F&V Capital Management, LLC Diversified Active

Location: BOCA RATON, FL

CIK: 0001569453 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 5, 2014

Total Value ($000): $125,483 (100.0% shares, 0.0% debt)

Holdings (60)

New Positions (5)

EXPE EXPEDIA INC 2.1%

Value ($000) $2,600 Shares 37,325 Est. Cost $54.93 Unrealized 0.0%

HIG HARTFORD FINANCIAL SERVICES 1.5%

Value ($000) $1,885 Shares 52,050 Est. Cost $26.74 Unrealized 0.0%

— TRIQUINT SEMICONDUCTOR INC 1.4%

Value ($000) $1,702 Shares 204,120 Est. Cost $8.34 Unrealized —

— NOBLE CORPORATION BAAR 0.2%

Value ($000) $288 Shares 7,698 Est. Cost $37.41 Unrealized —

SCZ ISHARES TR 0.2%

Value ($000) $208 Shares 4,095 Est. Cost $50.79 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
EXPE	EXPEDIA INC	37,325	$2,600	2.1%	$54.93	0.0%	COM	30212P303
HIG	HARTFORD FINANCIAL SERVICES	52,050	$1,885	1.5%	$26.74	0.0%	COM	416515104
—	TRIQUINT SEMICONDUCTOR INC	204,120	$1,702	1.4%	$8.34	—	COM	89674K103
—	NOBLE CORPORATION BAAR	7,698	$288	0.2%	$37.41	—	NAMEN -AKT	G65431101
SCZ	ISHARES TR	4,095	$208	0.2%	$50.79	—	MSCI EAFE SMALL CAP	464288273

Increased Positions (15)

— CELGENE CORP 4.5%

Value ($000) $5,680 (+39.5%) Shares 33,620 (+27.2%) Est. Cost $128.08 Unrealized —

PSX PHILLIPS 66 1.9%

Value ($000) $2,379 (+36.2%) Shares 30,849 (+2.1%) Est. Cost $40.50 Unrealized +7.2%

AVY AVERY DENNISON CORP 3.4%

Value ($000) $4,234 (+16.7%) Shares 84,360 (+1.2%) Est. Cost $33.67 Unrealized +10.2%

KMB KIMBERLY CLARK CORP 3.0%

Value ($000) $3,790 (+13.1%) Shares 36,285 (+2.0%) Est. Cost $63.08 Unrealized +5.2%

MLI MUELLER INDUSTRIES INC 2.4%

Value ($000) $3,053 (+14.9%) Shares 48,460 (+1.6%) Est. Cost $10.23 Unrealized +14.7%

HOG HARLEY DAVIDSON INC 3.7%

Value ($000) $4,677 (+9.3%) Shares 67,555 (+1.4%) Est. Cost $54.20 Unrealized +22.2%

— BAKER HUGHES INC 2.1%

Value ($000) $2,669 (+14.8%) Shares 48,310 (+2.1%) Est. Cost $46.41 Unrealized —

ADI ANALOG DEVICES INC 2.4%

Value ($000) $3,005 (+12.3%) Shares 59,005 (+3.8%) Est. Cost $34.45 Unrealized +9.3%

NEM NEWMONT MINING CORP 1.3%

Value ($000) $1,692 (-15.7%) Shares 73,475 (+2.8%) Est. Cost $24.27 Unrealized -18.6%

— WISDOMTREE TRUST 0.6%

Value ($000) $726 (+53.2%) Shares 14,295 (+44.2%) Est. Cost $47.20 Unrealized —

T AT&T INC 3.4%

Value ($000) $4,307 (+5.7%) Shares 122,500 (+1.6%) Est. Cost $11.34 Unrealized -1.5%

AMGN AMGEN INC 3.9%

Value ($000) $4,855 (+4.7%) Shares 42,560 (+2.7%) Est. Cost $73.55 Unrealized +10.3%

— VARIAN MEDICAL SYSTEMS INC 2.6%

Value ($000) $3,209 (+6.7%) Shares 41,310 (+2.6%) Est. Cost $67.72 Unrealized —

COP CONOCOPHILLIPS 2.4%

Value ($000) $2,976 (+3.8%) Shares 42,125 (+2.1%) Est. Cost $40.13 Unrealized +20.6%

