Location: Valhalla, NY
CIK: 0001512805 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 14, 2020
Total Value: $2.642B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Tiffany & Co. NEW | 1,191,313 | $154M | 5.8% | $129.50 | $132.47 | — | COM | 886547108 |
| — | Cypress Semiconductor Corporation | 5,403,666 | $126M | 4.8% | $23.32 | $23.25 | — | COM | 232806109 |
| — | Wright Medical Group N.V. | 4,391,872 | $126M | 4.8% | $28.65 | $29.98 | — | ORD SHS | N96617118 |
| — | WABCO Holdings Inc. | 737,319 | $99.58M | 3.8% | $135.05 | $133.76 | — | COM | 92927K102 |
| SPY | SPDR S&P 500 ETF TR | 375,000 | $96.66M | 3.7% | $257.75 | — | — | Put | 78462F103 |
| — | Tech Data Corporation | 684,435 | $89.56M | 3.4% | $130.85 | $132.75 | — | COM | 878237106 |
| — | E TRADE FINANCIAL CORP | 2,594,425 | $89.04M | 3.4% | $34.32 | $34.32 | — | COM NEW | 269246401 |
| — | TD Ameritrade Holding Corporation | 2,549,134 | $88.35M | 3.3% | $34.66 | $43.04 | — | COM | 87236Y108 |
| — | Legg Mason, Inc. | 1,666,645 | $81.42M | 3.1% | $48.85 | $48.85 | — | COM | 524901105 |
| — | United Technologies Corporation | 769,552 | $72.59M | 2.7% | $94.33 | $107.41 | — | COM | 913017109 |
| — | Sprint Corporation | 8,412,571 | $72.52M | 2.7% | $8.62 | $8.50 | — | COM | 85207U105 |
| WTW | Willis Towers Watson Public Limited Co. | 408,975 | $69.46M | 2.6% | $169.85 * | $181.50 | 0.0% | SHS | G96629103 |
| — | The Stars Group Inc. | 3,205,726 | $63.89M | 2.4% | $19.93 | $25.83 | — | COM | 85570W100 |
| MAS | Masco Corporation | 1,816,700 | $62.8M | 2.4% | $34.57 * | $39.76 | -0.5% | Put | 574599106 |
| — | LogMeIn Inc. | 741,041 | $61.71M | 2.3% | $83.28 | $83.28 | — | COM | 54142L109 |
| — | Taubman Centers, Inc. | 1,461,598 | $61.21M | 2.3% | $41.88 | $41.88 | — | COM | 876664103 |
| — | Ra Pharmaceuticals, Inc. | 1,266,444 | $60.8M | 2.3% | $48.01 | $47.92 | — | COM | 74933V108 |
| — | Mellanox Technologies Ltd. | 487,754 | $59.17M | 2.2% | $121.32 | $116.56 | — | SHS | M51363113 |
| SMH | VanEck Vectors ETF TR | 500,000 | $58.57M | 2.2% | $117.14 | — | — | Put | 92189F676 |
| MAS | Masco Corporation | 1,442,800 | $49.88M | 1.9% | $34.57 * | $39.76 | -0.5% | COM | 574599106 |
| — | Tallgrass Energy, LP | 2,781,286 | $45.78M | 1.7% | $16.46 | $20.74 | — | CLASS A SHS | 874696107 |
| XLI | Select Sector SPDR TR | 766,900 | $45.26M | 1.7% | $59.01 | — | — | Put | 81369Y704 |
| — | Caesars Entertainment Corp | 6,324,692 | $42.76M | 1.6% | $6.76 | $11.25 | — | COM | 127686103 |
| — | IAC/InterActiveCorp | 191,400 | $34.3M | 1.3% | $179.23 | $245.92 | — | Put | 44919P508 |
| — | IAC/InterActiveCorp | 171,508 | $30.74M | 1.2% | $179.23 | $245.92 | — | COM | 44919P508 |
