CIK: 0001584639 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 13, 2019
Total Value ($000): $349,651 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ALTABA INC | 752,572 | $55,781 | 16.0% | $66.29 | — | COM | 021346101 |
| — | CORNERSTONE STRATEGIC VALUE | 1,492,851 | $18,183 | 5.2% | $14.05 | — | COM | 21924B302 |
| — | RED HAT INC | 97,500 | $17,813 | 5.1% | $180.77 | — | COM | 756577102 |
| — | CELGENE CORP | 108,816 | $10,266 | 2.9% | $94.34 | — | COM | 151020104 |
| — | CORNERSTONE TOTAL RTRN FD IN | 789,109 | $9,461 | 2.7% | $13.91 | — | COM | 21924U300 |
| DIS | DISNEY WALT CO | 84,487 | $9,381 | 2.7% | $107.88 | 0.0% | COM DISNEY | 254687106 |
| — | SAFEGUARD SCIENTIFICS INC | 818,289 | $8,878 | 2.5% | $14.58 | — | COM NEW | 786449207 |
| — | REAVES UTIL INCOME FD | 260,020 | $8,757 | 2.5% | $30.94 | — | COM SH BEN INT | 756158101 |
| STC | STEWART INFORMATION SVCS COR | 196,573 | $8,392 | 2.4% | $42.97 | -0.0% | COM | 860372101 |
| — | PURE ACQUISITION CORP | 700,000 | $7,406 | 2.1% | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| T | AT&T INC | 223,829 | $7,019 | 2.0% | $14.48 | -2.2% | COM | 00206R102 |
| — | TRIBUNE MEDIA CO | 151,911 | $7,009 | 2.0% | $41.70 | — | CL A | 896047503 |
| — | PENSARE ACQUISITION CORP | 600,000 | $6,150 | 1.8% | $9.68 | — | COM | 70957E105 |
| — | GIGCAPITAL INC | 555,000 | $5,661 | 1.6% | $10.20 | — | COM | 37518N106 |
| — | THUNDER BRIDGE ACQUISITION L | 550,000 | $5,610 | 1.6% | $10.07 | — | SHS CLASS A | G8857R100 |
| — | FIRST DATA CORP NEW | 203,237 | $5,339 | 1.5% | $26.27 | — | COM CL A | 32008D106 |
| — | U S G CORP | 120,343 | $5,211 | 1.5% | $43.31 | — | COM NEW | 903293405 |
| — | ARRIS INTERNATIONAL PLC | 160,427 | $5,071 | 1.5% | $31.13 | — | SHS | G0551A103 |
| — | IAC INTERACTIVECORP | 21,918 | $4,605 | 1.3% | $159.04 | — | COM | 44919P508 |
| — | MELLANOX TECHNOLOGIES LTD | 36,000 | $4,261 | 1.2% | $118.36 | — | SHS | M51363113 |
| BMY | BRISTOL MYERS SQUIBB CO | 88,000 | $4,198 | 1.2% | — | — | Put | 110122108 |
| — | KBL MERGER CORP IV | 400,000 | $4,156 | 1.2% | $9.72 | — | COM | 48242A104 |
| — | CM SEVEN STAR ACQUISITION CO | 400,000 | $4,132 | 1.2% | $9.65 | — | SHS | G2345N102 |
| NXPI | NXP SEMICONDUCTORS N V | 46,061 | $4,071 | 1.2% | $100.53 | -21.9% | COM | N6596X109 |
| — | INFRAREIT INC | 194,073 | $4,070 | 1.2% | $20.97 | — | COM | 45685L100 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $4,041 | 1.2% | $9.68 | — | COM | 09216T107 |
| — | MONOCLE ACQUISITION CORP | 400,000 | $4,032 | 1.2% | $10.08 | — | UNIT 99/99/9999 | 609754205 |
| — | MAXWELL TECHNOLOGIES INC | 900,870 | $4,027 | 1.2% | $4.47 | — | COM | 577767106 |
| — | TRINITY MERGER CORP | 371,868 | $3,905 | 1.1% | $10.06 | — | UNIT 05/11/2025 | 89653L205 |
| — | TKK SYMPHONY ACQUISITION COR | 372,000 | $3,822 | 1.1% | $10.13 | — | UNIT 08/15/2023 | G88950111 |
| — | MODERN MEDIA ACQUISITION | 360,000 | $3,730 | 1.1% | $9.77 | — | COM | 60765P103 |
