Lynrock Lake LP Diversified Active

CIK: 0001734341 · Show all filings

Period: Q4 2018 (Next →)

Filing Date: Feb 14, 2019

Total Value ($000): $244,005 (28.4% shares, 71.6% debt)

Holdings (21)

— VEECO INSTRS INC DEL 22.3%

Value ($000) $54,361 Shares 71,608,000 Est. Cost $0.76 Unrealized —

— ROVI CORP 11.4%

Value ($000) $27,733 Shares 29,078,000 Est. Cost $0.95 Unrealized —

— RAMBUS INC DEL 10.9%

Value ($000) $26,544 Shares 30,432,000 Est. Cost $0.87 Unrealized —

— CALAMP CORP 10.7%

Value ($000) $26,052 Shares 27,350,000 Est. Cost $0.95 Unrealized —

— GOPRO INC 8.3%

Value ($000) $20,205 Shares 24,528,000 Est. Cost $0.82 Unrealized —

ALLT ALLOT COMMUNICATIONS LTD 5.8%

Value ($000) $14,123 Shares 2,326,734 Est. Cost $6.55 Unrealized 0.0%

MSTR MICROSTRATEGY INC 5.3%

Value ($000) $12,860 Shares 100,666 Est. Cost $12.66 Unrealized 0.0%

— TIVO CORP 5.1%

Value ($000) $12,446 Shares 1,322,666 Est. Cost $9.41 Unrealized —

— AEROHIVE NETWORKS INC 4.8%

Value ($000) $11,758 Shares 3,606,666 Est. Cost $3.26 Unrealized —

— PROS HOLDINGS INC 4.1%

Value ($000) $9,973 Shares 10,690,000 Est. Cost $0.93 Unrealized —

RMBS RAMBUS INC DEL 3.4%

Value ($000) $8,181 Shares 1,066,666 Est. Cost $8.69 Unrealized 0.0%

— TWITTER INC 2.8%

Value ($000) $6,926 Shares 7,120,000 Est. Cost $0.97 Unrealized —

— DSP GROUP INC 1.4%

Value ($000) $3,314 Shares 295,871 Est. Cost $11.20 Unrealized —

— FIREEYE INC 1.3%

Value ($000) $3,253 Shares 200,666 Est. Cost $16.21 Unrealized —

— FIREEYE INC 1.2%

Value ($000) $2,824 Shares 3,091,000 Est. Cost $0.91 Unrealized —

— MODEL N INC 0.5%

Value ($000) $1,258 Shares 95,066 Est. Cost $13.23 Unrealized —

ATEN A10 NETWORKS INC 0.5%

Value ($000) $1,107 Shares 177,366 Est. Cost $5.66 Unrealized 0.0%

— SEACHANGE INTL INC 0.1%

Value ($000) $361 Shares 286,666 Est. Cost $1.26 Unrealized —

— SUPPORT COM INC 0.1%

Value ($000) $295 Shares 120,066 Est. Cost $2.46 Unrealized —

— NUANCE COMMUNICATIONS INC 0.1%

Value ($000) $234 Shares 17,666 Est. Cost $13.25 Unrealized —

MCHX MARCHEX INC 0.1%

Value ($000) $197 Shares 74,281 Est. Cost $2.82 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	VEECO INSTRS INC DEL	71,608,000	$54,361	22.3%	$0.76	—	NOTE 2.700% 1/1	922417AD2
—	ROVI CORP	29,078,000	$27,733	11.4%	$0.95	—	NOTE 0.500% 3/0	779376AD4
—	RAMBUS INC DEL	30,432,000	$26,544	10.9%	$0.87	—	NOTE 1.375% 2/0	750917AG1
—	CALAMP CORP	27,350,000	$26,052	10.7%	$0.95	—	NOTE 1.625% 5/1	128126AB5
—	GOPRO INC	24,528,000	$20,205	8.3%	$0.82	—	NOTE 3.500% 4/1	38268TAB9
ALLT	ALLOT COMMUNICATIONS LTD	2,326,734	$14,123	5.8%	$6.55	0.0%	SHS	M0854Q105
MSTR	MICROSTRATEGY INC	100,666	$12,860	5.3%	$12.66	0.0%	CL A NEW	594972408
—	TIVO CORP	1,322,666	$12,446	5.1%	$9.41	—	COM	88870P106
—	AEROHIVE NETWORKS INC	3,606,666	$11,758	4.8%	$3.26	—	COM	007786106
—	PROS HOLDINGS INC	10,690,000	$9,973	4.1%	$0.93	—	NOTE 2.000% 6/0	74346YAD5
RMBS	RAMBUS INC DEL	1,066,666	$8,181	3.4%	$8.69	0.0%	COM	750917106
—	TWITTER INC	7,120,000	$6,926	2.8%	$0.97	—	NOTE 0.250% 9/1	90184LAB8
—	DSP GROUP INC	295,871	$3,314	1.4%	$11.20	—	COM	23332B106
—	FIREEYE INC	200,666	$3,253	1.3%	$16.21	—	COM	31816Q101
—	FIREEYE INC	3,091,000	$2,824	1.2%	$0.91	—	NOTE 1.625% 6/0	31816QAD3
—	MODEL N INC	95,066	$1,258	0.5%	$13.23	—	COM	607525102
ATEN	A10 NETWORKS INC	177,366	$1,107	0.5%	$5.66	0.0%	COM	002121101
—	SEACHANGE INTL INC	286,666	$361	0.1%	$1.26	—	COM	811699107
—	SUPPORT COM INC	120,066	$295	0.1%	$2.46	—	COM NEW	86858W200
—	NUANCE COMMUNICATIONS INC	17,666	$234	0.1%	$13.25	—	COM	67020Y100
MCHX	MARCHEX INC	74,281	$197	0.1%	$2.82	0.0%	CL B	56624R108