Location: St Helier, Jersey
CIK: 0001610880 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value: $1.451B (91.8% shares, 8.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| JNK | SPDR SER TR | 2,693,701 | $255M | 17.6% | $96.51 | — | BLOOMBERG BRCLYS | 78468R622 |
| SPY | SPDR S&P 500 ETF TR | 835,000 | $215M | 14.8% | $270.57 | — | Put | 78462F103 |
| EMB | ISHARES TR | 892,500 | $86.29M | 5.9% | — | — | Put | 464288281 |
| — | CHURCHILL CAP CORP III | 4,893,040 | $48.93M | 3.4% | $10.00 | — | UNIT 03/01/2027 | 17144C203 |
| — | NICE SYS INC | 24,039,000 | $42.68M | 2.9% | $1.59 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| LQD | ISHARES TR | 300,000 | $37.05M | 2.6% | $127.82 | — | Put | 464287242 |
| SPY | SPDR S&P 500 ETF TR | 125,000 | $32.22M | 2.2% | $270.57 | — | Call | 78462F103 |
| — | NEXTERA ENERGY INC | 557,571 | $24.58M | 1.7% | $44.09 | — | UNIT 99/99/9999 | 65339F770 |
| — | OSPREY TECHNLGY AQUISTION CO | 2,477,900 | $24.18M | 1.7% | $10.18 | — | UNIT 10/30/2024 | 68839R401 |
| — | CHURCHILL CAP CORP II | 2,250,000 | $23.27M | 1.6% | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| — | FAR PT ACQUISITION CORP | 2,242,843 | $22.7M | 1.6% | $10.21 | — | COM CL A | 30734W109 |
| — | FAR PT ACQUISITION CORP | 2,230,859 | $22.64M | 1.6% | $10.36 | — | UNIT 06/01/2025 | 30734W208 |
| — | SOUTH MTN MERGER CORP | 2,227,500 | $22.16M | 1.5% | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| — | EXACT SCIENCES CORP | 26,350,000 | $20.76M | 1.4% | $0.79 | — | NOTE 0.375% 3/0 | 30063PAC9 |
| — | NEBULA ACQUISITION CORP | 1,983,400 | $20.13M | 1.4% | $10.15 | — | COM CLASS A | 629076100 |
| — | FLYING EAGLE ACQUISITION COR | 2,000,000 | $19.94M | 1.4% | $9.97 | — | UNIT 99/99/9999 | 34407Y202 |
| HYG | ISHARES TR | 225,000 | $17.34M | 1.2% | — | — | Put | 464288513 |
| IWM | ISHARES TR | 150,000 | $17.17M | 1.2% | $151.32 | — | Put | 464287655 |
| GDYN | GRID DYNAMICS HLDGS INC | 2,070,869 | $16.57M | 1.1% | $10.50 | 0.0% | COM CL A | 39813G109 |
| — | VECTOIQ ACQUISITION CORP | 7,044,654 | $13.74M | 0.9% | $0.97 | — | *W EXP 05/11/202 | 92243N111 |
| XLP | SELECT SECTOR SPDR TR | 232,500 | $12.66M | 0.9% | — | — | Call | 81369Y308 |
| EMB | ISHARES TR | 130,600 | $12.63M | 0.9% | — | — | Call | 464288281 |
| — | HEALTHCARE MERGER CORP | 1,200,000 | $12.36M | 0.9% | $10.35 | — | UNIT 12/17/2021 | 42227L201 |
| — | NEXTERA ENERGY INC | 257,451 | $12.19M | 0.8% | $47.95 | — | UNIT 09/01/2022S | 65339F796 |
| — | LEO HOLDINGS CORP | 1,163,946 | $11.99M | 0.8% | $10.29 | — | COM CL A | G5463L105 |
