CIK: 0001584639 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 9, 2019
Total Value ($000): $510,311 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ALTABA INC | 1,013,504 | $70,307 | 13.8% | $67.08 | — | COM | 021346101 |
| — | L3 TECHNOLOGIES INC | 133,906 | $32,830 | 6.4% | $245.17 | — | COM | 502413107 |
| — | RED HAT INC | 132,051 | $24,794 | 4.9% | $182.60 | — | COM | 756577102 |
| — | TRIBUNE MEDIA CO | 501,809 | $23,194 | 4.5% | $44.85 | — | CL A | 896047503 |
| — | CELGENE CORP | 200,820 | $18,564 | 3.6% | $93.47 | — | COM | 151020104 |
| — | ANADARKO PETE CORP | 256,200 | $18,077 | 3.5% | $70.56 | — | COM | 032511107 |
| — | FIRST DATA CORP NEW | 658,607 | $17,828 | 3.5% | $26.82 | — | COM CL A | 32008D106 |
| — | CORNERSTONE STRATEGIC VALUE | 1,334,213 | $15,530 | 3.0% | $14.05 | — | COM | 21924B302 |
| STC | STEWART INFORMATION SVCS COR | 270,466 | $10,951 | 2.1% | $42.83 | -0.9% | COM | 860372101 |
| — | MELLANOX TECHNOLOGIES LTD | 92,900 | $10,281 | 2.0% | $113.65 | — | SHS | M51363113 |
| — | SAFEGUARD SCIENTIFICS INC | 814,743 | $9,834 | 1.9% | $14.58 | — | COM NEW | 786449207 |
| — | WORLDPAY INC | 77,150 | $9,455 | 1.9% | $122.55 | — | CL A | 981558109 |
| — | CORNERSTONE TOTAL RTRN FD IN | 762,330 | $8,630 | 1.7% | $13.91 | — | COM | 21924U300 |
| — | DISCOVERY INC | 295,852 | $8,417 | 1.6% | $24.92 | — | COM SER C | 25470F302 |
| — | WABCO HLDGS INC | 62,561 | $8,296 | 1.6% | $132.61 | — | COM | 92927K102 |
| — | VERSUM MATLS INC | 160,750 | $8,291 | 1.6% | $51.58 | — | COM | 92532W103 |
| STC | STEWART INFORMATION SVCS COR | 186,100 | $7,535 | 1.5% | $42.83 | -0.9% | Put | 860372101 |
| — | PURE ACQUISITION CORP | 700,000 | $7,483 | 1.5% | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | IAC INTERACTIVECORP | 31,850 | $6,928 | 1.4% | $177.28 | — | COM | 44919P508 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 362,415 | $6,857 | 1.3% | $19.28 | — | COM NEW | 65340G205 |
| — | SPARK THERAPEUTICS INC | 66,300 | $6,788 | 1.3% | $102.38 | — | COM | 84652J103 |
| — | ALLERGAN PLC | 40,150 | $6,722 | 1.3% | $167.42 | — | SHS | G0177J108 |
| — | PENSARE ACQUISITION CORP | 600,000 | $6,228 | 1.2% | $9.68 | — | COM | 70957E105 |
| DIS | DISNEY WALT CO | 40,900 | $5,711 | 1.1% | $107.88 | +18.7% | COM DISNEY | 254687106 |
| — | TABLEAU SOFTWARE INC | 30,200 | $5,014 | 1.0% | $166.03 | — | CL A | 87336U105 |
| — | SPARK THERAPEUTICS INC | 41,900 | $4,290 | 0.8% | $102.38 | — | Put | 84652J103 |
| — | GIGCAPITAL INC | 408,750 | $4,210 | 0.8% | $10.20 | — | COM | 37518N106 |
| — | KBL MERGER CORP IV | 400,000 | $4,188 | 0.8% | $9.72 | — | COM | 48242A104 |
| — | MONOCLE ACQUISITION CORP | 400,000 | $4,120 | 0.8% | $10.08 | — | UNIT 99/99/9999 | 609754205 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $4,059 | 0.8% | $9.68 | — | COM | 09216T107 |
