CIK: 0001569241 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 14, 2022
Total Value ($000): $455,498 (97.8% shares, 2.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AMBP | ARDAGH METAL PACKAGING S A | 6,318,468 | $30,581 | 6.7% | $5.08 | -15.3% | SHS | L02235106 |
| — | BLUCORA INC | 1,576,303 | $30,486 | 6.7% | $18.63 | — | COM | 095229100 |
| PAR | PAR TECHNOLOGY CORP | 950,000 | $28,054 | 6.2% | $39.65 | -6.4% | COM | 698884103 |
| CNNE | CANNAE HLDGS INC | 1,355,110 | $27,997 | 6.1% | $19.96 | +2.8% | COM | 13765N107 |
| TBPH | THERAVANCE BIOPHARMA INC | 2,495,860 | $25,308 | 5.6% | $9.23 | +1.5% | COM | G8807B106 |
| ONL | ORION OFFICE REIT INC | 2,860,000 | $25,025 | 5.5% | $15.06 | — | COM | 68629Y103 |
| IAC | IAC INC | 435,000 | $24,090 | 5.3% | $67.26 | -16.3% | COM NEW | 44891N208 |
| — | GARRETT MOTION INC | 2,258,800 | $16,060 | 3.5% | $8.27 | — | PFD CONV SER A | 366505204 |
| SLVM | SYLVAMO CORP | 438,674 | $14,871 | 3.3% | $34.38 | 0.0% | COMMON STOCK | 871332102 |
| MBI | MBIA INC | 1,516,003 | $13,947 | 3.1% | $4.67 | +10.9% | COM | 55262C100 |
| — | 2SEVENTY BIO INC | 950,000 | $13,823 | 3.0% | $19.57 | — | COMMON STOCK | 901384107 |
| LW | LAMB WESTON HLDGS INC | 153,900 | $11,909 | 2.6% | $62.34 | +18.2% | COM | 513272104 |
| ADNT | ADIENT PLC | 425,000 | $11,794 | 2.6% | $27.40 | +18.4% | ORD SHS | G0084W101 |
| VTOL | BRISTOW GROUP INC | 466,716 | $10,963 | 2.4% | $16.38 | +59.2% | COM | 11040G103 |
| — | CITY OFFICE REIT INC | 1,088,900 | $10,856 | 2.4% | $17.45 | — | COM | 178587101 |
| — | PFSWEB INC | 1,150,000 | $10,718 | 2.4% | $11.74 | — | COM NEW | 717098206 |
| — | FORUM ENERGY TECHNOLOGIES IN | 10,500,000 | $10,148 | 2.2% | $0.62 | — | NOTE 9.000% 8/0 | 34984VAC4 |
| SPB | SPECTRUM BRANDS HLDGS INC NE | 249,937 | $9,755 | 2.1% | $84.61 | -23.8% | COM | 84790A105 |
| — | ISTAR INC | 845,171 | $7,826 | 1.7% | $9.26 | — | COM | 45031U101 |
| AMPY | AMPLIFY ENERGY CORP NEW | 1,175,000 | $7,720 | 1.7% | $3.85 | +76.8% | COM | 03212B103 |
| GLPG | GALAPAGOS NV | 180,000 | $7,675 | 1.7% | $58.99 | — | SPON ADR | 36315X101 |
| PCG | PG&E CORP | 550,000 | $6,875 | 1.5% | $15.30 | -24.4% | COM | 69331C108 |
| — | MERRIMACK PHARMACEUTICALS IN | 1,767,094 | $6,627 | 1.5% | $6.24 | — | COM NEW | 590328209 |
| NODK | NI HLDGS INC | 455,262 | $6,082 | 1.3% | $14.92 | -3.4% | COM | 65342T106 |
| KOD | KODIAK SCIENCES INC | 675,000 | $5,225 | 1.1% | $7.02 | +38.3% | COM | 50015M109 |
| VRTS | VIRTUS INVT PARTNERS INC | 31,916 | $5,091 | 1.1% | $161.45 | +2.4% | COM | 92828Q109 |