| — | CHP MERGER CORP | 1,201,500 | $11.88M | 0.8% | $10.17 | — | UNIT 11/22/2024 | 12558Y205 |
| — | CONMED CORP | 12,108,000 | $11.33M | 0.8% | $0.94 | — | NOTE 2.625% 2/0 | 207410AF8 |
| BROGF | BROOGE HLDGS LTD | 838,524 | $10.27M | 0.7% | $8.83 | — | SHS | G1611B107 |
| — | FINTECH ACQUISITION CORP III | 1,000,000 | $10.23M | 0.7% | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | JUNIPER INDL HLDGS INC | 1,001,600 | $10.18M | 0.7% | $10.20 | — | UNIT 11/13/2026 | 48205G205 |
| — | HAYMAKER ACQUISITION CORP II | 1,000,000 | $10.1M | 0.7% | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | DTE ENERGY CO | 264,529 | $9.962M | 0.7% | $51.26 | — | UNIT 11/01/2022S | 233331842 |
| — | SOUTHERN CO | 218,404 | $9.697M | 0.7% | $52.07 | — | UNIT 08/01/2022 | 842587602 |
| GLD | SPDR GOLD TRUST | 62,500 | $9.253M | 0.6% | — | — | Call | 78463V107 |
| — | LGL SYS ACQUISITION CORP | 850,000 | $8.56M | 0.6% | $10.20 | — | UNIT 10/24/2024 | 50201G205 |
| — | VECTOIQ ACQUISITION CORP | 769,977 | $8.193M | 0.6% | $10.64 | — | COM | 92243N103 |
| — | APEX TECHNOLOGY ACQUISITION | 800,000 | $8.12M | 0.6% | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| — | COLLIER CREEK HOLDINGS | 773,000 | $7.892M | 0.5% | $10.74 | — | UNIT 99/99/9999 | G22707122 |
| BBY | BEST BUY INC | 135,000 | $7.695M | 0.5% | — | — | Put | 086516101 |
| — | TUSCAN HOLDINGS CORP | 760,000 | $7.577M | 0.5% | $9.96 | — | COM | 90069K104 |
| — | BROOGE HLDGS LTD | 9,309,740 | $7.448M | 0.5% | $0.75 | — | *W EXP 12/20/202 | G1611B115 |
| — | PERFICIENT INC | 7,577,000 | $7.253M | 0.5% | $1.19 | — | NOTE 2.375% 9/1 | 71375UAB7 |
| — | GORES METROPOULOS INC | 700,100 | $7.233M | 0.5% | $10.24 | — | UNIT 99/99/9999 | 382872208 |
| — | STABLE RD ACQUISITION CORP | 700,000 | $7.035M | 0.5% | $10.29 | — | UNIT 05/15/2026 | 85236Q208 |
| — | DMY TECHNOLOGY GROUP INC | 700,000 | $6.881M | 0.5% | $9.83 | — | UNIT 99/99/9999 | 233253202 |
| — | ARYA SCIENCES ACQUISITION CO | 605,000 | $6.655M | 0.5% | $10.34 | — | UNIT 10/04/2023 | G3165V117 |
| — | CLEVELAND CLIFFS INC | 9,351,000 | $6.502M | 0.4% | $1.25 | — | DBCV 1.500% 1/1 | 185899AA9 |
| — | NEBULA ACQUISITION CORP | 606,000 | $6.457M | 0.4% | $10.07 | — | UNIT 03/12/2025 | 629076209 |
| — | BROADMARK RLTY CAP INC | 803,770 | $6.044M | 0.4% | $10.79 | — | COM | 11135B100 |
| — | CITIC CAPITAL ACQUISITION CO | 600,000 | $5.916M | 0.4% | $9.86 | — | UNIT 99/99/9999 | G21513125 |
| SPY | SPDR S&P 500 ETF TR | 21,795 | $5.618M | 0.4% | $270.57 | — | TR UNIT | 78462F103 |