| OPLN | KAR AUCTION SVCS INC | 160,833 | $4,021 | 0.8% | $21.54 | 0.0% | COM | 48238T109 |
| — | GIGCAPITAL2 INC | 400,000 | $4,012 | 0.8% | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| — | TRINITY MERGER CORP | 371,868 | $3,953 | 0.8% | $10.06 | — | UNIT 05/11/2025 | 89653L205 |
| — | REAVES UTIL INCOME FD | 108,597 | $3,888 | 0.8% | $30.94 | — | COM SH BEN INT | 756158101 |
| — | THUNDER BRIDGE ACQUISITION L | 370,693 | $3,866 | 0.8% | $10.07 | — | SHS CLASS A | G8857R100 |
| — | TKK SYMPHONY ACQUISITION COR | 372,000 | $3,820 | 0.7% | $10.13 | — | UNIT 08/15/2023 | G88950111 |
| — | MODERN MEDIA ACQUISITION | 360,000 | $3,766 | 0.7% | $9.77 | — | COM | 60765P103 |
| — | SPARK THERAPEUTICS INC | 35,900 | $3,675 | 0.7% | $102.38 | — | Call | 84652J103 |
| — | BUCKEYE PARTNERS L P | 75,000 | $3,079 | 0.6% | $41.05 | — | UNIT LTD PARTN | 118230101 |
| — | GLOBAL BRASS & COPPR HLDGS I | 66,615 | $2,913 | 0.6% | $43.73 | — | COM | 37953G103 |
| — | RED HAT INC | 15,400 | $2,892 | 0.6% | $182.60 | — | Call | 756577102 |
| — | LIBERTY EXPEDIA HLDGS INC | 60,052 | $2,870 | 0.6% | $47.79 | — | SER A COM | 53046P109 |
| T | AT&T INC | 83,929 | $2,812 | 0.6% | $14.48 | +4.2% | COM | 00206R102 |
| — | PROFICIENT ALPHA ACQUSTN COR | 275,000 | $2,764 | 0.5% | $10.05 | — | UNIT 04/30/2026 | 74317H204 |
| — | TWELVE SEAS INVESTMENT COMPA | 270,000 | $2,743 | 0.5% | $10.16 | — | SHS | G9145A107 |
| — | LF CAP ACQUISITION CORP | 250,000 | $2,605 | 0.5% | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| — | GRAF INDL CORP | 240,000 | $2,474 | 0.5% | $10.01 | — | UNIT 12/31/2025 | 384278206 |
| — | ROYCE VALUE TR INC | 175,827 | $2,448 | 0.5% | $15.72 | — | COM | 780910105 |
| — | TUSCAN HOLDINGS CORP | 225,000 | $2,385 | 0.5% | $10.43 | — | UNIT 99/99/9999 | 90069K203 |
| FOXA | FOX CORP | 64,272 | $2,355 | 0.5% | $35.41 | -5.2% | CL A COM | 35137L105 |
| — | LEISURE ACQUISITION CORP | 222,000 | $2,249 | 0.4% | $9.41 | — | COM | 52539T107 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 213,333 | $2,172 | 0.4% | $9.96 | — | UNIT 12/31/2023 | 80821R208 |
| — | GORDON POINTE ACQUISITION CO | 200,000 | $2,120 | 0.4% | $10.33 | — | UNIT 01/18/2023 | 382788206 |
| — | TIBERIUS ACQUISITION CORP | 200,000 | $2,102 | 0.4% | $10.06 | — | UNIT 02/28/2021 | 88633A206 |
| — | ALLEGRO MERGER CORP | 200,000 | $2,102 | 0.4% | $10.27 | — | UNIT 12/31/2023 | 01749N301 |
| L | LOEWS CORP | 38,398 | $2,099 | 0.4% | $45.06 | +10.7% | COM | 540424108 |
| — | OAKTREE CAP GROUP LLC | 39,274 | $1,946 | 0.4% | $49.55 | — | UNIT CL A | 674001201 |
| ELAN | ELANCO ANIMAL HEALTH INC | 57,457 | $1,942 | 0.4% | $30.77 | +5.5% | COM | 28414H103 |
| — | TORTOISE MIDSTRM ENERGY FD I | 140,197 | $1,891 | 0.4% | $16.63 | — | COM | 89148B101 |