| DXLG | DESTINATION XL GROUP INC | 900,000 | $4,878 | 1.1% | $5.24 | -9.0% | COM | 25065K104 |
| CUBI | CUSTOMERS BANCORP INC | 150,000 | $4,422 | 1.0% | $14.34 | +146.8% | COM | 23204G100 |
| TLYS | TILLYS INC | 571,150 | $3,952 | 0.9% | $11.55 | -34.3% | CL A | 886885102 |
| ASTL | ALGOMA STL GROUP INC | 590,899 | $3,805 | 0.8% | $9.52 | -13.8% | COM | 015658107 |
| SFIX | STITCH FIX INC | 929,200 | $3,670 | 0.8% | $9.82 | -42.2% | COM CL A | 860897107 |
| PHAT | PHATHOM PHARMACEUTICALS INC | 315,975 | $3,501 | 0.8% | $10.14 | -6.0% | COM | 71722W107 |
| QURE | UNIQURE NV | 175,000 | $3,283 | 0.7% | $15.91 | +32.2% | SHS | N90064101 |
| FLWS | 1 800 FLOWERS COM INC | 505,900 | $3,283 | 0.7% | $8.85 | 0.0% | CL A | 68243Q106 |
| NXDT | NEXPOINT DIVERSIFIED REL ET | 250,000 | $3,138 | 0.7% | $10.76 | — | COM NEW | 65340G205 |
| GBTG | GLOBAL BUSINESS TRAVEL GROUP | 515,400 | $2,917 | 0.6% | $6.63 | +4.4% | COM CL A | 37890B100 |
| ILPT | INDUSTRIAL LOGISTICS PPTYS T | 500,000 | $2,750 | 0.6% | $5.50 | — | COM SHS BEN INT | 456237106 |
| — | INTEVAC INC | 520,000 | $2,418 | 0.5% | $5.23 | — | COM | 461148108 |
| WVE | WAVE LIFE SCIENCES LTD | 600,000 | $2,166 | 0.5% | $2.38 | +39.3% | SHS | Y95308105 |
| — | DANIMER SCIENTIFIC INC | 625,000 | $1,844 | 0.4% | $5.60 | — | COM CL A | 236272100 |
| — | 89BIO INC | 310,000 | $1,795 | 0.4% | $3.22 | — | COM | 282559103 |
| COLL | COLLEGIUM PHARMACEUTICAL INC | 105,000 | $1,682 | 0.4% | $16.82 | +4.8% | COM | 19459J104 |
| PYXS | PYXIS ONCOLOGY INC | 800,000 | $1,576 | 0.3% | $2.66 | -1.9% | COMMON STOCK | 747324101 |
| — | ATAI LIFE SCIENCES NV | 470,000 | $1,556 | 0.3% | $9.14 | — | SHS | N0731H103 |
| CIX | COMPX INTL INC | 93,160 | $1,513 | 0.3% | $11.35 | +46.4% | CL A | 20563P101 |
| — | ALERISLIFE INC | 1,500,000 | $1,425 | 0.3% | $3.66 | — | COM NEW | 33832D205 |
| — | CYTEIR THERAPEUTICS INC | 654,112 | $1,256 | 0.3% | $2.91 | — | COM | 23284P103 |
| CTMX | CYTOMX THERAPEUTICS INC | 800,000 | $1,160 | 0.3% | $1.91 | -19.6% | COM | 23284F105 |
| OLMA | OLEMA PHARMACEUTICALS INC | 400,000 | $1,104 | 0.2% | $3.17 | +33.7% | COM | 68062P106 |
| — | ALIGOS THERAPEUTICS INC | 1,000,000 | $1,100 | 0.2% | $1.21 | — | COM | 01626L105 |
| IVVD | INVIVYD INC | 350,000 | $1,096 | 0.2% | $3.14 | +27.3% | COM | 00534A102 |
| — | TCR2 THERAPEUTICS INC | 600,000 | $1,080 | 0.2% | $2.90 | — | COM | 87808K106 |
| — | DECIBEL THERAPEUTICS INC | 300,000 | $1,038 | 0.2% | $4.21 | — | COM | 24343R106 |