| — | ATLAS TECHNICAL CONSULTANTS | 7,407,121 | $5.333M | 0.4% | $0.72 | — | *W EXP 11/26/202 | 049430119 |
| — | GRID DYNAMICS HLDGS INC | 2,704,887 | $5.139M | 0.4% | $1.90 | — | *W EXP 03/05/202 | 39813G117 |
| — | SCVX CORP | 500,000 | $4.985M | 0.3% | $9.97 | — | UNIT 99/99/9999 | G79448109 |
| CME | CME GROUP INC | 28,750 | $4.971M | 0.3% | $113.58 | +40.5% | COM | 12572Q105 |
| RPLA | REPLAY ACQUISITION CORP | 500,000 | $4.945M | 0.3% | $10.03 | — | COM | G75130107 |
| — | BECTON DICKINSON & CO | 91,115 | $4.763M | 0.3% | $65.21 | — | PFD SHS CONV A | 075887208 |
| — | CENTERPOINT ENERGY INC | 157,178 | $4.527M | 0.3% | $48.74 | — | DEP RP PFD CV B | 15189T503 |
| WELL | WELLTOWER INC | 88,000 | $4.029M | 0.3% | $61.83 | 0.0% | Put | 95040Q104 |
| — | DOMINION ENERGY INC | 42,963 | $3.953M | 0.3% | $98.42 | — | UNIT 99/99/9999 | 25746U133 |
| — | COLFAX CORP | 42,942 | $3.944M | 0.3% | $93.71 | — | UNIT 01/15/2022T | 194014205 |
| — | BROADMARK RLTY CAP INC | 17,769,417 | $3.909M | 0.3% | $0.36 | — | *W EXP 11/15/202 | 11135B118 |
| — | MFA FINL INC | 6,121,000 | $3.665M | 0.3% | $1.02 | — | NOTE 6.250% 6/1 | 55272XAA0 |
| WELL | WELLTOWER INC | 70,400 | $3.223M | 0.2% | $61.83 | 0.0% | COM | 95040Q104 |
| — | PLUG POWER INC | 2,000,000 | $3.178M | 0.2% | $1.12 | — | NOTE 5.500% 3/1 | 72919PAB9 |
| — | NUANCE COMMUNICATIONS INC | 2,875,000 | $3.12M | 0.2% | $0.98 | — | NOTE 1.250% 4/0 | 67020YAN0 |
| YTRA | YATRA ONLINE INC | 2,883,857 | $2.97M | 0.2% | $3.66 | -23.0% | ORD SHS | G98338109 |
| — | CRESCENT ACQUISITION CORP | 3,339,071 | $2.838M | 0.2% | $0.70 | — | *W EXP 03/08/202 | 22564L113 |
| — | FORTIVE CORP | 3,919 | $2.821M | 0.2% | $974.21 | — | 5% PFD CNV SER A | 34959J207 |
| UBS | UBS GROUP AG | 300,000 | $2.778M | 0.2% | — | — | Call | H42097107 |
| — | LEGACY ACQUISITION CORP | 262,442 | $2.722M | 0.2% | $10.27 | — | COM CL A | 524643103 |
| — | NEBULA ACQUISITION CORP | 2,569,105 | $2.595M | 0.2% | $1.04 | — | *W EXP 03/12/202 | 629076118 |
| — | NUVASIVE INC | 51,000 | $2.584M | 0.2% | $50.67 | — | COM | 670704105 |
| — | OAKTREE ACQUISITION CORP | 250,000 | $2.498M | 0.2% | $10.16 | — | UNIT 99/99/9999 | G67145121 |
| — | INFINERA CORP | 3,005,000 | $2.417M | 0.2% | $0.95 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | SEMPRA ENERGY | 25,960 | $2.402M | 0.2% | $95.03 | — | 6% PFD CONV A | 816851406 |
| — | COLLEGIUM PHARMACEUTICAL INC | 2,570,000 | $2.368M | 0.2% | $0.92 | — | NOTE 2.625% 2/1 | 19459JAA2 |
