ALETHEA CAPITAL MANAGEMENT, LLC Quant / Systematic

CIK: 0001549408 · Show all filings

Period: Q4 2022 (← Previous) (Next →)

Filing Date: Feb 14, 2023

Total Value ($000): $104,312 (100.0% shares, 0.0% debt)

Holdings (43)

AXSM AXSOME THERAPEUTICS INC 58.1%

Value ($000) $60,600 Shares 785,683 Est. Cost $11.04 Unrealized +441.4%

RNAM AVIDITY BIOSCIENCES INC 17.6%

Value ($000) $18,317 Shares 825,473 Est. Cost $29.16 Unrealized -48.9%

BIL SPDR SER TR 5.5%

Value ($000) $5,778 Shares 63,166 Est. Cost $91.57 Unrealized —

KURA KURA ONCOLOGY INC 4.3%

Value ($000) $4,514 Shares 363,773 Est. Cost $14.85 Unrealized -2.1%

TLT ISHARES TR 2.4%

Value ($000) $2,459 Shares 24,700 Est. Cost $147.26 Unrealized —

— CIDARA THERAPEUTICS INC 1.2%

Value ($000) $1,268 Shares 1,677,194 Est. Cost $2.63 Unrealized —

KMB KIMBERLY-CLARK CORP 0.5%

Value ($000) $509 Shares 3,751 Est. Cost $109.80 Unrealized +2.7%

HON HONEYWELL INTL INC 0.4%

Value ($000) $452 Shares 2,110 Est. Cost $120.19 Unrealized +48.7%

MRK MERCK & CO INC 0.4%

Value ($000) $444 Shares 4,000 Est. Cost $66.87 Unrealized +38.8%

XOM EXXON MOBIL CORP 0.4%

Value ($000) $441 Shares 4,000 Est. Cost $32.10 Unrealized +199.9%

PG PROCTER AND GAMBLE CO 0.4%

Value ($000) $409 Shares 2,700 Est. Cost $108.00 Unrealized +20.2%

PEP PEPSICO INC 0.4%

Value ($000) $397 Shares 2,200 Est. Cost $101.63 Unrealized +58.3%

ITW ILLINOIS TOOL WKS INC 0.4%

Value ($000) $386 Shares 1,750 Est. Cost $134.84 Unrealized +46.5%

ETN EATON CORP PLC 0.4%

Value ($000) $385 Shares 2,450 Est. Cost $48.13 Unrealized +205.3%

PFE PFIZER INC 0.4%

Value ($000) $368 Shares 7,189 Est. Cost $30.39 Unrealized +32.2%

CMI CUMMINS INC 0.3%

Value ($000) $363 Shares 1,500 Est. Cost $175.39 Unrealized +25.9%

HD HOME DEPOT INC 0.3%

Value ($000) $363 Shares 1,150 Est. Cost $237.16 Unrealized +18.6%

BAC BANK AMERICA CORP 0.3%

Value ($000) $351 Shares 10,600 Est. Cost $19.62 Unrealized +61.6%

WM WASTE MGMT INC DEL 0.3%

Value ($000) $345 Shares 2,200 Est. Cost $109.93 Unrealized +39.3%

KO COCA COLA CO 0.3%

Value ($000) $340 Shares 5,350 Est. Cost $44.59 Unrealized +23.2%

BRK/B BERKSHIRE HATHAWAY INC DEL 0.3%

Value ($000) $340 Shares 1,100 Est. Cost $209.19 Unrealized +42.0%

JPM JPMORGAN CHASE & CO 0.3%

Value ($000) $335 Shares 2,500 Est. Cost $122.08 Unrealized -3.6%

GOOG ALPHABET INC 0.3%

Value ($000) $311 Shares 3,500 Est. Cost $108.80 Unrealized -12.9%