— EMC CORP-MASS 3.1%

Value ($000) $3,836 (+0.3%) Shares 152,555 (+1.9%) Est. Cost $23.69 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	CELGENE CORP	33,620 (+27.2%)	$5,680 (+39.5%)	4.5%	$128.08	—	COM	151020104
PSX	PHILLIPS 66	30,849 (+2.1%)	$2,379 (+36.2%)	1.9%	$40.50	+7.2%	COM	718546104
AVY	AVERY DENNISON CORP	84,360 (+1.2%)	$4,234 (+16.7%)	3.4%	$33.67	+10.2%	COM	053611109
KMB	KIMBERLY CLARK CORP	36,285 (+2.0%)	$3,790 (+13.1%)	3.0%	$63.08	+5.2%	COM	494368103
MLI	MUELLER INDUSTRIES INC	48,460 (+1.6%)	$3,053 (+14.9%)	2.4%	$10.23	+14.7%	COM	624756102
HOG	HARLEY DAVIDSON INC	67,555 (+1.4%)	$4,677 (+9.3%)	3.7%	$54.20	+22.2%	COM	412822108
—	BAKER HUGHES INC	48,310 (+2.1%)	$2,669 (+14.8%)	2.1%	$46.41	—	COM	057224107
ADI	ANALOG DEVICES INC	59,005 (+3.8%)	$3,005 (+12.3%)	2.4%	$34.45	+9.3%	COM	032654105
NEM	NEWMONT MINING CORP	73,475 (+2.8%)	$1,692 (-15.7%)	1.3%	$24.27	-18.6%	COM	651639106
—	WISDOMTREE TRUST	14,295 (+44.2%)	$726 (+53.2%)	0.6%	$47.20	—	JAPN HEDGE EQT	97717W901
T	AT&T INC	122,500 (+1.6%)	$4,307 (+5.7%)	3.4%	$11.34	-1.5%	COM	00206R102
AMGN	AMGEN INC	42,560 (+2.7%)	$4,855 (+4.7%)	3.9%	$73.55	+10.3%	COM	031162100
—	VARIAN MEDICAL SYSTEMS INC	41,310 (+2.6%)	$3,209 (+6.7%)	2.6%	$67.72	—	COM	92220P105
COP	CONOCOPHILLIPS	42,125 (+2.1%)	$2,976 (+3.8%)	2.4%	$40.13	+20.6%	COM	20825C104
—	EMC CORP-MASS	152,555 (+1.9%)	$3,836 (+0.3%)	3.1%	$23.69	—	COM	268648102

Exited Positions (10)