| — | SOFTWARE ACQUISITION GROUP I | 250,000 | $2.36M | 0.2% | $9.44 | — | UNIT 10/01/2026 | 83406B200 |
| — | AIR TRANSPORT SERVICES GRP I | 2,713,000 | $2.338M | 0.2% | $0.99 | — | NOTE 1.125%10/1 | 00922RAB1 |
| — | LEGACY ACQUISITION CORP | 8,743,165 | $2.186M | 0.2% | $0.39 | — | *W EXP 11/30/202 | 524643111 |
| — | LEO HOLDINGS CORP | 3,397,255 | $2.174M | 0.1% | $0.70 | — | *W EXP 07/31/202 | G5463L113 |
| BAND | BANDWIDTH INC | 31,442 | $2.116M | 0.1% | $68.17 | 0.0% | COM CL A | 05988J103 |
| — | INTERNATIONAL FLAVORS&FRAGRA | 55,136 | $2.105M | 0.1% | $49.96 | — | UNIT 09/15/2021 | 459506309 |
| — | MUDRICK CAP ACQUISITION CORP | 5,797,580 | $2.029M | 0.1% | $0.52 | — | *W EXP 02/12/202 | 624745113 |
| — | TUSCAN HOLDINGS CORP | 5,183,340 | $2.022M | 0.1% | $0.65 | — | *W EXP 04/01/202 | 90069K112 |
| — | FINSERV ACQUISITION CORP | 200,000 | $2.016M | 0.1% | $10.23 | — | UNIT 12/31/2026 | 318085206 |
| — | NEW FRONTIER HEALTH CORP | 2,089,122 | $1.974M | 0.1% | $1.47 | — | *W EXP 11/30/202 | G6461G114 |
| — | GUIDEWIRE SOFTWARE INC | 2,000,000 | $1.971M | 0.1% | $0.99 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| AEP | AMERICAN ELEC PWR CO INC | 24,560 | $1.964M | 0.1% | $76.54 | 0.0% | COM | 025537101 |
| — | AKAMAI TECHNOLOGIES INC | 1,743,000 | $1.936M | 0.1% | $1.11 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| DOCU | DOCUSIGN INC | 20,400 | $1.885M | 0.1% | $54.19 | +48.4% | COM | 256163106 |
| CVX | CHEVRON CORP NEW | 26,000 | $1.884M | 0.1% | — | — | Call | 166764100 |
| JBL | JABIL INC | 74,800 | $1.839M | 0.1% | — | — | Put | 466313103 |
| — | NIO INC | 3,500,000 | $1.811M | 0.1% | $0.52 | — | NOTE 4.500% 2/0 | 62914VAB2 |
| — | LIV CAP ACQUISITION CORP | 175,000 | $1.715M | 0.1% | $10.06 | — | UNIT 99/99/9999 | G5510C124 |
| RNG | RINGCENTRAL INC | 8,000 | $1.695M | 0.1% | $205.96 | 0.0% | CL A | 76680R206 |
| — | PENSARE ACQUISITION CORP | 11,948,639 | $1.673M | 0.1% | $0.14 | — | RIGHT 99/99/9999 | 70957E121 |
| — | FAR PT ACQUISITION CORP | 3,084,571 | $1.666M | 0.1% | $0.95 | — | *W EXP 06/01/202 | 30734W117 |
| — | EBIX INC | 108,400 | $1.646M | 0.1% | — | — | Call | 278715206 |
| — | HERBALIFE LTD | 2,000,000 | $1.606M | 0.1% | $1.03 | — | NOTE 2.625% 3/1 | 42703MAD5 |
| — | SPARTAN ENERGY ACQUISITION C | 3,156,439 | $1.578M | 0.1% | $0.71 | — | *W EXP 08/27/202 | 846784122 |
| — | FORUM MERGER II CORP | 5,581,129 | $1.507M | 0.1% | $0.56 | — | *W EXP 09/30/202 | 34986F111 |
| — | SHIP FIN INTL LTD | 1,600,000 | $1.463M | 0.1% | $1.04 | — | NOTE 4.875% 5/0 | 824689AG8 |