| XPO | XPO Logistics, Inc. | 619,000 | $30.18M | 1.1% | $48.75 * | $26.73 | 0.0% | Put | 983793100 |
| — | Anixter International Inc. | 317,978 | $27.94M | 1.1% | $87.87 | $88.01 | — | COM | 035290105 |
| XPO | XPO Logistics, Inc. | 543,200 | $26.48M | 1.0% | $48.75 * | $26.73 | 0.0% | COM | 983793100 |
| — | Advanced Disposal Services, Inc. DEL | 798,625 | $26.2M | 1.0% | $32.80 | $32.41 | — | COM | 00790X101 |
| — | Delphi Technologies, PLC | 3,003,938 | $24.18M | 0.9% | $8.05 | $8.05 | — | SHS | G2709G107 |
| — | Pure Acquisition Corp. | 2,281,898 | $23.71M | 0.9% | $10.39 | $10.09 | — | CL A | 74621Q106 |
| — | El Paso Electric Company | 348,207 | $23.66M | 0.9% | $67.96 | $67.96 | — | COM NEW | 283677854 |
| — | ForeScout Technologies, Inc. | 646,723 | $20.43M | 0.8% | $31.59 | $31.59 | — | COM | 34553D101 |
| — | Legacy Acquisition Corp. | 1,966,372 | $20.39M | 0.8% | $10.37 | $10.00 | — | COM CL A | 524643103 |
| — | FGL Holdings | 2,020,517 | $19.8M | 0.7% | $9.80 | $9.80 | — | ORD SHS | G3402M102 |
| — | Allergan PLC | 106,988 | $18.95M | 0.7% | $177.09 | $172.43 | — | SHS | G0177J108 |
| — | Fitbit, Inc. | 2,498,219 | $16.64M | 0.6% | $6.66 | $6.57 | — | CL A | 33812L102 |
| — | Graf Industrial Corp. | 1,494,467 | $15.2M | 0.6% | $10.17 | $9.98 | — | COM | 384278107 |
| DD | DuPont de Nemours, Inc. | 440,848 | $15.03M | 0.6% | $34.10 * | $23.12 | -21.5% | COM | 26614N102 |
| MSGS | Madison Square Garden Co NEW | 69,100 | $14.61M | 0.6% | $211.42 * | $196.38 | -1.3% | Put | 55825T103 |
| TMUS | T-Mobile US, Inc. | 172,100 | $14.44M | 0.5% | $83.90 * | $76.01 | +7.5% | Put | 872590104 |
| MPC | Marathon Petroleum Corporation | 605,500 | $14.3M | 0.5% | $23.62 * | $51.65 | -25.7% | Put | 56585A102 |
| MPC | Marathon Petroleum Corporation | 605,500 | $14.3M | 0.5% | $23.62 * | $51.65 | -25.7% | COM | 56585A102 |
| VOD | Vodafone Group Plc NEW | 1,012,700 | $13.95M | 0.5% | $13.77 | $13.77 | — | Put | 92857W308 |
| HPQ | HP Inc. | 795,500 | $13.81M | 0.5% | $17.36 * | $16.49 | 0.0% | Put | 40434L105 |
| — | Juniper Industrial Holdings, Inc. | 1,400,994 | $13.48M | 0.5% | $9.62 | $9.62 | — | COM CL A | 48205G106 |
| MPC | Marathon Petroleum Corporation | 536,900 | $12.68M | 0.5% | $23.62 * | $51.65 | -25.7% | Call | 56585A102 |
| EBAY | eBay Inc. | 409,500 | $12.31M | 0.5% | $30.06 * | $32.64 | -3.4% | Put | 278642103 |
| — | Forty Seven, Inc. | 124,121 | $11.84M | 0.4% | $95.42 | $95.42 | — | COM | 34983P104 |
| ALAC | Alberton Acquisition Corporation | 1,050,020 | $11.03M | 0.4% | $10.50 | $9.87 | — | ORD SHS | G35006108 |
| — | IBERIABANK Corporation | 281,382 | $10.17M | 0.4% | $36.16 | $36.16 | — | COM | 450828108 |
| — | Act II Global Acquisition Corp. | 988,530 | $9.757M | 0.4% | $9.87 | $9.75 | — | CL A SHS | G0080J104 |
