Location: Valhalla, NY
CIK: 0001512805 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 16, 2020
Total Value: $2.376B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| WTW | Willis Towers Watson Public Limited Co. | 1,042,003 | $218M | 9.2% | $208.82 * | $180.09 | +5.5% | SHS | G96629103 |
| — | Wright Medical Group N.V. | 6,165,585 | $188M | 7.9% | $30.54 | $29.90 | — | ORD SHS | N96617118 |
| — | E TRADE Financial Corporation | 3,474,824 | $174M | 7.3% | $50.05 | $38.26 | — | COM NEW | 269246401 |
| — | Tiffany & Co. NEW | 1,414,757 | $164M | 6.9% | $115.85 | $130.67 | — | COM | 886547108 |
| SPY | SPDR S&P 500 EFT TR | 390,000 | $131M | 5.5% | $334.89 | — | — | Put | 78462F103 |
| — | TD Ameritrade Holding Corporation | 3,263,197 | $128M | 5.4% | $39.15 | $41.58 | — | COM | 87236Y108 |
| — | Varian Medical Systems, Inc. | 718,076 | $124M | 5.2% | $172.00 | $172.00 | — | COM | 92220P105 |
| — | Maxim Integrated Products, Inc. | 1,568,655 | $106M | 4.5% | $67.61 | $67.61 | — | COM | 57772K101 |
| — | Grubhub Inc | 1,418,553 | $103M | 4.4% | $72.95 | $72.95 | — | COM | 400110102 |
| — | Taubman Centers, Inc. | 1,949,856 | $64.91M | 2.7% | $33.29 | $40.85 | — | COM | 876664103 |
| — | Advanced Disposal Services, Inc. | 1,965,967 | $59.43M | 2.5% | $30.23 | $31.02 | — | COM | 00790X101 |
| IHI | ISHARES TR | 198,000 | $59.33M | 2.5% | $299.62 | — | — | Put | 464288810 |
| — | Livongo Health, Inc. | 413,789 | $57.95M | 2.4% | $140.05 | $140.05 | — | COM | 539183103 |
| — | Immunomedics, Inc. | 681,510 | $57.95M | 2.4% | $85.03 | $85.03 | — | COM | 452907108 |
| — | Momenta Pharmaceuticals, Inc. | 839,800 | $44.07M | 1.9% | $52.48 | $52.48 | — | COM | 60877T100 |
| — | Delphi Technologies, PLC | 2,346,873 | $39.22M | 1.7% | $16.71 | $10.42 | — | SHS | G2709G107 |
| — | Fitbit, Inc. | 2,833,145 | $19.72M | 0.8% | $6.96 | $6.64 | — | CL A | 33812L102 |
| DD | DuPont de Nemours, Inc. | 348,750 | $19.35M | 0.8% | $55.48 * | $23.12 | -8.8% | COM | 26614N102 |
| — | Longview Acquisition Corp. | 1,924,994 | $18.9M | 0.8% | $9.82 | $9.82 | — | COM CL A | 543195101 |
| — | Navistar International Corporation | 414,100 | $18.03M | 0.8% | $43.54 | $43.54 | — | COM | 63934E108 |
| — | Navistar International Corporation | 414,100 | $18.03M | 0.8% | $43.54 | $43.54 | — | Put | 63934E108 |
| — | Vivint Solar Inc. | 409,196 | $17.33M | 0.7% | $42.35 | $42.35 | — | COM | 92854Q106 |
| DD | DuPont de Nemours, Inc. | 285,400 | $15.83M | 0.7% | $55.48 * | $23.12 | -8.8% | Put | 26614N102 |
| — | E.Merge Technology Acquisition Corp. | 1,413,810 | $14.25M | 0.6% | $10.08 | $10.08 | — | UNIT 07/30/2025 | 26873Y203 |