| — | NETFIN ACQUISITION CORP | 3,692,483 | $1.44M | 0.1% | $0.39 | — | *W EXP 08/01/202 | G6455A115 |
| — | MONOCLE ACQUISITION CORP | 4,779,350 | $1.434M | 0.1% | $0.44 | — | *W EXP 12/06/202 | 609754114 |
| — | TEEKAY CORPORATION | 1,711,000 | $1.407M | 0.1% | $0.82 | — | NOTE 5.000% 1/1 | 87900YAE3 |
| PSX | PHILLIPS 66 | 25,000 | $1.341M | 0.1% | — | — | Call | 718546104 |
| — | CHURCHILL CAP CORP II | 794,668 | $1.311M | 0.1% | $1.65 | — | *W EXP 07/02/202 | 17143G114 |
| LW | LAMB WESTON HLDGS INC | 22,898 | $1.307M | 0.1% | $59.84 | +25.0% | COM | 513272104 |
| — | REPLAY ACQUISITION CORP | 2,172,074 | $1.282M | 0.1% | $0.75 | — | *W EXP 03/01/202 | G75130115 |
| — | INTREXON CORP | 2,320,000 | $1.242M | 0.1% | $1.20 | — | NOTE 3.500% 7/0 | 46122TAA0 |
| — | VIACOMCBS INC | 66,080 | $1.178M | 0.1% | — | — | Call | 92556H107 |
| — | LF CAP ACQUISITION CORP | 4,437,104 | $1.154M | 0.1% | $0.48 | — | *W EXP 06/22/202 | 50200K116 |
| GDXJ | VANECK VECTORS ETF TR | 40,000 | $1.124M | 0.1% | — | — | Call | 92189F791 |
| XLU | SELECT SECTOR SPDR TR | 20,000 | $1.108M | 0.1% | $64.57 | — | Put | 81369Y886 |
| — | OSPREY TECHNLGY AQUISTION CO | 1,248,630 | $1.049M | 0.1% | $0.88 | — | *W EXP 10/30/202 | 68839R120 |
| — | COLLIER CREEK HOLDINGS | 100,000 | $1.023M | 0.1% | $10.00 | — | COM CL A | G22707106 |
| ON | ON SEMICONDUCTOR CORP | 80,500 | $1.001M | 0.1% | $19.36 | +1.0% | COM | 682189105 |
| — | NEW PROVIDENCE ACQUISITION | 100,000 | $977K | 0.1% | $9.87 | — | COM CL A | 64822P106 |
| — | LIBERTY MEDIA CORP DEL | 1,000,000 | $948K | 0.1% | $1.30 | — | NOTE 1.000% 1/3 | 531229AF9 |
| — | GORDON POINTE ACQUISITION CO | 5,175,265 | $932K | 0.1% | $0.38 | — | *W EXP 07/30/202 | 382788115 |
| — | LIBERTY MEDIA CORP DEL | 35,748 | $923K | 0.1% | $41.88 | — | COM SER A FRMLA | 531229870 |
| — | ACCEL ENTERTAINMENT INC | 602,019 | $903K | 0.1% | $2.95 | — | *W EXP 11/20/202 | 00436Q114 |
| — | ACCELERATE DIAGNOSTICS INC | 1,500,000 | $820K | 0.1% | $0.89 | — | NOTE 2.500% 3/1 | 00430HAB8 |
| — | CNX RESOURCES CORPORATION | 222,200 | $820K | 0.1% | — | — | Put | 20854L108 |
| SWK | STANLEY BLACK & DECKER INC | 8,036 | $804K | 0.1% | $119.08 | 0.0% | COM | 854502101 |
| — | COLLIER CREEK HOLDINGS | 589,438 | $796K | 0.1% | $1.33 | — | *W EXP 99/99/999 | G22707114 |
| EEM | ISHARES TR | 22,500 | $768K | 0.1% | — | — | Put | 464287234 |
| PRTH | PRIORITY TECHNOLOGY HLDGS IN | 390,084 | $757K | 0.1% | $10.30 | -76.3% | COM | 74275G107 |
| OKTA | OKTA INC | 6,100 | $746K | 0.1% | $125.48 | 0.0% | CL A | 679295105 |