| — | Haymaker Acquisition Corp. II | 991,968 | $9.711M | 0.4% | $9.79 | $10.05 | — | COM CL A | 42087L101 |
| — | Gores Holdings IV, Inc. | 933,232 | $9.398M | 0.4% | $10.07 | $10.07 | — | UNIT 02/01/2023 | 382865202 |
| — | Tuscan Holdings Corp. II | 939,200 | $9.157M | 0.3% | $9.75 | $9.86 | — | COM | 90070A103 |
| — | Trident Acquisitions Corp. | 786,267 | $8.508M | 0.3% | $10.82 | $10.04 | — | COM | 89615T106 |
| FOX | Fox Corporation | 365,723 | $8.368M | 0.3% | $22.88 * | $30.82 | -3.6% | CL B COM | 35137L204 |
| CCK | Crown Holdings, Inc. | 141,400 | $8.208M | 0.3% | $58.05 * | $66.14 | 0.0% | Put | 228368106 |
| — | Gordon Pointe Acquisition Corp. | 758,496 | $8.097M | 0.3% | $10.68 | $10.25 | — | COM CLASS A | 382788107 |
| THBR | Thunder Bridge Acquisition II, Ltd. | 799,992 | $7.88M | 0.3% | $9.85 | $9.95 | — | CL A SHS | G8857S116 |
| — | Tuscan Holdings Corp. | 788,387 | $7.86M | 0.3% | $9.97 | $9.88 | — | COM | 90069K104 |
| — | Apex Technology Acquisition Corporation | 799,998 | $7.8M | 0.3% | $9.75 | $9.92 | — | COM CL A | 03768F102 |
| — | VectoIQ Acquisition Corp. | 696,476 | $7.41M | 0.3% | $10.64 | $9.70 | — | COM | 92243N103 |
| — | Spartan Energy Acquisition Corp. | 730,900 | $7.397M | 0.3% | $10.12 | $10.17 | — | CL A COM STK | 846784106 |
| — | CIIG Merger Corp. | 751,990 | $7.197M | 0.3% | $9.57 | $9.57 | — | COM CL A | 12559C103 |
| — | Software Acquisition Group Inc. | 700,000 | $7.101M | 0.3% | $10.14 | $10.16 | — | UNIT 10/01/2026 | 83406B200 |
| — | Andina Acquisition Corp. III | 691,100 | $6.959M | 0.3% | $10.07 | $10.10 | — | SHS | G04415108 |
| — | Schultze Special Purpose Acquisition Corp | 645,000 | $6.527M | 0.2% | $10.12 | $10.12 | — | COM | 80821R109 |
| — | Forum Merger II Corporation | 622,647 | $6.407M | 0.2% | $10.29 | $9.94 | — | CL A | 34986F103 |
| — | Leisure Acquisition Corp. | 606,900 | $6.221M | 0.2% | $10.25 | $9.92 | — | COM | 52539T107 |
| FOXA | Fox Corporation | 261,500 | $6.179M | 0.2% | $23.63 * | $30.41 | 0.0% | Put | 35137L105 |
| — | Pivotal Investment Corporation II | 599,994 | $5.946M | 0.2% | $9.91 | $9.94 | — | COM CL A | 72582K100 |
| — | FinTech Acquisition Corp. III | 572,744 | $5.733M | 0.2% | $10.01 | $9.75 | — | COM CL A | 31811A101 |
| — | CF Finance Acquisition Corp. | 547,507 | $5.634M | 0.2% | $10.29 | $10.02 | — | COM CL A | 12528N107 |
| — | QIAGEN N.V. | 132,774 | $5.524M | 0.2% | $41.60 | $33.80 | — | SHS NEW | N72482123 |
| — | InterPrivate Accquisition Corp. | 550,000 | $5.439M | 0.2% | $9.89 | $9.89 | — | UNIT 10/29/2024 | 46064A202 |
| — | Merida Merger Corp. I | 547,722 | $5.308M | 0.2% | $9.69 | $9.74 | — | COM | 58953M106 |
| — | Nebula Acquisition Corporation | 495,774 | $5.032M | 0.2% | $10.15 | $10.54 | — | COM CLASS A | 629076100 |
