Institute for Wealth Management, LLC. Diversified Active

CIK: 0001533954 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Feb 8, 2016

Total Value ($000): $66,955 (100.0% shares, 0.0% debt)

Holdings (36)

SPY SPDR S&P 500 ETF TR 20.7%

Value ($000) $13,875 Shares 68,058 Est. Cost $195.54 Unrealized —

USMV ISHARES TR 9.7%

Value ($000) $6,483 Shares 155,017 Est. Cost $40.80 Unrealized —

QUAL ISHARES TR 8.3%

Value ($000) $5,539 Shares 85,776 Est. Cost $62.25 Unrealized —

AGG ISHARES TR 4.9%

Value ($000) $3,295 Shares 30,506 Est. Cost $107.27 Unrealized —

VOO VANGUARD INDEX FDS 4.4%

Value ($000) $2,966 Shares 15,867 Est. Cost $183.73 Unrealized —

XLK SELECT SECTOR SPDR TR 4.0%

Value ($000) $2,665 Shares 62,214 Est. Cost $39.24 Unrealized —

HEDJ WISDOMTREE TR 3.7%

Value ($000) $2,444 Shares 45,418 Est. Cost $55.93 Unrealized —

SCZ ISHARES TR 3.5%

Value ($000) $2,362 Shares 47,289 Est. Cost $51.01 Unrealized —

IEF ISHARES TR 2.9%

Value ($000) $1,970 Shares 18,660 Est. Cost $104.05 Unrealized —

TOTL SSGA ACTIVE ETF TR 2.9%

Value ($000) $1,917 Shares 39,446 Est. Cost $49.51 Unrealized —

FJP FIRST TR EXCH TRD ALPHA FD I 2.6%

Value ($000) $1,766 Shares 37,451 Est. Cost $44.80 Unrealized —

— POWERSHARES ETF TRUST 2.3%

Value ($000) $1,546 Shares 146,952 Est. Cost $11.08 Unrealized —

VBR VANGUARD INDEX FDS 2.2%

Value ($000) $1,458 Shares 14,761 Est. Cost $96.85 Unrealized —

IYF ISHARES TR 2.1%

Value ($000) $1,375 Shares 15,560 Est. Cost $71.81 Unrealized —

GQRE FLEXSHARES TR 2.0%

Value ($000) $1,358 Shares 23,889 Est. Cost $55.85 Unrealized —

CMBS ISHARES TR 2.0%

Value ($000) $1,342 Shares 26,494 Est. Cost $51.42 Unrealized —

BNDX VANGUARD CHARLOTTE FDS 1.9%

Value ($000) $1,274 Shares 24,087 Est. Cost $52.50 Unrealized —

BWX SPDR SERIES TRUST 1.9%

Value ($000) $1,262 Shares 24,436 Est. Cost $55.21 Unrealized —

VPL VANGUARD INTL EQUITY INDEX F 1.9%

Value ($000) $1,245 Shares 21,964 Est. Cost $60.79 Unrealized —

VHT VANGUARD WORLD FDS 1.8%

Value ($000) $1,227 Shares 9,232 Est. Cost $122.52 Unrealized —

VGK VANGUARD INTL EQUITY INDEX F 1.8%

Value ($000) $1,226 Shares 24,575 Est. Cost $53.64 Unrealized —

XLP SELECT SECTOR SPDR TR 1.8%

Value ($000) $1,177 Shares 23,321 Est. Cost $50.47 Unrealized —

XLF SELECT SECTOR SPDR TR 1.7%

Value ($000) $1,146 Shares 48,090 Est. Cost $23.83 Unrealized —

XLY SELECT SECTOR SPDR TR 1.7%

Value ($000) $1,135 Shares 14,516 Est. Cost $78.19 Unrealized —

XLB SELECT SECTOR SPDR TR 1.5%

Value ($000) $999 Shares 23,013 Est. Cost $43.41 Unrealized —

BSV VANGUARD BD INDEX FD INC 1.2%

Value ($000) $790 Shares 9,929 Est. Cost $80.22 Unrealized —

HYG ISHARES TR 0.9%

Value ($000) $636 Shares 7,889 Est. Cost $91.31 Unrealized —

SHY ISHARES TR 0.7%

Value ($000) $446 Shares 5,291 Est. Cost $84.73 Unrealized —

VIG VANGUARD SPECIALIZED PORTFOL 0.5%

Value ($000) $349 Shares 4,483 Est. Cost $81.16 Unrealized —

IJR ISHARES TR 0.4%

Value ($000) $270 Shares 2,449 Est. Cost $106.60 Unrealized —

VDC VANGUARD WORLD FDS 0.4%

Value ($000) $254 Shares 1,968 Est. Cost $129.07 Unrealized —

VFH VANGUARD WORLD FDS 0.4%