DUK DUKE ENERGY CORP NEW 0.3%

Value ($000) $309 Shares 3,000 Est. Cost $75.33 Unrealized +12.6%

AMGN AMGEN INC 0.3%

Value ($000) $309 Shares 1,175 Est. Cost $187.87 Unrealized +29.2%

CVS CVS HEALTH CORP 0.3%

Value ($000) $308 Shares 3,300 Est. Cost $55.22 Unrealized +55.6%

AAPL APPLE INC 0.3%

Value ($000) $305 Shares 2,350 Est. Cost $87.14 Unrealized +61.5%

— BLACKROCK INC 0.3%

Value ($000) $301 Shares 425 Est. Cost $392.86 Unrealized —

— SPECTRUM PHARMACEUTICALS INC 0.3%

Value ($000) $290 Shares 787,973 Est. Cost $3.10 Unrealized —

NFG NATIONAL FUEL GAS CO 0.3%

Value ($000) $285 Shares 4,500 Est. Cost $45.39 Unrealized +41.8%

HEDJ WISDOMTREE TR 0.3%

Value ($000) $281 Shares 4,010 Est. Cost $51.27 Unrealized —

MDT MEDTRONIC PLC 0.3%

Value ($000) $272 Shares 3,500 Est. Cost $84.10 Unrealized -12.7%

DOW DOW INC 0.3%

Value ($000) $267 Shares 5,300 Est. Cost $37.93 Unrealized +6.8%

MSFT MICROSOFT CORP 0.2%

Value ($000) $258 Shares 1,075 Est. Cost $46.85 Unrealized +399.6%

DIS DISNEY WALT CO 0.2%

Value ($000) $252 Shares 2,901 Est. Cost $100.71 Unrealized -7.2%

QCOM QUALCOMM INC 0.2%

Value ($000) $245 Shares 2,231 Est. Cost $108.85 Unrealized 0.0%

INTC INTEL CORP 0.2%

Value ($000) $217 Shares 8,200 Est. Cost $49.01 Unrealized -45.6%

VZ VERIZON COMMUNICATIONS INC 0.2%

Value ($000) $216 Shares 5,489 Est. Cost $30.76 Unrealized 0.0%

BX BLACKSTONE INC 0.2%

Value ($000) $215 Shares 2,900 Est. Cost $40.79 Unrealized +92.8%

GLD SPDR GOLD TR 0.2%

Value ($000) $204 Shares 1,200 Est. Cost $169.64 Unrealized —

XEVMX EATON VANCE CALIF MUN BD FD 0.1%

Value ($000) $113 Shares 13,129 Est. Cost $11.77 Unrealized —

HOOD ROBINHOOD MKTS INC 0.1%

Value ($000) $107 Shares 13,158 Est. Cost $30.77 Unrealized -68.1%

LPRO OPEN LENDING CORP 0.1%

Value ($000) $81 Shares 12,000 Est. Cost $37.71 Unrealized -81.3%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AXSM	AXSOME THERAPEUTICS INC	785,683	$60,600	58.1%	$11.04	+441.4%	COM	05464T104
RNAM	AVIDITY BIOSCIENCES INC	825,473	$18,317	17.6%	$29.16	-48.9%	COM	05370A108
BIL	SPDR SER TR	63,166	$5,778	5.5%	$91.57	—	BLOOMBERG 1-3 MO	78468R663
KURA	KURA ONCOLOGY INC	363,773	$4,514	4.3%	$14.85	-2.1%	COM	50127T109
TLT	ISHARES TR	24,700	$2,459	2.4%	$147.26	—	20 YR TR BD ETF	464287432
—	CIDARA THERAPEUTICS INC	1,677,194	$1,268	1.2%	$2.63	—	COM	171757107