| DELL | Dell Technologies Inc. | 209,800 | $14.2M | 0.6% | $67.69 * | $24.83 | +15.2% | Put | 24703L202 |
| — | Churchill Capital Corp IV | 1,406,046 | $14.09M | 0.6% | $10.02 | $10.02 | — | UNIT 99/99/9999 | 171439201 |
| — | Juniper Industrial Holdings, Inc. | 1,296,442 | $13.56M | 0.6% | $10.46 | $9.62 | — | COM CL A | 48205G106 |
| DELL | Dell Technologies Inc. | 168,300 | $11.39M | 0.5% | $67.69 * | $24.83 | +15.2% | CL C | 24703L202 |
| EBAY | eBay Inc. | 216,900 | $11.3M | 0.5% | $52.09 * | $46.71 | +7.5% | Put | 278642103 |
| — | Cohn Robbins Holdings Corp. | 1,116,877 | $11.27M | 0.5% | $10.09 | $10.09 | — | UNIT 08/11/2025 | G23726121 |
| — | Haymaker Acquisition Corp. II | 1,027,590 | $10.28M | 0.4% | $10.00 | $10.05 | — | COM CL A | 42087L101 |
| — | Pfenex Inc. | 711,894 | $9.077M | 0.4% | $12.75 | $12.75 | — | COM | 717071104 |
| MPC | Marathon Petroleum Corporation | 307,400 | $9.019M | 0.4% | $29.34 * | $48.02 | -37.2% | Put | 56585A102 |
| MPC | Marathon Petroleum Corporation | 307,400 | $9.019M | 0.4% | $29.34 * | $48.02 | -37.2% | COM | 56585A102 |
| — | LGL Systems Acquisition Corporation | 862,498 | $8.642M | 0.4% | $10.02 | $9.92 | — | COM CL A | 50201G106 |
| — | Trident Acquisitions Corp. | 786,267 | $8.59M | 0.4% | $10.93 | $10.04 | — | COM | 89615T106 |
| — | Apex Technology Acquisition Corporation | 799,998 | $8.48M | 0.4% | $10.60 | $9.92 | — | UNIT 06/11/2026 | 03768F102 |
| MSGS | Madison Square Garden Sports C | 55,100 | $8.291M | 0.3% | $150.47 * | $183.60 | -14.5% | Put | 55825T103 |
| — | Whole Earth Brands Inc. | 988,530 | $8.244M | 0.3% | $8.34 | $8.16 | — | COM CL A | 96684W100 |
| — | Virtusa Corporation | 165,971 | $8.159M | 0.3% | $49.16 | $49.16 | — | COM | 92827P102 |
| — | Pivotal Investment Corporation II | 702,887 | $8.104M | 0.3% | $11.53 | $10.70 | — | COM CL A | 72582K100 |
| — | Tuscan Holdings Corp. | 788,387 | $8.026M | 0.3% | $10.18 | $9.88 | — | COM | 90069K104 |
| — | Cincinnati Bell Inc. NEW | 524,400 | $7.866M | 0.3% | $15.00 | $14.73 | — | COM NEW | 171871502 |
| — | Artius Acquisition Inc. | 756,370 | $7.859M | 0.3% | $10.39 | $10.39 | — | UNIT 99/99/9999 | 04316G204 |
| — | Flying Eagle Acquisition Corp. | 639,704 | $7.779M | 0.3% | $12.16 | $10.98 | — | COM | 34407Y103 |
| — | Tuscan Holdings Corp. II | 760,702 | $7.592M | 0.3% | $9.98 | $9.86 | — | COM | 90070A103 |
| — | FTAC Olympus Acquisition Corp. | 754,988 | $7.55M | 0.3% | $10.00 | $10.00 | — | UNIT 08/24/2025 | G37288118 |
