F&V Capital Management, LLC Diversified Active

Location: BOCA RATON, FL

CIK: 0001569453 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 14, 2013

Total Value ($000): $118,022 (100.0% shares, 0.0% debt)

Holdings (65)

New Positions (5)

WGO WINNEBAGO INDUSTRIES INC 0.3%

Value ($000) $405 Shares 15,620 Est. Cost $23.61 Unrealized 0.0%

— BLACKSTONE GROUP L P 0.3%

Value ($000) $329 Shares 13,250 Est. Cost $24.83 Unrealized —

EWZ ISHARES INC 0.2%

Value ($000) $213 Shares 4,450 Est. Cost $47.87 Unrealized —

— ORGANOVO HOLDINGS INC 0.1%

Value ($000) $93 Shares 16,200 Est. Cost $5.74 Unrealized —

— NUVERRA ENVIRONMENTAL 0.0%

Value ($000) $34 Shares 15,000 Est. Cost $2.27 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
WGO	WINNEBAGO INDUSTRIES INC	15,620	$405	0.3%	$23.61	0.0%	COM	974637100
—	BLACKSTONE GROUP L P	13,250	$329	0.3%	$24.83	—	COM	09253U108
EWZ	ISHARES INC	4,450	$213	0.2%	$47.87	—	iShares MSCI Brazil Capped Index	464286400
—	ORGANOVO HOLDINGS INC	16,200	$93	0.1%	$5.74	—	COM	68620A104
—	NUVERRA ENVIRONMENTAL	15,000	$34	0.0%	$2.27	—	COM	67091K104

Increased Positions (27)

— YAHOO INC 4.4%

Value ($000) $5,231 (+34.3%) Shares 157,710 (+1.7%) Est. Cost $25.27 Unrealized —

— HESS CORPORATION 4.4%

Value ($000) $5,206 (+32.1%) Shares 67,320 (+13.6%) Est. Cost $67.80 Unrealized —

AEP AMERICAN ELECTRIC POWER CO INC 3.3%

Value ($000) $3,851 (+44.6%) Shares 88,840 (+49.3%) Est. Cost $29.80 Unrealized -4.4%

AVY AVERY DENNISON CORP 3.1%

Value ($000) $3,628 (+48.0%) Shares 83,385 (+45.4%) Est. Cost $33.63 Unrealized +3.1%

GLW CORNING INC 3.1%

Value ($000) $3,662 (+34.1%) Shares 251,000 (+30.8%) Est. Cost $10.55 Unrealized +1.9%

FDX FEDEX CORP 4.4%

Value ($000) $5,246 (+17.8%) Shares 45,975 (+1.8%) Est. Cost $82.12 Unrealized +11.1%

MS MORGAN STANLEY 3.5%

Value ($000) $4,175 (+20.6%) Shares 154,941 (+9.4%) Est. Cost $17.53 Unrealized +12.1%

NEM NEWMONT MINING CORP 1.7%

Value ($000) $2,008 (+43.4%) Shares 71,460 (+52.9%) Est. Cost $24.39 Unrealized -7.3%

ADM ARCHER-DANIELS-MIDLAND CO 4.3%

Value ($000) $5,130 (+11.4%) Shares 139,275 (+2.6%) Est. Cost $23.42 Unrealized +9.4%

EBAY EBAY INC 3.6%

Value ($000) $4,233 (+13.2%) Shares 75,880 (+4.9%) Est. Cost $20.17 Unrealized -1.0%

— EMC CORP-MASS 3.2%

Value ($000) $3,826 (+10.8%) Shares 149,724 (+2.4%) Est. Cost $23.66 Unrealized —

ALL ALLSTATE CORP 2.6%

Value ($000) $3,092 (+11.1%) Shares 61,185 (+5.8%) Est. Cost $37.20 Unrealized +3.7%

T AT&T INC 3.5%

Value ($000) $4,076 (+7.9%) Shares 120,540 (+12.9%) Est. Cost $11.35 Unrealized -3.4%

MLI MUELLER INDUSTRIES INC 2.3%

Value ($000) $2,656 (+12.3%) Shares 47,720 (+1.7%) Est. Cost $10.21 Unrealized +6.4%