| — | Hennessy Capital Acquisition Corp. IV | 492,276 | $4.977M | 0.2% | $10.11 | $9.90 | — | CL A COM | 42589C104 |
| — | PropTech Acquisition Corporation | 501,288 | $4.905M | 0.2% | $9.78 | $9.78 | — | COM CL A | 74349F101 |
| — | New Providence Aquisition Corp. | 500,000 | $4.885M | 0.2% | $9.77 | $9.87 | — | COM CL A | 64822P106 |
| — | Megalith Financial Acquisition Corp. | 468,026 | $4.816M | 0.2% | $10.29 | $9.84 | — | CL A COM | 58518F109 |
| DLR | Digital Realty Trust, Inc. | 33,991 | $4.721M | 0.2% | $138.89 * | $103.69 | 0.0% | COM | 253868103 |
| — | Broadmark Realty Capital Inc. | 626,205 | $4.709M | 0.2% | $7.52 | $12.75 | — | COM | 11135B100 |
| HGV | Hilton Grand Vacations Inc. | 279,000 | $4.399M | 0.2% | $15.77 * | $31.45 | -12.7% | Put | 43283X105 |
| — | Cincinnati Bell Inc. NEW | 300,000 | $4.392M | 0.2% | $14.64 | $14.64 | — | COM NEW | 171871502 |
| XLB | Select Sector SPDR Trust | 95,000 | $4.278M | 0.2% | $45.03 | — | — | Put | 81369Y100 |
| GDYN | Grid Dynamics Holdings, Inc. | 530,160 | $4.241M | 0.2% | $8.00 * | $10.50 | 0.0% | COM CL A | 39813G109 |
| XRX | Xerox Holdings Corporation | 199,500 | $3.779M | 0.1% | $18.94 * | $31.77 | 0.0% | Put | 98421M106 |
| EBAY | eBay Inc. | 120,500 | $3.622M | 0.1% | $30.06 * | $32.64 | -3.4% | COM | 278642103 |
| — | Churchill Capital Corp II | 349,998 | $3.482M | 0.1% | $9.95 | $10.33 | — | CL A | 17143G106 |
| — | Collier Creek Holdings | 329,997 | $3.376M | 0.1% | $10.23 | $9.94 | — | COM CL A | G22707106 |
| FOXA | Fox Corporation | 137,154 | $3.241M | 0.1% | $23.63 * | $30.41 | 0.0% | CL A COM | 35137L105 |
| — | Leo Holdings Corp. | 306,905 | $3.161M | 0.1% | $10.30 | $10.24 | — | COM CL A | G5463L105 |
| — | Galileo Acquisition Corp. | 300,000 | $2.904M | 0.1% | $9.68 | $9.68 | — | SHS | G3770A102 |
| — | Omnova Solutions Inc. | 281,648 | $2.856M | 0.1% | $10.14 | $10.14 | — | COM | 682129101 |
| LOAC | Longevity Acquisition Corporation | 262,500 | $2.758M | 0.1% | $10.51 | $9.99 | — | ORD SHS | G56372132 |
| — | Monocle Acquisition Corporation | 273,608 | $2.75M | 0.1% | $10.05 | $9.91 | — | COM | 609754106 |
| BWA | Borgwarner Inc | 111,000 | $2.705M | 0.1% | $24.37 | — | — | Put | 099724106 |
| — | LGL Systems Acquisition Corporation | 250,000 | $2.517M | 0.1% | $10.07 | $10.20 | — | UNIT 10/24/2024 | 50201G205 |
| DD | DuPont de Nemours, Inc. | 290,800 | $2.341M | 0.1% | $8.05 * | $23.12 | -21.5% | Put | 26614N102 |
| — | Nuveen AMT-Free Qty Muni Inc Fd | 168,670 | $2.284M | 0.1% | $13.54 | $14.38 | — | COM | 670657105 |
| — | Nuveen Int. Dur. Muni Term Fund | 175,555 | $2.281M | 0.1% | $12.99 | $13.91 | — | COM | 670671106 |