| — | BowX Acquisition Corp. | 733,247 | $7.523M | 0.3% | $10.26 | $10.26 | — | UNIT 08/03/2025 | 103085205 |
| — | Trebia Acquisition Corp. | 719,775 | $7.327M | 0.3% | $10.18 | $10.18 | — | COM CL A | G9027T109 |
| VOD | Vodafone Group Plc NEW | 528,500 | $7.093M | 0.3% | $13.42 | $13.60 | — | Put | 92857W308 |
| — | Software Acquisition Group Inc. | 699,998 | $6.972M | 0.3% | $9.96 | $10.05 | — | COM CL A | 83406B101 |
| — | Gores Holdings IV, Inc. | 661,488 | $6.82M | 0.3% | $10.31 | $10.14 | — | COM CL A | 382865103 |
| FOXA | Fox Corporation | 223,817 | $6.228M | 0.3% | $27.83 * | $28.36 | -13.0% | CL A COM | 35137L105 |
| THBR | Thunder Bridge Acquisition II, Ltd. | 599,992 | $6.12M | 0.3% | $10.20 | $9.95 | — | CL A SHS | G8857S116 |
| — | Kensington Capital Acquisiton Corp. | 349,998 | $5.862M | 0.2% | $16.75 | $16.75 | — | COM CL A | 490073103 |
| — | FinTech Acquisition Corp. III | 568,514 | $5.861M | 0.2% | $10.31 | $9.75 | — | COM CL A | 31811A101 |
| — | CF Finance Acquisition Corp. | 547,507 | $5.694M | 0.2% | $10.40 | $10.02 | — | COM CL A | 12528N107 |
| — | CIIG Merger Corp. | 561,448 | $5.626M | 0.2% | $10.02 | $9.57 | — | COM CL A | 12559C103 |
| — | InterPrivate Accquisition Corp. | 549,996 | $5.5M | 0.2% | $10.00 | $9.92 | — | COM | 46064A103 |
| — | Nuveen Int. Dur. Muni Term Fund | 401,626 | $5.366M | 0.2% | $13.36 | $13.60 | — | COM | 670671106 |
| — | Broadmark Realty Capital Inc. | 544,167 | $5.365M | 0.2% | $9.86 | $12.75 | — | COM | 11135B100 |
| — | Merida Merger Corp. I | 541,807 | $5.356M | 0.2% | $9.89 | $9.74 | — | COM | 58953M106 |
| ACND/U | Ascendant Digital Acquisition Corp. | 500,000 | $5.26M | 0.2% | $10.52 | $10.52 | — | UNIT 99/99/9999 | G05155125 |
| SPHR | Madison Square Garden Entertainment Corp. | 76,300 | $5.226M | 0.2% | $68.49 * | $35.51 | -6.2% | Put | 55826T102 |
| — | L Brands, Inc. | 162,900 | $5.181M | 0.2% | $31.80 | $31.80 | — | COM | 501797104 |
| — | L Brands, Inc. | 162,900 | $5.181M | 0.2% | $31.80 | $31.80 | — | Put | 501797104 |
| — | ACE Convergence Acquisition Corp. | 500,000 | $5.125M | 0.2% | $10.25 | $10.25 | — | UNIT 99/99/9999 | G0083D112 |
| — | New Providence Aquisition Corp. | 500,000 | $5.035M | 0.2% | $10.07 | $9.87 | — | COM CL A | 64822P106 |
| — | Fusion Acquisition Corp. | 492,434 | $4.841M | 0.2% | $9.83 | $9.83 | — | CL A | 36118H105 |
| — | Highcape Capital Acquisition Corp. | 471,807 | $4.775M | 0.2% | $10.12 | $10.12 | — | UNIT 09/30/2027 | 42984L204 |
| — | Oaktree Acquisition Corp. | 404,365 | $4.752M | 0.2% | $11.75 | $10.17 | — | SHS CL A | G67145105 |