TEVA TEVA PHARMACEUTICAL INDS LTD 0.4%

Value ($000) $509 Shares 13,486 Est. Cost $39.06 Unrealized —

— GANNETT CO INC 0.4%

Value ($000) $475 Shares 17,735 Est. Cost $24.44 Unrealized —

WGO WINNEBAGO INDUSTRIES INC 0.3%

Value ($000) $405 Shares 15,620 Est. Cost $23.61 Unrealized +23.1%

— NOBLE CORPORATION BAAR 0.2%

Value ($000) $300 Shares 7,953 Est. Cost $37.60 Unrealized —

CVE CENOVUS ENERGY INC 0.2%

Value ($000) $245 Shares 8,235 Est. Cost $22.39 Unrealized +0.2%

— BP PRUDHOE BAY RTY TR 0.2%

Value ($000) $225 Shares 2,600 Est. Cost $96.15 Unrealized —

EWZ ISHARES INC 0.2%

Value ($000) $213 Shares 4,450 Est. Cost $47.87 Unrealized —

— ISHARES INC 0.1%

Value ($000) $168 Shares 14,100 Est. Cost $11.38 Unrealized —

— MAG SILVER CORP 0.1%

Value ($000) $117 Shares 20,000 Est. Cost $5.85 Unrealized —

— NUVERRA ENVIRONMENTAL 0.0%

Value ($000) $34 Shares 15,000 Est. Cost $2.27 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
TEVA	TEVA PHARMACEUTICAL INDS LTD	13,486	$509	0.4%	$39.06	—	—	881624209
—	GANNETT CO INC	17,735	$475	0.4%	$24.44	—	—	364730101
WGO	WINNEBAGO INDUSTRIES INC	15,620	$405	0.3%	$23.61	+23.1%	—	974637100
—	NOBLE CORPORATION BAAR	7,953	$300	0.2%	$37.60	—	—	H5833N103
CVE	CENOVUS ENERGY INC	8,235	$245	0.2%	$22.39	+0.2%	—	15135U109
—	BP PRUDHOE BAY RTY TR	2,600	$225	0.2%	$96.15	—	—	055630107
EWZ	ISHARES INC	4,450	$213	0.2%	$47.87	—	—	464286400
—	ISHARES INC	14,100	$168	0.1%	$11.38	—	—	464286848
—	MAG SILVER CORP	20,000	$117	0.1%	$5.85	—	—	55903Q104
—	NUVERRA ENVIRONMENTAL	15,000	$34	0.0%	$2.27	—	—	67091K104

Decreased Positions (19)

— COACH INC 0.3%

Value ($000) $363 (-88.1%) Shares 6,480 (-88.4%) Est. Cost $56.95 Unrealized —

— YAHOO INC 2.7%

Value ($000) $3,426 (-34.5%) Shares 84,725 (-46.3%) Est. Cost $25.27 Unrealized —

— HESS CORPORATION 3.3%

Value ($000) $4,141 (-20.5%) Shares 49,900 (-25.9%) Est. Cost $67.80 Unrealized —

GLW CORNING INC 3.5%

Value ($000) $4,399 (+20.1%) Shares 246,870 (-1.6%) Est. Cost $10.55 Unrealized +14.2%

FDX FEDEX CORP 3.7%

Value ($000) $4,681 (-10.8%) Shares 32,565 (-29.2%) Est. Cost $82.12 Unrealized +36.5%

— ALCOA INC 1.9%

Value ($000) $2,386 (+26.8%) Shares 224,513 (-3.1%) Est. Cost $7.83 Unrealized —

MS MORGAN STANLEY 3.0%

Value ($000) $3,761 (-9.9%) Shares 119,946 (-22.6%) Est. Cost $17.53 Unrealized +24.4%

BDX BECTON DICKINSON & CO 2.9%

Value ($000) $3,581 (+5.0%) Shares 32,415 (-5.0%) Est. Cost $78.11 Unrealized +9.8%

— WESTERN ASSET HIGH INCM FD I 0.1%

Value ($000) $123 (-44.6%) Shares 13,637 (-42.3%) Est. Cost $9.22 Unrealized —

SLB SCHLUMBERGER LTD 0.2%

Value ($000) $243 (-22.6%) Shares 2,697 (-24.2%) Est. Cost $52.90 Unrealized +23.0%

MRK MERCK & CO INC 3.3%

Value ($000) $4,197 (+1.6%) Shares 83,865 (-3.3%) Est. Cost $30.05 Unrealized +4.1%

PHM PULTE GROUP INC 0.8%

Value ($000) $1,056 (+4.5%) Shares 51,890 (-15.4%) Est. Cost $16.76 Unrealized -9.2%

QCOM QUALCOMM INC 0.4%

Value ($000) $471 (+8.8%) Shares 6,355 (-1.4%) Est. Cost $45.06 Unrealized +11.8%

— ORGANOVO HOLDINGS INC 0.1%

Value ($000) $125 (+34.4%) Shares 11,300 (-30.2%) Est. Cost $5.74 Unrealized —

— OCZ TECHNOLOGY GROUP INC 0.0%

Value ($000) $1 (-96.8%) Shares 17,000 (-22.7%) Est. Cost $1.45 Unrealized —

FCX FREEPORT MCMORAN COPPER & GOLD 0.3%

Value ($000) $343 (+5.9%) Shares 9,105 (-7.3%) Est. Cost $24.45 Unrealized +23.0%

