Location: Westport, CT
CIK: 0001584639 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 13, 2018
Total Value: $309M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | REAVES UTIL INCOME FD | 1,491,135 | $46.14M | 14.9% | $30.94 | — | COM SH BEN INT | 756158101 |
| — | ALTABA INC | 500,101 | $34.93M | 11.3% | $54.48 | — | COM | 021346101 |
| — | TIME WARNER INC | 291,146 | $26.63M | 8.6% | $99.00 | — | COM NEW | 887317303 |
| — | TIME WARNER INC | 200,000 | $18.29M | 5.9% | $99.00 | — | Call | 887317303 |
| — | CORNERSTONE STRATEGIC VALUE | 803,501 | $12.43M | 4.0% | $14.85 | — | COM | 21924B302 |
| NXPI | NXP SEMICONDUCTORS N V | 89,710 | $10.5M | 3.4% | $91.64 | +12.0% | COM | N6596X109 |
| — | CORNERSTONE TOTAL RTRN FD IN | 640,364 | $9.788M | 3.2% | $14.63 | — | COM | 21924U300 |
| — | SCRIPPS NETWORKS INTERACT IN | 110,505 | $9.435M | 3.1% | $85.38 | — | CL A COM | 811065101 |
| L | LOEWS CORP | 148,898 | $7.449M | 2.4% | $44.92 | +6.1% | COM | 540424108 |
| — | NEW YORK REIT INC | 1,489,028 | $5.852M | 1.9% | $6.10 | — | COM | 64976L109 |
| — | PENSARE ACQUISITION CORP | 600,000 | $5.805M | 1.9% | $9.68 | — | COM | 70957E105 |
| — | GIGCAPITAL INC | 555,000 | $5.55M | 1.8% | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| — | SAFEGUARD SCIENTIFICS INC | 480,278 | $5.379M | 1.7% | $17.86 | — | COM NEW | 786449207 |
| — | INDUSTREA ACQUISITION CORP | 500,000 | $4.868M | 1.6% | $9.74 | — | CL A | 45579J104 |
| — | ANCHOR BANCORP WA | 185,813 | $4.608M | 1.5% | $25.02 | — | COM | 032838104 |
| — | IAC INTERACTIVECORP | 36,432 | $4.455M | 1.4% | $119.43 | — | COM | 44919P508 |
| — | MONSANTO CO NEW | 36,309 | $4.24M | 1.4% | $117.10 | — | COM | 61166W101 |
| — | ROCKWELL COLLINS INC | 30,000 | $4.069M | 1.3% | $133.99 | — | COM | 774341101 |
| — | KBL MERGER CORP IV | 400,000 | $3.884M | 1.3% | $9.72 | — | COM | 48242A104 |
| — | CM SEVEN STAR ACQUISITION CO | 400,000 | $3.86M | 1.2% | $9.65 | — | SHS | G2345N102 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $3.835M | 1.2% | $9.68 | — | COM | 09216T107 |
| — | ACTUA CORP | 242,735 | $3.787M | 1.2% | $15.60 | — | COM | 005094107 |
| — | THAI FD INC | 347,884 | $3.743M | 1.2% | $10.76 | — | COM | 882904105 |
| — | TRIBUNE MEDIA CO | 85,667 | $3.638M | 1.2% | $39.77 | — | CL A | 896047503 |
| — | DOWDUPONT INC | 50,944 | $3.628M | 1.2% | — | — | Call | 26078J100 |
| — | MODERN MEDIA ACQUISITION | 360,000 | $3.535M | 1.1% | $9.77 | — | COM | 60765P103 |
| — | GENERAL COMMUNICATION INC | 86,933 | $3.392M | 1.1% | $37.92 | — | CL A | 369385109 |
| — | CAVIUM INC | 36,221 | $3.036M | 1.0% | $83.82 | — | COM | 14964U108 |
| — | BARINGTON HILCO ACQUISITION | 274,740 | $2.871M | 0.9% | $10.16 | — | COM | 06759V101 |
| — | DELL TECHNOLOGIES INC | 32,539 | $2.645M | 0.9% | $63.24 | — | COM CL V | 24703L103 |
| — | FORUM MERGER CORP | 234,000 | $2.335M | 0.8% | $9.73 | — | COM CL A | 34985B103 |
| — | ELECTRUM SPL ACQUISITION COR | 212,359 | $2.192M | 0.7% | $9.84 | — | SHS | G3105C104 |
| — | LEISURE ACQUISITION CORP | 222,000 | $2.09M | 0.7% | $9.41 | — | COM | 52539T107 |
| — | ANDINA ACQUISITION CORP II | 187,500 | $1.931M | 0.6% | $10.16 | — | SHS | G0441P104 |
| HOMB | HOME BANCSHARES INC | 80,277 | $1.866M | 0.6% | $24.02 | -2.7% | COM | 436893200 |
| — | DRAPER OAKWOOD TECHNOLOGY | 180,000 | $1.76M | 0.6% | $9.78 | — | COM CL A | 26146L103 |
| BKD | BROOKDALE SR LIVING INC | 179,500 | $1.741M | 0.6% | $12.96 | -21.3% | COM | 112463104 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $1.603M | 0.5% | $9.72 | — | COM | 089482103 |