| GDYN | Grid Dynamics Holdings, Inc. | 530,160 | $4.098M | 0.2% | $7.73 * | $10.50 | -31.2% | CL A | 39813G109 |
| VOD | Vodafone Group Plc NEW | 302,900 | $4.065M | 0.2% | $13.42 | $13.60 | — | SPONSORED ADR | 92857W308 |
| — | CoreLogic, Inc. | 59,500 | $4.026M | 0.2% | $67.66 | $67.44 | — | COM | 21871D103 |
| — | CoreLogic, Inc. | 59,500 | $4.026M | 0.2% | $67.66 | $67.44 | — | Put | 21871D103 |
| — | Foley Trasimene Acquisition Corp. | 381,903 | $3.957M | 0.2% | $10.36 | $10.36 | — | COM CL A | 34431F104 |
| XPO | XPO Logistics, Inc. | 46,000 | $3.895M | 0.2% | $84.67 * | $26.73 | +7.7% | Put | 983793100 |
| — | Churchill Capital Corp II | 349,998 | $3.692M | 0.2% | $10.55 | $10.33 | — | CL A | 17143G106 |
| — | GigCapital3, Inc. | 369,892 | $3.68M | 0.2% | $9.95 | $9.95 | — | COM | 37519D107 |
| — | Kansas City Southern | 19,400 | $3.508M | 0.1% | $180.82 | $180.88 | — | Put | 485170302 |
| — | Kansas City Southern | 19,184 | $3.47M | 0.1% | $180.88 | $180.88 | — | COM NEW | 485170302 |
| — | dMY Technology Group, Inc. | 262,174 | $3.345M | 0.1% | $12.76 | $10.03 | — | COM | 233253103 |
| — | Qell Acquisition Corp. | 325,287 | $3.305M | 0.1% | $10.16 | $10.16 | — | UNIT 10/01/2025 | G7307X121 |
| — | Schultze Special Purpose Acquisition Corp | 322,500 | $3.283M | 0.1% | $10.18 | $10.12 | — | COM | 80821R109 |
| EBAY | eBay Inc. | 60,900 | $3.173M | 0.1% | $52.10 * | $46.71 | +7.5% | COM | 278642103 |
| — | Noble Energy, Inc. | 368,250 | $3.148M | 0.1% | $8.55 | $8.55 | — | COM | 655044105 |
| — | Foley Trasimene Acquisition Corp.II | 300,000 | $3.06M | 0.1% | $10.20 | $10.20 | — | UNIT 99/99/9999 | 344328208 |
| — | B. Riley Principal Merger Corp. II | 299,998 | $3.003M | 0.1% | $10.01 | $10.01 | — | CL A | 05600U106 |
| — | Jaws Acquisition Corp. | 286,044 | $2.978M | 0.1% | $10.41 | $10.41 | — | SHS | G50744104 |
| — | Galileo Acquisition Corp. | 300,000 | $2.97M | 0.1% | $9.90 | $9.68 | — | SHS | G3770A102 |
| — | Monocle Acquisition Corporation | 273,608 | $2.802M | 0.1% | $10.24 | $9.91 | — | COM | 609754106 |
| — | Hennessy Capital Acquisition Corp. IV | 246,138 | $2.742M | 0.1% | $11.14 | $9.90 | — | CL A COM | 42589C104 |
| — | BlackRock MuniYield Quality | 202,285 | $2.719M | 0.1% | $13.44 | $13.50 | — | COM | 09254E103 |
| — | Osprey Technology Acquisition Corp. | 261,955 | $2.669M | 0.1% | $10.19 | $10.19 | — | COM CL A | 68839R104 |
| — | Fortress Value Acquisition Corp. | 182,510 | $2.479M | 0.1% | $13.58 | $13.58 | — | COM CL A | 34962V106 |
| FOXA | Fox Corporation | 85,300 | $2.374M | 0.1% | $27.83 * | $28.36 | -13.0% | Put | 35137L105 |
