RTW INVESTMENTS, LP Diversified Active

CIK: 0001493215 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 18, 2016

Total Value ($000): $330,886 (100.0% shares, 0.0% debt)

Holdings (36)

ALNY Alnylam Pharmaceuticals Inc 19.4%

Value ($000) $64,275 Shares 948,286 Est. Cost $86.12 Unrealized -18.1%

— Avexis Inc 10.3%

Value ($000) $34,039 Shares 825,980 Est. Cost $33.15 Unrealized —

— Agenus Inc 9.0%

Value ($000) $29,737 Shares 4,141,644 Est. Cost $7.65 Unrealized —

— La Jolla Pharmaceutical Co 8.4%

Value ($000) $27,838 Shares 1,170,151 Est. Cost $25.02 Unrealized —

BCRX BioCryst Pharmaceuticals Inc 5.6%

Value ($000) $18,542 Shares 4,204,579 Est. Cost $7.25 Unrealized -44.9%

INCY Incyte Corp 5.4%

Value ($000) $18,024 Shares 191,151 Est. Cost $74.63 Unrealized +12.9%

— Achillion Pharmaceuticals Inc 5.4%

Value ($000) $17,891 Shares 2,208,749 Est. Cost $10.21 Unrealized —

— Dicerna Pharmaceuticals Inc 3.6%

Value ($000) $11,918 Shares 2,026,894 Est. Cost $13.12 Unrealized —

BMY Bristol-Myers Squibb Co 3.4%

Value ($000) $11,307 Shares 209,701 Est. Cost $48.14 Unrealized -4.1%

GLD SPDR Gold Trust 3.2%

Value ($000) $10,428 Shares 83,000 Est. Cost $126.47 Unrealized —

— Atara Biotherapeutics Inc. 3.0%

Value ($000) $9,799 Shares 458,113 Est. Cost $21.39 Unrealized —

ARWR Arrowhead Pharmaceuticals Inc 2.5%

Value ($000) $8,208 Shares 1,116,777 Est. Cost $6.48 Unrealized 0.0%

HRTX Heron Therapeutics Inc 2.0%

Value ($000) $6,664 Shares 386,787 Est. Cost $18.55 Unrealized 0.0%

— Viveve Medical Inc 1.8%

Value ($000) $6,060 Shares 839,274 Est. Cost $4.19 Unrealized —

— bluebird bio Inc 1.8%

Value ($000) $5,947 Shares 87,734 Est. Cost $43.60 Unrealized —

— Corium International Inc 1.8%

Value ($000) $5,888 Shares 1,045,747 Est. Cost $9.36 Unrealized —

— Invuity Inc 1.6%

Value ($000) $5,390 Shares 392,838 Est. Cost $13.24 Unrealized —

— Celldex Therapeutics Inc 1.5%

Value ($000) $5,022 Shares 1,243,164 Est. Cost $12.18 Unrealized —

— Medicines Co 1.4%

Value ($000) $4,642 Shares 123,000 Est. Cost $37.74 Unrealized —

OMER Omeros Corp 1.3%

Value ($000) $4,274 Shares 383,012 Est. Cost $14.29 Unrealized -20.1%

TCMD Tactile Systems Technology Inc Cmn 1.3%

Value ($000) $4,256 Shares 227,599 Est. Cost $15.35 Unrealized 0.0%

— Barclays Bank Plc 1.2%

Value ($000) $4,018 Shares 180,500 Est. Cost $22.17 Unrealized —

RGNX Regenxbio Inc 1.0%

Value ($000) $3,345 Shares 238,740 Est. Cost $24.07 Unrealized -54.2%

— Oxford Immunotec Global PLC 0.9%

Value ($000) $2,963 Shares 235,900 Est. Cost $12.56 Unrealized —

— Five Prime Therapeutics Inc 0.7%

Value ($000) $2,312 Shares 44,044 Est. Cost $22.81 Unrealized —

— Global Blood Therapeutics Inc 0.7%

Value ($000) $2,206 Shares 95,714 Est. Cost $35.72 Unrealized —

MASI Masimo Corp 0.5%

Value ($000) $1,541 Shares 25,900 Est. Cost $40.86 Unrealized +38.1%

— NOVAVAX INC 0.3%

Value ($000) $996 Shares 4,787 Est. Cost — Unrealized —

— Mirati Therapeutics Inc 0.3%

Value ($000) $854 Shares 129,129 Est. Cost $33.11 Unrealized —

SRTS Sensus Healthcare Inc Cmn 0.2%

