JW Asset Management, LLC Diversified Active

CIK: 0001549738 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 13, 2017

Total Value ($000): $136,522 (100.0% shares, 0.0% debt)

Holdings (29)

EGRX EAGLE PHARMACEUTICALS INC 23.0%

Value ($000) $31,356 Shares 525,755 Est. Cost $32.57 Unrealized +85.7%

— TESLA INC 16.8%

Value ($000) $22,930 Shares 67,225 Est. Cost $359.10 Unrealized —

AMZN AMAZON COM INC 12.9%

Value ($000) $17,580 Shares 18,287 Est. Cost $33.48 Unrealized +46.7%

META FACEBOOK INC 6.1%

Value ($000) $8,304 Shares 55,000 Est. Cost $127.34 Unrealized +30.1%

XBI SPDR SERIES TRUST 4.4%

Value ($000) $6,060 Shares 70,000 Est. Cost $82.54 Unrealized —

— ANTARES PHARMA INC 4.0%

Value ($000) $5,417 Shares 1,671,956 Est. Cost $2.18 Unrealized —

— AVADEL PHARMACEUTICALS PLC 3.4%

Value ($000) $4,667 Shares 444,439 Est. Cost $9.68 Unrealized —

BABA ALIBABA GROUP HLDG LTD 3.2%

Value ($000) $4,318 Shares 25,000 Est. Cost $153.65 Unrealized —

MSFT MICROSOFT CORP 2.9%

Value ($000) $3,948 Shares 53,000 Est. Cost $55.71 Unrealized +19.7%

— HORIZON PHARMA PLC 2.5%

Value ($000) $3,433 Shares 270,775 Est. Cost $16.49 Unrealized —

— BIOSPECIFICS TECHNOLOGIES CO 2.5%

Value ($000) $3,426 Shares 73,649 Est. Cost $50.35 Unrealized —

— CAMBREX CORP 2.0%

Value ($000) $2,779 Shares 50,519 Est. Cost $44.13 Unrealized —

CMG CHIPOTLE MEXICAN GRILL INC 2.0%

Value ($000) $2,770 Shares 9,000 Est. Cost $8.25 Unrealized -18.4%

— NOVELION THERAPEUTICS INC 1.6%

Value ($000) $2,221 Shares 315,980 Est. Cost $8.44 Unrealized —

— JUNIPER PHARMACEUTICALS INC 1.6%

Value ($000) $2,156 Shares 426,903 Est. Cost $8.16 Unrealized —

ISRG INTUITIVE SURGICAL INC 1.5%

Value ($000) $2,092 Shares 2,000 Est. Cost $71.41 Unrealized +52.6%

IBB ISHARES TR 1.4%

Value ($000) $1,944 Shares 5,828 Est. Cost $333.56 Unrealized —

CPIX CUMBERLAND PHARMACEUTICALS I 1.4%

Value ($000) $1,863 Shares 263,881 Est. Cost $6.06 Unrealized +14.1%

LGND LIGAND PHARMACEUTICALS INC 1.3%

Value ($000) $1,825 Shares 13,401 Est. Cost $39.89 Unrealized +98.5%

MU MICRON TECHNOLOGY INC 1.2%

Value ($000) $1,613 Shares 41,000 Est. Cost $21.33 Unrealized +44.6%

ANIP ANI PHARMACEUTICALS INC 1.1%

Value ($000) $1,560 Shares 29,722 Est. Cost $62.55 Unrealized -23.8%

— ALIMERA SCIENCES INC 1.0%

Value ($000) $1,304 Shares 966,000 Est. Cost $1.40 Unrealized —

— ARALEZ PHARMACEUTICALS INC 0.5%

Value ($000) $663 Shares 289,664 Est. Cost $3.49 Unrealized —

— ADVERUM BIOTECHNOLOGIES INC 0.5%

Value ($000) $652 Shares 178,654 Est. Cost $3.16 Unrealized —

