REGENTS OF THE UNIVERSITY OF CALIFORNIA Diversified Active

Location: Oakland, CA

CIK: 0000315054 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Jan 14, 2019

Total Value: $41.34M (100.0% shares, 0.0% debt)

Holdings (25)

NTLA INTELLIA THERAPEUTICS INC 17.3%

Value $7.158M Shares 524,423 Share Price $13.65 * Est. Cost/Share $23.09 Unrealized @ Report Date -19.5%

XYZ SQUARE INC A 14.8%

Value $6.128M Shares 109,259 Share Price $56.09 * Est. Cost/Share $70.61 Unrealized @ Report Date 0.0%

NTRA NATERA INC 11.1%

Value $4.578M Shares 327,964 Share Price $13.96 * Est. Cost/Share $24.17 Unrealized @ Report Date -24.4%

EL ESTEE LAUDER COMPANIES CL A 10.5%

Value $4.345M Shares 33,400 Share Price $130.09 * Est. Cost/Share $82.37 Unrealized @ Report Date +50.6%

XOM EXXON MOBIL CORP 5.5%

Value $2.291M Shares 33,600 Share Price $68.18 * Est. Cost/Share $53.69 Unrealized @ Report Date +5.0%

MDY SPDR S&P MIDCAP 400 ETF TRUST 4.1%

Value $1.695M Shares 5,600 Share Price $302.68 Est. Cost/Share $326.25 Unrealized @ Report Date —

MRK MERCK & CO. INC. 4.0%

Value $1.65M Shares 21,600 Share Price $76.39 * Est. Cost/Share $30.02 Unrealized @ Report Date +88.2%

APD AIR PRODUCTS & CHEMICALS INC 3.9%

Value $1.633M Shares 10,200 Share Price $160.10 * Est. Cost/Share $70.09 Unrealized @ Report Date +90.0%

— CARBON BLACK INC 3.0%

Value $1.223M Shares 91,152 Share Price $13.42 Est. Cost/Share $13.42 Unrealized @ Report Date —

PFE PFIZER INC 2.9%

Value $1.207M Shares 27,645 Share Price $43.66 * Est. Cost/Share $16.80 Unrealized @ Report Date +78.7%

— PPDAI GROUP INC ADR 2.9%

Value $1.2M Shares 333,438 Share Price $3.60 Est. Cost/Share $5.44 Unrealized @ Report Date —

SPGI S&P GLOBAL INC 2.5%

Value $1.02M Shares 6,000 Share Price $170.00 Est. Cost/Share $81.73 Unrealized @ Report Date +106.1%

VZ VERIZON COMMUNICATIONS INC 2.4%

Value $997K Shares 17,735 Share Price $56.22 * Est. Cost/Share $27.04 Unrealized @ Report Date +42.8%

KO COCA COLA CO/THE 2.1%

Value $852K Shares 18,000 Share Price $47.33 * Est. Cost/Share $33.67 Unrealized @ Report Date +14.0%

WFC WELLS FARGO & CO 2.0%

Value $834K Shares 18,106 Share Price $46.06 * Est. Cost/Share $27.36 Unrealized @ Report Date +53.6%

DIS WALT DISNEY CO/THE 1.6%

Value $658K Shares 6,000 Share Price $109.67 Est. Cost/Share $56.11 Unrealized @ Report Date +94.4%

T AT&T INC 1.5%

Value $619K Shares 21,688 Share Price $28.54 * Est. Cost/Share $12.55 Unrealized @ Report Date +11.7%

TXN TEXAS INSTRUMENTS INC 1.5%

Value $614K Shares 6,500 Share Price $94.46 * Est. Cost/Share $25.31 Unrealized @ Report Date +212.6%

— GLOBAL BLOOD THERAPEUTICS IN 1.4%

Value $572K Shares 13,928 Share Price $41.07 Est. Cost/Share $39.35 Unrealized @ Report Date —

HON HONEYWELL INTERNATIONAL INC 1.3%

Value $558K Shares 4,223 Share Price $132.13 * Est. Cost/Share $53.13 Unrealized @ Report Date +121.6%

MRSH MARSH & MCLENNAN COS 1.0%

Value $415K Shares 5,200 Share Price $79.81 * Est. Cost/Share $31.19 Unrealized @ Report Date +138.8%

CDLX CARDLYTICS INC 0.9%

Value $389K Shares 35,897 Share Price $10.84 * Est. Cost/Share $21.52 Unrealized @ Report Date -21.6%