| — | ROYCE VALUE TR INC | 268,137 | $3,690 | 1.1% | $15.72 | — | COM | 780910105 |
| — | DISCOVERY INC | 144,153 | $3,664 | 1.0% | $21.20 | — | COM SER C | 25470F302 |
| ELAN | ELANCO ANIMAL HEALTH INC | 111,657 | $3,581 | 1.0% | $30.77 | 0.0% | COM | 28414H103 |
| — | ELLIE MAE INC | 30,000 | $2,961 | 0.8% | $98.70 | — | COM | 28849P100 |
| — | TWELVE SEAS INVESTMENT COMPA | 270,000 | $2,827 | 0.8% | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| FOXA | FOX CORP | 74,272 | $2,727 | 0.8% | $35.41 | 0.0% | CL A COM | 35137L105 |
| — | LF CAP ACQUISITION CORP | 250,000 | $2,593 | 0.7% | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| — | DOWDUPONT INC | 48,450 | $2,583 | 0.7% | $53.31 | — | COM | 26078J100 |
| L | LOEWS CORP | 53,398 | $2,559 | 0.7% | $45.06 | +1.7% | COM | 540424108 |
| — | INTEGRATED DEVICE TECHNOLOGY | 51,427 | $2,519 | 0.7% | $48.98 | — | COM | 458118106 |
| — | GRAF INDL CORP | 240,000 | $2,428 | 0.7% | $10.01 | — | UNIT 12/31/2025 | 384278206 |
| — | TUSCAN HOLDINGS CORP | 225,000 | $2,346 | 0.7% | $10.43 | — | UNIT 99/99/9999 | 90069K203 |
| — | NIELSEN HLDGS PLC | 97,100 | $2,298 | 0.7% | $23.67 | — | SHS EUR | G6518L108 |
| — | LEISURE ACQUISITION CORP | 222,000 | $2,220 | 0.6% | $9.41 | — | COM | 52539T107 |
| — | BSB BANCORP INC MD | 66,395 | $2,180 | 0.6% | $32.83 | — | COM | 05573H108 |
| — | SCHULTZE SPL PURP ACQUISITIO | 213,333 | $2,147 | 0.6% | $9.96 | — | UNIT 12/31/2023 | 80821R208 |
| — | GORDON POINTE ACQUISITION CO | 200,000 | $2,100 | 0.6% | $10.33 | — | UNIT 01/18/2023 | 382788206 |
| — | ALLEGRO MERGER CORP | 200,000 | $2,096 | 0.6% | $10.27 | — | UNIT 12/31/2023 | 01749N301 |
| — | TIBERIUS ACQUISITION CORP | 200,000 | $2,087 | 0.6% | $10.06 | — | UNIT 02/28/2021 | 88633A206 |
| — | ABERDEEN EMRG MRKTS EQT INM | 281,024 | $2,043 | 0.6% | $7.27 | — | COM | 00301W105 |
| — | TORTOISE MIDSTRM ENERGY FD I | 140,197 | $1,966 | 0.6% | $16.63 | — | COM | 89148B101 |
| — | BELMOND LTD | 71,213 | $1,775 | 0.5% | $24.93 | — | CL A | G1154H107 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $1,706 | 0.5% | $9.72 | — | COM | 089482103 |
| — | PIVOTAL ACQUISITION CORP | 161,000 | $1,641 | 0.5% | $10.19 | — | UNIT 12/01/2025 | 72583A200 |
| — | FINTECH ACQUISITION CORP III | 160,000 | $1,630 | 0.5% | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | HOMETOWN BANKSHARES CORP | 113,350 | $1,622 | 0.5% | $12.56 | — | COM | 43787N108 |
| — | LIBERTY ALL-STAR GROWTH FD I | 288,500 | $1,604 | 0.5% | $4.39 | — | COM | 529900102 |
| — | TRINE ACQUISITION CORP | 160,000 | $1,603 | 0.5% | $10.02 | — | UNIT 03/31/2021 | 89628U207 |
| — | MUDRICK CAP ACQUISITION CORP | 150,000 | $1,587 | 0.5% | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | NII HLDGS INC | 777,134 | $1,523 | 0.4% | $1.96 | — | COM PAR | 62913F508 |
| — | HOPFED BANCORP INC | 76,341 | $1,504 | 0.4% | $19.70 | — | COM | 439734104 |