| — | ARCA BIOPHARMA INC | 500,000 | $1,030 | 0.2% | $2.06 | — | COM | 00211Y506 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 105,000 | $1,006 | 0.2% | $13.10 | -12.0% | COM | 462260100 |
| ALEC | ALECTOR INC | 105,000 | $993 | 0.2% | $9.97 | +8.4% | COM | 014442107 |
| LTCH | LATCH INC | 1,000,000 | $954 | 0.2% | $2.51 | — | COM | 51818V106 |
| — | BOLT BIOTHERAPEUTICS INC | 600,000 | $888 | 0.2% | $2.04 | — | COM | 097702104 |
| AMR | ALPHA METALLURGICAL RESOUR I | 6,319 | $865 | 0.2% | $13.54 | +878.3% | COM | 020764106 |
| — | ADVERUM BIOTECHNOLOGIES INC | 900,000 | $855 | 0.2% | $1.20 | — | COM | 00773U108 |
| — | SEMA4 HOLDINGS CORP | 900,000 | $790 | 0.2% | $2.21 | — | COM CL A | 81663L101 |
| — | SENSEI BIOTHERAPEUTICS INC | 415,000 | $643 | 0.1% | $2.27 | — | COM | 81728A108 |
| TCRX | TSCAN THERAPEUTICS INC | 200,000 | $610 | 0.1% | $2.74 | +19.7% | COM | 89854M101 |
| BDTX | BLACK DIAMOND THERAPEUTICS I | 350,000 | $592 | 0.1% | $2.32 | +32.6% | COM | 09203E105 |
| — | FORTE BIOSCIENCES INC | 500,000 | $535 | 0.1% | $1.07 | — | COM | 34962G109 |
| NUVB | NUVATION BIO INC | 210,000 | $470 | 0.1% | $4.36 | -34.5% | COM CL A | 67080N101 |
| — | SIO GENE THERAPIES INC | 1,500,000 | $420 | 0.1% | $0.36 | — | COM | 829399104 |
| ORIC | ORIC PHARMACEUTICALS INC | 125,000 | $400 | 0.1% | $3.99 | +0.3% | COM | 68622P109 |
| — | PASSAGE BIO INC | 300,000 | $375 | 0.1% | $2.36 | — | COM | 702712100 |
| — | 8I ACQUISITION 2 CORP | 750,000 | $351 | 0.1% | $0.23 | — | RIGHT 09/24/2026 | G2956R129 |
| IOBT | IO BIOTECH INC | 100,000 | $271 | 0.1% | $3.71 | 0.0% | COM | 449778109 |
| — | GLOBAL BUSINESS TRAVEL GROUP | 118,828 | $187 | 0.0% | $1.57 | — | *W EXP 99/99/999 | 37890B118 |
| LFLYW | LEAFLY HOLDINGS INC | 634,640 | $108 | 0.0% | $0.17 | — | *W EXP 02/04/202 | 52178J113 |
| — | AGBA ACQUISITION LTD | 500,000 | $69 | 0.0% | $0.14 | — | RIGHT 05/10/2024 | G0120M125 |
| — | BRILLIANT ACQUISITION CORP | 457,409 | $63 | 0.0% | $0.13 | — | RIGHT 99/99/9999 | G1643W137 |
| — | BENESSERE CAPITAL ACQUSTN CO | 250,000 | $34 | 0.0% | $0.15 | — | RIGHT 99/99/9999 | 08179B129 |
| — | VIVEON HEALTH ACQUISITION CO | 250,000 | $30 | 0.0% | $0.08 | — | RIGHT 12/31/2025 | 92853V122 |
| — | LEAFLY HOLDINGS INC | 35,000 | $24 | 0.0% | $0.69 | — | COM | 52178J105 |
| — | ARISZ ACQUISITION CORP | 250,000 | $15 | 0.0% | $0.10 | — | RIGHT 99/99/9999 | 040450124 |
| — | SPK ACQUISITION CORP | 60,000 | $6 | 0.0% | $0.02 | — | RIGHT 05/13/2026 | 848651113 |