| — | CC Neuberger Principal Holdings I | 224,475 | $2.335M | 0.1% | $10.40 | $10.40 | — | COM | G1992Y114 |
| — | CC Neuberger Principal Holdings II | 225,000 | $2.324M | 0.1% | $10.33 | $10.33 | — | UNIT 99/99/9999 | G3166T129 |
| SPHR | Madison Square Garden Entertainment Corp. | 33,900 | $2.322M | 0.1% | $68.50 * | $35.51 | -6.2% | CL A | 55826T102 |
| — | Social Capital Hedosophia Hldngs Corp. II | 185,898 | $2.316M | 0.1% | $12.46 | $12.46 | — | COM CL A | G8251K107 |
| — | Nuveen AMT-Free Qty Muni Inc Fd | 160,584 | $2.302M | 0.1% | $14.34 | $14.38 | — | COM | 670657105 |
| — | Nuveen NY AMT-Free Muni Inc | 178,285 | $2.293M | 0.1% | $12.86 | $13.57 | — | COM | 670656107 |
| — | Tortoise Acquisition Corp. II | 200,000 | $2.176M | 0.1% | $10.88 | $10.88 | — | UNIT 06/14/2027 | G89554110 |
| — | Nuveen Municipal Credit Income | 147,677 | $2.17M | 0.1% | $14.69 | $16.37 | — | COM SH BEN INT | 67070X101 |
| — | Pershing Square Tontine Hldg. Ltd. | 95,059 | $2.157M | 0.1% | $22.69 | $22.69 | — | COM CL A | 71531R109 |
| BETZ | LISTED FD TR | 100,300 | $2.153M | 0.1% | $21.47 | — | — | Put | 53656F789 |
| — | Royal Dutch Shell PLC | 86,557 | $2.096M | 0.1% | $24.22 | $30.44 | — | SPON ADR B | 780259107 |
| — | Spartan Energy Acquisition Corp. | 145,165 | $2.093M | 0.1% | $14.42 | $10.26 | — | CL A COM STK | 846784106 |
| — | CHP Merger Corp. | 200,248 | $2.04M | 0.1% | $10.19 | $9.94 | — | COM CL A | 12558Y106 |
| — | Fintech Acquisition Corp. IV | 200,000 | $2.032M | 0.1% | $10.16 | $10.16 | — | UNIT 12/31/2025 | 31810N302 |
| — | D8 Holdings Corp. | 200,000 | $2.014M | 0.1% | $10.07 | $10.07 | — | UNIT 99/99/9999 | G2614K102 |
| FE | FirstEnergy Corp. | 68,500 | $1.967M | 0.1% | $28.72 * | $25.02 | 0.0% | COM | 337932107 |
| FE | FirstEnergy Corp. | 68,500 | $1.967M | 0.1% | $28.72 * | $25.02 | 0.0% | Put | 337932107 |
| — | Churchill Capital Corp III | 190,788 | $1.956M | 0.1% | $10.25 | $10.79 | — | COM | 17144C104 |
| — | Hudson Executive Investment Corp. | 181,062 | $1.78M | 0.1% | $9.83 | $9.83 | — | COM CL A | 443761101 |
| MSGS | Madison Square Garden Sports C | 10,500 | $1.58M | 0.1% | $150.48 * | $183.60 | -14.5% | CL A | 55825T103 |
| — | Falcon Capital Acquisition Corp. | 150,000 | $1.543M | 0.1% | $10.29 | $10.29 | — | UNIT 08/20/2027 | 30606L207 |
| — | Orisun Acquisition Corp. | 150,000 | $1.53M | 0.1% | $10.20 | $9.95 | — | COM | 68632T109 |
| — | Gigcapital2, Inc. | 135,000 | $1.372M | 0.1% | $10.16 | $9.96 | — | COM | 375036100 |
| — | HPX Corp | 125,000 | $1.275M | 0.1% | $10.20 | $10.20 | — | UNIT 99/99/9999 | G32219118 |