| — | HL ACQUISITIONS CORP | 144,000 | $1,503 | 0.4% | $10.06 | — | UNIT 06/21/2023 | G4603R114 |
| FSBW | FS BANCORP INC | 26,669 | $1,346 | 0.4% | $19.46 | +6.2% | COM | 30263Y104 |
| — | MORGAN STANLEY INDIA INVS FD | 62,977 | $1,316 | 0.4% | $23.45 | — | COM | 61745C105 |
| — | OPES ACQUISITION CORP | 120,730 | $1,252 | 0.4% | $10.06 | — | UNIT 03/07/2023 | 68373P209 |
| — | FORUM MERGER II CORP | 120,000 | $1,241 | 0.4% | $10.11 | — | UNIT 09/30/2025 | 34986F202 |
| — | AMCI ACQUISITION CORP | 100,000 | $1,014 | 0.3% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | FRANKLIN LTD DURATION INC TR | 100,520 | $968 | 0.3% | $9.02 | — | COM | 35472T101 |
| — | ALLIANCE CALIF MUN INCOME FD | 65,453 | $967 | 0.3% | $14.77 | — | COM | 018546101 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 42,878 | $933 | 0.3% | $21.95 | — | COM NEW | 65340G205 |
| — | SI FINL GROUP INC MD | 72,000 | $930 | 0.3% | $12.74 | — | COM | 78425V104 |
| — | CHASERG TECHNLGY ACQUISITN C | 91,060 | $920 | 0.3% | $9.99 | — | UNIT 09/30/2023 | 16166A202 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 67,969 | $902 | 0.3% | $14.21 | -6.1% | COM | 33766Y100 |
| BKD | BROOKDALE SR LIVING INC | 127,900 | $842 | 0.2% | $12.96 | -43.3% | COM | 112463104 |
| — | MORGAN STANLEY ASIA PAC FD I | 47,439 | $776 | 0.2% | $16.36 | — | COM | 61744U106 |
| — | INSURANCE ACQUISITION CORP | 75,000 | $758 | 0.2% | $10.11 | — | UNIT 03/31/2024 | 457867307 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 29,200 | $728 | 0.2% | $31.56 | — | SHS CL A | G5480U104 |
| PFLT | PENNANTPARK FLOATING RATE CA | 54,334 | $696 | 0.2% | $5.05 | +18.5% | COM | 70806A106 |
| — | ZAYO GROUP HLDGS INC | 24,200 | $688 | 0.2% | $28.43 | — | COM | 98919V105 |
| — | ARCONIC INC | 27,400 | $524 | 0.1% | $19.12 | — | COM | 03965L100 |
| — | QIWI PLC | 36,000 | $518 | 0.1% | $17.00 | — | SPON ADR REP B | 74735M108 |
| — | LONGEVITY ACQUISITION CORP | 50,000 | $513 | 0.1% | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| LILA | LIBERTY LATIN AMERICA LTD | 25,623 | $496 | 0.1% | $20.73 | -17.3% | COM CL A | G9001E102 |
| — | MBT FINL CORP | 49,289 | $494 | 0.1% | $9.33 | — | COM | 578877102 |
| — | MERRIMACK PHARMACEUTICALS IN | 66,934 | $465 | 0.1% | $11.04 | — | COM NEW | 590328209 |
| — | GIGCAPITAL INC | 555,000 | $361 | 0.1% | $0.65 | — | RIGHT 03/06/2020 | 37518N114 |
| OSW | ONESPAWORLD HOLDINGS LIMITED | 24,000 | $328 | 0.1% | $10.60 | 0.0% | COM | P73684113 |
| — | RIVERNORTH OPPRTUNITIES FD I | 18,000 | $297 | 0.1% | $16.28 | — | COM | 76881Y109 |
| OFS | OFS CAP CORP | 24,572 | $289 | 0.1% | $14.52 | -20.2% | COM | 67103B100 |
| — | THUNDER BRIDGE ACQUISITION L | 400,000 | $288 | 0.1% | $0.72 | — | *W EXP 01/01/202 | G8857R126 |
| — | RITE AID CORP | 438,046 | $278 | 0.1% | $6.82 | — | COM | 767754104 |
| — | EATON VANCE MUN BD FD | 17,274 | $214 | 0.1% | $12.39 | — | COM | 27827X101 |
| — | GABELLI CONV&INCOM SECS FD I | 35,502 | $185 | 0.1% | $4.39 | — | COM | 36240B109 |
