Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	ALTABA INC	1,013,504	$70.31M	13.8%	$67.08	—	COM	021346101
—	L3 TECHNOLOGIES INC	133,906	$32.83M	6.4%	$245.17	—	COM	502413107
—	RED HAT INC	132,051	$24.79M	4.9%	$182.60	—	COM	756577102
—	TRIBUNE MEDIA CO	501,809	$23.19M	4.5%	$44.85	—	CL A	896047503
—	CELGENE CORP	200,820	$18.56M	3.6%	$93.47	—	COM	151020104
—	ANADARKO PETE CORP	256,200	$18.08M	3.5%	$70.56	—	COM	032511107
—	FIRST DATA CORP NEW	658,607	$17.83M	3.5%	$26.82	—	COM CL A	32008D106
—	CORNERSTONE STRATEGIC VALUE	1,334,213	$15.53M	3.0%	$14.05	—	COM	21924B302
STC	STEWART INFORMATION SVCS COR	270,466	$10.95M	2.1%	$42.83	-0.9%	COM	860372101
—	MELLANOX TECHNOLOGIES LTD	92,900	$10.28M	2.0%	$113.65	—	SHS	M51363113
—	SAFEGUARD SCIENTIFICS INC	814,743	$9.834M	1.9%	$14.58	—	COM NEW	786449207
—	WORLDPAY INC	77,150	$9.455M	1.9%	$122.55	—	CL A	981558109
—	CORNERSTONE TOTAL RTRN FD IN	762,330	$8.63M	1.7%	$13.91	—	COM	21924U300
—	DISCOVERY INC	295,852	$8.417M	1.6%	$24.92	—	COM SER C	25470F302
—	WABCO HLDGS INC	62,561	$8.296M	1.6%	$132.61	—	COM	92927K102
—	VERSUM MATLS INC	160,750	$8.291M	1.6%	$51.58	—	COM	92532W103
STC	STEWART INFORMATION SVCS COR	186,100	$7.535M	1.5%	$42.83	-0.9%	Put	860372101
—	PURE ACQUISITION CORP	700,000	$7.483M	1.5%	$10.25	—	UNIT 04/13/2023	74621Q205
—	IAC INTERACTIVECORP	31,850	$6.928M	1.4%	$177.28	—	COM	44919P508
NXDT	NEXPOINT STRATEGIC OPORTUNT	362,415	$6.857M	1.3%	$19.28	—	COM NEW	65340G205
—	SPARK THERAPEUTICS INC	66,300	$6.788M	1.3%	$102.38	—	COM	84652J103
—	ALLERGAN PLC	40,150	$6.722M	1.3%	$167.42	—	SHS	G0177J108
—	PENSARE ACQUISITION CORP	600,000	$6.228M	1.2%	$9.68	—	COM	70957E105
DIS	DISNEY WALT CO	40,900	$5.711M	1.1%	$107.88	+18.7%	COM DISNEY	254687106
—	TABLEAU SOFTWARE INC	30,200	$5.014M	1.0%	$166.03	—	CL A	87336U105
—	SPARK THERAPEUTICS INC	41,900	$4.29M	0.8%	$102.38	—	Put	84652J103
—	GIGCAPITAL INC	408,750	$4.21M	0.8%	$10.20	—	COM	37518N106
—	KBL MERGER CORP IV	400,000	$4.188M	0.8%	$9.72	—	COM	48242A104
—	MONOCLE ACQUISITION CORP	400,000	$4.12M	0.8%	$10.08	—	UNIT 99/99/9999	609754205
—	BLACK RIDGE ACQUISITION CORP	396,000	$4.059M	0.8%	$9.68	—	COM	09216T107
OPLN	KAR AUCTION SVCS INC	160,833	$4.021M	0.8%	$21.54	0.0%	COM	48238T109