Value ($000) $773 Shares 125,700 Est. Cost $6.26 Unrealized 0.0%

— Biopharmx Corp 0.1%

Value ($000) $389 Shares 700,636 Est. Cost $1.87 Unrealized —

— Audentes Therapeutics Inc 0.1%

Value ($000) $356 Shares 20,000 Est. Cost $17.80 Unrealized —

NTRA Natera Inc 0.1%

Value ($000) $352 Shares 31,693 Est. Cost $16.90 Unrealized -33.3%

— MANNKIND CORP 0.1%

Value ($000) $272 Shares 4,385 Est. Cost — Unrealized —

— Nivalis Therapeutics Inc 0.1%

Value ($000) $244 Shares 30,000 Est. Cost $15.17 Unrealized —

— Abeona Therapeutics Inc 0.0%

Value ($000) $116 Shares 19,391 Est. Cost $5.98 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ALNY	Alnylam Pharmaceuticals Inc	948,286	$64,275	19.4%	$86.12	-18.1%	COM	02043Q107
—	Avexis Inc	825,980	$34,039	10.3%	$33.15	—	COM	05366U100
—	Agenus Inc	4,141,644	$29,737	9.0%	$7.65	—	COM NEW	00847G705
—	La Jolla Pharmaceutical Co	1,170,151	$27,838	8.4%	$25.02	—	COM PAR $.0001 2	503459604
BCRX	BioCryst Pharmaceuticals Inc	4,204,579	$18,542	5.6%	$7.25	-44.9%	COM	09058V103
INCY	Incyte Corp	191,151	$18,024	5.4%	$74.63	+12.9%	COM	45337C102
—	Achillion Pharmaceuticals Inc	2,208,749	$17,891	5.4%	$10.21	—	COM	00448Q201
—	Dicerna Pharmaceuticals Inc	2,026,894	$11,918	3.6%	$13.12	—	COM	253031108
BMY	Bristol-Myers Squibb Co	209,701	$11,307	3.4%	$48.14	-4.1%	COM	110122108
GLD	SPDR Gold Trust	83,000	$10,428	3.2%	$126.47	—	GOLD SHS	78463V107
—	Atara Biotherapeutics Inc.	458,113	$9,799	3.0%	$21.39	—	COM	46513107
ARWR	Arrowhead Pharmaceuticals Inc	1,116,777	$8,208	2.5%	$6.48	0.0%	COM	04280A100
HRTX	Heron Therapeutics Inc	386,787	$6,664	2.0%	$18.55	0.0%	COM	427746102
—	Viveve Medical Inc	839,274	$6,060	1.8%	$4.19	—	COM NEW	92852W204
—	bluebird bio Inc	87,734	$5,947	1.8%	$43.60	—	COM	09609G100
—	Corium International Inc	1,045,747	$5,888	1.8%	$9.36	—	COM	21887L107
—	Invuity Inc	392,838	$5,390	1.6%	$13.24	—	COM	46187J205
—	Celldex Therapeutics Inc	1,243,164	$5,022	1.5%	$12.18	—	COM	15117B103
—	Medicines Co	123,000	$4,642	1.4%	$37.74	—	COM	584688105
OMER	Omeros Corp	383,012	$4,274	1.3%	$14.29	-20.1%	COM	682143102
TCMD	Tactile Systems Technology Inc Cmn	227,599	$4,256	1.3%	$15.35	0.0%	COM	87357P100
—	Barclays Bank Plc	180,500	$4,018	1.2%	$22.17	—	ETN DJUBSCOFFE38	06739H297
RGNX	Regenxbio Inc	238,740	$3,345	1.0%	$24.07	-54.2%	COM	75901B107
—	Oxford Immunotec Global PLC	235,900	$2,963	0.9%	$12.56	—	ORD SHS	G6855A103
—	Five Prime Therapeutics Inc	44,044	$2,312	0.7%	$22.81	—	COM	33830X104
—	Global Blood Therapeutics Inc	95,714	$2,206	0.7%	$35.72	—	COM	37890U108
MASI	Masimo Corp	25,900	$1,541	0.5%	$40.86	+38.1%	COM	574795100
—	NOVAVAX INC	4,787	$996	0.3%	—	—	Call	670002104
—	Mirati Therapeutics Inc	129,129	$854	0.3%	$33.11	—	COM	60468T105
SRTS	Sensus Healthcare Inc Cmn	125,700	$773	0.2%	$6.26	0.0%	COM	81728J109
—	Biopharmx Corp	700,636	$389	0.1%	$1.87	—	COM	09072X101
—	Audentes Therapeutics Inc	20,000	$356	0.1%	$17.80	—	COM	05070R104
NTRA	Natera Inc	31,693	$352	0.1%	$16.90	-33.3%	COM	632307104
—	MANNKIND CORP	4,385	$272	0.1%	—	—	Put	56400P201
—	Nivalis Therapeutics Inc	30,000	$244	0.1%	$15.17	—	COM	65481J109
—	Abeona Therapeutics Inc	19,391	$116	0.0%	$5.98	—	COM	00289Y107