CIK: 0001584639 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 12, 2017
Total Value ($000): $279,681 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ALLIED WRLD ASSUR COM HLDG A | 361,164 | $19,178 | 6.9% | $53.10 | — | SHS | H01531104 |
| — | YAHOO INC | 370,020 | $17,173 | 6.1% | $40.82 | — | COM | 984332106 |
| — | TIME WARNER INC | 165,100 | $16,132 | 5.8% | $97.42 | — | COM NEW | 887317303 |
| — | WESTERN REFNG INC | 381,522 | $13,380 | 4.8% | $36.12 | — | COM | 959319104 |
| — | SYNGENTA AG | 142,859 | $12,643 | 4.5% | $83.18 | — | SPONSORED ADR | 87160A100 |
| — | B/E AEROSPACE INC | 187,096 | $11,995 | 4.3% | $63.00 | — | COM | 073302101 |
| — | REYNOLDS AMERICAN INC | 188,756 | $11,895 | 4.3% | $63.02 | — | COM | 761713106 |
| — | WHITEWAVE FOODS CO | 185,300 | $10,405 | 3.7% | $55.77 | — | COM | 966244105 |
| — | SUFFOLK BANCORP | 240,089 | $9,702 | 3.5% | $38.94 | — | COM | 864739107 |
| L | LOEWS CORP | 182,800 | $8,550 | 3.1% | $44.91 | 0.0% | COM | 540424108 |
| — | HARMONY MERGER CORP | 778,000 | $7,943 | 2.8% | $10.16 | — | COM | 413247107 |
| — | MEAD JOHNSON NUTRITION CO | 88,401 | $7,875 | 2.8% | $89.08 | — | COM | 582839106 |
| NXPI | NXP SEMICONDUCTORS N V | 59,710 | $6,180 | 2.2% | $89.86 | 0.0% | COM | N6596X109 |
| — | SAFEGUARD SCIENTIFICS INC | 475,138 | $6,034 | 2.2% | $18.08 | — | COM NEW | 786449207 |
| — | BOULEVARD ACQUISITION | 519,500 | $5,424 | 1.9% | $9.96 | — | UNIT 99/99/9999 | 10157Q201 |
| — | STILLWATER MNG CO | 283,863 | $4,902 | 1.8% | $17.27 | — | COM | 86074Q102 |
| — | RITE AID CORP | 1,113,952 | $4,734 | 1.7% | $7.89 | — | COM | 767754104 |
| — | DOUBLE EAGLE ACQUISITION COR | 444,000 | $4,684 | 1.7% | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | VCA INC | 50,849 | $4,653 | 1.7% | $91.51 | — | COM | 918194101 |
| — | WESTAR ENERGY INC | 81,337 | $4,414 | 1.6% | $56.34 | — | COM | 95709T100 |
| — | PACIFIC CONTINENTAL CORP | 174,614 | $4,278 | 1.5% | $24.50 | — | COM | 69412V108 |
| — | JPMORGAN CHINA REGION FD INC | 232,788 | $4,267 | 1.5% | $18.33 | — | COM | 48126T104 |
| — | MOBILEYE N V AMSTELVEEN | 57,400 | $3,524 | 1.3% | $61.39 | — | ORD SHS | N51488117 |
| — | ORIGO ACQUISITION CORP | 309,070 | $3,230 | 1.2% | $10.40 | — | SHS | G67789126 |
| — | MIDDLEBURG FINANCIAL CORP | 80,056 | $3,205 | 1.1% | $35.00 | — | COM | 596094102 |
| — | DISCOVERY COMMUNICATNS NEW | 110,091 | $3,203 | 1.1% | $26.95 | — | COM SER A | 25470F104 |
| — | DU PONT E I DE NEMOURS & CO | 39,800 | $3,197 | 1.1% | $80.30 | — | Call | 263534109 |
| — | CORNERSTONE STRATEGIC VALUE | 179,187 | $2,899 | 1.0% | $15.17 | — | COM | 21924B302 |
| — | BARINGTON HILCO ACQUISITION | 274,740 | $2,802 | 1.0% | $10.16 | — | COM | 06759V101 |
| — | CENTRUE FINL CORP NEW | 103,690 | $2,704 | 1.0% | $26.08 | — | COM NEW | 15643B205 |
| — | CABELAS INC | 48,900 | $2,597 | 0.9% | $58.55 | — | COM | 126804301 |
| — | CASCADE BANCORP | 326,500 | $2,517 | 0.9% | $7.87 | — | COM NEW | 147154207 |