| — | BlackRock MuniYield Quality | 176,326 | $2.254M | 0.1% | $12.78 | $13.50 | — | COM | 09254E103 |
| — | Nuveen NY AMT-Free Muni Inc | 178,285 | $2.228M | 0.1% | $12.50 | $13.57 | — | COM | 670656107 |
| VOD | Vodafone Group Plc NEW | 159,600 | $2.197M | 0.1% | $13.77 | $13.77 | — | SPONSORED ADR | 92857W308 |
| — | Nuveen Municipal Credit Income | 147,677 | $2.078M | 0.1% | $14.07 | $16.37 | — | COM SH BEN INT | 67070X101 |
| — | Fellazo Inc. | 201,008 | $2M | 0.1% | $9.95 | $9.96 | — | SHS | G3362K112 |
| — | Allegro Merger Corp. | 179,000 | $1.869M | 0.1% | $10.44 | $10.44 | — | COM | 01749N103 |
| — | Apollo Global Management Inc. | 51,200 | $1.715M | 0.1% | $33.50 | $37.82 | — | Put | 03768E105 |
| — | dMY Technology Group, Inc. | 170,000 | $1.671M | 0.1% | $9.83 | $9.83 | — | UNIT 99/99/9999 | 233253202 |
| — | Orisun Acquisition Corp. | 150,000 | $1.529M | 0.1% | $10.19 | $9.95 | — | COM | 68632T109 |
| ETN | Eaton Corporation plc | 17,400 | $1.352M | 0.1% | $77.70 * | $82.63 | 0.0% | Put | G29183103 |
| ETN | Eaton Corporation plc | 17,400 | $1.352M | 0.1% | $77.70 * | $82.63 | 0.0% | SHS | G29183103 |
| — | Gigcapital2, Inc. | 135,000 | $1.343M | 0.1% | $9.95 | $9.96 | — | COM | 375036100 |
| MSGS | Madison Square Garden Co NEW | 6,200 | $1.311M | 0.0% | $211.45 * | $196.38 | -1.3% | CL A | 55825T103 |
| GNW | Genworth Financial, Inc. | 372,802 | $1.238M | 0.0% | $3.32 * | $4.32 | -3.9% | COM CL A | 37247D106 |
| — | Caesars Entertainment Corp | 1,150,299 | $1.231M | 0.0% | $1.07 | $1.93 | — | NOTE 5.00%10/0 | 127686AA1 |
| HPQ | HP Inc. | 69,600 | $1.208M | 0.0% | $17.36 * | $16.49 | 0.0% | COM | 40434L105 |
| MGM | MGM Resorts International | 95,500 | $1.127M | 0.0% | $11.80 * | $25.54 | 0.0% | Put | 552953101 |
| MGM | MGM Resorts International | 95,500 | $1.127M | 0.0% | $11.80 * | $25.54 | 0.0% | COM | 552953101 |
| — | Blackrock Debt Strategies Fund, Inc. | 127,995 | $1.082M | 0.0% | $8.45 | $11.15 | — | COM NEW | 09255R202 |
| TMUS | T-Mobile US, Inc. | 12,689 | $1.064M | 0.0% | $83.85 * | $76.01 | +7.5% | COM | 872590104 |
| — | LF Capital Acquisition Corp. | 100,000 | $1.029M | 0.0% | $10.29 | $10.34 | — | CL A | 50200K108 |
| — | Churchill Capital Corp III | 100,000 | $1M | 0.0% | $10.00 | $10.00 | — | UNIT 03/01/2027 | 17144C203 |
| — | CHP Merger Corp. | 100,250 | $972K | 0.0% | $9.70 | $9.70 | — | COM CL A | 12558Y106 |
| XRX | Xerox Holdings Corporation | 50,800 | $962K | 0.0% | $18.94 * | $31.77 | 0.0% | COM NEW | 98421M106 |
| — | Voya (ING) Prime Rate Trust | 228,365 | $847K | 0.0% | $3.71 | $5.03 | — | SH BEN INT | 92913A100 |
| — | SCVX Corp. | 76,088 | $759K | 0.0% | $9.98 | $9.98 | — | UNIT 99/99/9999 | G79448109 |
| — | Eaton Vance Floating-Rate Income Trust | 73,565 | $754K | 0.0% | $10.25 | $13.65 | — | COM | 278279104 |
