Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	ALTABA INC	752,572	$55.78M	16.0%	$66.29	—	COM	021346101
—	CORNERSTONE STRATEGIC VALUE	1,492,851	$18.18M	5.2%	$14.05	—	COM	21924B302
—	RED HAT INC	97,500	$17.81M	5.1%	$180.77	—	COM	756577102
—	CELGENE CORP	108,816	$10.27M	2.9%	$94.34	—	COM	151020104
—	CORNERSTONE TOTAL RTRN FD IN	789,109	$9.461M	2.7%	$13.91	—	COM	21924U300
DIS	DISNEY WALT CO	84,487	$9.381M	2.7%	$107.88	0.0%	COM DISNEY	254687106
—	SAFEGUARD SCIENTIFICS INC	818,289	$8.878M	2.5%	$14.58	—	COM NEW	786449207
—	REAVES UTIL INCOME FD	260,020	$8.757M	2.5%	$30.94	—	COM SH BEN INT	756158101
STC	STEWART INFORMATION SVCS COR	196,573	$8.392M	2.4%	$42.97	-0.0%	COM	860372101
—	PURE ACQUISITION CORP	700,000	$7.406M	2.1%	$10.25	—	UNIT 04/13/2023	74621Q205
T	AT&T INC	223,829	$7.019M	2.0%	$14.48	-2.2%	COM	00206R102
—	TRIBUNE MEDIA CO	151,911	$7.009M	2.0%	$41.70	—	CL A	896047503
—	PENSARE ACQUISITION CORP	600,000	$6.15M	1.8%	$9.68	—	COM	70957E105
—	GIGCAPITAL INC	555,000	$5.661M	1.6%	$10.20	—	COM	37518N106
—	THUNDER BRIDGE ACQUISITION L	550,000	$5.61M	1.6%	$10.07	—	SHS CLASS A	G8857R100
—	FIRST DATA CORP NEW	203,237	$5.339M	1.5%	$26.27	—	COM CL A	32008D106
—	U S G CORP	120,343	$5.211M	1.5%	$43.31	—	COM NEW	903293405
—	ARRIS INTERNATIONAL PLC	160,427	$5.071M	1.5%	$31.13	—	SHS	G0551A103
—	IAC INTERACTIVECORP	21,918	$4.605M	1.3%	$159.04	—	COM	44919P508
—	MELLANOX TECHNOLOGIES LTD	36,000	$4.261M	1.2%	$118.36	—	SHS	M51363113
BMY	BRISTOL MYERS SQUIBB CO	88,000	$4.198M	1.2%	—	—	Put	110122108
—	KBL MERGER CORP IV	400,000	$4.156M	1.2%	$9.72	—	COM	48242A104
—	CM SEVEN STAR ACQUISITION CO	400,000	$4.132M	1.2%	$9.65	—	SHS	G2345N102
NXPI	NXP SEMICONDUCTORS N V	46,061	$4.071M	1.2%	$100.53	-21.9%	COM	N6596X109
—	INFRAREIT INC	194,073	$4.07M	1.2%	$20.97	—	COM	45685L100
—	BLACK RIDGE ACQUISITION CORP	396,000	$4.041M	1.2%	$9.68	—	COM	09216T107
—	MONOCLE ACQUISITION CORP	400,000	$4.032M	1.2%	$10.08	—	UNIT 99/99/9999	609754205
—	MAXWELL TECHNOLOGIES INC	900,870	$4.027M	1.2%	$4.47	—	COM	577767106
—	TRINITY MERGER CORP	371,868	$3.905M	1.1%	$10.06	—	UNIT 05/11/2025	89653L205
—	TKK SYMPHONY ACQUISITION COR	372,000	$3.822M	1.1%	$10.13	—	UNIT 08/15/2023	G88950111
—	MODERN MEDIA ACQUISITION	360,000	$3.73M	1.1%	$9.77	—	COM	60765P103
—	ROYCE VALUE TR INC	268,137	$3.69M	1.1%	$15.72	—	COM	780910105