—	GIGCAPITAL2 INC	400,000	$4.012M	0.8%	$10.03	—	UNIT 02/28/2026	375036209
—	TRINITY MERGER CORP	371,868	$3.953M	0.8%	$10.06	—	UNIT 05/11/2025	89653L205
—	REAVES UTIL INCOME FD	108,597	$3.888M	0.8%	$30.94	—	COM SH BEN INT	756158101
—	THUNDER BRIDGE ACQUISITION L	370,693	$3.866M	0.8%	$10.07	—	SHS CLASS A	G8857R100
—	TKK SYMPHONY ACQUISITION COR	372,000	$3.82M	0.7%	$10.13	—	UNIT 08/15/2023	G88950111
—	MODERN MEDIA ACQUISITION	360,000	$3.766M	0.7%	$9.77	—	COM	60765P103
—	SPARK THERAPEUTICS INC	35,900	$3.675M	0.7%	$102.38	—	Call	84652J103
—	BUCKEYE PARTNERS L P	75,000	$3.079M	0.6%	$41.05	—	UNIT LTD PARTN	118230101
—	GLOBAL BRASS & COPPR HLDGS I	66,615	$2.913M	0.6%	$43.73	—	COM	37953G103
—	RED HAT INC	15,400	$2.892M	0.6%	$182.60	—	Call	756577102
—	LIBERTY EXPEDIA HLDGS INC	60,052	$2.87M	0.6%	$47.79	—	SER A COM	53046P109
T	AT&T INC	83,929	$2.812M	0.6%	$14.48	+4.2%	COM	00206R102
—	PROFICIENT ALPHA ACQUSTN COR	275,000	$2.764M	0.5%	$10.05	—	UNIT 04/30/2026	74317H204
—	TWELVE SEAS INVESTMENT COMPA	270,000	$2.743M	0.5%	$10.16	—	SHS	G9145A107
—	LF CAP ACQUISITION CORP	250,000	$2.605M	0.5%	$10.07	—	UNIT 06/19/2025	50200K207
—	GRAF INDL CORP	240,000	$2.474M	0.5%	$10.01	—	UNIT 12/31/2025	384278206
—	ROYCE VALUE TR INC	175,827	$2.448M	0.5%	$15.72	—	COM	780910105
—	TUSCAN HOLDINGS CORP	225,000	$2.385M	0.5%	$10.43	—	UNIT 99/99/9999	90069K203
FOXA	FOX CORP	64,272	$2.355M	0.5%	$35.41	-5.2%	CL A COM	35137L105
—	LEISURE ACQUISITION CORP	222,000	$2.249M	0.4%	$9.41	—	COM	52539T107
—	SCHULTZE SPL PURP ACQUSTN CO	213,333	$2.172M	0.4%	$9.96	—	UNIT 12/31/2023	80821R208
—	GORDON POINTE ACQUISITION CO	200,000	$2.12M	0.4%	$10.33	—	UNIT 01/18/2023	382788206
—	TIBERIUS ACQUISITION CORP	200,000	$2.102M	0.4%	$10.06	—	UNIT 02/28/2021	88633A206
—	ALLEGRO MERGER CORP	200,000	$2.102M	0.4%	$10.27	—	UNIT 12/31/2023	01749N301
L	LOEWS CORP	38,398	$2.099M	0.4%	$45.06	+10.7%	COM	540424108
—	OAKTREE CAP GROUP LLC	39,274	$1.946M	0.4%	$49.55	—	UNIT CL A	674001201
ELAN	ELANCO ANIMAL HEALTH INC	57,457	$1.942M	0.4%	$30.77	+5.5%	COM	28414H103
—	TORTOISE MIDSTRM ENERGY FD I	140,197	$1.891M	0.4%	$16.63	—	COM	89148B101
—	GX ACQUISITION CORP	187,000	$1.879M	0.4%	$10.05	—	UNIT 05/24/2026	36251A206
