CIK: 0001584639 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 14, 2018
Total Value ($000): $437,495 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MONSANTO CO NEW | 360,000 | $42,008 | 9.6% | $117.10 | — | Call | 61166W101 |
| — | ALTABA INC | 548,309 | $40,597 | 9.3% | $56.20 | — | COM | 021346101 |
| — | REAVES UTIL INCOME FD | 1,409,616 | $39,793 | 9.1% | $30.94 | — | COM SH BEN INT | 756158101 |
| NXPI | NXP SEMICONDUCTORS N V | 208,686 | $24,416 | 5.6% | $100.53 | +6.7% | COM | N6596X109 |
| — | TIME WARNER INC | 253,646 | $23,990 | 5.5% | $99.00 | — | COM NEW | 887317303 |
| — | TIME WARNER INC | 210,700 | $19,928 | 4.6% | $99.00 | — | Call | 887317303 |
| — | ROCKWELL COLLINS INC | 126,400 | $17,045 | 3.9% | $134.65 | — | COM | 774341101 |
| — | DYNEGY INC NEW DEL | 1,195,895 | $16,169 | 3.7% | $13.44 | — | COM | 26817R108 |
| — | CAVIUM INC | 157,500 | $12,502 | 2.9% | $80.40 | — | COM | 14964U108 |
| — | SIGMA DESIGNS INC | 1,741,022 | $10,794 | 2.5% | $6.20 | — | COM | 826565103 |
| — | IAC INTERACTIVECORP | 60,586 | $9,474 | 2.2% | $134.16 | — | COM | 44919P508 |
| — | ORBITAL ATK INC | 66,942 | $8,877 | 2.0% | $132.61 | — | COM | 68557N103 |
| — | XL GROUP LTD | 118,500 | $6,548 | 1.5% | $55.26 | — | COM | G98294104 |
| — | CORNERSTONE STRATEGIC VALUE | 423,418 | $6,470 | 1.5% | $14.85 | — | COM | 21924B302 |
| — | SAFEGUARD SCIENTIFICS INC | 515,265 | $6,312 | 1.4% | $17.48 | — | COM NEW | 786449207 |
| — | PENSARE ACQUISITION CORP | 600,000 | $5,832 | 1.3% | $9.68 | — | COM | 70957E105 |
| — | GIGCAPITAL INC | 555,000 | $5,764 | 1.3% | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| — | VALIDUS HOLDINGS LTD | 80,959 | $5,461 | 1.2% | $67.45 | — | COM SHS | G9319H102 |
| — | INDUSTREA ACQUISITION CORP | 500,000 | $4,905 | 1.1% | $9.74 | — | CL A | 45579J104 |
| — | MICROSEMI CORP | 75,000 | $4,854 | 1.1% | $64.72 | — | COM | 595137100 |
| — | NEW YORK REIT INC | 220,225 | $4,737 | 1.1% | $21.51 | — | COM NEW | 64976L208 |
| — | ANCHOR BANCORP WA | 184,813 | $4,566 | 1.0% | $25.02 | — | COM | 032838104 |
| — | CORNERSTONE TOTAL RTRN FD IN | 294,428 | $4,452 | 1.0% | $14.63 | — | COM | 21924U300 |
| — | TRIBUNE MEDIA CO | 109,667 | $4,443 | 1.0% | $39.94 | — | CL A | 896047503 |
| — | ROYCE VALUE TR INC | 280,000 | $4,357 | 1.0% | $15.56 | — | COM | 780910105 |
| L | LOEWS CORP | 85,898 | $4,272 | 1.0% | $44.92 | +8.7% | COM | 540424108 |
| — | PINNACLE ENTMT INC NEW | 139,900 | $4,218 | 1.0% | $30.15 | — | COM | 72348Y105 |
| — | BLACKHAWK NETWORK HLDGS INC | 90,000 | $4,023 | 0.9% | $44.70 | — | COM | 09238E104 |
| — | KBL MERGER CORP IV | 400,000 | $3,940 | 0.9% | $9.72 | — | COM | 48242A104 |
| — | CM SEVEN STAR ACQUISITION CO | 400,000 | $3,896 | 0.9% | $9.65 | — | SHS | G2345N102 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $3,837 | 0.9% | $9.68 | — | COM | 09216T107 |
| — | DISCOVERY COMMUNICATNS NEW | 191,423 | $3,737 | 0.9% | $19.52 | — | COM SER C | 25470F302 |