| — | CALPINE CORP | 101,550 | $1.536M | 0.5% | $14.75 | — | COM NEW | 131347304 |
| — | NXSTAGE MEDICAL INC | 61,721 | $1.495M | 0.5% | $25.68 | — | COM | 67072V103 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 150,000 | $1.488M | 0.5% | $10.00 | — | CL A | G0726L125 |
| — | CONSTELLATION ALPHA CAP CORP | 150,000 | $1.459M | 0.5% | $9.73 | — | SHS | G2379F108 |
| LILA | LIBERTY LATIN AMERICA LTD | 68,602 | $1.382M | 0.4% | $20.80 | 0.0% | COM CL A | G9001E102 |
| — | QIWI PLC | 72,000 | $1.248M | 0.4% | $17.00 | — | SPON ADR REP B | 74735M108 |
| — | WESTAR ENERGY INC | 22,385 | $1.182M | 0.4% | $56.34 | — | COM | 95709T100 |
| — | GABELLI EQUITY TR INC | 190,444 | $1.179M | 0.4% | $6.27 | — | COM | 362397101 |
| — | HSN INC | 24,849 | $1.003M | 0.3% | $39.27 | — | COM | 404303109 |
| — | RITE AID CORP | 508,046 | $1.001M | 0.3% | $6.82 | — | COM | 767754104 |
| — | BISON CAP ACQUISITION CORP | 100,000 | $987K | 0.3% | $9.87 | — | ORD SHS | G1142P104 |
| — | HAYMAKER ACQUISITION CORP | 100,000 | $953K | 0.3% | $9.53 | — | COM CLASS A | 420870107 |
| — | XCERRA CORP | 95,919 | $939K | 0.3% | $9.77 | — | COM | 98400J108 |
| COTY | COTY INC | 44,894 | $893K | 0.3% | $18.17 | -14.9% | COM CL A | 222070203 |
| — | MERRIMACK PHARMACEUTICALS IN | 83,969 | $861K | 0.3% | $11.04 | — | COM NEW | 590328209 |
| PFLT | PENNANTPARK FLOATING RATE CA | 59,234 | $813K | 0.3% | $5.05 | +16.7% | COM | 70806A106 |
| — | FINTECH ACQUISITION CORP II | 81,200 | $805K | 0.3% | $9.91 | — | COM | 31810G109 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 70,952 | $772K | 0.2% | $11.16 | — | SH BEN INT | 18914E106 |
| — | DYNEGY INC NEW DEL | 60,000 | $711K | 0.2% | $11.85 | — | COM | 26817R108 |
| — | WILLSCOT CORP | 494,000 | $711K | 0.2% | $1.44 | — | *W EXP 09/10/202 | 971375118 |
| — | WASHINGTONFIRST BANKSHARES I | 20,585 | $705K | 0.2% | $35.20 | — | COM | 940730104 |
| — | BAY BANCORP INC | 53,600 | $655K | 0.2% | $12.22 | — | COM | 07203T106 |
| — | DISCOVERY COMMUNICATNS NEW | 29,050 | $650K | 0.2% | $26.95 | — | COM SER A | 25470F104 |
| — | VIACOM INC NEW | 17,807 | $549K | 0.2% | $30.99 | — | CL B | 92553P201 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 44,351 | $397K | 0.1% | $14.88 | -44.2% | COM | 33766Y100 |
| OFS | OFS CAP CORP | 33,072 | $394K | 0.1% | $14.52 | -13.9% | COM | 67103B100 |
| AXTA | AXALTA COATING SYS LTD | 11,100 | $359K | 0.1% | $31.67 | 0.0% | COM | G0750C108 |
| — | ANDINA ACQUISITION CORP II | 187,500 | $353K | 0.1% | $0.36 | — | *W EXP 11/23/202 | G0441P138 |
| — | TWENTY FIRST CENTY FOX INC | 10,000 | $345K | 0.1% | $34.50 | — | CL A | 90130A101 |
| — | TWENTY FIRST CENTY FOX INC | 10,000 | $345K | 0.1% | $34.50 | — | Put | 90130A101 |
| — | PENSARE ACQUISITION CORP | 600,000 | $300K | 0.1% | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | DIVIDEND & INCOME FUND | 21,188 | $285K | 0.1% | $11.02 | — | COM NEW | 25538A204 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 7,665 | $275K | 0.1% | $32.29 | — | SHS CL A | G5480U104 |
| — | KKR INCOME OPPORTUNITIES FD | 16,365 | $263K | 0.1% | $16.07 | — | COM | 48249T106 |
| — | ANDINA ACQUISITION CORP II | 187,500 | $257K | 0.1% | $0.59 | — | RIGHT 09/01/2017 | G0441P120 |
| — | ADVENT CLAYMORE ENH GRW & IN | 26,775 | $223K | 0.1% | $8.69 | — | COM | 00765E104 |
| — | COMMERCEHUB INC | 10,352 | $213K | 0.1% | $20.58 | — | COM SER C | 20084V306 |
| — | INDUSTREA ACQUISITION CORP | 500,000 | $210K | 0.1% | $0.42 | — | *W EXP 08/01/202 | 45579J112 |
| — | A H BELO CORP | 35,942 | $173K | 0.1% | $6.97 | — | COM CL A | 001282102 |