EWW ISHARES INC 0.4%

Value ($000) $513 (-2.5%) Shares 7,550 (-8.4%) Est. Cost $65.20 Unrealized —

— ENBRIDGE ENERGY PARTNERS L P 0.3%

Value ($000) $378 (-3.3%) Shares 12,678 (-1.4%) Est. Cost $30.44 Unrealized —

PM PHILIP MORRIS INTL INC 0.3%

Value ($000) $323 (-0.6%) Shares 3,710 (-1.3%) Est. Cost $49.85 Unrealized -4.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	COACH INC	6,480 (-88.4%)	$363 (-88.1%)	0.3%	$56.95	—	COM	189754104
—	YAHOO INC	84,725 (-46.3%)	$3,426 (-34.5%)	2.7%	$25.27	—	COM	984332106
—	HESS CORPORATION	49,900 (-25.9%)	$4,141 (-20.5%)	3.3%	$67.80	—	COM	42809H107
GLW	CORNING INC	246,870 (-1.6%)	$4,399 (+20.1%)	3.5%	$10.55	+14.2%	COM	219350105
FDX	FEDEX CORP	32,565 (-29.2%)	$4,681 (-10.8%)	3.7%	$82.12	+36.5%	COM	31428X106
—	ALCOA INC	224,513 (-3.1%)	$2,386 (+26.8%)	1.9%	$7.83	—	COM	013817101
MS	MORGAN STANLEY	119,946 (-22.6%)	$3,761 (-9.9%)	3.0%	$17.53	+24.4%	COM NEW	617446448
BDX	BECTON DICKINSON & CO	32,415 (-5.0%)	$3,581 (+5.0%)	2.9%	$78.11	+9.8%	COM	075887109
—	WESTERN ASSET HIGH INCM FD I	13,637 (-42.3%)	$123 (-44.6%)	0.1%	$9.22	—	COM	95766J102
SLB	SCHLUMBERGER LTD	2,697 (-24.2%)	$243 (-22.6%)	0.2%	$52.90	+23.0%	COM	806857108
MRK	MERCK & CO INC	83,865 (-3.3%)	$4,197 (+1.6%)	3.3%	$30.05	+4.1%	COM	58933Y105
PHM	PULTE GROUP INC	51,890 (-15.4%)	$1,056 (+4.5%)	0.8%	$16.76	-9.2%	COM	745867101
QCOM	QUALCOMM INC	6,355 (-1.4%)	$471 (+8.8%)	0.4%	$45.06	+11.8%	COM	747525103
—	ORGANOVO HOLDINGS INC	11,300 (-30.2%)	$125 (+34.4%)	0.1%	$5.74	—	COM	68620A104
—	OCZ TECHNOLOGY GROUP INC	17,000 (-22.7%)	$1 (-96.8%)	0.0%	$1.45	—	COM	67086E303
FCX	FREEPORT MCMORAN COPPER & GOLD	9,105 (-7.3%)	$343 (+5.9%)	0.3%	$24.45	+23.0%	COM	35671D857
EWW	ISHARES INC	7,550 (-8.4%)	$513 (-2.5%)	0.4%	$65.20	—	MSCI MEXICO CAP	464286822
—	ENBRIDGE ENERGY PARTNERS L P	12,678 (-1.4%)	$378 (-3.3%)	0.3%	$30.44	—	COM	29250R106
PM	PHILIP MORRIS INTL INC	3,710 (-1.3%)	$323 (-0.6%)	0.3%	$49.85	-4.0%	COM	718172109

Unchanged Positions (21)