| — | MODERN MEDIA ACQUISITION | 360,000 | $3,582 | 0.8% | $9.77 | — | COM | 60765P103 |
| — | ABLYNX NV | 57,470 | $3,136 | 0.7% | $54.57 | — | SPONSORED ADR | 00372Y105 |
| — | BLUE BUFFALO PET PRODS INC | 75,000 | $2,986 | 0.7% | $39.81 | — | COM | 09531U102 |
| — | CHICAGO BRIDGE & IRON CO N V | 184,864 | $2,662 | 0.6% | $14.40 | — | COM | 167250109 |
| — | UNION ACQUISITION CORP | 251,200 | $2,570 | 0.6% | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | DELL TECHNOLOGIES INC | 32,539 | $2,382 | 0.5% | $63.24 | — | COM CL V | 24703L103 |
| — | SCHULMAN A INC | 53,027 | $2,280 | 0.5% | $43.00 | — | COM | 808194104 |
| — | MATCH GROUP INC | 50,000 | $2,222 | 0.5% | — | — | Put | 57665R106 |
| — | ELECTRUM SPL ACQUISITION COR | 212,359 | $2,204 | 0.5% | $9.84 | — | SHS | G3105C104 |
| — | LEISURE ACQUISITION CORP | 222,000 | $2,121 | 0.5% | $9.41 | — | COM | 52539T107 |
| — | BARINGTON HILCO ACQUISITION | 200,000 | $2,120 | 0.5% | $10.16 | — | COM | 06759V101 |
| — | GORDON POINTE ACQUISITION CO | 200,000 | $2,066 | 0.5% | $10.33 | — | UNIT 01/18/2023 | 382788206 |
| — | ORBOTECH LTD | 33,200 | $2,064 | 0.5% | $62.17 | — | ORD | M75253100 |
| — | TIBERIUS ACQUISITION CORP | 200,000 | $2,012 | 0.5% | $10.06 | — | UNIT 02/28/2021 | 88633A206 |
| — | PHH CORP | 189,049 | $1,977 | 0.5% | $10.46 | — | COM NEW | 693320202 |
| — | DRAPER OAKWOOD TECHNOLOGY | 180,000 | $1,775 | 0.4% | $9.78 | — | COM CL A | 26146L103 |
| STC | STEWART INFORMATION SVCS COR | 39,567 | $1,739 | 0.4% | $43.07 | 0.0% | COM | 860372101 |
| — | KAPSTONE PAPER & PACKAGING C | 47,900 | $1,643 | 0.4% | $34.30 | — | COM | 48562P103 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $1,621 | 0.4% | $9.72 | — | COM | 089482103 |
| — | NXSTAGE MEDICAL INC | 61,721 | $1,534 | 0.4% | $25.68 | — | COM | 67072V103 |
| — | MUDRICK CAP ACQUISITION CORP | 150,000 | $1,533 | 0.4% | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 150,000 | $1,497 | 0.3% | $10.00 | — | CL A | G0726L125 |
| — | CONSTELLATION ALPHA CAP CORP | 150,000 | $1,481 | 0.3% | $9.73 | — | SHS | G2379F108 |
| LILA | LIBERTY LATIN AMERICA LTD | 72,271 | $1,406 | 0.3% | $20.78 | -2.2% | COM CL A | G9001E102 |
| — | OPES ACQUISITION CORP | 120,730 | $1,214 | 0.3% | $10.06 | — | UNIT 03/07/2023 | 68373P209 |
| BKD | BROOKDALE SR LIVING INC | 179,500 | $1,204 | 0.3% | $12.96 | -34.8% | COM | 112463104 |
| — | WESTAR ENERGY INC | 22,385 | $1,177 | 0.3% | $56.34 | — | COM | 95709T100 |
| — | BISON CAP ACQUISITION CORP | 100,000 | $994 | 0.2% | $9.87 | — | ORD SHS | G1142P104 |
| — | HAYMAKER ACQUISITION CORP | 100,000 | $958 | 0.2% | $9.53 | — | COM CLASS A | 420870107 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 29,200 | $914 | 0.2% | $31.56 | — | SHS CL A | G5480U104 |
| — | DR PEPPER SNAPPLE GROUP INC | 7,500 | $888 | 0.2% | $118.40 | — | COM | 26138E109 |
| — | CUSHING RENAISSANCE FD | 56,089 | $882 | 0.2% | $15.73 | — | COM | 231647108 |
