ALETHEA CAPITAL MANAGEMENT, LLC Quant / Systematic

Location: Mercer Island, WA

CIK: 0001549408 · Show all filings

Period: Q3 2025 (← Previous) (Next →)

Filing Date: Nov 14, 2025

Total Value: $156M (100.0% shares, 0.0% debt)

Holdings (34)

AXSM AXSOME THERAPEUTICS INC 52.3%

Value $81.48M Shares 670,883 Est. Cost $11.04 Unrealized +920.4%

BIL SPDR SERIES TRUST 18.4%

Value $28.62M Shares 311,974 Est. Cost $91.79 Unrealized —

RNAM AVIDITY BIOSCIENCES INC 12.5%

Value $19.44M Shares 446,127 Est. Cost $29.42 Unrealized +37.4%

KURA KURA ONCOLOGY INC 7.9%

Value $12.29M Shares 1,388,794 Est. Cost $11.19 Unrealized -36.3%

TLT ISHARES TR 1.3%

Value $2.067M Shares 23,123 Est. Cost $147.26 Unrealized —

JNJ JOHNSON & JOHNSON 0.4%

Value $616K Shares 3,323 Est. Cost $169.51 Unrealized 0.0%

— CIDARA THERAPEUTICS INC 0.4%

Value $570K Shares 5,957 Est. Cost $95.76 Unrealized —

VTR VENTAS INC 0.4%

Value $563K Shares 8,040 Est. Cost $66.33 Unrealized 0.0%

UNH UNITEDHEALTH GROUP INC 0.4%

Value $562K Shares 1,627 Est. Cost $298.94 Unrealized 0.0%

SJM SMUCKER J M CO 0.4%

Value $561K Shares 5,170 Est. Cost $106.99 Unrealized 0.0%

CNP CENTERPOINT ENERGY INC 0.3%

Value $536K Shares 13,820 Est. Cost $37.44 Unrealized 0.0%

MCD MCDONALDS CORP 0.3%

Value $528K Shares 1,739 Est. Cost $301.40 Unrealized 0.0%

EXC EXELON CORP 0.3%

Value $526K Shares 11,693 Est. Cost $43.37 Unrealized 0.0%

VZ VERIZON COMMUNICATIONS INC 0.3%

Value $516K Shares 11,732 Est. Cost $42.49 Unrealized 0.0%

BF/B BROWN FORMAN CORP 0.3%

Value $511K Shares 18,864 Est. Cost $28.60 Unrealized 0.0%

ED CONSOLIDATED EDISON INC 0.3%

Value $508K Shares 5,058 Est. Cost $99.12 Unrealized 0.0%

AWK AMERICAN WTR WKS CO INC NEW 0.3%

Value $508K Shares 3,648 Est. Cost $140.03 Unrealized 0.0%

MAA MID-AMER APT CMNTYS INC 0.3%

Value $479K Shares 3,430 Est. Cost $142.65 Unrealized 0.0%

TAP MOLSON COORS BEVERAGE CO 0.3%

Value $478K Shares 10,557 Est. Cost $48.53 Unrealized 0.0%

CCI CROWN CASTLE INC 0.3%

Value $477K Shares 4,941 Est. Cost $99.10 Unrealized 0.0%

INVH INVITATION HOMES INC 0.3%

Value $454K Shares 15,478 Est. Cost $30.20 Unrealized 0.0%

PAYX PAYCHEX INC 0.3%

Value $443K Shares 3,493 Est. Cost $137.17 Unrealized 0.0%

LKQ LKQ CORP 0.3%

Value $419K Shares 13,716 Est. Cost $32.36 Unrealized 0.0%

HEDJ WISDOMTREE TR 0.3%

Value $399K Shares 7,925 Est. Cost $45.38 Unrealized —

T AT&T INC 0.2%

Value $361K Shares 12,782 Est. Cost $28.07 Unrealized 0.0%

LMT LOCKHEED MARTIN CORP 0.2%

Value $331K Shares 663 Est. Cost $448.15 Unrealized 0.0%

STZ CONSTELLATION BRANDS INC 0.2%

Value $318K Shares 2,362 Est. Cost $157.52 Unrealized 0.0%

KURA KURA ONCOLOGY INC 0.2%

Value $278K Shares 150,000 Est. Cost $11.19 Unrealized -36.3%

XOM EXXON MOBIL CORP 0.2%

Value $268K Shares 2,379 Est. Cost $109.70 Unrealized 0.0%

RSPU INVESCO EXCHANGE TRADED FD T 0.1%