MRK MERCK & CO INC 3.5%

Value ($000) $4,129 (+5.9%) Shares 86,740 (+3.3%) Est. Cost $30.05 Unrealized +3.1%

— BAKER HUGHES INC 2.0%

Value ($000) $2,324 (+10.2%) Shares 47,335 (+3.6%) Est. Cost $46.22 Unrealized —

PHM PULTE GROUP INC 0.9%

Value ($000) $1,011 (+25.9%) Shares 61,300 (+44.8%) Est. Cost $16.76 Unrealized -13.0%

ADI ANALOG DEVICES INC 2.3%

Value ($000) $2,675 (+6.1%) Shares 56,870 (+1.6%) Est. Cost $34.33 Unrealized +6.9%

— ALCOA INC 1.6%

Value ($000) $1,881 (+8.3%) Shares 231,663 (+4.3%) Est. Cost $7.83 Unrealized —

— ARM HOLDINGS PLC 0.3%

Value ($000) $406 (+35.8%) Shares 8,450 (+2.4%) Est. Cost $36.52 Unrealized —

— ISHARES INC 0.1%

Value ($000) $168 (+47.4%) Shares 14,100 (+38.2%) Est. Cost $11.38 Unrealized —

— ENBRIDGE ENERGY PARTNERS L P 0.3%

Value ($000) $391 (+11.4%) Shares 12,858 (+11.5%) Est. Cost $30.44 Unrealized —

— COACH INC 2.6%

Value ($000) $3,056 (+1.3%) Shares 56,045 (+6.1%) Est. Cost $56.95 Unrealized —

JPM JPMORGAN CHASE & CO 2.6%

Value ($000) $3,046 (+1.0%) Shares 58,940 (+3.2%) Est. Cost $36.31 Unrealized +6.1%

