38,528 | $551 | 0.2% | $14.52 | -2.1% | COM | 67103B100 |
| — | DOMINION DIAMOND CORP | 36,569 | $459 | 0.1% | $12.55 | — | COM | 257287102 |
| — | LIBERTY ALL STAR EQUITY FD | 72,538 | $411 | 0.1% | $5.87 | — | SH BEN INT | 530158104 |
| — | NOVELION THERAPEUTICS INC | 36,428 | $336 | 0.1% | $10.73 | — | COM NEW | 67001K202 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 20,000 | $332 | 0.1% | $10.32 | +3.9% | COM | 42824C109 |
| ASH | ASHLAND GLOBAL HLDGS INC | 4,900 | $323 | 0.1% | $55.24 | 0.0% | COM | 044186104 |
| — | MERRIMACK PHARMACEUTICALS IN | 250,800 | $311 | 0.1% | $3.08 | — | COM | 590328100 |
| — | DIVIDEND & INCOME FUND | 21,188 | $262 | 0.1% | $11.02 | — | COM NEW | 25538A204 |
| VVV | VALVOLINE INC | 10,660 | $253 | 0.1% | $23.16 | 0.0% | COM | 92047W101 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 24,839 | $208 | 0.1% | $20.14 | -58.6% | COM | 33766Y100 |
| — | SYMANTEC CORP | 7,082 | $200 | 0.1% | $30.64 | — | COM | 871503108 |
| — | A H BELO CORP | 35,942 | $198 | 0.1% | $6.97 | — | COM CL A | 001282102 |
| — | ALLIANCE HEALTHCARE SRVCS IN | 13,780 | $183 | 0.1% | $13.28 | — | COM PAR | 018606301 |
| — | DEPOMED INC | 15,100 | $162 | 0.0% | $12.58 | — | COM | 249908104 |
| TGNA | TEGNA INC | 10,000 | $144 | 0.0% | $15.37 | 0.0% | COM | 87901J105 |
| — | VIDEOCON D2H LTD | 14,125 | $138 | 0.0% | $12.61 | — | ADR | 92657J101 |
| ARQ | ADVANCED EMISSIONS SOLUTS IN | 14,240 | $130 | 0.0% | $7.11 | 0.0% | COM | 00770C101 |
| — | MODERN MEDIA ACQUISITION | 324,000 | $123 | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | MODUSLINK GLOBAL SOLUTIONS I | 69,804 | $119 | 0.0% | $3.84 | — | COM NEW | 60786L206 |
| — | REALNETWORKS INC | 26,522 | $115 | 0.0% | $7.55 | — | COM NEW | 75605L708 |
| — | BOULEVARD ACQUISITION | 124,450 | $89 | 0.0% | $0.72 | — | *W EXP 09/25/202 | 10157Q110 |
| — | MODERN MEDIA ACQUISITION | 180,000 | $65 | 0.0% | $0.36 | — | *W EXP 05/17/202 | 60765P111 |
| — | RENTECH INC | 131,249 | $59 | 0.0% | $4.31 | — | COM NEW | 760112201 |
| — | SANOFI | 155,177 | $59 | 0.0% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | WRIGHT MED GROUP N V | 38,308 | $57 | 0.0% | $1.02 | — | RIGHT 03/01/2019 | N96617126 |
| LUNA | LUNA INNOVATIONS | 34,483 | $52 | 0.0% | $1.53 | +0.6% | COM | 550351100 |
| — | ENDOCYTE INC | 14,200 | $21 | 0.0% | $6.62 | — | COM | 29269A102 |
| — | TRANS WORLD ENTMT CORP | 10,400 | $17 | 0.0% | $3.85 | — | COM | 89336Q100 |
| — | AXAR ACQUISITION CORP | 142,500 | $11 | 0.0% | $0.08 | — | *W EXP 12/31/202 | 05455L110 |
| — | SAMSON OIL & GAS LTD | 14,119 | $7 | 0.0% | $1.42 | — | SPON ADR NEW | 796043206 |