Value ($000) $253 Shares 5,216 Est. Cost $48.50 Unrealized —

VGT VANGUARD WORLD FDS 0.4%

Value ($000) $251 Shares 2,319 Est. Cost $108.24 Unrealized —

VCR VANGUARD WORLD FDS 0.4%

Value ($000) $249 Shares 2,029 Est. Cost $122.72 Unrealized —

— CLAYMORE EXCHANGE TRD FD TR 0.3%

Value ($000) $204 Shares 4,100 Est. Cost $49.76 Unrealized —

VAW VANGUARD WORLD FDS 0.3%

Value ($000) $201 Shares 2,129 Est. Cost $94.41 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	68,058	$13,875	20.7%	$195.54	—	TR UNIT	78462F103
USMV	ISHARES TR	155,017	$6,483	9.7%	$40.80	—	USA MIN VOL ETF	46429B697
QUAL	ISHARES TR	85,776	$5,539	8.3%	$62.25	—	MSCI USA QLT FAC	46432F339
AGG	ISHARES TR	30,506	$3,295	4.9%	$107.27	—	CORE US AGGBD ET	464287226
VOO	VANGUARD INDEX FDS	15,867	$2,966	4.4%	$183.73	—	S&P 500 ETF SHS	922908363
XLK	SELECT SECTOR SPDR TR	62,214	$2,665	4.0%	$39.24	—	TECHNOLOGY	81369Y803
HEDJ	WISDOMTREE TR	45,418	$2,444	3.7%	$55.93	—	EUROPE HEDGED EQ	97717X701
SCZ	ISHARES TR	47,289	$2,362	3.5%	$51.01	—	EAFE SML CP ETF	464288273
IEF	ISHARES TR	18,660	$1,970	2.9%	$104.05	—	7-10 Y TR BD ETF	464287440
TOTL	SSGA ACTIVE ETF TR	39,446	$1,917	2.9%	$49.51	—	SPDR TR TACTIC	78467V848
FJP	FIRST TR EXCH TRD ALPHA FD I	37,451	$1,766	2.6%	$44.80	—	JAPAN ALPHADEX	33737J158
—	POWERSHARES ETF TRUST	146,952	$1,546	2.3%	$11.08	—	GBL LSTD PVT EQT	73935X195
VBR	VANGUARD INDEX FDS	14,761	$1,458	2.2%	$96.85	—	SM CP VAL ETF	922908611
IYF	ISHARES TR	15,560	$1,375	2.1%	$71.81	—	U.S. FINLS ETF	464287788
GQRE	FLEXSHARES TR	23,889	$1,358	2.0%	$55.85	—	GLB QLT R/E IDX	33939L787
CMBS	ISHARES TR	26,494	$1,342	2.0%	$51.42	—	CMBS ETF	46429B366
BNDX	VANGUARD CHARLOTTE FDS	24,087	$1,274	1.9%	$52.50	—	INTL BD IDX ETF	92203J407
BWX	SPDR SERIES TRUST	24,436	$1,262	1.9%	$55.21	—	BRCLYS INTL ETF	78464A516
VPL	VANGUARD INTL EQUITY INDEX F	21,964	$1,245	1.9%	$60.79	—	FTSE PACIFIC ETF	922042866
VHT	VANGUARD WORLD FDS	9,232	$1,227	1.8%	$122.52	—	HEALTH CAR ETF	92204A504
VGK	VANGUARD INTL EQUITY INDEX F	24,575	$1,226	1.8%	$53.64	—	FTSE EUROPE ETF	922042874
XLP	SELECT SECTOR SPDR TR	23,321	$1,177	1.8%	$50.47	—	SBI CONS STPLS	81369Y308
XLF	SELECT SECTOR SPDR TR	48,090	$1,146	1.7%	$23.83	—	SBI INT-FINL	81369Y605
XLY	SELECT SECTOR SPDR TR	14,516	$1,135	1.7%	$78.19	—	SBI CONS DISCR	81369Y407
XLB	SELECT SECTOR SPDR TR	23,013	$999	1.5%	$43.41	—	SBI MATERIALS	81369Y100
BSV	VANGUARD BD INDEX FD INC	9,929	$790	1.2%	$80.22	—	SHORT TRM BOND	921937827
HYG	ISHARES TR	7,889	$636	0.9%	$91.31	—	IBOXX HI YD ETF	464288513
SHY	ISHARES TR	5,291	$446	0.7%	$84.73	—	1-3 YR TR BD ETF	464287457
VIG	VANGUARD SPECIALIZED PORTFOL	4,483	$349	0.5%	$81.16	—	DIV APP ETF	921908844
IJR	ISHARES TR	2,449	$270	0.4%	$106.60	—	CORE S&P SCP ETF	464287804
VDC	VANGUARD WORLD FDS	1,968	$254	0.4%	$129.07	—	CONSUM STP ETF	92204A207
VFH	VANGUARD WORLD FDS	5,216	$253	0.4%	$48.50	—	FINANCIALS ETF	92204A405
VGT	VANGUARD WORLD FDS	2,319	$251	0.4%	$108.24	—	INF TECH ETF	92204A702
VCR	VANGUARD WORLD FDS	2,029	$249	0.4%	$122.72	—	CONSUM DIS ETF	92204A108
—	CLAYMORE EXCHANGE TRD FD TR	4,100	$204	0.3%	$49.76	—	GUGG ENH SHT DUR	18383M654
VAW	VANGUARD WORLD FDS	2,129	$201	0.3%	$94.41	—	MATERIALS ETF	92204A801