| — | INOVIO PHARMACEUTICALS INC | 500,000 | $741K | 0.1% | $1.48 | — | NOTE 6.500% 3/0 | 45773HAB8 |
| — | MEGALITH FINL ACQUISITION CO | 3,279,352 | $721K | 0.0% | $0.48 | — | *W EXP 08/26/202 | 58518F117 |
| — | ESSENTIAL UTILS INC | 13,389 | $717K | 0.0% | $53.55 | — | UNIT 04/30/2022 | 29670G201 |
| — | CHP MERGER CORP | 1,258,611 | $680K | 0.0% | $0.54 | — | *W EXP 11/22/202 | 12558Y114 |
| — | AKAZOO SA | 2,015,949 | $659K | 0.0% | $0.77 | — | *W EXP 09/11/202 | L0164E116 |
| IIIV | I3 VERTICALS INC | 34,340 | $656K | 0.0% | $28.15 | 0.0% | COM CL A | 46571Y107 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 7,715 | $652K | 0.0% | $83.21 | +3.6% | COM | 09061G101 |
| BZUN | BAOZUN INC | 23,100 | $645K | 0.0% | $49.86 | — | SPONSORED ADR | 06684L103 |
| — | CF FIN ACQUISITION CORP | 1,280,355 | $640K | 0.0% | $0.57 | — | *W EXP 04/30/202 | 12528N115 |
| — | COUPA SOFTWARE INC | 4,300 | $601K | 0.0% | $128.42 | — | COM | 22266L106 |
| — | FALCON MINERALS CORP | 3,806,877 | $571K | 0.0% | $1.60 | — | *W EXP 07/21/202 | 30607B208 |
| — | APEX TECHNOLOGY ACQUISITION | 597,100 | $537K | 0.0% | $1.07 | — | *W EXP 09/18/202 | 03768F110 |
| TDW | TIDEWATER INC NEW | 73,100 | $518K | 0.0% | — | — | Put | 88642R109 |
| — | ATLAS TECHNICAL CONSULTANTS | 58,497 | $502K | 0.0% | $8.58 | — | COM CL A | 049430101 |
| XLF | SELECT SECTOR SPDR TR | 23,957 | $499K | 0.0% | $20.83 | — | SBI INT-FINL | 81369Y605 |
| — | NESCO HLDGS INC | 151,399 | $497K | 0.0% | $5.98 | — | COM | 64083J104 |
| — | LEISURE ACQUISITION CORP | 50,000 | $497K | 0.0% | $10.66 | — | UNIT 99/99/9999 | 52539T206 |
| XOP | SPDR SER TR | 15,000 | $494K | 0.0% | — | — | Call | 78468R556 |
| — | AVANTOR INC | 11,144 | $483K | 0.0% | $66.13 | — | 6.25 PFD CNV SR | 05352A209 |
| BWMX | BETTERWARE DE MEXCO S A DE C | 50,000 | $467K | 0.0% | $6.05 | 0.0% | SHS | P1666E105 |
| — | INSURANCE ACQUISITION CORP | 464,268 | $453K | 0.0% | $0.96 | — | *W EXP 03/31/202 | 457867117 |
| — | COVANTA HLDG CORP | 50,000 | $428K | 0.0% | — | — | Put | 22282E102 |
| — | PENSARE ACQUISITION CORP | 8,506,786 | $425K | 0.0% | $0.05 | — | *W EXP 07/27/202 | 70957E113 |
| — | GLRY STR NW MDIA GRUP HLDG L | 5,235,390 | $418K | 0.0% | $0.08 | — | *W EXP 02/13/202 | G39973113 |
| — | WILLSCOT CORP | 40,454 | $410K | 0.0% | $10.60 | — | COM | 971375126 |
| SNAP | SNAP INC | 33,450 | $398K | 0.0% | $15.58 | -1.5% | CL A | 83304A106 |
| — | LEISURE ACQUISITION CORP | 2,276,640 | $387K | 0.0% | $0.74 | — | *W EXP 12/05/201 | 52539T115 |