—	AVAYA HLDGS CORP	153,600	$1.829M	0.4%	$11.91	—	COM	05351X101
—	BIG ROCK PARTNERS ACQUISI CO	165,000	$1.721M	0.3%	$9.72	—	COM	089482103
—	FINTECH ACQUISITION CORP III	160,000	$1.713M	0.3%	$10.00	—	UNIT 12/01/2023	31811A309
—	ENTEGRA FINL CORP	54,100	$1.629M	0.3%	$30.11	—	COM	29363J108
—	TRINE ACQUISITION CORP	160,000	$1.616M	0.3%	$10.02	—	UNIT 03/31/2021	89628U207
—	MUDRICK CAP ACQUISITION CORP	150,000	$1.589M	0.3%	$10.22	—	UNIT 02/01/2023	624745204
—	HL ACQUISITIONS CORP	144,000	$1.518M	0.3%	$10.06	—	UNIT 06/21/2023	G4603R114
—	STEWARDSHIP FINL CORP	97,000	$1.5M	0.3%	$15.46	—	COM	860326107
—	EL PASO ELEC CO	22,714	$1.485M	0.3%	$65.38	—	COM NEW	283677854
—	ABERDEEN EMRG MRKTS EQT INM	202,086	$1.477M	0.3%	$7.27	—	COM	00301W105
—	HOPFED BANCORP INC	76,341	$1.448M	0.3%	$19.70	—	COM	439734104
—	ZAYO GROUP HLDGS INC	41,700	$1.372M	0.3%	$30.31	—	COM	98919V105
—	NII HLDGS INC	781,400	$1.321M	0.3%	$1.96	—	COM PAR	62913F508
—	MORGAN STANLEY INDIA INVS FD	62,977	$1.321M	0.3%	$23.45	—	COM	61745C105
—	PIVOTAL ACQUISITION CORP	129,000	$1.309M	0.3%	$10.15	—	CL A COM	72583A101
—	FORUM MERGER II CORP	120,000	$1.273M	0.2%	$10.11	—	UNIT 09/30/2025	34986F202
—	OPES ACQUISITION CORP	120,730	$1.265M	0.2%	$10.06	—	UNIT 03/07/2023	68373P209
—	LIBERTY ALL-STAR GROWTH FD I	205,400	$1.195M	0.2%	$4.39	—	COM	529900102
AXTA	AXALTA COATING SYS LTD	39,900	$1.188M	0.2%	$26.51	0.0%	COM	G0750C108
—	AQUANTIA CORP	85,760	$1.117M	0.2%	$13.02	—	COM	03842Q108
—	AMCI ACQUISITION CORP	100,000	$1.022M	0.2%	$9.95	—	UNIT 01/07/2019	00165R200
—	ACT II GLOBAL ACQUISITION CO	100,000	$1.012M	0.2%	$10.12	—	UNIT 04/30/2026	G0080J112
—	B RILEY PRINCIPAL MERGER COR	100,500	$1.003M	0.2%	$9.98	—	UNIT 99/99/9999	05586Y205
—	MBT FINL CORP	97,480	$977K	0.2%	$9.67	—	COM	578877102
—	FRANKLIN LTD DURATION INC TR	100,520	$968K	0.2%	$9.02	—	COM	35472T101
—	CHASERG TECHNLGY ACQUISITN C	91,060	$932K	0.2%	$9.99	—	UNIT 09/30/2023	16166A202
BKD	BROOKDALE SR LIVING INC	127,900	$922K	0.2%	$12.96	-49.1%	COM	112463104
—	CYPRESS SEMICONDUCTOR CORP	40,000	$890K	0.2%	$22.25	—	COM	232806109
—	FINISAR CORP	35,000	$800K	0.2%	$22.86	—	COM NEW	31787A507
LBTYAUSD	LIBERTY GLOBAL PLC	29,200	$788K	0.2%	$31.56	—	SHS CL A	G5480U104