—	DISCOVERY INC	144,153	$3.664M	1.0%	$21.20	—	COM SER C	25470F302
ELAN	ELANCO ANIMAL HEALTH INC	111,657	$3.581M	1.0%	$30.77	0.0%	COM	28414H103
—	ELLIE MAE INC	30,000	$2.961M	0.8%	$98.70	—	COM	28849P100
—	TWELVE SEAS INVESTMENT COMPA	270,000	$2.827M	0.8%	$10.06	—	UNIT 06/21/2023	G9145A123
FOXA	FOX CORP	74,272	$2.727M	0.8%	$35.41	0.0%	CL A COM	35137L105
—	LF CAP ACQUISITION CORP	250,000	$2.593M	0.7%	$10.07	—	UNIT 06/19/2025	50200K207
—	DOWDUPONT INC	48,450	$2.583M	0.7%	$53.31	—	COM	26078J100
L	LOEWS CORP	53,398	$2.559M	0.7%	$45.06	+1.7%	COM	540424108
—	INTEGRATED DEVICE TECHNOLOGY	51,427	$2.519M	0.7%	$48.98	—	COM	458118106
—	GRAF INDL CORP	240,000	$2.428M	0.7%	$10.01	—	UNIT 12/31/2025	384278206
—	TUSCAN HOLDINGS CORP	225,000	$2.346M	0.7%	$10.43	—	UNIT 99/99/9999	90069K203
—	NIELSEN HLDGS PLC	97,100	$2.298M	0.7%	$23.67	—	SHS EUR	G6518L108
—	LEISURE ACQUISITION CORP	222,000	$2.22M	0.6%	$9.41	—	COM	52539T107
—	BSB BANCORP INC MD	66,395	$2.18M	0.6%	$32.83	—	COM	05573H108
—	SCHULTZE SPL PURP ACQUISITIO	213,333	$2.147M	0.6%	$9.96	—	UNIT 12/31/2023	80821R208
—	GORDON POINTE ACQUISITION CO	200,000	$2.1M	0.6%	$10.33	—	UNIT 01/18/2023	382788206
—	ALLEGRO MERGER CORP	200,000	$2.096M	0.6%	$10.27	—	UNIT 12/31/2023	01749N301
—	TIBERIUS ACQUISITION CORP	200,000	$2.087M	0.6%	$10.06	—	UNIT 02/28/2021	88633A206
—	ABERDEEN EMRG MRKTS EQT INM	281,024	$2.043M	0.6%	$7.27	—	COM	00301W105
—	TORTOISE MIDSTRM ENERGY FD I	140,197	$1.966M	0.6%	$16.63	—	COM	89148B101
—	BELMOND LTD	71,213	$1.775M	0.5%	$24.93	—	CL A	G1154H107
—	BIG ROCK PARTNERS ACQUISI CO	165,000	$1.706M	0.5%	$9.72	—	COM	089482103
—	PIVOTAL ACQUISITION CORP	161,000	$1.641M	0.5%	$10.19	—	UNIT 12/01/2025	72583A200
—	FINTECH ACQUISITION CORP III	160,000	$1.63M	0.5%	$10.00	—	UNIT 12/01/2023	31811A309
—	HOMETOWN BANKSHARES CORP	113,350	$1.622M	0.5%	$12.56	—	COM	43787N108
—	LIBERTY ALL-STAR GROWTH FD I	288,500	$1.604M	0.5%	$4.39	—	COM	529900102
—	TRINE ACQUISITION CORP	160,000	$1.603M	0.5%	$10.02	—	UNIT 03/31/2021	89628U207
—	MUDRICK CAP ACQUISITION CORP	150,000	$1.587M	0.5%	$10.22	—	UNIT 02/01/2023	624745204
—	NII HLDGS INC	777,134	$1.523M	0.4%	$1.96	—	COM PAR	62913F508
—	HOPFED BANCORP INC	76,341	$1.504M	0.4%	$19.70	—	COM	439734104
—	HL ACQUISITIONS CORP	144,000	$1.503M	0.4%	$10.06	—	UNIT 06/21/2023	G4603R114
FSBW	FS BANCORP INC	26,669	$1.346M	0.4%	$19.46	+6.2%	COM	30263Y104