| CCK | Crown Holdings, Inc. | 12,400 | $720K | 0.0% | $58.06 * | $66.14 | 0.0% | COM | 228368106 |
| — | Apollo Global Management Inc. | 19,161 | $642K | 0.0% | $33.51 | $37.82 | — | COM CL A | 03768E105 |
| — | Invesco Senior Income Trust | 177,272 | $571K | 0.0% | $3.22 | $4.35 | — | COM | 46131H107 |
| — | AMCI Acquisition Corp. | 54,200 | $551K | 0.0% | $10.17 | $10.17 | — | CLASS A | 00165R101 |
| — | Grid Dynamics Holdings, Inc. | 265,080 | $504K | 0.0% | $1.90 | $1.90 | — | *W EXP 03/05/202 | 39813G117 |
| — | Flying Eagle Acquisition Corp. | 50,000 | $498K | 0.0% | $9.96 | $9.96 | — | UNIT 99/99/9999 | 34407Y202 |
| — | Invesco Dynamic Credit Opportunities Fund | 57,771 | $461K | 0.0% | $7.98 | $11.23 | — | COM | 46132R104 |
| — | Apollo Senior Floating Rate Fund Inc. | 38,655 | $449K | 0.0% | $11.62 | $16.22 | — | COM | 037636107 |
| — | Ra Pharmaceuticals, Inc. | 8,600 | $413K | 0.0% | $48.02 | $47.92 | — | Put | 74933V108 |
| — | Juniper Industrial Holdings, Inc. warrant | 700,497 | $392K | 0.0% | $0.56 | $0.56 | — | *W EXP 11/13/202 | 48205G114 |
| — | Apex Technology Acquisition Corporation | 399,999 | $360K | 0.0% | $0.90 | $1.15 | — | *W EXP 09/18/202 | 03768F110 |
| — | Haymaker Acquisition Corp. II | 333,332 | $350K | 0.0% | $1.05 | $1.41 | — | *W EXP 10/31/202 | 42087L119 |
| — | CF Finance Acquisition Corp. | 675,519 | $337K | 0.0% | $0.50 | $0.60 | — | *W EXP 04/30/202 | 12528N115 |
| — | Blackrock Fltg Rate Inc. Strategies Fund | 33,190 | $332K | 0.0% | $10.00 | $13.78 | — | COM | 09255X100 |
| — | Act II Global Acquisition Corp. | 499,999 | $325K | 0.0% | $0.65 | $0.68 | — | *W EXP 04/30/202 | G0080J120 |
| — | Apollo Tactical Income Fund Inc. | 28,636 | $324K | 0.0% | $11.31 | $13.84 | — | COM | 037638103 |
| — | Tuscan Holdings Corp. | 802,100 | $313K | 0.0% | $0.39 | $0.78 | — | *W EXP 04/01/202 | 90069K112 |
| — | Thunder Bridge Acquisition II, Ltd. | 399,999 | $280K | 0.0% | $0.70 | $0.90 | — | *W EXP 11/30/202 | G8857S108 |
| — | Akazoo S.A. | 98,040 | $274K | 0.0% | $2.79 | $6.33 | — | SHS | L0164E108 |
| — | CIIG Merger Corp. | 375,995 | $224K | 0.0% | $0.60 | $0.60 | — | *W EXP 12/31/202 | 12559C111 |
| — | First Trust Senior Fltg. Rate Income Fd. | 22,625 | $215K | 0.0% | $9.50 | $12.90 | — | COM | 33733U108 |
| — | International General Ins Hld Ltd | 508,286 | $213K | 0.0% | $0.42 | $0.42 | — | *W EXP 03/17/202 | G4809J114 |
| — | Nebula Acquisition Corporation | 200,000 | $202K | 0.0% | $1.01 | $1.01 | — | *W EXP 03/12/202 | 629076118 |
| — | Churchill Capital Corp II | 116,666 | $192K | 0.0% | $1.65 | $1.42 | — | *W EXP 07/02/202 | 17143G114 |
| — | Callon Petroleum Company DEL | 318,147 | $175K | 0.0% | $0.55 | $4.83 | — | COM | 13123X102 |