ADM ARCHER-DANIELS-MIDLAND CO 4.9%

Value ($000) $6,100 Shares 140,570 Est. Cost $23.42 Unrealized +22.1%

JPM JPMORGAN CHASE & CO 2.7%

Value ($000) $3,448 Shares 58,970 Est. Cost $36.31 Unrealized +9.1%

AEP AMERICAN ELECTRIC POWER CO INC 3.3%

Value ($000) $4,129 Shares 88,350 Est. Cost $29.80 Unrealized +0.3%

ALL ALLSTATE CORP 2.7%

Value ($000) $3,347 Shares 61,380 Est. Cost $37.20 Unrealized +10.5%

AIZ ASSURANT INC 0.9%

Value ($000) $1,118 Shares 16,845 Est. Cost $37.94 Unrealized +27.3%

— GOOGLE INC 0.6%

Value ($000) $729 Shares 651 Est. Cost $880.77 Unrealized —

AAPL APPLE INC 0.8%

Value ($000) $1,004 Shares 1,790 Est. Cost $13.16 Unrealized +24.4%

VMI VALMONT INDUSTRIES INC 1.3%

Value ($000) $1,602 Shares 10,745 Est. Cost $146.58 Unrealized -3.6%

MET METLIFE INC 0.6%

Value ($000) $780 Shares 14,470 Est. Cost $24.43 Unrealized +23.3%

— BLACKSTONE GROUP L P 0.3%

Value ($000) $419 Shares 13,320 Est. Cost $24.83 Unrealized —

BIDU BAIDU INC 0.5%

Value ($000) $651 Shares 3,660 Est. Cost $94.51 Unrealized —

ORCL ORACLE CORP 0.5%

Value ($000) $620 Shares 16,210 Est. Cost $27.58 Unrealized +4.4%

ROP ROPER INDUSTRIES INC NEW 1.2%

Value ($000) $1,560 Shares 11,250 Est. Cost $113.55 Unrealized +6.4%

— ARM HOLDINGS PLC 0.4%

Value ($000) $464 Shares 8,490 Est. Cost $36.52 Unrealized —

ARW ARROW ELECTRS INC 0.4%

Value ($000) $446 Shares 8,232 Est. Cost $38.94 Unrealized +30.5%

ALV AUTOLIV INC 0.7%

Value ($000) $930 Shares 10,138 Est. Cost $40.38 Unrealized +22.5%

IBB ISHARES TR 0.4%

Value ($000) $485 Shares 2,136 Est. Cost $173.69 Unrealized —

EBAY EBAY INC 3.3%

Value ($000) $4,201 Shares 76,575 Est. Cost $20.17 Unrealized -2.4%

JNJ JOHNSON & JOHNSON 0.3%

Value ($000) $401 Shares 4,387 Est. Cost $59.66 Unrealized +10.2%

SNY SANOFI 0.3%

Value ($000) $425 Shares 7,930 Est. Cost $51.47 Unrealized —

PEP PEPSICO INC 0.3%

Value ($000) $342 Shares 4,125 Est. Cost $56.00 Unrealized +3.1%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ADM	ARCHER-DANIELS-MIDLAND CO	140,570	$6,100	4.9%	$23.42	+22.1%	COM	039483102
JPM	JPMORGAN CHASE & CO	58,970	$3,448	2.7%	$36.31	+9.1%	COM	46625H100
AEP	AMERICAN ELECTRIC POWER CO INC	88,350	$4,129	3.3%	$29.80	+0.3%	COM	025537101
ALL	ALLSTATE CORP	61,380	$3,347	2.7%	$37.20	+10.5%	COM	020002101
AIZ	ASSURANT INC	16,845	$1,118	0.9%	$37.94	+27.3%	COM	04621X108
—	GOOGLE INC	651	$729	0.6%	$880.77	—	CL A	38259P508
AAPL	APPLE INC	1,790	$1,004	0.8%	$13.16	+24.4%	COM	037833100
VMI	VALMONT INDUSTRIES INC	10,745	$1,602	1.3%	$146.58	-3.6%	COM	920253101
MET	METLIFE INC	14,470	$780	0.6%	$24.43	+23.3%	COM	59156R108
—	BLACKSTONE GROUP L P	13,320	$419	0.3%	$24.83	—	COM	09253U108
BIDU	BAIDU INC	3,660	$651	0.5%	$94.51	—	SPON ADR REP A	056752108
ORCL	ORACLE CORP	16,210	$620	0.5%	$27.58	+4.4%	COM	68389X105
ROP	ROPER INDUSTRIES INC NEW	11,250	$1,560	1.2%	$113.55	+6.4%	COM	776696106
—	ARM HOLDINGS PLC	8,490	$464	0.4%	$36.52	—	SPONSORED ADR	042068106
ARW	ARROW ELECTRS INC	8,232	$446	0.4%	$38.94	+30.5%	COM	042735100
ALV	AUTOLIV INC	10,138	$930	0.7%	$40.38	+22.5%	COM	052800109
IBB	ISHARES TR	2,136	$485	0.4%	$173.69	—	NASDQ BIO INDX	464287556
EBAY	EBAY INC	76,575	$4,201	3.3%	$20.17	-2.4%	COM	278642103
JNJ	JOHNSON & JOHNSON	4,387	$401	0.3%	$59.66	+10.2%	COM	478160104
SNY	SANOFI	7,930	$425	0.3%	$51.47	—	SPONSORED ADR	80105N105
PEP	PEPSICO INC	4,125	$342	0.3%	$56.00	+3.1%	COM	713448108