—	MORGAN STANLEY INDIA INVS FD	62,977	$1.316M	0.4%	$23.45	—	COM	61745C105
—	OPES ACQUISITION CORP	120,730	$1.252M	0.4%	$10.06	—	UNIT 03/07/2023	68373P209
—	FORUM MERGER II CORP	120,000	$1.241M	0.4%	$10.11	—	UNIT 09/30/2025	34986F202
—	AMCI ACQUISITION CORP	100,000	$1.014M	0.3%	$9.95	—	UNIT 01/07/2019	00165R200
—	FRANKLIN LTD DURATION INC TR	100,520	$968K	0.3%	$9.02	—	COM	35472T101
—	ALLIANCE CALIF MUN INCOME FD	65,453	$967K	0.3%	$14.77	—	COM	018546101
NXDT	NEXPOINT STRATEGIC OPORTUNT	42,878	$933K	0.3%	$21.95	—	COM NEW	65340G205
—	SI FINL GROUP INC MD	72,000	$930K	0.3%	$12.74	—	COM	78425V104
—	CHASERG TECHNLGY ACQUISITN C	91,060	$920K	0.3%	$9.99	—	UNIT 09/30/2023	16166A202
SVVC	FIRSTHAND TECH VALUE FD INC	67,969	$902K	0.3%	$14.21	-6.1%	COM	33766Y100
BKD	BROOKDALE SR LIVING INC	127,900	$842K	0.2%	$12.96	-43.3%	COM	112463104
—	MORGAN STANLEY ASIA PAC FD I	47,439	$776K	0.2%	$16.36	—	COM	61744U106
—	INSURANCE ACQUISITION CORP	75,000	$758K	0.2%	$10.11	—	UNIT 03/31/2024	457867307
LBTYAUSD	LIBERTY GLOBAL PLC	29,200	$728K	0.2%	$31.56	—	SHS CL A	G5480U104
PFLT	PENNANTPARK FLOATING RATE CA	54,334	$696K	0.2%	$5.05	+18.5%	COM	70806A106
—	ZAYO GROUP HLDGS INC	24,200	$688K	0.2%	$28.43	—	COM	98919V105
—	ARCONIC INC	27,400	$524K	0.1%	$19.12	—	COM	03965L100
—	QIWI PLC	36,000	$518K	0.1%	$17.00	—	SPON ADR REP B	74735M108
—	LONGEVITY ACQUISITION CORP	50,000	$513K	0.1%	$10.24	—	UNIT 08/29/2024	G56372108
LILA	LIBERTY LATIN AMERICA LTD	25,623	$496K	0.1%	$20.73	-17.3%	COM CL A	G9001E102
—	MBT FINL CORP	49,289	$494K	0.1%	$9.33	—	COM	578877102
—	MERRIMACK PHARMACEUTICALS IN	66,934	$465K	0.1%	$11.04	—	COM NEW	590328209
—	GIGCAPITAL INC	555,000	$361K	0.1%	$0.65	—	RIGHT 03/06/2020	37518N114
OSW	ONESPAWORLD HOLDINGS LIMITED	24,000	$328K	0.1%	$10.60	0.0%	COM	P73684113
—	RIVERNORTH OPPRTUNITIES FD I	18,000	$297K	0.1%	$16.28	—	COM	76881Y109
OFS	OFS CAP CORP	24,572	$289K	0.1%	$14.52	-20.2%	COM	67103B100
—	THUNDER BRIDGE ACQUISITION L	400,000	$288K	0.1%	$0.72	—	*W EXP 01/01/202	G8857R126
—	RITE AID CORP	438,046	$278K	0.1%	$6.82	—	COM	767754104
—	EATON VANCE MUN BD FD	17,274	$214K	0.1%	$12.39	—	COM	27827X101
—	GABELLI CONV&INCOM SECS FD I	35,502	$185K	0.1%	$4.39	—	COM	36240B109
—	PENSARE ACQUISITION CORP	600,000	$174K	0.0%	$0.40	—	RIGHT 99/99/9999	70957E121