| GNW | Genworth Financial, Inc. | 372,802 | $1.249M | 0.1% | $3.35 * | $4.32 | -38.3% | COM CL A | 37247D106 |
| — | Apollo Global Management Inc. | 27,378 | $1.225M | 0.1% | $44.74 | $41.45 | — | COM CL A | 03768E105 |
| — | Juniper Industrial Holdings, Inc. | 700,497 | $1.212M | 0.1% | $1.73 | $0.56 | — | *W EXP 11/13/202 | 48205G114 |
| — | Fortress Value Acquisition Corp. | 358,647 | $1.18M | 0.0% | $3.29 | $3.29 | — | *W EXP 05/04/202 | 34962V114 |
| AONE/U | One | 100,000 | $1.09M | 0.0% | $10.90 | $10.90 | — | UNIT 99/99/9999 | G7000X113 |
| — | GS Acquisition Holdings Corp II | 99,996 | $1.076M | 0.0% | $10.76 | $10.76 | — | COM CL A | 36258Q105 |
| — | Equity Distribution Acquisition Corp. | 100,000 | $1.03M | 0.0% | $10.30 | $10.30 | — | UNIT 99/99/9999 | 29465E205 |
| — | PropTech Acquisition Corporation | 90,621 | $1.009M | 0.0% | $11.13 | $9.78 | — | COM CL A | 74349F101 |
| — | Lionheart Acquisition Corp II | 100,500 | $1.001M | 0.0% | $9.96 | $9.96 | — | UNIT 08/13/2025 | 53625R203 |
| XPO | XPO Logistics, Inc. | 10,500 | $889K | 0.0% | $84.67 * | $26.73 | +7.7% | COM | 983793100 |
| — | Eaton Vance Floating-Rate Income | 73,565 | $874K | 0.0% | $11.88 | $13.65 | — | COM | 278279104 |
| TOTA | Tottenham Acquisition I Limited | 74,024 | $803K | 0.0% | $10.85 | $10.85 | — | SHS | G8959N106 |
| — | IAC/InterActiveCorp. | 6,670 | $799K | 0.0% | $119.79 | $119.79 | — | COM | 44891N109 |
| — | Bitauto Holdings Ltd. | 50,600 | $797K | 0.0% | $15.75 | $15.85 | — | SPONSORED ADS | 091727107 |
| — | Apex Technology Acquisition Corporation | 399,999 | $776K | 0.0% | $1.94 | $1.15 | — | *W EXP 09/18/202 | 03768F110 |
| — | Pivotal Investment Corporation II | 199,998 | $740K | 0.0% | $3.70 | $0.80 | — | *W EXP 06/01/202 | 72582K118 |
| — | Longview Acquisition Corp. | 691,665 | $671K | 0.0% | $0.97 | $0.97 | — | *W EXP 05/27/202 | 543195119 |
| — | CF Finance Acquisition Corp. | 675,519 | $662K | 0.0% | $0.98 | $0.60 | — | *W EXP 04/30/202 | 12528N115 |
| — | Maxim Integrated Products, Inc. | 20,000 | $587K | 0.0% | $29.35 | $67.61 | — | Call | 57772K101 |
| — | Panacea Acquisition Corp. | 49,998 | $560K | 0.0% | $11.20 | $11.20 | — | CL A | 698102100 |
| — | dMY Technology Group, Inc. | 184,998 | $555K | 0.0% | $3.00 | $1.53 | — | *W EXP 02/21/202 | 233253111 |
| — | Thunder Bridge Acquisition II, Ltd. | 399,999 | $540K | 0.0% | $1.35 | $0.90 | — | *W EXP 11/30/202 | G8857S108 |
| — | Whole Earth Brands Inc. | 499,999 | $485K | 0.0% | $0.97 | $1.14 | — | *W EXP 06/25/202 | 96684W126 |
| — | Grid Dynamics Holdings, Inc. | 265,080 | $472K | 0.0% | $1.78 | $1.90 | — | *W EXP 03/05/202 | 39813G117 |