| — | GX ACQUISITION CORP | 187,000 | $1,879 | 0.4% | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| — | AVAYA HLDGS CORP | 153,600 | $1,829 | 0.4% | $11.91 | — | COM | 05351X101 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $1,721 | 0.3% | $9.72 | — | COM | 089482103 |
| — | FINTECH ACQUISITION CORP III | 160,000 | $1,713 | 0.3% | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | ENTEGRA FINL CORP | 54,100 | $1,629 | 0.3% | $30.11 | — | COM | 29363J108 |
| — | TRINE ACQUISITION CORP | 160,000 | $1,616 | 0.3% | $10.02 | — | UNIT 03/31/2021 | 89628U207 |
| — | MUDRICK CAP ACQUISITION CORP | 150,000 | $1,589 | 0.3% | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | HL ACQUISITIONS CORP | 144,000 | $1,518 | 0.3% | $10.06 | — | UNIT 06/21/2023 | G4603R114 |
| — | STEWARDSHIP FINL CORP | 97,000 | $1,500 | 0.3% | $15.46 | — | COM | 860326107 |
| — | EL PASO ELEC CO | 22,714 | $1,485 | 0.3% | $65.38 | — | COM NEW | 283677854 |
| — | ABERDEEN EMRG MRKTS EQT INM | 202,086 | $1,477 | 0.3% | $7.27 | — | COM | 00301W105 |
| — | HOPFED BANCORP INC | 76,341 | $1,448 | 0.3% | $19.70 | — | COM | 439734104 |
| — | ZAYO GROUP HLDGS INC | 41,700 | $1,372 | 0.3% | $30.31 | — | COM | 98919V105 |
| — | MORGAN STANLEY INDIA INVS FD | 62,977 | $1,321 | 0.3% | $23.45 | — | COM | 61745C105 |
| — | NII HLDGS INC | 781,400 | $1,321 | 0.3% | $1.96 | — | COM PAR | 62913F508 |
| — | PIVOTAL ACQUISITION CORP | 129,000 | $1,309 | 0.3% | $10.15 | — | CL A COM | 72583A101 |
| — | FORUM MERGER II CORP | 120,000 | $1,273 | 0.2% | $10.11 | — | UNIT 09/30/2025 | 34986F202 |
| — | OPES ACQUISITION CORP | 120,730 | $1,265 | 0.2% | $10.06 | — | UNIT 03/07/2023 | 68373P209 |
| — | LIBERTY ALL-STAR GROWTH FD I | 205,400 | $1,195 | 0.2% | $4.39 | — | COM | 529900102 |
| AXTA | AXALTA COATING SYS LTD | 39,900 | $1,188 | 0.2% | $26.51 | 0.0% | COM | G0750C108 |
| — | AQUANTIA CORP | 85,760 | $1,117 | 0.2% | $13.02 | — | COM | 03842Q108 |
| — | AMCI ACQUISITION CORP | 100,000 | $1,022 | 0.2% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | ACT II GLOBAL ACQUISITION CO | 100,000 | $1,012 | 0.2% | $10.12 | — | UNIT 04/30/2026 | G0080J112 |
| — | B RILEY PRINCIPAL MERGER COR | 100,500 | $1,003 | 0.2% | $9.98 | — | UNIT 99/99/9999 | 05586Y205 |
| — | MBT FINL CORP | 97,480 | $977 | 0.2% | $9.67 | — | COM | 578877102 |
| — | FRANKLIN LTD DURATION INC TR | 100,520 | $968 | 0.2% | $9.02 | — | COM | 35472T101 |
| — | CHASERG TECHNLGY ACQUISITN C | 91,060 | $932 | 0.2% | $9.99 | — | UNIT 09/30/2023 | 16166A202 |
| BKD | BROOKDALE SR LIVING INC | 127,900 | $922 | 0.2% | $12.96 | -49.1% | COM | 112463104 |
| — | CYPRESS SEMICONDUCTOR CORP | 40,000 | $890 | 0.2% | $22.25 | — | COM | 232806109 |