—	INSURANCE ACQUISITION CORP	75,000	$776K	0.2%	$10.11	—	UNIT 03/31/2024	457867307
—	THUNDER BRIDGE ACQUISITION L	379,600	$767K	0.2%	$0.72	—	*W EXP 01/01/202	G8857R126
—	CUSHING RENAISSANCE FD	53,464	$754K	0.1%	$14.10	—	COM	231647108
SVVC	FIRSTHAND TECH VALUE FD INC	78,573	$732K	0.1%	$13.77	-20.6%	COM	33766Y100
—	NIELSEN HLDGS PLC	30,300	$685K	0.1%	$23.67	—	SHS EUR	G6518L108
PFLT	PENNANTPARK FLOATING RATE CA	54,334	$628K	0.1%	$5.05	+16.4%	COM	70806A106
—	CITIZENS FIRST CORP	23,096	$593K	0.1%	$25.68	—	COM	17462Q107
—	LONGEVITY ACQUISITION CORP	50,000	$518K	0.1%	$10.24	—	UNIT 08/29/2024	G56372108
—	HAYMAKER ACQUISITION CORP II	50,000	$511K	0.1%	$10.22	—	UNIT 10/31/2026	42087L200
FSBW	FS BANCORP INC	9,469	$491K	0.1%	$19.46	+7.9%	COM	30263Y104
LILA	LIBERTY LATIN AMERICA LTD	25,623	$441K	0.1%	$20.73	-13.1%	COM CL A	G9001E102
TSLA	TESLA INC	1,847	$413K	0.1%	$15.56	0.0%	COM	88160R101
BBCP	CONCRETE PUMPING HLDGS INC	80,246	$411K	0.1%	$5.05	0.0%	COM	206704108
—	MERRIMACK PHARMACEUTICALS IN	66,934	$405K	0.1%	$11.04	—	COM NEW	590328209
BMY	BRISTOL MYERS SQUIBB CO	8,000	$363K	0.1%	—	—	Put	110122108
—	BLACKROCK CR ALLCTN INC TR	26,487	$344K	0.1%	$12.99	—	COM	092508100
—	GIGCAPITAL INC	555,000	$289K	0.1%	$0.65	—	RIGHT 03/06/2020	37518N114
OFS	OFS CAP CORP	23,170	$278K	0.1%	$14.52	-15.4%	COM	67103B100
—	RIVERNORTH MARKETPLACE LENDI	13,067	$267K	0.1%	$20.43	—	COM	76882B108
—	HIGHLAND INCOME FUND	14,002	$194K	0.0%	$13.86	—	HIGHLAND INCOME	43010E404
—	GABELLI CONV&INCOM SECS FD I	35,502	$182K	0.0%	$4.39	—	COM	36240B109
—	RITE AID CORP	21,901	$175K	0.0%	$7.99	—	COM	767754872
—	PIVOTAL ACQUISITION CORP	129,000	$174K	0.0%	$1.35	—	*W EXP 12/01/202	72583A119
—	BLACK RIDGE ACQUISITION CORP	396,000	$166K	0.0%	$0.28	—	RIGHT 07/10/2019	09216T123
—	BLACK RIDGE ACQUISITION CORP	396,000	$162K	0.0%	$0.33	—	*W EXP 07/10/202	09216T115
—	A H BELO CORP	35,942	$133K	0.0%	$6.97	—	COM CL A	001282102
BIOX	BIOCERES CROP SOLUTIONS CORP	25,119	$133K	0.0%	$8.27	-43.7%	SHS	G1117K114
—	LAZYDAYS HLDGS INC	25,758	$129K	0.0%	$10.04	—	COM	52110H100
—	GIGCAPITAL INC	416,250	$125K	0.0%	$0.28	—	*W EXP 06/08/202	37518N122
—	PENSARE ACQUISITION CORP	600,000	$108K	0.0%	$0.40	—	RIGHT 99/99/9999	70957E121