| — | LGL Systems Acquisition Corporation | 431,249 | $468K | 0.0% | $1.09 | $0.91 | — | *W EXP 11/12/202 | 50201G114 |
| — | FinTech Acquisition Corp. III | 291,810 | $449K | 0.0% | $1.54 | $0.91 | — | *W EXP 12/01/202 | 31811A119 |
| — | Hennessy Capital Acquisition Corp. IV | 188,308 | $435K | 0.0% | $2.31 | $0.60 | — | *W EXP 09/05/202 | 42589C112 |
| — | Tuscan Holdings Corp. warrant | 802,100 | $407K | 0.0% | $0.51 | $0.78 | — | *W EXP 04/01/202 | 90069K112 |
| SSTPW | Trebia Acquisition Corp. | 239,925 | $360K | 0.0% | $1.50 | $1.50 | — | *W EXP 99/99/999 | G9027T117 |
| — | Kensington Capital Acquisiton Corp. | 74,999 | $337K | 0.0% | $4.49 | $4.49 | — | *W EXP 07/01/202 | 490073111 |
| — | Software Acquisition Group Inc. | 349,999 | $336K | 0.0% | $0.96 | $0.90 | — | *W EXP 10/01/202 | 83406B119 |
| — | Voya Prime Rate Trust | 73,819 | $326K | 0.0% | $4.42 | $5.03 | — | SH BEN INT | 92913A100 |
| — | CIIG Merger Corp. warrant | 375,995 | $323K | 0.0% | $0.86 | $0.60 | — | *W EXP 12/31/202 | 12559C111 |
| — | International General Ins Hld Ltd | 508,286 | $303K | 0.0% | $0.60 | $0.42 | — | *W EXP 03/17/202 | G4809J114 |
| — | New Providence Aquisition Corp. | 250,000 | $302K | 0.0% | $1.21 | $0.85 | — | *W EXP 09/11/202 | 64822P114 |
| — | Foley Trasimene Acquisition Corp. | 127,301 | $288K | 0.0% | $2.26 | $2.26 | — | *W EXP 05/26/202 | 34431F112 |
| — | Fusion Acquisition Corp. | 249,998 | $272K | 0.0% | $1.09 | $1.09 | — | *W EXP 06/01/202 | 36118H113 |
| — | Churchill Capital Corp II | 116,666 | $255K | 0.0% | $2.19 | $1.42 | — | *W EXP 07/02/202 | 17143G114 |
| — | Social Capital Hedosophia Hldngs Corp. II | 64,316 | $248K | 0.0% | $3.86 | $3.86 | — | *W EXP 99/99/999 | G8251K115 |
| — | Invesco Senior Income Trust | 64,480 | $236K | 0.0% | $3.66 | $4.35 | — | COM | 46131H107 |
| — | InterPrivate Accquisition Corp. | 274,998 | $224K | 0.0% | $0.81 | $0.60 | — | *W EXP 10/24/202 | 46064A111 |
| — | Tuscan Holdings Corp. II | 477,100 | $215K | 0.0% | $0.45 | $0.45 | — | *W EXP 99/99/999 | 90070A111 |
| — | Jaws Acquisition Corp. | 99,998 | $212K | 0.0% | $2.12 | $2.12 | — | *W EXP 99/99/999 | G50744112 |
| — | Haymaker Acquisition Corp. II | 209,531 | $207K | 0.0% | $0.99 | $1.41 | — | *W EXP 10/31/202 | 42087L119 |
| — | B. Riley Principal Merger Corp. II | 149,999 | $202K | 0.0% | $1.35 | $1.35 | — | *W EXP 05/06/202 | 05600U114 |
| — | Gores Holdings IV, Inc. | 120,806 | $201K | 0.0% | $1.66 | $1.80 | — | *W EXP 01/22/202 | 382865111 |
| SHPSQ | Galileo Acquisition Corp. | 300,000 | $186K | 0.0% | $0.62 | $0.25 | — | *W EXP 10/31/202 | G3770A110 |