| — | PENSARE ACQUISITION CORP | 600,000 | $174 | 0.0% | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $139 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | A H BELO CORP | 35,942 | $134 | 0.0% | $6.97 | — | COM CL A | 001282102 |
| BIOX | BIOCERES CROP SOLUTIONS CORP | 25,119 | $131 | 0.0% | $8.27 | 0.0% | SHS | G1117K114 |
| — | TIVO CORP | 14,000 | $130 | 0.0% | $13.57 | — | COM | 88870P106 |
| — | LAZYDAYS HLDGS INC | 25,758 | $120 | 0.0% | $10.04 | — | COM | 52110H100 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $119 | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | GIGCAPITAL INC | 416,250 | $118 | 0.0% | $0.28 | — | *W EXP 06/08/202 | 37518N122 |
| — | CM SEVEN STAR ACQUISITION CO | 350,000 | $116 | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | STEEL CONNECT INC | 54,804 | $110 | 0.0% | $2.12 | — | COM | 858098106 |
| — | MODERN MEDIA ACQUISITION | 324,000 | $107 | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | KBL MERGER CORP IV | 400,000 | $92 | 0.0% | $0.29 | — | RIGHT 06/07/2019 | 48242A120 |
| HL | HECLA MNG CO | 36,412 | $84 | 0.0% | $2.94 | -17.5% | COM | 422704106 |
| — | REALNETWORKS INC | 26,522 | $82 | 0.0% | $7.55 | — | COM NEW | 75605L708 |
| — | SANOFI | 155,177 | $70 | 0.0% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | BIOCERES CROP SOLUTIONS CORP | 251,200 | $68 | 0.0% | $0.27 | — | *W EXP 07/01/202 | G1117K106 |
| — | MEDLEY MGMT INC | 18,508 | $63 | 0.0% | $5.24 | — | CL A COM | 58503T106 |
| — | LEISURE ACQUISITION CORP | 111,000 | $60 | 0.0% | $0.99 | — | *W EXP 12/05/201 | 52539T115 |
| — | PENSARE ACQUISITION CORP | 300,000 | $60 | 0.0% | $0.50 | — | *W EXP 07/27/202 | 70957E113 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $58 | 0.0% | $0.41 | — | RIGHT 12/01/2022 | 089482129 |
| — | MODERN MEDIA ACQUISITION | 180,000 | $56 | 0.0% | $0.36 | — | *W EXP 05/17/202 | 60765P111 |
| — | ASSERTIO THERAPEUTICS INC | 10,100 | $51 | 0.0% | $5.84 | — | COM | 04545L107 |
| — | NOVELION THERAPEUTICS INC | 36,428 | $45 | 0.0% | $10.73 | — | COM NEW | 67001K202 |
| — | KBL MERGER CORP IV | 400,000 | $45 | 0.0% | $0.17 | — | *W EXP 01/15/202 | 48242A112 |
| — | BISON CAP ACQUISITION CORP | 100,000 | $35 | 0.0% | $0.38 | — | RIGHT 03/20/2019 | G1142P138 |
| — | CM SEVEN STAR ACQUISITION CO | 175,000 | $31 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | CONSTELLATION ALPHA CAP CORP | 150,000 | $19 | 0.0% | $0.35 | — | RIGHT 99/99/9999 | G2379F132 |
| — | ESTRE AMBIENTAL INC | 124,450 | $15 | 0.0% | $0.75 | — | *W EXP 12/21/202 | G3206V118 |
| — | BIG ROCK PARTNERS ACQUISI CO | 82,500 | $15 | 0.0% | $0.46 | — | *W EXP 12/01/202 | 089482111 |
| — | CONSTELLATION ALPHA CAP CORP | 150,000 | $12 | 0.0% | $0.26 | — | *W EXP 03/23/202 | G2379F116 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $10 | 0.0% | $0.36 | — | *W EXP 06/20/202 | G1142P112 |
| — | TRANS WORLD ENTMT CORP | 10,400 | $4 | 0.0% | $3.85 | — | COM | 89336Q100 |