Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	ALTABA INC	1,124,436	$21.9M	6.4%	$62.39	—	COM	021346101
—	CELGENE CORP	200,820	$19.94M	5.9%	$93.47	—	COM	151020104
—	BUCKEYE PARTNERS L P	463,750	$19.05M	5.6%	$41.08	—	UNIT LTD PARTN	118230101
—	ALLERGAN PLC	85,865	$14.45M	4.2%	$167.88	—	SHS	G0177J108
—	CORNERSTONE STRATEGIC VALUE	1,157,611	$13.15M	3.9%	$14.05	—	COM	21924B302
—	MELLANOX TECHNOLOGIES LTD	92,900	$10.18M	3.0%	$113.65	—	SHS	M51363113
—	ZAYO GROUP HLDGS INC	289,940	$9.829M	2.9%	$33.38	—	COM	98919V105
—	WABCO HLDGS INC	70,861	$9.478M	2.8%	$132.74	—	COM	92927K102
—	SAFEGUARD SCIENTIFICS INC	835,243	$9.472M	2.8%	$14.50	—	COM NEW	786449207
—	VERSUM MATLS INC	160,750	$8.508M	2.5%	$51.58	—	COM	92532W103
—	CORNERSTONE TOTAL RTRN FD IN	744,116	$8.178M	2.4%	$13.91	—	COM	21924U300
—	IAC INTERACTIVECORP	34,350	$7.487M	2.2%	$180.24	—	COM	44919P508
—	PURE ACQUISITION CORP	699,998	$7.175M	2.1%	$10.25	—	CL A	74621Q106
—	DISCOVERY INC	284,192	$6.997M	2.1%	$24.92	—	COM SER C	25470F302
NXDT	NEXPOINT STRATEGIC OPORTUNT	370,718	$6.647M	2.0%	$19.25	—	COM NEW	65340G205
YTRA	YATRA ONLINE INC	1,447,940	$5.966M	1.8%	$4.14	0.0%	ORD SHS	G98338109
—	ADVANCED DISP SVCS INC DEL	178,942	$5.828M	1.7%	$32.57	—	COM	00790X101
—	GENESEE & WYO INC	46,515	$5.14M	1.5%	$110.50	—	CL A	371559105
—	NETFIN ACQUISITION CORP	500,000	$5.045M	1.5%	$10.09	—	UNIT 08/01/2024	G6455A123
—	GIGCAPITAL INC	408,750	$4.261M	1.3%	$10.20	—	COM	37518N106
—	GIGCAPITAL2 INC	411,315	$4.237M	1.2%	$10.04	—	UNIT 02/28/2026	375036209
—	KBL MERGER CORP IV	400,000	$4.21M	1.2%	$9.72	—	COM	48242A104
—	MONOCLE ACQUISITION CORP	400,000	$4.176M	1.2%	$10.08	—	UNIT 99/99/9999	609754205
—	TRINITY MERGER CORP	371,868	$3.882M	1.1%	$10.44	—	COM CL A	89653L106
—	TKK SYMPHONY ACQUISITION COR	372,000	$3.787M	1.1%	$10.18	—	ORD SHS	G88950103
—	DNB FINL CORP	75,444	$3.358M	1.0%	$44.51	—	COM	233237106
STC	STEWART INFORMATION SVCS COR	80,566	$3.125M	0.9%	$42.83	-13.1%	COM	860372101
—	LIBERTY GLOBAL PLC	127,233	$3.027M	0.9%	$23.79	—	SHS CL C	G5480U120
—	TWELVE SEAS INVESTMENT COMPA	270,000	$2.765M	0.8%	$10.16	—	SHS	G9145A107
—	PROFICIENT ALPHA ACQUSTN COR	275,000	$2.75M	0.8%	$10.05	—	UNIT 04/30/2026	74317H204
