Legion Partners Asset Management, LLC Diversified Active

CIK: 0001560207 · Show all filings

Period: Q2 2017 (← Previous) (Next →)

Filing Date: Aug 14, 2017

Total Value ($000): $219,584 (100.0% shares, 0.0% debt)

Holdings (10)

BANC BANC OF CALIFORNIA INC 28.4%

Value ($000) $62,376 Shares 2,901,229 Est. Cost $13.90 Unrealized +24.5%

FSTR FOSTER L B CO 15.5%

Value ($000) $33,982 Shares 1,584,223 Est. Cost $13.26 Unrealized +27.8%

— BOINGO WIRELESS INC 13.3%

Value ($000) $29,196 Shares 1,951,633 Est. Cost $12.19 Unrealized —

FN FABRINET 9.7%

Value ($000) $21,365 Shares 500,809 Est. Cost $37.66 Unrealized 0.0%

CHEF CHEFS WHSE INC 9.1%

Value ($000) $19,882 Shares 1,529,363 Est. Cost $13.62 Unrealized +5.6%

— VONAGE HLDGS CORP 7.2%

Value ($000) $15,907 Shares 2,432,220 Est. Cost $6.85 Unrealized —

— BROADSOFT INC 6.8%

Value ($000) $15,041 Shares 349,391 Est. Cost $43.05 Unrealized —

RCMT RCM TECHNOLOGIES INC 5.3%

Value ($000) $11,722 Shares 2,321,139 Est. Cost $6.64 Unrealized -23.7%

— TERRITORIAL BANCORP INC 4.1%

Value ($000) $9,096 Shares 291,647 Est. Cost $32.84 Unrealized —

— USA TECHNOLOGIES INC 0.5%

Value ($000) $1,017 Shares 44,250 Est. Cost $21.49 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BANC	BANC OF CALIFORNIA INC	2,901,229	$62,376	28.4%	$13.90	+24.5%	COM	05990K106
FSTR	FOSTER L B CO	1,584,223	$33,982	15.5%	$13.26	+27.8%	COM	350060109
—	BOINGO WIRELESS INC	1,951,633	$29,196	13.3%	$12.19	—	COM	09739C102
FN	FABRINET	500,809	$21,365	9.7%	$37.66	0.0%	SHS	G3323L100
CHEF	CHEFS WHSE INC	1,529,363	$19,882	9.1%	$13.62	+5.6%	COM	163086101
—	VONAGE HLDGS CORP	2,432,220	$15,907	7.2%	$6.85	—	COM	92886T201
—	BROADSOFT INC	349,391	$15,041	6.8%	$43.05	—	COM	11133B409
RCMT	RCM TECHNOLOGIES INC	2,321,139	$11,722	5.3%	$6.64	-23.7%	COM NEW	749360400
—	TERRITORIAL BANCORP INC	291,647	$9,096	4.1%	$32.84	—	COM	88145X108
—	USA TECHNOLOGIES INC	44,250	$1,017	0.5%	$21.49	—	CONV PFD SER A	90328S203