Institute for Wealth Management, LLC. Diversified Active

CIK: 0001533954 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 12, 2015

Total Value ($000): $52,640 (100.0% shares, 0.0% debt)

Holdings (27)

AGG ISHARES TR 9.5%

Value ($000) $5,023 Shares 45,842 Est. Cost $107.27 Unrealized —

SPY SPDR S&P 500 ETF TR 7.9%

Value ($000) $4,177 Shares 21,795 Est. Cost $177.87 Unrealized —

USMV ISHARES TR 7.8%

Value ($000) $4,124 Shares 104,158 Est. Cost $40.30 Unrealized —

— ETF SER SOLUTIONS 5.9%

Value ($000) $3,111 Shares 77,128 Est. Cost $45.03 Unrealized —

QUAL ISHARES TR 5.6%

Value ($000) $2,925 Shares 48,390 Est. Cost $60.45 Unrealized —

TOTL SSGA ACTIVE ETF TR 5.4%

Value ($000) $2,848 Shares 57,518 Est. Cost $49.51 Unrealized —

HEDJ WISDOMTREE TR 5.4%

Value ($000) $2,821 Shares 51,612 Est. Cost $55.93 Unrealized —

SCZ ISHARES TR 4.5%

Value ($000) $2,361 Shares 49,417 Est. Cost $51.01 Unrealized —

IEF ISHARES TR 4.4%

Value ($000) $2,337 Shares 21,666 Est. Cost $104.05 Unrealized —

BNDX VANGUARD CHARLOTTE FDS 3.8%

Value ($000) $1,980 Shares 37,399 Est. Cost $52.50 Unrealized —

CMBS ISHARES TR 3.8%

Value ($000) $1,974 Shares 38,131 Est. Cost $51.42 Unrealized —

BWX SPDR SERIES TRUST 3.7%

Value ($000) $1,943 Shares 37,311 Est. Cost $55.21 Unrealized —

FJP FIRST TR EXCH TRD ALPHA FD I 3.3%

Value ($000) $1,756 Shares 39,290 Est. Cost $44.80 Unrealized —

XLK SELECT SECTOR SPDR TR 3.2%

Value ($000) $1,690 Shares 42,794 Est. Cost $37.61 Unrealized —

— POWERSHARES ETF TRUST 3.1%

Value ($000) $1,618 Shares 154,093 Est. Cost $11.08 Unrealized —

GQRE FLEXSHARES TR 2.9%

Value ($000) $1,514 Shares 28,039 Est. Cost $55.85 Unrealized —

VBR VANGUARD INDEX FDS 2.8%

Value ($000) $1,481 Shares 15,292 Est. Cost $96.85 Unrealized —

IYF ISHARES TR 2.6%

Value ($000) $1,390 Shares 16,527 Est. Cost $71.81 Unrealized —

VPL VANGUARD INTL EQUITY INDEX F 2.6%

Value ($000) $1,380 Shares 25,705 Est. Cost $60.79 Unrealized —

BSV VANGUARD BD INDEX FD INC 2.3%

Value ($000) $1,219 Shares 15,160 Est. Cost $80.22 Unrealized —

VHT VANGUARD WORLD FDS 2.2%

Value ($000) $1,163 Shares 9,492 Est. Cost $122.52 Unrealized —

VGK VANGUARD INTL EQUITY INDEX F 2.1%

Value ($000) $1,106 Shares 22,494 Est. Cost $53.99 Unrealized —

HYG ISHARES TR 2.0%

Value ($000) $1,056 Shares 12,675 Est. Cost $91.31 Unrealized —

VOO VANGUARD INDEX FDS 1.4%