OXY	OCCIDENTAL PETE CORP	59,999	$2.668M	0.8%	$41.72	0.0%	COM	674599105
—	LF CAP ACQUISITION CORP	250,000	$2.647M	0.8%	$10.07	—	UNIT 06/19/2025	50200K207
ELAN	ELANCO ANIMAL HEALTH INC	95,757	$2.546M	0.7%	$30.46	-1.5%	COM	28414H103
—	TUSCAN HLDGS CORP II	247,080	$2.483M	0.7%	$10.05	—	UNIT 04/01/2026	90070A202
—	GRAF INDL CORP	240,000	$2.472M	0.7%	$10.01	—	UNIT 12/31/2025	384278206
—	NII HLDGS INC	1,244,708	$2.44M	0.7%	$1.96	—	COM PAR	62913F508
—	TUSCAN HOLDINGS CORP	225,000	$2.405M	0.7%	$10.43	—	UNIT 99/99/9999	90069K203
—	SPARK THERAPEUTICS INC	24,400	$2.366M	0.7%	$102.38	—	COM	84652J103
—	LEISURE ACQUISITION CORP	222,000	$2.269M	0.7%	$9.41	—	COM	52539T107
—	TIBERIUS ACQUISITION CORP	200,000	$2.26M	0.7%	$10.06	—	UNIT 02/28/2021	88633A206
—	SCHULTZE SPL PURP ACQUSTN CO	213,333	$2.208M	0.6%	$9.96	—	UNIT 12/31/2023	80821R208
—	EL PASO ELEC CO	32,714	$2.194M	0.6%	$65.89	—	COM NEW	283677854
—	ALLEGRO MERGER CORP	200,000	$2.114M	0.6%	$10.27	—	UNIT 12/31/2023	01749N301
—	GORDON POINTE ACQUISITION CO	200,000	$2.094M	0.6%	$10.47	—	COM CLASS A	382788107
—	GX ACQUISITION CORP	187,000	$2.074M	0.6%	$10.05	—	UNIT 05/24/2026	36251A206
FOXA	FOX CORP	64,272	$2.027M	0.6%	$35.41	-10.3%	CL A COM	35137L105
L	LOEWS CORP	38,398	$1.977M	0.6%	$45.06	+11.5%	COM	540424108
—	ALDER BIOPHARMACEUTICALS INC	100,500	$1.895M	0.6%	$18.86	—	COM	014339105
—	ENTEGRA FINL CORP	59,111	$1.776M	0.5%	$30.11	—	COM	29363J108
—	REAVES UTIL INCOME FD	48,027	$1.763M	0.5%	$30.94	—	COM SH BEN INT	756158101
—	BIG ROCK PARTNERS ACQUISI CO	165,000	$1.746M	0.5%	$9.72	—	COM	089482103
—	TORTOISE MIDSTRM ENERGY FD I	140,197	$1.723M	0.5%	$16.63	—	COM	89148B101
—	FINTECH ACQUISITION CORP III	160,000	$1.709M	0.5%	$10.00	—	UNIT 12/01/2023	31811A309
BABA	ALIBABA GROUP HLDG LTD	10,000	$1.672M	0.5%	$167.20	—	SPONSORED ADS	01609W102
—	TRINE ACQUISITION CORP	160,000	$1.656M	0.5%	$10.02	—	UNIT 03/31/2021	89628U207
—	MUDRICK CAP ACQUISITION CORP	150,000	$1.628M	0.5%	$10.22	—	UNIT 02/01/2023	624745204
—	NIELSEN HLDGS PLC	75,000	$1.594M	0.5%	$22.23	—	SHS EUR	G6518L108
—	GREENLAND ACQUISITIN CORPORA	149,718	$1.55M	0.5%	$10.35	—	SHS	G40981139
—	HL ACQUISITIONS CORP	144,000	$1.532M	0.4%	$10.06	—	UNIT 06/21/2023	G4603R114