| — | NEW PROVIDENCE ACQUISITION | 713,000 | $364K | 0.0% | $0.90 | — | *W EXP 09/11/202 | 64822P114 |
| — | ELANCO ANIMAL HEALTH INC | 8,620 | $355K | 0.0% | $41.18 | — | UNIT 02/01/2023T | 28414H202 |
| — | PARSLEY ENERGY INC | 58,500 | $335K | 0.0% | — | — | Put | 701877102 |
| — | HAYMAKER ACQUISITION CORP II | 300,000 | $315K | 0.0% | $1.50 | — | *W EXP 10/31/202 | 42087L119 |
| — | GIGCAPITAL2 INC | 925,000 | $286K | 0.0% | $0.28 | — | *W EXP 02/28/202 | 375036118 |
| — | DANAHER CORPORATION | 276 | $285K | 0.0% | $1032.61 | — | 4.75 MND CV PFD | 235851300 |
| IWN | ISHARES TR | 3,467 | $284K | 0.0% | $81.92 | — | RUS 2000 VAL ETF | 464287630 |
| — | ZYNGA INC | 39,300 | $269K | 0.0% | $6.84 | — | CL A | 98986T108 |
| BTU | PEABODY ENERGY CORP NEW | 87,300 | $253K | 0.0% | — | — | Put | 704551100 |
| WIX | WIX COM LTD | 2,500 | $252K | 0.0% | $139.07 | -6.1% | SHS | M98068105 |
| — | SC HEALTH CORP | 250,000 | $239K | 0.0% | $1.20 | — | *W EXP 99/99/999 | G78516401 |
| — | CREE INC | 6,645 | $236K | 0.0% | $55.78 | — | COM | 225447101 |
| GDX | VANECK VECTORS ETF TR | 10,000 | $230K | 0.0% | $26.70 | — | GOLD MINERS ETF | 92189F106 |
| — | MERIDA MERGER CORP I | 420,693 | $210K | 0.0% | $0.50 | — | *W EXP 11/07/202 | 58953M114 |
| CNK | CINEMARK HOLDINGS INC | 20,000 | $204K | 0.0% | — | — | Put | 17243V102 |
| — | OAKTREE ACQUISITION CORP | 175,871 | $183K | 0.0% | $1.04 | — | *W EXP 99/99/999 | G67145113 |
| — | TORTOISE ACQUISITION CORP | 620,007 | $173K | 0.0% | $0.47 | — | *W EXP 03/04/202 | 89154L118 |
| NTNX | NUTANIX INC | 10,780 | $170K | 0.0% | $28.10 | 0.0% | CL A | 67059N108 |
| — | DIAMOND EAGLE ACQUISITION CO | 57,175 | $164K | 0.0% | $2.87 | — | *W EXP 06/30/202 | 25258L117 |
| — | ALLEGRO MERGER CORP | 1,741,384 | $157K | 0.0% | $0.30 | — | RIGHT 12/31/2023 | 01749N129 |
| — | US ECOLOGY INC | 32,327 | $142K | 0.0% | $11.60 | — | *W EXP 10/17/202 | 91734M111 |
| — | GX ACQUISITION CORP | 250,000 | $138K | 0.0% | $0.60 | — | *W EXP 05/24/202 | 36251A115 |
| RWT | REDWOOD TR INC | 27,300 | $138K | 0.0% | — | — | Put | 758075402 |
| — | SOFTWARE ACQUISITION GROUP I | 250,000 | $138K | 0.0% | $0.55 | — | *W EXP 10/01/202 | 83406B119 |
| — | GORES METROPOULOS INC | 95,313 | $124K | 0.0% | $1.39 | — | *W EXP 01/28/202 | 382872117 |
| — | LANDCADIA HLDGS II INC | 300,000 | $120K | 0.0% | $0.73 | — | *W EXP 05/09/202 | 51476X113 |
| — | JUNIPER INDL HLDGS INC | 210,500 | $118K | 0.0% | $0.56 | — | *W EXP 11/13/202 | 48205G114 |
| MAPSW | SILVER SPIKE ACQUISITION COR | 250,000 | $98,000 | 0.0% | $0.40 | — | *W EXP 08/02/202 | G8136L114 |