| — | FINISAR CORP | 35,000 | $800 | 0.2% | $22.86 | — | COM NEW | 31787A507 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 29,200 | $788 | 0.2% | $31.56 | — | SHS CL A | G5480U104 |
| — | INSURANCE ACQUISITION CORP | 75,000 | $776 | 0.2% | $10.11 | — | UNIT 03/31/2024 | 457867307 |
| — | THUNDER BRIDGE ACQUISITION L | 379,600 | $767 | 0.2% | $0.72 | — | *W EXP 01/01/202 | G8857R126 |
| — | CUSHING RENAISSANCE FD | 53,464 | $754 | 0.1% | $14.10 | — | COM | 231647108 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 78,573 | $732 | 0.1% | $13.77 | -20.6% | COM | 33766Y100 |
| — | NIELSEN HLDGS PLC | 30,300 | $685 | 0.1% | $23.67 | — | SHS EUR | G6518L108 |
| PFLT | PENNANTPARK FLOATING RATE CA | 54,334 | $628 | 0.1% | $5.05 | +16.4% | COM | 70806A106 |
| — | CITIZENS FIRST CORP | 23,096 | $593 | 0.1% | $25.68 | — | COM | 17462Q107 |
| — | LONGEVITY ACQUISITION CORP | 50,000 | $518 | 0.1% | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | HAYMAKER ACQUISITION CORP II | 50,000 | $511 | 0.1% | $10.22 | — | UNIT 10/31/2026 | 42087L200 |
| FSBW | FS BANCORP INC | 9,469 | $491 | 0.1% | $19.46 | +7.9% | COM | 30263Y104 |
| LILA | LIBERTY LATIN AMERICA LTD | 25,623 | $441 | 0.1% | $20.73 | -13.1% | COM CL A | G9001E102 |
| TSLA | TESLA INC | 1,847 | $413 | 0.1% | $15.56 | 0.0% | COM | 88160R101 |
| BBCP | CONCRETE PUMPING HLDGS INC | 80,246 | $411 | 0.1% | $5.05 | 0.0% | COM | 206704108 |
| — | MERRIMACK PHARMACEUTICALS IN | 66,934 | $405 | 0.1% | $11.04 | — | COM NEW | 590328209 |
| BMY | BRISTOL MYERS SQUIBB CO | 8,000 | $363 | 0.1% | — | — | Put | 110122108 |
| — | BLACKROCK CR ALLCTN INC TR | 26,487 | $344 | 0.1% | $12.99 | — | COM | 092508100 |
| — | GIGCAPITAL INC | 555,000 | $289 | 0.1% | $0.65 | — | RIGHT 03/06/2020 | 37518N114 |
| OFS | OFS CAP CORP | 23,170 | $278 | 0.1% | $14.52 | -15.4% | COM | 67103B100 |
| — | RIVERNORTH MARKETPLACE LENDI | 13,067 | $267 | 0.1% | $20.43 | — | COM | 76882B108 |
| — | HIGHLAND INCOME FUND | 14,002 | $194 | 0.0% | $13.86 | — | HIGHLAND INCOME | 43010E404 |
| — | GABELLI CONV&INCOM SECS FD I | 35,502 | $182 | 0.0% | $4.39 | — | COM | 36240B109 |
| — | RITE AID CORP | 21,901 | $175 | 0.0% | $7.99 | — | COM | 767754872 |
| — | PIVOTAL ACQUISITION CORP | 129,000 | $174 | 0.0% | $1.35 | — | *W EXP 12/01/202 | 72583A119 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $166 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $162 | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | A H BELO CORP | 35,942 | $133 | 0.0% | $6.97 | — | COM CL A | 001282102 |
| BIOX | BIOCERES CROP SOLUTIONS CORP | 25,119 | $133 | 0.0% | $8.27 | -43.7% | SHS | G1117K114 |
| — | LAZYDAYS HLDGS INC | 25,758 | $129 | 0.0% | $10.04 | — | COM | 52110H100 |
| — | GIGCAPITAL INC | 416,250 | $125 | 0.0% | $0.28 | — | *W EXP 06/08/202 | 37518N122 |