| — | WILLSCOT CORP | 494,000 | $825 | 0.2% | $1.44 | — | *W EXP 09/10/202 | 971375118 |
| — | SPARTON CORP | 47,126 | $820 | 0.2% | $17.40 | — | COM | 847235108 |
| — | RITE AID CORP | 488,046 | $820 | 0.2% | $6.82 | — | COM | 767754104 |
| — | FINTECH ACQUISITION CORP II | 81,200 | $807 | 0.2% | $9.91 | — | COM | 31810G109 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 91,281 | $801 | 0.2% | $8.78 | — | SHS | 25160E102 |
| — | QIWI PLC | 40,000 | $764 | 0.2% | $17.00 | — | SPON ADR REP B | 74735M108 |
| PFLT | PENNANTPARK FLOATING RATE CA | 54,334 | $711 | 0.2% | $5.05 | +11.7% | COM | 70806A106 |
| — | GABELLI UTIL TR | 96,300 | $600 | 0.1% | $6.23 | — | COM | 36240A101 |
| — | MERRIMACK PHARMACEUTICALS IN | 74,434 | $599 | 0.1% | $11.04 | — | COM NEW | 590328209 |
| — | ATLANTIC COAST FINL CORP | 57,697 | $594 | 0.1% | $10.30 | — | COM | 048426100 |
| — | STUDENT TRANSN INC | 77,054 | $577 | 0.1% | $7.49 | — | COM | 86388A108 |
| — | VIACOM INC NEW | 17,807 | $553 | 0.1% | $30.99 | — | CL B | 92553P201 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 47,821 | $540 | 0.1% | $14.55 | -28.5% | COM | 33766Y100 |
| — | BAY BANCORP INC | 40,110 | $535 | 0.1% | $12.22 | — | COM | 07203T106 |
| OFS | OFS CAP CORP | 33,072 | $371 | 0.1% | $14.52 | -19.6% | COM | 67103B100 |
| — | AMTRUST FINL SVCS INC | 30,000 | $369 | 0.1% | $12.30 | — | COM | 032359309 |
| — | XCERRA CORP | 31,395 | $366 | 0.1% | $9.77 | — | COM | 98400J108 |
| AXTA | AXALTA COATING SYS LTD | 11,100 | $335 | 0.1% | $31.67 | -1.3% | COM | G0750C108 |
| — | PENSARE ACQUISITION CORP | 600,000 | $300 | 0.1% | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | DEUTSCHE STRATEGIC INCOME TR | 24,280 | $298 | 0.1% | $12.27 | — | SHS | 25160F109 |
| — | INDUSTREA ACQUISITION CORP | 500,000 | $274 | 0.1% | $0.42 | — | *W EXP 08/01/202 | 45579J112 |
| — | LAZYDAYS HLDGS INC | 26,785 | $269 | 0.1% | $10.04 | — | COM | 52110H100 |
| — | MORGAN STANLEY TRUSTS | 14,120 | $266 | 0.1% | $18.84 | — | INCOME SECS INC | 61745P874 |
| — | CONVERGEONE HLDGS INC | 23,400 | $216 | 0.0% | $9.23 | — | COM CL A | 212481105 |
| — | TIVO CORP | 14,000 | $190 | 0.0% | $13.57 | — | COM | 88870P106 |
| — | A H BELO CORP | 35,942 | $185 | 0.0% | $6.97 | — | COM CL A | 001282102 |
| — | ABERDEEN SINGAPORE FD INC | 13,200 | $175 | 0.0% | $13.26 | — | COM | 003244100 |
| — | PENSARE ACQUISITION CORP | 300,000 | $160 | 0.0% | $0.50 | — | *W EXP 07/27/202 | 70957E113 |
| — | ABERDEEN CHILE FD INC | 17,600 | $159 | 0.0% | $9.03 | — | COM | 00301W105 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $154 | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | MODERN MEDIA ACQUISITION | 324,000 | $144 | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | CONVERGEONE HLDGS INC | 117,000 | $140 | 0.0% | $1.20 | — | *W EXP 04/12/202 | 212481113 |