—	THUNDER BRDG ACQUISTION II L	150,000	$1.527M	0.4%	$10.18	—	UNIT 99/99/9999	G8857S124
—	STEWARDSHIP FINL CORP	97,000	$1.513M	0.4%	$15.46	—	COM	860326107
—	HERTZ GLOBAL HLDGS INC	106,506	$1.474M	0.4%	$13.84	—	COM	42806J106
—	HEALTH INS INNOVATIONS INC	57,739	$1.439M	0.4%	$24.92	—	COM CL A	42225K106
—	MSG NETWORK INC	81,000	$1.353M	0.4%	$16.70	—	CL A	553573106
T	AT&T INC	35,129	$1.329M	0.4%	$14.48	+17.4%	COM	00206R102
—	PIVOTAL ACQUISITION CORP	129,000	$1.313M	0.4%	$10.15	—	CL A COM	72583A101
—	CUSHING RENAISSANCE FD	98,505	$1.307M	0.4%	$13.72	—	COM	231647108
—	FORUM MERGER II CORP	120,000	$1.284M	0.4%	$10.11	—	UNIT 09/30/2025	34986F202
—	MILACRON HLDGS CORP	76,489	$1.275M	0.4%	$16.67	—	COM	59870L106
—	OPES ACQUISITION CORP	120,730	$1.251M	0.4%	$10.36	—	COM	68373P100
—	MORGAN STANLEY INDIA INVS FD	62,977	$1.193M	0.4%	$23.45	—	COM	61745C105
—	DOVA PHARMACEUTICALS INC	40,000	$1.118M	0.3%	$27.95	—	COM	25985T102
—	ACT II GLOBAL ACQUISITION CO	100,000	$1.038M	0.3%	$10.12	—	UNIT 04/30/2026	G0080J112
—	AMCI ACQUISITION CORP	100,000	$1.035M	0.3%	$9.95	—	UNIT 01/07/2019	00165R200
—	GANNETT CO INC	96,000	$1.031M	0.3%	$10.74	—	COM	36473H104
—	PIVOTAL INVT CORP II	100,000	$1.018M	0.3%	$10.18	—	UNIT 06/01/2025	72582K209
—	B RILEY PRINCIPAL MERGER COR	100,500	$1.015M	0.3%	$9.98	—	UNIT 99/99/9999	05586Y205
—	AVAYA HLDGS CORP	98,051	$1.003M	0.3%	$11.91	—	COM	05351X101
—	CHASERG TECHNLGY ACQUISITN C	91,060	$970K	0.3%	$9.99	—	UNIT 09/30/2023	16166A202
BKD	BROOKDALE SR LIVING INC	127,900	$969K	0.3%	$12.96	-38.9%	COM	112463104
—	GABELLI DIVD & INCOME TR	44,900	$966K	0.3%	$21.51	—	COM	36242H104
—	FRANKLIN LTD DURATION INC TR	100,520	$936K	0.3%	$9.02	—	COM	35472T101
BFH	ALLIANCE DATA SYSTEMS CORP	7,258	$930K	0.3%	$100.40	0.0%	COM	018581108
—	CLOUGH GLOBAL DIVND AND INC	85,571	$928K	0.3%	$10.84	—	COM	18913Y103
—	NEW PROVIDENCE ACQUISITIN CO	90,100	$909K	0.3%	$10.09	—	UNIT 09/01/2024	64822P205
—	CARRIZO OIL & GAS INC	105,677	$907K	0.3%	$8.58	—	COM	144577103
—	CONDOR HOSPITALITY TR INC	72,883	$805K	0.2%	$11.05	—	COM NEW	20676Y403
—	INSURANCE ACQUISITION CORP	75,000	$782K	0.2%	$10.11	—	UNIT 03/31/2024	457867307
—	CYPRESS SEMICONDUCTOR CORP	30,000	$700K	0.2%	$22.25	—	COM	232806109