| — | PENSARE ACQUISITION CORP | 600,000 | $108 | 0.0% | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | TIVO CORP | 14,000 | $103 | 0.0% | $13.57 | — | COM | 88870P106 |
| — | STEEL CONNECT INC | 54,804 | $100 | 0.0% | $2.12 | — | COM | 858098106 |
| — | HERTZ GLOBAL HLDGS INC | 50,000 | $98 | 0.0% | $1.96 | — | RIGHT 07/12/2019 | 42806J114 |
| — | MODERN MEDIA ACQUISITION | 324,000 | $94 | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | KAIXIN AUTO HLDGS | 42,500 | $94 | 0.0% | $2.21 | — | SHS | G5223X100 |
| — | KBL MERGER CORP IV | 400,000 | $88 | 0.0% | $0.29 | — | RIGHT 09/09/2019 | 48242A120 |
| — | TWELVE SEAS INVESTMENT COMPA | 270,000 | $84 | 0.0% | $0.31 | — | RIGHT 12/22/2019 | G9145A131 |
| — | BIOCERES CROP SOLUTIONS CORP | 251,200 | $83 | 0.0% | $0.27 | — | *W EXP 03/14/202 | G1117K106 |
| — | SANOFI | 155,177 | $81 | 0.0% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| HL | HECLA MNG CO | 36,412 | $66 | 0.0% | $2.94 | -39.9% | COM | 422704106 |
| — | LEISURE ACQUISITION CORP | 111,000 | $63 | 0.0% | $0.99 | — | *W EXP 12/05/201 | 52539T115 |
| — | KBL MERGER CORP IV | 400,000 | $60 | 0.0% | $0.17 | — | *W EXP 01/15/202 | 48242A112 |
| — | TWELVE SEAS INVESTMENT COMPA | 270,000 | $57 | 0.0% | $0.21 | — | *W EXP 12/22/202 | G9145A115 |
| — | REALNETWORKS INC | 26,522 | $50 | 0.0% | $7.55 | — | COM NEW | 75605L708 |
| — | MEDLEY MGMT INC | 18,508 | $46 | 0.0% | $5.24 | — | CL A COM | 58503T106 |
| TSLA | TESLA INC | 200 | $45 | 0.0% | $15.56 | 0.0% | Call | 88160R101 |
| — | PENSARE ACQUISITION CORP | 300,000 | $44 | 0.0% | $0.50 | — | *W EXP 07/27/202 | 70957E113 |
| — | MODERN MEDIA ACQUISITION | 180,000 | $40 | 0.0% | $0.36 | — | *W EXP 05/17/202 | 60765P111 |
| — | ASSERTIO THERAPEUTICS INC | 10,100 | $35 | 0.0% | $5.84 | — | COM | 04545L107 |
| — | XYNOMIC PHARMACUTCLS HLDNG I | 10,000 | $34 | 0.0% | $3.40 | — | COM | 98421X102 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $31 | 0.0% | $0.41 | — | RIGHT 12/01/2022 | 089482129 |
| — | NOVELION THERAPEUTICS INC | 36,428 | $28 | 0.0% | $10.73 | — | COM NEW | 67001K202 |
| — | CONSTELLATION ALPHA CAP CORP | 150,000 | $27 | 0.0% | $0.35 | — | RIGHT 99/99/9999 | G2379F132 |
| — | BIG ROCK PARTNERS ACQUISI CO | 82,500 | $18 | 0.0% | $0.46 | — | *W EXP 12/01/202 | 089482111 |
| — | CONSTELLATION ALPHA CAP CORP | 150,000 | $11 | 0.0% | $0.26 | — | *W EXP 03/23/202 | G2379F116 |
| — | XYNOMIC PHARMACUTCLS HLDNG I | 50,000 | $11 | 0.0% | $0.22 | — | *W EXP 05/15/202 | 98421X110 |
| — | CUSHING RENAISSANCE FD | 54,264 | $11 | 0.0% | $0.20 | — | RIGHT 07/18/2019 | 231647124 |
| — | ESTRE AMBIENTAL INC | 124,450 | $4 | 0.0% | $0.75 | — | *W EXP 12/21/202 | G3206V118 |
| — | TRANS WORLD ENTMT CORP | 10,400 | $3 | 0.0% | $3.85 | — | COM | 89336Q100 |