— GENERAL ELECTRIC CO 0.7%

Value $303K Shares 40,075 Share Price $7.56 Est. Cost/Share $23.26 Unrealized @ Report Date —

ADP AUTOMATIC DATA PROCESSING 0.5%

Value $203K Shares 1,550 Share Price $130.97 * Est. Cost/Share $107.77 Unrealized @ Report Date +12.4%

— ANADARKO PETROLEUM CORP 0.5%

Value $202K Shares 4,602 Share Price $43.89 Est. Cost/Share $93.00 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
NTLA	INTELLIA THERAPEUTICS INC	524,423	$7.158M	17.3%	$13.65 *	$23.09	-19.5%	COMMON STOCK	45826J105
XYZ	SQUARE INC A	109,259	$6.128M	14.8%	$56.09 *	$70.61	0.0%	COMMON STOCK	852234103
NTRA	NATERA INC	327,964	$4.578M	11.1%	$13.96 *	$24.17	-24.4%	COMMON STOCK	632307104
EL	ESTEE LAUDER COMPANIES CL A	33,400	$4.345M	10.5%	$130.09 *	$82.37	+50.6%	COMMON STOCK	518439104
XOM	EXXON MOBIL CORP	33,600	$2.291M	5.5%	$68.18 *	$53.69	+5.0%	COMMON STOCK	30231G102
MDY	SPDR S&P MIDCAP 400 ETF TRUST	5,600	$1.695M	4.1%	$302.68	$326.25	—	ETF	78467Y107
MRK	MERCK & CO. INC.	21,600	$1.65M	4.0%	$76.39 *	$30.02	+88.2%	COMMON STOCK	58933Y105
APD	AIR PRODUCTS & CHEMICALS INC	10,200	$1.633M	3.9%	$160.10 *	$70.09	+90.0%	COMMON STOCK	009158106
—	CARBON BLACK INC	91,152	$1.223M	3.0%	$13.42	$13.42	—	COMMON STOCK	14081R103
PFE	PFIZER INC	27,645	$1.207M	2.9%	$43.66 *	$16.80	+78.7%	COMMON STOCK	717081103
—	PPDAI GROUP INC ADR	333,438	$1.2M	2.9%	$3.60	$5.44	—	ADR	69354V108
SPGI	S&P GLOBAL INC	6,000	$1.02M	2.5%	$170.00	$81.73	+106.1%	COMMON STOCK	78409V104
VZ	VERIZON COMMUNICATIONS INC	17,735	$997K	2.4%	$56.22 *	$27.04	+42.8%	COMMON STOCK	92343V104
KO	COCA COLA CO/THE	18,000	$852K	2.1%	$47.33 *	$33.67	+14.0%	COMMON STOCK	191216100
WFC	WELLS FARGO & CO	18,106	$834K	2.0%	$46.06 *	$27.36	+53.6%	COMMON STOCK	949746101
DIS	WALT DISNEY CO/THE	6,000	$658K	1.6%	$109.67	$56.11	+94.4%	COMMON STOCK	254687106
T	AT&T INC	21,688	$619K	1.5%	$28.54 *	$12.55	+11.7%	COMMON STOCK	00206R102
TXN	TEXAS INSTRUMENTS INC	6,500	$614K	1.5%	$94.46 *	$25.31	+212.6%	COMMON STOCK	882508104
—	GLOBAL BLOOD THERAPEUTICS IN	13,928	$572K	1.4%	$41.07	$39.35	—	COMMON STOCK	37890U108
HON	HONEYWELL INTERNATIONAL INC	4,223	$558K	1.3%	$132.13 *	$53.13	+121.6%	COMMON STOCK	438516106
MRSH	MARSH & MCLENNAN COS	5,200	$415K	1.0%	$79.81 *	$31.19	+138.8%	COMMON STOCK	571748102
CDLX	CARDLYTICS INC	35,897	$389K	0.9%	$10.84 *	$21.52	-21.6%	COMMON STOCK	14161W105
—	GENERAL ELECTRIC CO	40,075	$303K	0.7%	$7.56	$23.26	—	COMMON STOCK	369604103
ADP	AUTOMATIC DATA PROCESSING	1,550	$203K	0.5%	$130.97 *	$107.77	+12.4%	COMMON STOCK	053015103
—	ANADARKO PETROLEUM CORP	4,602	$202K	0.5%	$43.89	$93.00	—	COMMON STOCK	032511107