EWW ISHARES INC 0.4%

Value ($000) $526 (+5.8%) Shares 8,238 (+8.3%) Est. Cost $65.20 Unrealized —

TEVA TEVA PHARMACEUTICAL INDS LTD 0.4%

Value ($000) $509 (+6.0%) Shares 13,486 (+10.1%) Est. Cost $39.06 Unrealized —

KMB KIMBERLY CLARK CORP 2.8%

Value ($000) $3,350 (-0.4%) Shares 35,560 (+2.7%) Est. Cost $63.01 Unrealized -3.1%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	YAHOO INC	157,710 (+1.7%)	$5,231 (+34.3%)	4.4%	$25.27	—	COM	984332106
—	HESS CORPORATION	67,320 (+13.6%)	$5,206 (+32.1%)	4.4%	$67.80	—	COM	42809H107
AEP	AMERICAN ELECTRIC POWER CO INC	88,840 (+49.3%)	$3,851 (+44.6%)	3.3%	$29.80	-4.4%	COM	025537101
AVY	AVERY DENNISON CORP	83,385 (+45.4%)	$3,628 (+48.0%)	3.1%	$33.63	+3.1%	COM	053611109
GLW	CORNING INC	251,000 (+30.8%)	$3,662 (+34.1%)	3.1%	$10.55	+1.9%	COM	219350105
FDX	FEDEX CORP	45,975 (+1.8%)	$5,246 (+17.8%)	4.4%	$82.12	+11.1%	COM	31428X106
MS	MORGAN STANLEY	154,941 (+9.4%)	$4,175 (+20.6%)	3.5%	$17.53	+12.1%	COM NEW	617446448
NEM	NEWMONT MINING CORP	71,460 (+52.9%)	$2,008 (+43.4%)	1.7%	$24.39	-7.3%	COM	651639106
ADM	ARCHER-DANIELS-MIDLAND CO	139,275 (+2.6%)	$5,130 (+11.4%)	4.3%	$23.42	+9.4%	COM	039483102
EBAY	EBAY INC	75,880 (+4.9%)	$4,233 (+13.2%)	3.6%	$20.17	-1.0%	COM	278642103
—	EMC CORP-MASS	149,724 (+2.4%)	$3,826 (+10.8%)	3.2%	$23.66	—	COM	268648102
ALL	ALLSTATE CORP	61,185 (+5.8%)	$3,092 (+11.1%)	2.6%	$37.20	+3.7%	COM	020002101
T	AT&T INC	120,540 (+12.9%)	$4,076 (+7.9%)	3.5%	$11.35	-3.4%	COM	00206R102
MLI	MUELLER INDUSTRIES INC	47,720 (+1.7%)	$2,656 (+12.3%)	2.3%	$10.21	+6.4%	COM	624756102
MRK	MERCK & CO INC	86,740 (+3.3%)	$4,129 (+5.9%)	3.5%	$30.05	+3.1%	COM	58933Y105
—	BAKER HUGHES INC	47,335 (+3.6%)	$2,324 (+10.2%)	2.0%	$46.22	—	COM	057224107
PHM	PULTE GROUP INC	61,300 (+44.8%)	$1,011 (+25.9%)	0.9%	$16.76	-13.0%	COM	745867101
ADI	ANALOG DEVICES INC	56,870 (+1.6%)	$2,675 (+6.1%)	2.3%	$34.33	+6.9%	COM	032654105
—	ALCOA INC	231,663 (+4.3%)	$1,881 (+8.3%)	1.6%	$7.83	—	COM	013817101
—	ARM HOLDINGS PLC	8,450 (+2.4%)	$406 (+35.8%)	0.3%	$36.52	—	SPONSORED ADR	042068106
—	ISHARES INC	14,100 (+38.2%)	$168 (+47.4%)	0.1%	$11.38	—	MSCI JAPAN	464286848
—	ENBRIDGE ENERGY PARTNERS L P	12,858 (+11.5%)	$391 (+11.4%)	0.3%	$30.44	—	COM	29250R106
—	COACH INC	56,045 (+6.1%)	$3,056 (+1.3%)	2.6%	$56.95	—	COM	189754104
JPM	JPMORGAN CHASE & CO	58,940 (+3.2%)	$3,046 (+1.0%)	2.6%	$36.31	+6.1%	COM	46625H100
EWW	ISHARES INC	8,238 (+8.3%)	$526 (+5.8%)	0.4%	$65.20	—	MSCI MEXICO CAP	464286822
TEVA	TEVA PHARMACEUTICAL INDS LTD	13,486 (+10.1%)	$509 (+6.0%)	0.4%	$39.06	—	ADR	881624209
KMB	KIMBERLY CLARK CORP	35,560 (+2.7%)	$3,350 (-0.4%)	2.8%	$63.01	-3.1%	COM	494368103

Exited Positions (4)

CAT CATERPILLAR INC DEL 0.3%

Value ($000) $299 Shares 3,625 Est. Cost $61.55 Unrealized +0.1%

MO ALTRIA GROUP INC 0.2%

Value ($000) $255 Shares 7,280 Est. Cost $16.28 Unrealized -0.7%

— EMCORE CORP 0.1%

Value ($000) $140 Shares 38,750 Est. Cost $3.61 Unrealized —

— OI S.A. 0.0%

Value ($000) $19 Shares 10,704 Est. Cost $1.78 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CAT	CATERPILLAR INC DEL	3,625	$299	0.3%	$61.55	+0.1%	—	149123101
MO	ALTRIA GROUP INC	7,280	$255	0.2%	$16.28	-0.7%	—	02209S103
—	EMCORE CORP	38,750	$140	0.1%	$3.61	—	—	290846203
—	OI S.A.	10,704	$19	0.0%	$1.78	—	—	670851203

Decreased Positions (9)

ORCL ORACLE CORP 0.5%

Value ($000) $541 (-62.2%) Shares 16,310 (-65.0%) Est. Cost $27.58 Unrealized -1.9%

VMI VALMONT INDUSTRIES INC 1.3%

Value ($000) $1,482 (-36.4%) Shares 10,670 (-34.5%) Est. Cost $146.58 Unrealized -2.5%

HOG HARLEY DAVIDSON INC 3.6%

Value ($000) $4,281 (+13.2%) Shares 66,645 (-3.4%) Est. Cost $54.04 Unrealized +9.5%

AMGN AMGEN INC 3.9%

Value ($000) $4,636 (+11.3%) Shares 41,425 (-1.9%) Est. Cost $73.34 Unrealized +5.0%