| — | FinTech Acquisition Corp. III | 291,810 | $175K | 0.0% | $0.60 | $0.91 | — | *W EXP 12/01/202 | 31811A119 |
| — | Ares Dynamic Credit Allocation Fund | 15,561 | $168K | 0.0% | $10.80 | $16.23 | — | COM | 04014F102 |
| — | Akazoo S.A. | 490,198 | $152K | 0.0% | $0.31 | $0.77 | — | *W EXP 09/11/202 | L0164E116 |
| — | Legacy Acquisition Corp. | 580,000 | $145K | 0.0% | $0.25 | $0.34 | — | *W EXP 11/30/202 | 524643111 |
| — | Tuscan Holdings Corp. II | 477,100 | $143K | 0.0% | $0.30 | $0.45 | — | *W EXP 99/99/999 | 90070A111 |
| — | Merida Merger Corp. I | 273,861 | $137K | 0.0% | $0.50 | $0.50 | — | *W EXP 11/07/202 | 58953M114 |
| — | New Providence Aquisition Corp. | 250,000 | $137K | 0.0% | $0.55 | $0.85 | — | *W EXP 09/11/202 | 64822P114 |
| — | Hennessy Capital Acquisition Corp. IV | 376,618 | $132K | 0.0% | $0.35 | $0.60 | — | *W EXP 09/05/202 | 42589C112 |
| — | PropTech Acquisition Corporation | 250,644 | $125K | 0.0% | $0.50 | $0.50 | — | *W EXP 05/26/202 | 74349F119 |
| — | Collier Creek Holdings | 109,999 | $102K | 0.0% | $0.93 | $1.25 | — | *W EXP 99/99/999 | G22707114 |
| — | Pivotal Investment Corporation II | 199,998 | $100K | 0.0% | $0.50 | $0.80 | — | *W EXP 06/01/202 | 72582K118 |
| HGV | Hilton Grand Vacations Inc. | 6,245 | $98,000 | 0.0% | $15.69 * | $31.45 | -12.7% | COM | 43283X105 |
| — | Graf Industrial Corp. warrants | 894,467 | $89,000 | 0.0% | $0.10 | $0.33 | — | *W EXP 12/31/202 | 384278115 |
| — | Monocle Acquisition Corporation | 273,608 | $82,000 | 0.0% | $0.30 | $0.34 | — | *W EXP 12/06/202 | 609754114 |
| SHPSQ | Galileo Acquisition Corp. | 300,000 | $75,000 | 0.0% | $0.25 | $0.25 | — | *W EXP 10/31/202 | G3770A110 |
| PAAS | Pan American Silver Corporation | 4,970 | $71,000 | 0.0% | $14.29 * | $20.77 | 0.0% | COM | 697900108 |
| AXTA | Axalta Coating Systems Ltd. | 3,936 | $68,000 | 0.0% | $17.28 * | $29.51 | -13.3% | COM | G0750C108 |
| — | Gigcapital2, Inc. | 135,000 | $42,000 | 0.0% | $0.31 | $0.32 | — | *W EXP 02/28/202 | 375036118 |
| — | Kaixin Auto Holdings | 47,499 | $41,000 | 0.0% | $0.86 | $2.19 | — | SHS | G5223X100 |
| — | CHP Merger Corp. | 50,125 | $27,000 | 0.0% | $0.54 | $0.54 | — | *W EXP 11/22/202 | 12558Y114 |
| OVV | Ovintiv Inc. | 9,045 | $24,000 | 0.0% | $2.65 * | $13.13 | 0.0% | COM | 69047Q102 |
| RBZHF | Reebonz Holding Limited | 1,875 | $1,000 | 0.0% | $0.53 * | $11.46 | -91.8% | SHS | G7457R122 |
| — | Juniper Industrial Holdings, Inc. | 2 | $0 | 0.0% | $0.00 | $10.21 | — | UNIT 11/13/2026 | 48205G205 |
| — | CHP Merger Corp. | 2 | $0 | 0.0% | $0.00 | $10.17 | — | UNIT 11/22/2024 | 12558Y205 |
| — | CIIG Merger Corp. | 2 | $0 | 0.0% | $0.00 | $10.16 | — | UNIT 12/31/2026 | 12559C202 |