Value ($000) $763 Shares 4,341 Est. Cost $175.23 Unrealized —

VIG VANGUARD SPECIALIZED PORTFOL 0.6%

Value ($000) $342 Shares 4,637 Est. Cost $81.16 Unrealized —

SHY ISHARES TR 0.5%

Value ($000) $283 Shares 3,330 Est. Cost $84.98 Unrealized —

IJR ISHARES TR 0.5%

Value ($000) $255 Shares 2,394 Est. Cost $106.52 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AGG	ISHARES TR	45,842	$5,023	9.5%	$107.27	—	CORE US AGGBD ET	464287226
SPY	SPDR S&P 500 ETF TR	21,795	$4,177	7.9%	$177.87	—	TR UNIT	78462F103
USMV	ISHARES TR	104,158	$4,124	7.8%	$40.30	—	USA MIN VOL ETF	46429B697
—	ETF SER SOLUTIONS	77,128	$3,111	5.9%	$45.03	—	ALPCLONE ALTER	26922A305
QUAL	ISHARES TR	48,390	$2,925	5.6%	$60.45	—	MSCI USA QLT FAC	46432F339
TOTL	SSGA ACTIVE ETF TR	57,518	$2,848	5.4%	$49.51	—	SPDR TR TACTIC	78467V848
HEDJ	WISDOMTREE TR	51,612	$2,821	5.4%	$55.93	—	EUROPE HEDGED EQ	97717X701
SCZ	ISHARES TR	49,417	$2,361	4.5%	$51.01	—	EAFE SML CP ETF	464288273
IEF	ISHARES TR	21,666	$2,337	4.4%	$104.05	—	7-10 Y TR BD ETF	464287440
BNDX	VANGUARD CHARLOTTE FDS	37,399	$1,980	3.8%	$52.50	—	INTL BD IDX ETF	92203J407
CMBS	ISHARES TR	38,131	$1,974	3.8%	$51.42	—	CMBS ETF	46429B366
BWX	SPDR SERIES TRUST	37,311	$1,943	3.7%	$55.21	—	BRCLYS INTL ETF	78464A516
FJP	FIRST TR EXCH TRD ALPHA FD I	39,290	$1,756	3.3%	$44.80	—	JAPAN ALPHADEX	33737J158
XLK	SELECT SECTOR SPDR TR	42,794	$1,690	3.2%	$37.61	—	TECHNOLOGY	81369Y803
—	POWERSHARES ETF TRUST	154,093	$1,618	3.1%	$11.08	—	GBL LSTD PVT EQT	73935X195
GQRE	FLEXSHARES TR	28,039	$1,514	2.9%	$55.85	—	GLB QLT R/E IDX	33939L787
VBR	VANGUARD INDEX FDS	15,292	$1,481	2.8%	$96.85	—	SM CP VAL ETF	922908611
IYF	ISHARES TR	16,527	$1,390	2.6%	$71.81	—	U.S. FINLS ETF	464287788
VPL	VANGUARD INTL EQUITY INDEX F	25,705	$1,380	2.6%	$60.79	—	FTSE PACIFIC ETF	922042866
BSV	VANGUARD BD INDEX FD INC	15,160	$1,219	2.3%	$80.22	—	SHORT TRM BOND	921937827
VHT	VANGUARD WORLD FDS	9,492	$1,163	2.2%	$122.52	—	HEALTH CAR ETF	92204A504
VGK	VANGUARD INTL EQUITY INDEX F	22,494	$1,106	2.1%	$53.99	—	FTSE EUROPE ETF	922042874
HYG	ISHARES TR	12,675	$1,056	2.0%	$91.31	—	IBOXX HI YD ETF	464288513
VOO	VANGUARD INDEX FDS	4,341	$763	1.4%	$175.23	—	S&P 500 ETF SHS	922908363
VIG	VANGUARD SPECIALIZED PORTFOL	4,637	$342	0.6%	$81.16	—	DIV APP ETF	921908844
SHY	ISHARES TR	3,330	$283	0.5%	$84.98	—	1-3 YR TR BD ETF	464287457
IJR	ISHARES TR	2,394	$255	0.5%	$106.52	—	CORE S&P SCP ETF	464287804