BIDU BAIDU INC 0.5%

Value ($000) $566 (+31.6%) Shares 3,650 (-19.8%) Est. Cost $94.51 Unrealized —

— GOOGLE INC 0.5%

Value ($000) $570 (-3.6%) Shares 651 (-3.0%) Est. Cost $880.77 Unrealized —

AAPL APPLE INC 0.7%

Value ($000) $860 (+1.3%) Shares 1,805 (-15.7%) Est. Cost $13.16 Unrealized +8.5%

— GANNETT CO INC 0.4%

Value ($000) $475 (+1.7%) Shares 17,735 (-7.2%) Est. Cost $24.44 Unrealized —

CVE CENOVUS ENERGY INC 0.2%

Value ($000) $245 (-3.2%) Shares 8,235 (-7.3%) Est. Cost $22.39 Unrealized +0.9%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ORCL	ORACLE CORP	16,310 (-65.0%)	$541 (-62.2%)	0.5%	$27.58	-1.9%	COM	68389X105
VMI	VALMONT INDUSTRIES INC	10,670 (-34.5%)	$1,482 (-36.4%)	1.3%	$146.58	-2.5%	COM	920253101
HOG	HARLEY DAVIDSON INC	66,645 (-3.4%)	$4,281 (+13.2%)	3.6%	$54.04	+9.5%	COM	412822108
AMGN	AMGEN INC	41,425 (-1.9%)	$4,636 (+11.3%)	3.9%	$73.34	+5.0%	COM	031162100
BIDU	BAIDU INC	3,650 (-19.8%)	$566 (+31.6%)	0.5%	$94.51	—	SPON ADR REP A	056752108
—	GOOGLE INC	651 (-3.0%)	$570 (-3.6%)	0.5%	$880.77	—	CL A	38259P508
AAPL	APPLE INC	1,805 (-15.7%)	$860 (+1.3%)	0.7%	$13.16	+8.5%	COM	037833100
—	GANNETT CO INC	17,735 (-7.2%)	$475 (+1.7%)	0.4%	$24.44	—	COM	364730101
CVE	CENOVUS ENERGY INC	8,235 (-7.3%)	$245 (-3.2%)	0.2%	$22.39	+0.9%	COM	15135U109

Unchanged Positions (24)