—	TIVO CORP	14,000	$103K	0.0%	$13.57	—	COM	88870P106
—	STEEL CONNECT INC	54,804	$100K	0.0%	$2.12	—	COM	858098106
—	HERTZ GLOBAL HLDGS INC	50,000	$98,000	0.0%	$1.96	—	RIGHT 07/12/2019	42806J114
—	KAIXIN AUTO HLDGS	42,500	$94,000	0.0%	$2.21	—	SHS	G5223X100
—	MODERN MEDIA ACQUISITION	324,000	$94,000	0.0%	$0.38	—	RIGHT 99/99/9999	60765P129
—	KBL MERGER CORP IV	400,000	$88,000	0.0%	$0.29	—	RIGHT 09/09/2019	48242A120
—	TWELVE SEAS INVESTMENT COMPA	270,000	$84,000	0.0%	$0.31	—	RIGHT 12/22/2019	G9145A131
—	BIOCERES CROP SOLUTIONS CORP	251,200	$83,000	0.0%	$0.27	—	*W EXP 03/14/202	G1117K106
—	SANOFI	155,177	$81,000	0.0%	$0.34	—	RIGHT 12/31/2020	80105N113
HL	HECLA MNG CO	36,412	$66,000	0.0%	$2.94	-39.9%	COM	422704106
—	LEISURE ACQUISITION CORP	111,000	$63,000	0.0%	$0.99	—	*W EXP 12/05/201	52539T115
—	KBL MERGER CORP IV	400,000	$60,000	0.0%	$0.17	—	*W EXP 01/15/202	48242A112
—	TWELVE SEAS INVESTMENT COMPA	270,000	$57,000	0.0%	$0.21	—	*W EXP 12/22/202	G9145A115
—	REALNETWORKS INC	26,522	$50,000	0.0%	$7.55	—	COM NEW	75605L708
—	MEDLEY MGMT INC	18,508	$46,000	0.0%	$5.24	—	CL A COM	58503T106
TSLA	TESLA INC	200	$45,000	0.0%	$15.56	0.0%	Call	88160R101
—	PENSARE ACQUISITION CORP	300,000	$44,000	0.0%	$0.50	—	*W EXP 07/27/202	70957E113
—	MODERN MEDIA ACQUISITION	180,000	$40,000	0.0%	$0.36	—	*W EXP 05/17/202	60765P111
—	ASSERTIO THERAPEUTICS INC	10,100	$35,000	0.0%	$5.84	—	COM	04545L107
—	XYNOMIC PHARMACUTCLS HLDNG I	10,000	$34,000	0.0%	$3.40	—	COM	98421X102
—	BIG ROCK PARTNERS ACQUISI CO	165,000	$31,000	0.0%	$0.41	—	RIGHT 12/01/2022	089482129
—	NOVELION THERAPEUTICS INC	36,428	$28,000	0.0%	$10.73	—	COM NEW	67001K202
—	CONSTELLATION ALPHA CAP CORP	150,000	$27,000	0.0%	$0.35	—	RIGHT 99/99/9999	G2379F132
—	BIG ROCK PARTNERS ACQUISI CO	82,500	$18,000	0.0%	$0.46	—	*W EXP 12/01/202	089482111
—	XYNOMIC PHARMACUTCLS HLDNG I	50,000	$11,000	0.0%	$0.22	—	*W EXP 05/15/202	98421X110
—	CONSTELLATION ALPHA CAP CORP	150,000	$11,000	0.0%	$0.26	—	*W EXP 03/23/202	G2379F116
—	CUSHING RENAISSANCE FD	54,264	$11,000	0.0%	$0.20	—	RIGHT 07/18/2019	231647124
—	ESTRE AMBIENTAL INC	124,450	$4,000	0.0%	$0.75	—	*W EXP 12/21/202	G3206V118
—	TRANS WORLD ENTMT CORP	10,400	$3,000	0.0%	$3.85	—	COM	89336Q100