—	RIVERNORTH MARKETPLACE LENDI	34,761	$663K	0.2%	$19.58	—	COM	76882B108
—	ROYCE VALUE TR INC	47,932	$660K	0.2%	$15.72	—	COM	780910105
—	ABERDEEN EMRG MRKTS EQT INM	94,041	$655K	0.2%	$7.27	—	COM	00301W105
PFLT	PENNANTPARK FLOATING RATE CA	54,334	$630K	0.2%	$5.05	+12.1%	COM	70806A106
SVVC	FIRSTHAND TECH VALUE FD INC	81,579	$624K	0.2%	$13.57	-39.2%	COM	33766Y100
—	LONGEVITY ACQUISITION CORP	50,000	$544K	0.2%	$10.24	—	UNIT 08/29/2024	G56372108
—	HAYMAKER ACQUISITION CORP II	50,000	$517K	0.2%	$10.22	—	UNIT 10/31/2026	42087L200
—	LIBERTY ALL-STAR GROWTH FD I	86,068	$510K	0.1%	$4.39	—	COM	529900102
—	SPIRIT MTA REIT	55,326	$467K	0.1%	$8.44	—	COM SHS BEN IN	84861U105
LILA	LIBERTY LATIN AMERICA LTD	25,623	$437K	0.1%	$20.73	-23.6%	COM CL A	G9001E102
—	ABERDEEN INCOME CR STRATEGIE	35,000	$436K	0.1%	$12.46	—	COM	003057106
—	TRINITY MERGER CORP	341,868	$434K	0.1%	$1.27	—	*W EXP 05/11/202	89653L114
STC	STEWART INFORMATION SVCS COR	10,500	$407K	0.1%	$42.83	-13.1%	Put	860372101
BMY	BRISTOL MYERS SQUIBB CO	8,000	$406K	0.1%	—	—	Put	110122108
RRGB	RED ROBIN GOURMET BURGERS IN	11,892	$396K	0.1%	$32.84	0.0%	COM	75689M101
—	RIVERNORTH OPPRTUNITIES FD I	21,750	$376K	0.1%	$17.29	—	COM	76881Y109
—	GIGCAPITAL INC	419,299	$373K	0.1%	$0.65	—	RIGHT 03/06/2020	37518N114
—	PURE ACQUISITION CORP	349,999	$367K	0.1%	$1.05	—	*W EXP 04/17/202	74621Q114
—	BLACKROCK CR ALLCTN INC TR	26,487	$361K	0.1%	$12.99	—	COM	092508100
BBCP	CONCRETE PUMPING HLDGS INC	80,246	$319K	0.1%	$5.05	-25.9%	COM	206704108
—	MERRIMACK PHARMACEUTICALS IN	66,934	$301K	0.1%	$11.04	—	COM NEW	590328209
—	OLD LINE BANCSHARES INC	10,000	$290K	0.1%	$29.00	—	COM	67984M100
—	GIGCAPITAL INC	416,250	$282K	0.1%	$0.28	—	*W EXP 06/08/202	37518N122
—	HIGHLAND INCOME FUND	16,896	$226K	0.1%	$13.77	—	HIGHLAND INCOME	43010E404
AGAE	ALLIED ESPORTS ENTMT INC	39,600	$207K	0.1%	$6.90	0.0%	COM	019170109
—	AKAZOO SA	32,400	$205K	0.1%	$6.33	—	SHS	L0164E108
RPAY	REPAY HLDGS CORP	14,103	$188K	0.1%	$12.17	0.0%	COM CL A	76029L100
—	PENSARE ACQUISITION CORP	600,000	$180K	0.1%	$0.40	—	RIGHT 99/99/9999	70957E121
—	PIVOTAL ACQUISITION CORP	129,000	$169K	0.0%	$1.35	—	*W EXP 12/01/202	72583A119
BIOX	BIOCERES CROP SOLUTIONS CORP	25,119	$162K	0.0%	$8.27	-25.4%	SHS	G1117K114