| — | KBL MERGER CORP IV | 400,000 | $140 | 0.0% | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| — | GABELLI EQUITY TR INC | 22,937 | $140 | 0.0% | $6.27 | — | COM | 362397101 |
| — | NOVELION THERAPEUTICS INC | 36,428 | $127 | 0.0% | $10.73 | — | COM NEW | 67001K202 |
| — | COMPUTER TASK GROUP INC | 15,100 | $124 | 0.0% | $8.21 | — | COM | 205477102 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $119 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | STEEL CONNECT INC | 54,804 | $116 | 0.0% | $2.12 | — | COM | 858098106 |
| — | CM SEVEN STAR ACQUISITION CO | 350,000 | $114 | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| LUNA | LUNA INNOVATIONS | 34,483 | $112 | 0.0% | $1.53 | +64.0% | COM | 550351100 |
| — | DRAPER OAKWOOD TECHNOLOGY | 180,000 | $103 | 0.0% | $0.52 | — | RIGHT 09/19/2018 | 26146L129 |
| — | MFS INVT GRADE MUN TR | 10,779 | $101 | 0.0% | $10.02 | — | SH BEN INT | 59318B108 |
| — | DEPOMED INC | 15,100 | $100 | 0.0% | $12.58 | — | COM | 249908104 |
| — | KBL MERGER CORP IV | 400,000 | $96 | 0.0% | $0.17 | — | *W EXP 01/15/202 | 48242A112 |
| — | MODERN MEDIA ACQUISITION | 180,000 | $94 | 0.0% | $0.36 | — | *W EXP 05/17/202 | 60765P111 |
| — | ADVENT CLAYMORE ENH GRW & IN | 10,933 | $87 | 0.0% | $8.69 | — | COM | 00765E104 |
| — | REALNETWORKS INC | 26,522 | $81 | 0.0% | $7.55 | — | COM NEW | 75605L708 |
| — | LEISURE ACQUISITION CORP | 111,000 | $80 | 0.0% | $0.99 | — | *W EXP 12/05/201 | 52539T115 |
| — | DRAPER OAKWOOD TECHNOLOGY | 90,000 | $76 | 0.0% | $0.61 | — | *W EXP 09/19/202 | 26146L111 |
| — | ESTRE AMBIENTAL INC | 124,450 | $72 | 0.0% | $0.75 | — | *W EXP 12/21/202 | G3206V118 |
| — | SANOFI | 155,177 | $66 | 0.0% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $66 | 0.0% | $0.41 | — | RIGHT 12/01/2022 | 089482129 |
| — | CM SEVEN STAR ACQUISITION CO | 175,000 | $61 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | CONSTELLATION ALPHA CAP CORP | 150,000 | $54 | 0.0% | $0.35 | — | RIGHT 99/99/9999 | G2379F132 |
| — | FINTECH ACQUISITION CORP II | 40,600 | $54 | 0.0% | $1.38 | — | *W EXP 01/19/202 | 31810G117 |
| — | WRIGHT MED GROUP N V | 38,308 | $52 | 0.0% | $1.02 | — | RIGHT 03/01/2019 | N96617126 |
| — | BISON CAP ACQUISITION CORP | 100,000 | $50 | 0.0% | $0.38 | — | RIGHT 03/20/2019 | G1142P138 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 150,000 | $50 | 0.0% | $0.40 | — | *W EXP 99/99/999 | G0726L117 |
| — | HAYMAKER ACQUISITION CORP | 50,000 | $41 | 0.0% | $0.80 | — | *W EXP 10/27/202 | 420870115 |
| — | KLONDEX MNS LTD | 16,934 | $40 | 0.0% | $2.36 | — | COM | 498696103 |
| — | CONSTELLATION ALPHA CAP CORP | 150,000 | $37 | 0.0% | $0.26 | — | *W EXP 03/23/202 | G2379F116 |
| — | BIG ROCK PARTNERS ACQUISI CO | 82,500 | $31 | 0.0% | $0.46 | — | *W EXP 12/01/202 | 089482111 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $20 | 0.0% | $0.36 | — | *W EXP 06/20/202 | G1142P112 |
| — | TRANS WORLD ENTMT CORP | 10,400 | $13 | 0.0% | $3.85 | — | COM | 89336Q100 |