KMB	KIMBERLY-CLARK CORP	3,751	$509	0.5%	$109.80	+2.7%	COM	494368103
HON	HONEYWELL INTL INC	2,110	$452	0.4%	$120.19	+48.7%	COM	438516106
MRK	MERCK & CO INC	4,000	$444	0.4%	$66.87	+38.8%	COM	58933Y105
XOM	EXXON MOBIL CORP	4,000	$441	0.4%	$32.10	+199.9%	COM	30231G102
PG	PROCTER AND GAMBLE CO	2,700	$409	0.4%	$108.00	+20.2%	COM	742718109
PEP	PEPSICO INC	2,200	$397	0.4%	$101.63	+58.3%	COM	713448108
ITW	ILLINOIS TOOL WKS INC	1,750	$386	0.4%	$134.84	+46.5%	COM	452308109
ETN	EATON CORP PLC	2,450	$385	0.4%	$48.13	+205.3%	SHS	G29183103
PFE	PFIZER INC	7,189	$368	0.4%	$30.39	+32.2%	COM	717081103
CMI	CUMMINS INC	1,500	$363	0.3%	$175.39	+25.9%	COM	231021106
HD	HOME DEPOT INC	1,150	$363	0.3%	$237.16	+18.6%	COM	437076102
BAC	BANK AMERICA CORP	10,600	$351	0.3%	$19.62	+61.6%	COM	060505104
WM	WASTE MGMT INC DEL	2,200	$345	0.3%	$109.93	+39.3%	COM	94106L109
KO	COCA COLA CO	5,350	$340	0.3%	$44.59	+23.2%	COM	191216100
BRK/B	BERKSHIRE HATHAWAY INC DEL	1,100	$340	0.3%	$209.19	+42.0%	CL B NEW	084670702
JPM	JPMORGAN CHASE & CO	2,500	$335	0.3%	$122.08	-3.6%	COM	46625H100
GOOG	ALPHABET INC	3,500	$311	0.3%	$108.80	-12.9%	CAP STK CL C	02079K107
DUK	DUKE ENERGY CORP NEW	3,000	$309	0.3%	$75.33	+12.6%	COM NEW	26441C204
AMGN	AMGEN INC	1,175	$309	0.3%	$187.87	+29.2%	COM	031162100
CVS	CVS HEALTH CORP	3,300	$308	0.3%	$55.22	+55.6%	COM	126650100
AAPL	APPLE INC	2,350	$305	0.3%	$87.14	+61.5%	COM	037833100
—	BLACKROCK INC	425	$301	0.3%	$392.86	—	COM	09247X101
—	SPECTRUM PHARMACEUTICALS INC	787,973	$290	0.3%	$3.10	—	COM	84763A108
NFG	NATIONAL FUEL GAS CO	4,500	$285	0.3%	$45.39	+41.8%	COM	636180101
HEDJ	WISDOMTREE TR	4,010	$281	0.3%	$51.27	—	EUROPE HEDGED EQ	97717X701
MDT	MEDTRONIC PLC	3,500	$272	0.3%	$84.10	-12.7%	SHS	G5960L103
DOW	DOW INC	5,300	$267	0.3%	$37.93	+6.8%	COM	260557103
MSFT	MICROSOFT CORP	1,075	$258	0.2%	$46.85	+399.6%	COM	594918104
DIS	DISNEY WALT CO	2,901	$252	0.2%	$100.71	-7.2%	COM	254687106
QCOM	QUALCOMM INC	2,231	$245	0.2%	$108.85	0.0%	COM	747525103
INTC	INTEL CORP	8,200	$217	0.2%	$49.01	-45.6%	COM	458140100
VZ	VERIZON COMMUNICATIONS INC	5,489	$216	0.2%	$30.76	0.0%	COM	92343V104
BX	BLACKSTONE INC	2,900	$215	0.2%	$40.79	+92.8%	COM	09260D107
GLD	SPDR GOLD TR	1,200	$204	0.2%	$169.64	—	GOLD SHS	78463V107
XEVMX	EATON VANCE CALIF MUN BD FD	13,129	$113	0.1%	$11.77	—	COM	27828A100
HOOD	ROBINHOOD MKTS INC	13,158	$107	0.1%	$30.77	-68.1%	COM CL A	770700102
LPRO	OPEN LENDING CORP	12,000	$81	0.1%	$37.71	-81.3%	COM CL A	68373J104