Value $220K Shares 2,872 Est. Cost $71.12 Unrealized —

IMRX IMMUNEERING CORP 0.1%

Value $161K Shares 22,935 Est. Cost $1.71 Unrealized +202.8%

XEVMX EATON VANCE CALIF MUN BD FD 0.1%

Value $101K Shares 10,658 Est. Cost $11.77 Unrealized —

TGB TASEKO MINES LTD 0.0%

Value $42,300 Shares 10,000 Est. Cost $2.20 Unrealized +54.4%

LPRO OPEN LENDING CORP 0.0%

Value $25,320 Shares 12,000 Est. Cost $37.71 Unrealized -94.0%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
AXSM	AXSOME THERAPEUTICS INC	670,883	$81.48M	52.3%	$11.04	+920.4%	COM	05464T104
BIL	SPDR SERIES TRUST	311,974	$28.62M	18.4%	$91.79	—	BLOOMBERG 1-3 MO	78468R663
RNAM	AVIDITY BIOSCIENCES INC	446,127	$19.44M	12.5%	$29.42	+37.4%	COM	05370A108
KURA	KURA ONCOLOGY INC	1,388,794	$12.29M	7.9%	$11.19	-36.3%	COM	50127T109
TLT	ISHARES TR	23,123	$2.067M	1.3%	$147.26	—	20 YR TR BD ETF	464287432
JNJ	JOHNSON & JOHNSON	3,323	$616K	0.4%	$169.51	0.0%	COM	478160104
—	CIDARA THERAPEUTICS INC	5,957	$570K	0.4%	$95.76	—	COM NEW	171757206
VTR	VENTAS INC	8,040	$563K	0.4%	$66.33	0.0%	COM	92276F100
UNH	UNITEDHEALTH GROUP INC	1,627	$562K	0.4%	$298.94	0.0%	COM	91324P102
SJM	SMUCKER J M CO	5,170	$561K	0.4%	$106.99	0.0%	COM NEW	832696405
CNP	CENTERPOINT ENERGY INC	13,820	$536K	0.3%	$37.44	0.0%	COM	15189T107
MCD	MCDONALDS CORP	1,739	$528K	0.3%	$301.40	0.0%	COM	580135101
EXC	EXELON CORP	11,693	$526K	0.3%	$43.37	0.0%	COM	30161N101
VZ	VERIZON COMMUNICATIONS INC	11,732	$516K	0.3%	$42.49	0.0%	COM	92343V104
BF/B	BROWN FORMAN CORP	18,864	$511K	0.3%	$28.60	0.0%	CL B	115637209
ED	CONSOLIDATED EDISON INC	5,058	$508K	0.3%	$99.12	0.0%	COM	209115104
AWK	AMERICAN WTR WKS CO INC NEW	3,648	$508K	0.3%	$140.03	0.0%	COM	030420103
MAA	MID-AMER APT CMNTYS INC	3,430	$479K	0.3%	$142.65	0.0%	COM	59522J103
TAP	MOLSON COORS BEVERAGE CO	10,557	$478K	0.3%	$48.53	0.0%	CL B	60871R209
CCI	CROWN CASTLE INC	4,941	$477K	0.3%	$99.10	0.0%	COM	22822V101
INVH	INVITATION HOMES INC	15,478	$454K	0.3%	$30.20	0.0%	COM	46187W107
PAYX	PAYCHEX INC	3,493	$443K	0.3%	$137.17	0.0%	COM	704326107
LKQ	LKQ CORP	13,716	$419K	0.3%	$32.36	0.0%	COM	501889208
HEDJ	WISDOMTREE TR	7,925	$399K	0.3%	$45.38	—	EUROPE HEDGED EQ	97717X701
T	AT&T INC	12,782	$361K	0.2%	$28.07	0.0%	COM	00206R102
LMT	LOCKHEED MARTIN CORP	663	$331K	0.2%	$448.15	0.0%	COM	539830109
STZ	CONSTELLATION BRANDS INC	2,362	$318K	0.2%	$157.52	0.0%	CL A	21036P108
KURA	KURA ONCOLOGY INC	150,000	$278K	0.2%	$11.19	-36.3%	Call	50127T109
XOM	EXXON MOBIL CORP	2,379	$268K	0.2%	$109.70	0.0%	COM	30231G102
RSPU	INVESCO EXCHANGE TRADED FD T	2,872	$220K	0.1%	$71.12	—	S&P500 EQL UTL	46137V274
IMRX	IMMUNEERING CORP	22,935	$161K	0.1%	$1.71	+202.8%	CLASS A COM	45254E107
XEVMX	EATON VANCE CALIF MUN BD FD	10,658	$101K	0.1%	$11.77	—	COM	27828A100
TGB	TASEKO MINES LTD	10,000	$42,300	0.0%	$2.20	+54.4%	COM	876511106
LPRO	OPEN LENDING CORP	12,000	$25,320	0.0%	$37.71	-94.0%	COM	68373J104