| — | PENSARE ACQUISITION CORP | 300,000 | $165K | 0.1% | $0.50 | — | *W EXP 07/27/202 | 70957E113 |
| — | FORUM MERGER CORP | 234,000 | $154K | 0.0% | $0.34 | — | RIGHT 06/01/2019 | 34985B129 |
| — | DELAWARE INVTS DIV & INCOME | 13,931 | $149K | 0.0% | $10.34 | — | COM | 245915103 |
| TGNA | TEGNA INC | 10,000 | $141K | 0.0% | $15.37 | -14.9% | COM | 87901J105 |
| — | MODUSLINK GLOBAL SOLUTIONS I | 54,804 | $136K | 0.0% | $3.84 | — | COM NEW | 60786L206 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $131K | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | MODERN MEDIA ACQUISITION | 324,000 | $126K | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | DEPOMED INC | 15,100 | $122K | 0.0% | $12.58 | — | COM | 249908104 |
| — | KBL MERGER CORP IV | 400,000 | $120K | 0.0% | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| — | NOVELION THERAPEUTICS INC | 36,428 | $114K | 0.0% | $10.73 | — | COM NEW | 67001K202 |
| — | CM SEVEN STAR ACQUISITION CO | 350,000 | $112K | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $111K | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | LEISURE ACQUISITION CORP | 111,000 | $110K | 0.0% | $0.99 | — | *W EXP 12/05/201 | 52539T115 |
| — | MFS INVT GRADE MUN TR | 10,779 | $105K | 0.0% | $10.02 | — | SH BEN INT | 59318B108 |
| — | MODERN MEDIA ACQUISITION | 180,000 | $99,000 | 0.0% | $0.36 | — | *W EXP 05/17/202 | 60765P111 |
| — | ESTRE AMBIENTAL INC | 124,450 | $93,000 | 0.0% | $0.75 | — | *W EXP 12/21/202 | G3206V118 |
| — | DRAPER OAKWOOD TECHNOLOGY | 180,000 | $93,000 | 0.0% | $0.52 | — | RIGHT 09/19/2018 | 26146L129 |
| — | REALNETWORKS INC | 26,522 | $91,000 | 0.0% | $7.55 | — | COM NEW | 75605L708 |
| LUNA | LUNA INNOVATIONS | 34,483 | $84,000 | 0.0% | $1.53 | +28.1% | COM | 550351100 |
| — | KBL MERGER CORP IV | 400,000 | $84,000 | 0.0% | $0.17 | — | *W EXP 01/15/202 | 48242A112 |
| — | FORUM MERGER CORP | 117,000 | $80,000 | 0.0% | $0.38 | — | *W EXP 06/01/202 | 34985B111 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $68,000 | 0.0% | $0.41 | — | RIGHT 12/01/2022 | 089482129 |
| — | SANOFI | 155,177 | $59,000 | 0.0% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | WRIGHT MED GROUP N V | 38,308 | $58,000 | 0.0% | $1.02 | — | RIGHT 03/01/2019 | N96617126 |
| — | FINTECH ACQUISITION CORP II | 40,600 | $56,000 | 0.0% | $1.38 | — | *W EXP 01/19/202 | 31810G117 |
| — | DRAPER OAKWOOD TECHNOLOGY | 90,000 | $55,000 | 0.0% | $0.61 | — | *W EXP 09/19/202 | 26146L111 |
| — | CONSTELLATION ALPHA CAP CORP | 150,000 | $52,000 | 0.0% | $0.35 | — | RIGHT 99/99/9999 | G2379F132 |
| — | CM SEVEN STAR ACQUISITION CO | 175,000 | $51,000 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | NEXTDECADE CORP | 75,000 | $45,000 | 0.0% | $0.93 | — | *W EXP 07/23/202 | 65342K113 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 150,000 | $42,000 | 0.0% | $0.40 | — | *W EXP 99/99/999 | G0726L117 |
| — | HAYMAKER ACQUISITION CORP | 50,000 | $40,000 | 0.0% | $0.80 | — | *W EXP 10/27/202 | 420870115 |
| — | CONSTELLATION ALPHA CAP CORP | 150,000 | $39,000 | 0.0% | $0.26 | — | *W EXP 03/23/202 | G2379F116 |
| — | BISON CAP ACQUISITION CORP | 100,000 | $38,000 | 0.0% | $0.38 | — | RIGHT 03/20/2019 | G1142P138 |
| — | BIG ROCK PARTNERS ACQUISI CO | 82,500 | $38,000 | 0.0% | $0.46 | — | *W EXP 12/01/202 | 089482111 |
| — | TRANS WORLD ENTMT CORP | 10,400 | $19,000 | 0.0% | $3.85 | — | COM | 89336Q100 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $18,000 | 0.0% | $0.36 | — | *W EXP 06/20/202 | G1142P112 |