—	RITE AID CORP	21,901	$152K	0.0%	$7.99	—	COM	767754872
—	GABELLI CONV&INCOM SECS FD I	27,134	$144K	0.0%	$4.39	—	COM	36240B109
—	AKAZOO SA	180,000	$139K	0.0%	$0.77	—	*W EXP 09/11/202	L0164E116
—	A H BELO CORP	35,942	$135K	0.0%	$6.97	—	COM CL A	001282102
—	LAZYDAYS HLDGS INC	25,758	$123K	0.0%	$10.04	—	COM	52110H100
—	TIVO CORP	14,000	$107K	0.0%	$13.57	—	COM	88870P106
—	STEEL CONNECT INC	54,804	$96,000	0.0%	$2.12	—	COM	858098106
ORGO	ORGANOGENESIS HLDGS INC	14,250	$94,000	0.0%	$5.56	0.0%	COM	68621F102
—	TWELVE SEAS INVESTMENT COMPA	270,000	$94,000	0.0%	$0.31	—	RIGHT 12/22/2019	G9145A131
—	TKK SYMPHONY ACQUISITION COR	372,000	$89,000	0.0%	$0.24	—	RIGHT 02/20/2020	G88950137
—	SANOFI	155,177	$87,000	0.0%	$0.34	—	RIGHT 12/31/2020	80105N113
—	TWELVE SEAS INVESTMENT COMPA	270,000	$86,000	0.0%	$0.21	—	*W EXP 12/22/202	G9145A115
—	BIOCERES CROP SOLUTIONS CORP	251,200	$85,000	0.0%	$0.27	—	*W EXP 03/14/202	G1117K106
—	LEISURE ACQUISITION CORP	111,000	$84,000	0.0%	$0.99	—	*W EXP 12/05/201	52539T115
—	GORDON POINTE ACQUISITION CO	200,000	$80,000	0.0%	$0.40	—	*W EXP 07/30/202	382788115
—	KAIXIN AUTO HLDGS	42,500	$77,000	0.0%	$2.21	—	SHS	G5223X100
—	KBL MERGER CORP IV	400,000	$72,000	0.0%	$0.29	—	RIGHT 09/09/2019	48242A120
—	PENSARE ACQUISITION CORP	300,000	$71,000	0.0%	$0.50	—	*W EXP 07/27/202	70957E113
—	MEDLEY MGMT INC	18,508	$65,000	0.0%	$5.24	—	CL A COM	58503T106
HL	HECLA MNG CO	36,412	$64,000	0.0%	$2.94	-40.7%	COM	422704106
—	REALNETWORKS INC	26,522	$44,000	0.0%	$7.55	—	COM NEW	75605L708
—	KBL MERGER CORP IV	400,000	$38,000	0.0%	$0.17	—	*W EXP 01/15/202	48242A112
—	BIG ROCK PARTNERS ACQUISI CO	165,000	$34,000	0.0%	$0.41	—	RIGHT 12/01/2022	089482129
—	TKK SYMPHONY ACQUISITION COR	372,000	$33,000	0.0%	$0.09	—	*W EXP 02/20/202	G88950129
—	NOVELION THERAPEUTICS INC	36,428	$26,000	0.0%	$10.73	—	COM NEW	67001K202
—	OPES ACQUISITION CORP	120,730	$22,000	0.0%	$0.18	—	*W EXP 03/13/202	68373P118
—	DERMTECH INC	150,000	$18,000	0.0%	$0.12	—	*W EXP 08/29/202	24984K113
—	BIG ROCK PARTNERS ACQUISI CO	82,500	$14,000	0.0%	$0.46	—	*W EXP 12/01/202	089482111
—	ASSERTIO THERAPEUTICS INC	10,100	$13,000	0.0%	$5.84	—	COM	04545L107
—	ESTRE AMBIENTAL INC	124,450	$3,000	0.0%	$0.75	—	*W EXP 12/21/202	G3206V118