— CELGENE CORP 3.5%

Value ($000) $4,073 Shares 26,430 Est. Cost $116.96 Unrealized —

COP CONOCOPHILLIPS 2.4%

Value ($000) $2,867 Shares 41,250 Est. Cost $39.96 Unrealized +11.3%

— VARIAN MEDICAL SYSTEMS INC 2.5%

Value ($000) $3,007 Shares 40,246 Est. Cost $67.45 Unrealized —

ALV AUTOLIV INC 0.8%

Value ($000) $890 Shares 10,188 Est. Cost $40.38 Unrealized +11.6%

ROP ROPER INDUSTRIES INC NEW 1.3%

Value ($000) $1,496 Shares 11,260 Est. Cost $113.55 Unrealized +5.0%

IBB ISHARES TR 0.4%

Value ($000) $447 Shares 2,136 Est. Cost $173.69 Unrealized —

ARW ARROW ELECTRS INC 0.3%

Value ($000) $399 Shares 8,232 Est. Cost $38.94 Unrealized +17.7%

SLB SCHLUMBERGER LTD 0.3%

Value ($000) $314 Shares 3,557 Est. Cost $52.90 Unrealized +11.5%

AIZ ASSURANT INC 0.8%

Value ($000) $911 Shares 16,845 Est. Cost $37.94 Unrealized +12.0%

FCX FREEPORT MCMORAN COPPER & GOLD 0.3%

Value ($000) $324 Shares 9,821 Est. Cost $24.45 Unrealized +5.0%

QCOM QUALCOMM INC 0.4%

Value ($000) $433 Shares 6,445 Est. Cost $45.06 Unrealized +3.3%

— BP PRUDHOE BAY RTY TR 0.2%

Value ($000) $225 Shares 2,600 Est. Cost $96.15 Unrealized —

— WISDOMTREE TRUST 0.4%

Value ($000) $474 Shares 9,910 Est. Cost $45.61 Unrealized —

BDX BECTON DICKINSON & CO 2.9%

Value ($000) $3,412 Shares 34,115 Est. Cost $78.11 Unrealized +3.2%

PSX PHILLIPS 66 1.5%

Value ($000) $1,747 Shares 30,215 Est. Cost $40.44 Unrealized -7.3%

MET METLIFE INC 0.6%

Value ($000) $677 Shares 14,420 Est. Cost $24.43 Unrealized +17.9%

PEP PEPSICO INC 0.3%

Value ($000) $327 Shares 4,125 Est. Cost $56.00 Unrealized +1.4%

SNY SANOFI 0.3%

Value ($000) $405 Shares 8,005 Est. Cost $51.47 Unrealized —

— WESTERN ASSET HIGH INCM FD I 0.2%

Value ($000) $222 Shares 23,637 Est. Cost $9.22 Unrealized —

JNJ JOHNSON & JOHNSON 0.3%

Value ($000) $377 Shares 4,353 Est. Cost $59.66 Unrealized +6.5%

PM PHILIP MORRIS INTL INC 0.3%

Value ($000) $325 Shares 3,760 Est. Cost $49.85 Unrealized -5.0%

— NOBLE CORPORATION BAAR 0.3%

Value ($000) $300 Shares 7,953 Est. Cost $37.60 Unrealized —

— OCZ TECHNOLOGY GROUP INC 0.0%

Value ($000) $31 Shares 22,000 Est. Cost $1.45 Unrealized —

— MAG SILVER CORP 0.1%

Value ($000) $117 Shares 20,000 Est. Cost $5.85 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	CELGENE CORP	26,430	$4,073	3.5%	$116.96	—	COM	151020104
COP	CONOCOPHILLIPS	41,250	$2,867	2.4%	$39.96	+11.3%	COM	20825C104
—	VARIAN MEDICAL SYSTEMS INC	40,246	$3,007	2.5%	$67.45	—	COM	92220P105
ALV	AUTOLIV INC	10,188	$890	0.8%	$40.38	+11.6%	COM	052800109
ROP	ROPER INDUSTRIES INC NEW	11,260	$1,496	1.3%	$113.55	+5.0%	COM	776696106
IBB	ISHARES TR	2,136	$447	0.4%	$173.69	—	NASDQ BIO INDX	464287556
ARW	ARROW ELECTRS INC	8,232	$399	0.3%	$38.94	+17.7%	COM	042735100
SLB	SCHLUMBERGER LTD	3,557	$314	0.3%	$52.90	+11.5%	COM	806857108
AIZ	ASSURANT INC	16,845	$911	0.8%	$37.94	+12.0%	COM	04621X108
FCX	FREEPORT MCMORAN COPPER & GOLD	9,821	$324	0.3%	$24.45	+5.0%	COM	35671D857
QCOM	QUALCOMM INC	6,445	$433	0.4%	$45.06	+3.3%	COM	747525103
—	BP PRUDHOE BAY RTY TR	2,600	$225	0.2%	$96.15	—	UNIT BEN INT	055630107
—	WISDOMTREE TRUST	9,910	$474	0.4%	$45.61	—	JAPN HEDGE EQT	97717W901
BDX	BECTON DICKINSON & CO	34,115	$3,412	2.9%	$78.11	+3.2%	COM	075887109
PSX	PHILLIPS 66	30,215	$1,747	1.5%	$40.44	-7.3%	COM	718546104
MET	METLIFE INC	14,420	$677	0.6%	$24.43	+17.9%	COM	59156R108
PEP	PEPSICO INC	4,125	$327	0.3%	$56.00	+1.4%	COM	713448108
SNY	SANOFI	8,005	$405	0.3%	$51.47	—	SPONSORED ADR	80105N105
—	WESTERN ASSET HIGH INCM FD I	23,637	$222	0.2%	$9.22	—	COM	95766J102
JNJ	JOHNSON & JOHNSON	4,353	$377	0.3%	$59.66	+6.5%	COM	478160104
PM	PHILIP MORRIS INTL INC	3,760	$325	0.3%	$49.85	-5.0%	COM	718172109
—	NOBLE CORPORATION BAAR	7,953	$300	0.3%	$37.60	—	NAMEN -AKT	H5833N103
—	OCZ TECHNOLOGY GROUP INC	22,000	$31	0.0%	$1.45	—	COM	67086E303
—	MAG SILVER CORP	20,000	$117	0.1%	$5.85	—	COM	55903Q104