— PETIQ INC 0.4%

Value ($000) $542 Shares 20,000 Est. Cost $27.10 Unrealized —

— SONOMA PHARMACEUTICALS INC 0.4%

Value ($000) $527 Shares 100,951 Est. Cost $7.17 Unrealized —

— DIGIRAD CORP 0.3%

Value ($000) $407 Shares 118,046 Est. Cost $4.44 Unrealized —

— TELIGENT INC NEW 0.1%

Value ($000) $93 Shares 13,820 Est. Cost $8.90 Unrealized —

— INSYS THERAPEUTICS INC NEW 0.1%

Value ($000) $72 Shares 29,409 Est. Cost $38.96 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
EGRX	EAGLE PHARMACEUTICALS INC	525,755	$31,356	23.0%	$32.57	+85.7%	COM	269796108
—	TESLA INC	67,225	$22,930	16.8%	$359.10	—	CALL	88160R901
AMZN	AMAZON COM INC	18,287	$17,580	12.9%	$33.48	+46.7%	COM	023135106
META	FACEBOOK INC	55,000	$8,304	6.1%	$127.34	+30.1%	CL A	30303M102
XBI	SPDR SERIES TRUST	70,000	$6,060	4.4%	$82.54	—	S&P BIOTECH	78464A870
—	ANTARES PHARMA INC	1,671,956	$5,417	4.0%	$2.18	—	COM	036642106
—	AVADEL PHARMACEUTICALS PLC	444,439	$4,667	3.4%	$9.68	—	SPONSORED ADR	05337M104
BABA	ALIBABA GROUP HLDG LTD	25,000	$4,318	3.2%	$153.65	—	SPONSORED ADS	01609W102
MSFT	MICROSOFT CORP	53,000	$3,948	2.9%	$55.71	+19.7%	COM	594918104
—	HORIZON PHARMA PLC	270,775	$3,433	2.5%	$16.49	—	SHS	G4617B105
—	BIOSPECIFICS TECHNOLOGIES CO	73,649	$3,426	2.5%	$50.35	—	COM	090931106
—	CAMBREX CORP	50,519	$2,779	2.0%	$44.13	—	COM	132011107
CMG	CHIPOTLE MEXICAN GRILL INC	9,000	$2,770	2.0%	$8.25	-18.4%	COM	169656105
—	NOVELION THERAPEUTICS INC	315,980	$2,221	1.6%	$8.44	—	COM NEW	67001K202
—	JUNIPER PHARMACEUTICALS INC	426,903	$2,156	1.6%	$8.16	—	COM	48203L107
ISRG	INTUITIVE SURGICAL INC	2,000	$2,092	1.5%	$71.41	+52.6%	COM NEW	46120E602
IBB	ISHARES TR	5,828	$1,944	1.4%	$333.56	—	NASDAQ BIOTECH	464287556
CPIX	CUMBERLAND PHARMACEUTICALS I	263,881	$1,863	1.4%	$6.06	+14.1%	COM	230770109
LGND	LIGAND PHARMACEUTICALS INC	13,401	$1,825	1.3%	$39.89	+98.5%	COM NEW	53220K504
MU	MICRON TECHNOLOGY INC	41,000	$1,613	1.2%	$21.33	+44.6%	COM	595112103
ANIP	ANI PHARMACEUTICALS INC	29,722	$1,560	1.1%	$62.55	-23.8%	COM	00182C103
—	ALIMERA SCIENCES INC	966,000	$1,304	1.0%	$1.40	—	COM	016259103
—	ARALEZ PHARMACEUTICALS INC	289,664	$663	0.5%	$3.49	—	COM	03852X100
—	ADVERUM BIOTECHNOLOGIES INC	178,654	$652	0.5%	$3.16	—	COM	00773U108
—	PETIQ INC	20,000	$542	0.4%	$27.10	—	COM CL A	71639T106
—	SONOMA PHARMACEUTICALS INC	100,951	$527	0.4%	$7.17	—	COM	83558L105
—	DIGIRAD CORP	118,046	$407	0.3%	$4.44	—	COM	253827109
—	TELIGENT INC NEW	13,820	$93	0.1%	$8.90	—	COM	87960W104
—	INSYS THERAPEUTICS INC NEW	29,409	$72	0.1%	$38.96	—	COM NEW	45824V209