Legion Partners Asset Management, LLC Diversified Active

CIK: 0001560207 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 14, 2017

Total Value ($000): $278,842 (100.0% shares, 0.0% debt)

Holdings (11)

BANC BANC OF CALIFORNIA INC 21.6%

Value ($000) $60,143 Shares 2,898,479 Est. Cost $13.90 Unrealized +17.0%

— BROADSOFT INC 16.8%

Value ($000) $46,740 Shares 929,226 Est. Cost $47.57 Unrealized —

FSTR FOSTER L B CO 12.9%

Value ($000) $36,041 Shares 1,584,223 Est. Cost $13.26 Unrealized +47.2%

CHEF CHEFS WHSE INC 11.8%

Value ($000) $32,892 Shares 1,704,239 Est. Cost $13.86 Unrealized +15.4%

FN FABRINET 9.8%

Value ($000) $27,302 Shares 736,709 Est. Cost $38.70 Unrealized +5.7%

— BOINGO WIRELESS INC 7.6%

Value ($000) $21,148 Shares 989,604 Est. Cost $12.19 Unrealized —

— VONAGE HLDGS CORP 7.1%

Value ($000) $19,668 Shares 2,416,220 Est. Cost $6.85 Unrealized —

— TERRITORIAL BANCORP INC 4.8%

Value ($000) $13,450 Shares 426,047 Est. Cost $32.44 Unrealized —

RCMT RCM TECHNOLOGIES INC 4.8%

Value ($000) $13,277 Shares 2,321,139 Est. Cost $6.64 Unrealized -19.4%

— ZOES KITCHEN INC 2.5%

Value ($000) $7,075 Shares 560,172 Est. Cost $12.63 Unrealized —

— USA TECHNOLOGIES INC 0.4%

Value ($000) $1,106 Shares 44,250 Est. Cost $21.49 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BANC	BANC OF CALIFORNIA INC	2,898,479	$60,143	21.6%	$13.90	+17.0%	COM	05990K106
—	BROADSOFT INC	929,226	$46,740	16.8%	$47.57	—	COM	11133B409
FSTR	FOSTER L B CO	1,584,223	$36,041	12.9%	$13.26	+47.2%	COM	350060109
CHEF	CHEFS WHSE INC	1,704,239	$32,892	11.8%	$13.86	+15.4%	COM	163086101
FN	FABRINET	736,709	$27,302	9.8%	$38.70	+5.7%	SHS	G3323L100
—	BOINGO WIRELESS INC	989,604	$21,148	7.6%	$12.19	—	COM	09739C102
—	VONAGE HLDGS CORP	2,416,220	$19,668	7.1%	$6.85	—	COM	92886T201
—	TERRITORIAL BANCORP INC	426,047	$13,450	4.8%	$32.44	—	COM	88145X108
RCMT	RCM TECHNOLOGIES INC	2,321,139	$13,277	4.8%	$6.64	-19.4%	COM NEW	749360400
—	ZOES KITCHEN INC	560,172	$7,075	2.5%	$12.63	—	COM	98979J109
—	USA TECHNOLOGIES INC	44,250	$1,106	0.4%	$21.49	—	CONV PFD SER A	90328S203