Legion Partners Asset Management, LLC Diversified Active

CIK: 0001560207 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 17, 2021

Total Value ($000): $499,121 (100.0% shares, 0.0% debt)

Holdings (12)

KSS KOHLS CORP 17.6%

Value ($000) $87,928 Shares 1,475,050 Est. Cost $31.61 Unrealized +62.4%

— COLONY CAP INC NEW 15.5%

Value ($000) $77,213 Shares 11,915,637 Est. Cost $2.89 Unrealized —

OSPN ONESPAN INC 13.6%

Value ($000) $68,008 Shares 2,775,846 Est. Cost $18.64 Unrealized +27.5%

— VONAGE HLDGS CORP 13.1%

Value ($000) $65,459 Shares 5,538,021 Est. Cost $8.05 Unrealized —

KSS KOHLS CORP 7.6%

Value ($000) $37,960 Shares 636,800 Est. Cost $31.61 Unrealized +62.4%

GCO GENESCO INC 7.1%

Value ($000) $35,533 Shares 748,058 Est. Cost $42.99 Unrealized 0.0%

LFCR LANDEC CORP 6.2%

Value ($000) $31,038 Shares 2,928,090 Est. Cost $10.54 Unrealized +6.7%

— SVMK INC 5.7%

Value ($000) $28,414 Shares 1,551,000 Est. Cost $16.67 Unrealized —

NNBR NN INC 5.6%

Value ($000) $28,010 Shares 3,961,875 Est. Cost $11.04 Unrealized -38.3%

CCO CLEAR CHANNEL OUTDOOR HLDGS 4.7%

Value ($000) $23,297 Shares 12,942,869 Est. Cost $1.89 Unrealized 0.0%

— GLOBALSTAR INC 2.2%

Value ($000) $11,215 Shares 8,307,487 Est. Cost $0.41 Unrealized —

FSTR FOSTER L B CO 1.0%

Value ($000) $5,046 Shares 281,916 Est. Cost $13.26 Unrealized +26.2%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
KSS	KOHLS CORP	1,475,050	$87,928	17.6%	$31.61	+62.4%	COM	500255104
—	COLONY CAP INC NEW	11,915,637	$77,213	15.5%	$2.89	—	CL A COM	19626G108
OSPN	ONESPAN INC	2,775,846	$68,008	13.6%	$18.64	+27.5%	COM	68287N100
—	VONAGE HLDGS CORP	5,538,021	$65,459	13.1%	$8.05	—	COM	92886T201
KSS	KOHLS CORP	636,800	$37,960	7.6%	$31.61	+62.4%	Call	500255104
GCO	GENESCO INC	748,058	$35,533	7.1%	$42.99	0.0%	COM	371532102
LFCR	LANDEC CORP	2,928,090	$31,038	6.2%	$10.54	+6.7%	COM	514766104
—	SVMK INC	1,551,000	$28,414	5.7%	$16.67	—	COM	78489X103
NNBR	NN INC	3,961,875	$28,010	5.6%	$11.04	-38.3%	COM	629337106
CCO	CLEAR CHANNEL OUTDOOR HLDGS	12,942,869	$23,297	4.7%	$1.89	0.0%	COM	18453H106
—	GLOBALSTAR INC	8,307,487	$11,215	2.2%	$0.41	—	COM	378973408
FSTR	FOSTER L B CO	281,916	$5,046	1.0%	$13.26	+26.2%	COM	350060109