| DGNR/U | Dragoneer Growth Opportunities Corp. | 15,000 | $184K | 0.0% | $12.27 | $12.27 | — | UNIT 08/18/2027 | G28302126 |
| — | GigCapital3, Inc. | 277,419 | $177K | 0.0% | $0.64 | $0.64 | — | *W EXP 05/18/202 | 37519D115 |
| — | Merida Merger Corp. I | 273,861 | $170K | 0.0% | $0.62 | $0.50 | — | *W EXP 11/07/202 | 58953M114 |
| — | PropTech Acquisition Corporation | 100,444 | $165K | 0.0% | $1.64 | $0.50 | — | *W EXP 05/26/202 | 74349F119 |
| ETWOW | CC Neuberger Principal Holdings I | 79,799 | $144K | 0.0% | $1.80 | $1.80 | — | *W EXP 99/99/999 | G1992Y122 |
| — | Apollo Senior Floating Rate Fund Inc. | 11,127 | $143K | 0.0% | $12.85 | $16.22 | — | COM | 037636107 |
| — | Monocle Acquisition Corporation | 273,608 | $136K | 0.0% | $0.50 | $0.34 | — | *W EXP 12/06/202 | 609754114 |
| — | Gigcapital2, Inc. | 135,000 | $123K | 0.0% | $0.91 | $0.32 | — | *W EXP 02/28/202 | 375036118 |
| — | CHP Merger Corp. | 100,124 | $117K | 0.0% | $1.17 | $0.85 | — | *W EXP 11/22/202 | 12558Y114 |
| — | Blackrock Fltg Rate Inc. Strategies Fund | 9,611 | $111K | 0.0% | $11.55 | $13.78 | — | COM | 09255X100 |
| — | Hudson Executive Investment Corp. | 90,531 | $107K | 0.0% | $1.18 | $1.18 | — | *W EXP 06/21/202 | 443761119 |
| — | Deerfield Healthcare Tech Acq Corp | 10,000 | $106K | 0.0% | $10.60 | $10.60 | — | UNIT 07/16/2025 | 244413209 |
| — | Flying Eagle Acquisition Corp. warrant | 31,293 | $102K | 0.0% | $3.26 | $3.00 | — | *W EXP 02/26/202 | 34407Y111 |
| — | Churchill Capital Corp III | 49,998 | $100K | 0.0% | $2.00 | $3.00 | — | *W EXP 03/01/202 | 17144C112 |
| AXTA | Axalta Coating Systems Ltd. | 3,936 | $87,000 | 0.0% | $22.10 * | $29.51 | -21.5% | COM | G0750C108 |
| — | Pershing Square Tontine Hldg. Ltd. | 11,109 | $80,000 | 0.0% | $7.20 | $7.20 | — | *W EXP 07/24/202 | 71531R117 |
| — | First Trust Senior Fltg. Rate Income Fd. | 5,810 | $64,000 | 0.0% | $11.02 | $12.90 | — | COM | 33733U108 |
| — | SCVX Corp. | 38,043 | $57,000 | 0.0% | $1.50 | $1.50 | — | *W EXP 01/24/202 | G79448117 |
| — | GS Acquisition Holdings Corp II | 24,999 | $54,000 | 0.0% | $2.16 | $2.16 | — | *W EXP 06/30/202 | 36258Q113 |
| — | Panacea Acquisition Corp. | 16,666 | $39,000 | 0.0% | $2.34 | $2.34 | — | *W EXP 07/07/202 | 698102118 |
| — | Kaixin Auto Holdings | 47,499 | $27,000 | 0.0% | $0.57 | $2.19 | — | SHS | G5223X100 |
| CZR | Caesars Entertainment, Inc. | 161 | $9,000 | 0.0% | $55.90 * | $43.94 | 0.0% | COM | 12769G100 |
| — | GS Acquisition Holdings Corp II | 4 | $0 | 0.0% | $0.00 | $10.51 | — | UNIT 99/99/9999 | 36258Q204 |