| COTY | COTY INC | 138,294 | $2,507 | 0.9% | $18.17 | -7.7% | COM CL A | 222070203 |
| — | CST BRANDS INC | 50,309 | $2,419 | 0.9% | $48.16 | — | COM | 12646R105 |
| — | ANDINA ACQUISITION CORP II | 187,500 | $2,020 | 0.7% | $9.92 | — | SHS | G0441P112 |
| — | BROCADE COMMUNICATIONS SYS I | 155,120 | $1,936 | 0.7% | $12.49 | — | COM NEW | 111621306 |
| — | WHITEWAVE FOODS CO | 32,200 | $1,808 | 0.6% | $55.77 | — | Put | 966244105 |
| — | HARVEST NATURAL RESOURCES IN | 264,963 | $1,759 | 0.6% | $6.37 | — | COM NEW | 41754V202 |
| — | NEW YORK REIT INC | 179,931 | $1,744 | 0.6% | $9.69 | — | COM | 64976L109 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 48,421 | $1,737 | 0.6% | $30.91 | — | SHS CL A | G5480U104 |
| — | GABELLI EQUITY TR INC | 288,608 | $1,723 | 0.6% | $6.40 | — | COM | 362397101 |
| — | LIBERTY GLOBAL PLC | 77,104 | $1,715 | 0.6% | $22.24 | — | LILAC SHS CL A | G5480U138 |
| — | DIGITALGLOBE INC | 48,548 | $1,590 | 0.6% | $32.75 | — | COM NEW | 25389M877 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 150,000 | $1,548 | 0.6% | $10.13 | — | UNIT 99/99/9999 | G0726L109 |
| — | SOUTHWEST BANCORP INC OKLA | 56,867 | $1,487 | 0.5% | $26.15 | — | COM | 844767103 |
| — | ALLERGAN PLC | 6,185 | $1,478 | 0.5% | $268.04 | — | SHS | G0177J108 |
| — | ZELTIQ AESTHETICS INC | 25,000 | $1,390 | 0.5% | $55.60 | — | COM | 98933Q108 |
| — | ELECTRUM SPL ACQUISITION COR | 129,645 | $1,288 | 0.5% | $9.65 | — | SHS | G3105C104 |
| — | CLUBCORP HLDGS INC | 77,402 | $1,242 | 0.4% | $16.05 | — | COM | 18948M108 |
| — | MONSANTO CO NEW | 10,000 | $1,132 | 0.4% | $113.20 | — | COM | 61166W101 |
| — | DELL TECHNOLOGIES INC | 17,539 | $1,124 | 0.4% | $47.81 | — | COM CL V | 24703L103 |
| — | KOREA EQUITY FD INC | 117,150 | $1,029 | 0.4% | $8.78 | — | COM | 50063B104 |
| — | FIDELITY & GTY LIFE | 36,320 | $1,010 | 0.4% | $23.19 | — | COM | 315785105 |
| — | MERCHANTS BANCSHARES | 20,465 | $997 | 0.4% | $54.19 | — | COM | 588448100 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 40,000 | $948 | 0.3% | $10.32 | 0.0% | COM | 42824C109 |
| — | FAIRPOINT COMMUNICATIONS INC | 51,854 | $861 | 0.3% | $16.60 | — | COM NEW | 305560302 |
| — | FINTECH ACQUISITION CORP II | 81,200 | $828 | 0.3% | $10.20 | — | UNIT 99/99/9999 | 31810G208 |
| — | DELAWARE INVTS DIV & INCOME | 80,024 | $826 | 0.3% | $10.32 | — | COM | 245915103 |
| — | HARMONY MERGER CORP | 75,000 | $814 | 0.3% | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | DU PONT E I DE NEMOURS & CO | 10,000 | $803 | 0.3% | $80.30 | — | COM | 263534109 |
| — | NORSAT INTL INC NEW | 78,891 | $789 | 0.3% | $10.00 | — | COM NEW | 656512209 |
| — | HERITAGE OAKS BANCORP | 58,080 | $775 | 0.3% | $13.34 | — | COM | 42724R107 |
| — | MERRIMACK PHARMACEUTICALS IN | 248,420 | $765 | 0.3% | $3.08 | — | COM | 590328100 |
| — | HEADWATERS INC | 31,600 | $742 | 0.3% | $23.48 | — | COM | 42210P102 |
| — | TRIBUNE MEDIA CO | 19,500 | $727 | 0.3% | $34.97 | — | CL A | 896047503 |
| — | GP INVTS ACQUISITION COR | 72,301 | $720 | 0.3% | $9.72 | — | SHS | G40357124 |