—	BLACK RIDGE ACQUISITION CORP	396,000	$139K	0.0%	$0.28	—	RIGHT 07/10/2019	09216T123
—	A H BELO CORP	35,942	$134K	0.0%	$6.97	—	COM CL A	001282102
BIOX	BIOCERES CROP SOLUTIONS CORP	25,119	$131K	0.0%	$8.27	0.0%	SHS	G1117K114
—	TIVO CORP	14,000	$130K	0.0%	$13.57	—	COM	88870P106
—	LAZYDAYS HLDGS INC	25,758	$120K	0.0%	$10.04	—	COM	52110H100
—	BLACK RIDGE ACQUISITION CORP	396,000	$119K	0.0%	$0.33	—	*W EXP 07/10/202	09216T115
—	GIGCAPITAL INC	416,250	$118K	0.0%	$0.28	—	*W EXP 06/08/202	37518N122
—	CM SEVEN STAR ACQUISITION CO	350,000	$116K	0.0%	$0.32	—	RIGHT 08/21/2022	G2345N136
—	STEEL CONNECT INC	54,804	$110K	0.0%	$2.12	—	COM	858098106
—	MODERN MEDIA ACQUISITION	324,000	$107K	0.0%	$0.38	—	RIGHT 99/99/9999	60765P129
—	KBL MERGER CORP IV	400,000	$92,000	0.0%	$0.29	—	RIGHT 06/07/2019	48242A120
HL	HECLA MNG CO	36,412	$84,000	0.0%	$2.94	-17.5%	COM	422704106
—	REALNETWORKS INC	26,522	$82,000	0.0%	$7.55	—	COM NEW	75605L708
—	SANOFI	155,177	$70,000	0.0%	$0.34	—	RIGHT 12/31/2020	80105N113
—	BIOCERES CROP SOLUTIONS CORP	251,200	$68,000	0.0%	$0.27	—	*W EXP 07/01/202	G1117K106
—	MEDLEY MGMT INC	18,508	$63,000	0.0%	$5.24	—	CL A COM	58503T106
—	LEISURE ACQUISITION CORP	111,000	$60,000	0.0%	$0.99	—	*W EXP 12/05/201	52539T115
—	PENSARE ACQUISITION CORP	300,000	$60,000	0.0%	$0.50	—	*W EXP 07/27/202	70957E113
—	BIG ROCK PARTNERS ACQUISI CO	165,000	$58,000	0.0%	$0.41	—	RIGHT 12/01/2022	089482129
—	MODERN MEDIA ACQUISITION	180,000	$56,000	0.0%	$0.36	—	*W EXP 05/17/202	60765P111
—	ASSERTIO THERAPEUTICS INC	10,100	$51,000	0.0%	$5.84	—	COM	04545L107
—	NOVELION THERAPEUTICS INC	36,428	$45,000	0.0%	$10.73	—	COM NEW	67001K202
—	KBL MERGER CORP IV	400,000	$45,000	0.0%	$0.17	—	*W EXP 01/15/202	48242A112
—	BISON CAP ACQUISITION CORP	100,000	$35,000	0.0%	$0.38	—	RIGHT 03/20/2019	G1142P138
—	CM SEVEN STAR ACQUISITION CO	175,000	$31,000	0.0%	$0.29	—	*W EXP 08/21/202	G2345N110
—	CONSTELLATION ALPHA CAP CORP	150,000	$19,000	0.0%	$0.35	—	RIGHT 99/99/9999	G2379F132
—	ESTRE AMBIENTAL INC	124,450	$15,000	0.0%	$0.75	—	*W EXP 12/21/202	G3206V118
—	BIG ROCK PARTNERS ACQUISI CO	82,500	$15,000	0.0%	$0.46	—	*W EXP 12/01/202	089482111
—	CONSTELLATION ALPHA CAP CORP	150,000	$12,000	0.0%	$0.26	—	*W EXP 03/23/202	G2379F116
—	BISON CAP ACQUISITION CORP	50,000	$10,000	0.0%	$0.36	—	*W EXP 06/20/202	G1142P112
—	TRANS WORLD ENTMT CORP	10,400	$4,000	0.0%	$3.85	—	COM	89336Q100