| — | LEE ENTERPRISES INC | 89,600 | $88,000 | 0.0% | $0.98 | — | Put | 523768109 |
| — | LEE ENTERPRISES INC | 87,477 | $86,000 | 0.0% | $0.98 | — | COM | 523768109 |
| — | ACAMAR PARTNERS ACQSITION CO | 166,666 | $80,000 | 0.0% | $0.75 | — | *W EXP 02/26/202 | 004285110 |
| — | ALLEGRO MERGER CORP | 1,591,665 | $80,000 | 0.0% | $0.23 | — | *W EXP 01/06/202 | 01749N111 |
| — | TUSCAN HLDGS CORP II | 312,500 | $78,000 | 0.0% | $0.50 | — | *W EXP 99/99/999 | 90070A111 |
| — | TENZING ACQUISITION CORP | 820,600 | $74,000 | 0.0% | $0.21 | — | *W EXP 02/23/202 | G8708A108 |
| — | SWITCHBACK ENERGY ACQUISTN C | 100,000 | $62,000 | 0.0% | $0.62 | — | *W EXP 07/25/202 | 87105M110 |
| — | HL ACQUISITIONS CORP | 666,699 | $53,000 | 0.0% | $0.25 | — | RIGHT 07/17/2023 | G4603R130 |
| — | NESCO HLDGS INC | 288,922 | $52,000 | 0.0% | $0.18 | — | *W EXP 01/01/202 | 64083J112 |
| — | BIOMX INC | 80,605 | $48,000 | 0.0% | $0.47 | — | *W EXP 10/16/202 | 09090D111 |
| — | TRINE ACQUISITION CORP | 78,200 | $47,000 | 0.0% | $0.79 | — | *W EXP 03/31/202 | 89628U116 |
| — | ALTA EQUIPMENT GROUP INC | 49,958 | $45,000 | 0.0% | $0.90 | — | *W EXP 02/14/202 | 02128L114 |
| — | HL ACQUISITIONS CORP | 894,579 | $45,000 | 0.0% | $0.34 | — | *W EXP 06/21/202 | G4603R122 |
| — | NORTHERN OIL & GAS INC NEV | 60,000 | $40,000 | 0.0% | $0.67 | — | COM | 665531109 |
| — | CNX RESOURCES CORPORATION | 10,000 | $37,000 | 0.0% | — | — | Call | 20854L108 |
| — | HC2 HLDGS INC | 20,000 | $31,000 | 0.0% | $1.55 | — | COM | 404139107 |
| — | KBL MERGER CORP IV | 434,668 | $30,000 | 0.0% | $0.16 | — | *W EXP 01/15/202 | 48242A112 |
| — | KBL MERGER CORP IV | 144,668 | $22,000 | 0.0% | $0.15 | — | RIGHT 04/09/2020 | 48242A120 |
| — | BIG ROCK PARTNERS ACQUISI CO | 150,000 | $20,000 | 0.0% | $0.26 | — | RIGHT 12/01/2022 | 089482129 |
| — | FTS INTERNATIONAL INC | 75,000 | $17,000 | 0.0% | $0.23 | — | COM | 30283W104 |
| — | TRIDENT ACQUISITIONS CORP | 151,000 | $14,000 | 0.0% | $0.29 | — | *W EXP 05/09/202 | 89615T114 |
| — | EXELA TECHNOLOGIES INC | 60,876 | $12,000 | 0.0% | $4.93 | — | COM | 30162V102 |
| — | CALUMET SPECIALTY PRODS PTNR | 11,100 | $12,000 | 0.0% | — | — | Call | 131476103 |
| — | OPES ACQUISITION CORP | 166,468 | $12,000 | 0.0% | $0.18 | — | *W EXP 03/13/202 | 68373P118 |
| — | CALUMET SPECIALTY PRODS PTNR | 10,000 | $11,000 | 0.0% | — | — | Put | 131476103 |
| — | ACORDA THERAPEUTICS INC | 10,425 | $10,000 | 0.0% | $0.96 | — | COM | 00484M106 |
| — | SEADRILL LTD | 10,000 | $4,000 | 0.0% | — | — | Put | G7998G106 |