| OFS | OFS CAP CORP | 50,000 | $710 | 0.3% | $14.52 | 0.0% | COM | 67103B100 |
| PFLT | PENNANTPARK FLOATING RATE CA | 48,044 | $670 | 0.2% | $4.61 | +18.8% | COM | 70806A106 |
| — | CLOUGH GLOBAL EQUITY FD | 50,430 | $637 | 0.2% | $12.63 | — | COM | 18914C100 |
| — | GAS NAT INC | 44,680 | $567 | 0.2% | $12.56 | — | COM | 367204104 |
| — | WELLS FARGO MULTI SECTOR INC | 40,100 | $535 | 0.2% | $12.82 | — | COM | 94987D101 |
| — | LIBERTY ALL STAR EQUITY FD | 92,538 | $505 | 0.2% | $5.87 | — | SH BEN INT | 530158104 |
| — | PACHOLDER HIGH YIELD FD INC | 56,831 | $439 | 0.2% | $7.72 | — | COM | 693742108 |
| — | CARDINAL FINL CORP | 14,397 | $431 | 0.2% | $29.94 | — | COM | 14149F109 |
| — | NOVELION THERAPEUTICS INC | 36,428 | $391 | 0.1% | $10.73 | — | COM NEW | 67001K202 |
| — | BOULEVARD ACQUISITION | 38,319 | $384 | 0.1% | $9.84 | — | CL A | 10157Q102 |
| — | REAVES UTIL INCOME FD | 10,700 | $347 | 0.1% | $25.97 | — | COM SH BEN INT | 756158101 |
| — | CROSSROADS CAP INC | 151,028 | $346 | 0.1% | $3.08 | — | COM | 227656105 |
| — | VIACOM INC NEW | 6,869 | $320 | 0.1% | $41.21 | — | CL B | 92553P201 |
| — | DIVIDEND & INCOME FUND | 21,188 | $256 | 0.1% | $11.02 | — | COM NEW | 25538A204 |
| — | FIDELITY NATIONAL FINANCIAL | 17,563 | $233 | 0.1% | $12.60 | — | FNFV GROUP COM | 31620R402 |
| — | A H BELO CORP | 35,942 | $221 | 0.1% | $6.97 | — | COM CL A | 001282102 |
| — | SYMANTEC CORP | 7,082 | $217 | 0.1% | $30.64 | — | COM | 871503108 |
| — | GREAT ELM CAP CORP | 17,500 | $199 | 0.1% | $11.37 | — | COM | 390320109 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 24,839 | $198 | 0.1% | $20.14 | -60.1% | COM | 33766Y100 |
| — | DEPOMED INC | 15,100 | $190 | 0.1% | $12.58 | — | COM | 249908104 |
| — | VIDEOCON D2H LTD | 16,423 | $189 | 0.1% | $12.61 | — | ADR | 92657J101 |
| — | AVENUE INCOME CR STRATEGIES | 13,492 | $188 | 0.1% | $17.58 | — | COM | 05358E106 |
| — | TURKISH INVT FD INC | 17,089 | $142 | 0.1% | $8.31 | — | COM | 900145103 |
| — | ADVENT CLAYMORE ENH GRW & IN | 15,555 | $131 | 0.0% | $8.29 | — | COM | 00765E104 |
| — | REALNETWORKS INC | 26,522 | $128 | 0.0% | $7.55 | — | COM NEW | 75605L708 |
| — | MODUSLINK GLOBAL SOLUTIONS I | 69,804 | $126 | 0.0% | $3.84 | — | COM NEW | 60786L206 |
| — | SANOFI | 155,177 | $70 | 0.0% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | RENTECH INC | 131,249 | $66 | 0.0% | $4.31 | — | COM NEW | 760112201 |
| LUNA | LUNA INNOVATIONS | 34,483 | $60 | 0.0% | $1.53 | +19.3% | COM | 550351100 |
| — | WRIGHT MED GROUP N V | 38,308 | $59 | 0.0% | $1.02 | — | RIGHT 03/01/2019 | N96617126 |
| KOPN | KOPIN CORP | 13,046 | $53 | 0.0% | $3.84 | -8.0% | COM | 500600101 |
| — | ENDOCYTE INC | 14,200 | $36 | 0.0% | $6.62 | — | COM | 29269A102 |
| — | TRANS WORLD ENTMT CORP | 10,400 | $18 | 0.0% | $3.85 | — | COM | 89336Q100 |
| — | AXAR ACQUISITION CORP | 142,500 | $11 | 0.0% | $0.08 | — | *W EXP 12/31/202 | 05455L110 |
| — | SAMSON OIL & GAS LTD | 14,119 | $8 | 0.0% | $1.42 | — | SPON ADR NEW | 796043206 |